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卷67 漢紀五十九

Volume 67 Han Records 59

Chapter 67 of 資治通鑑 · Comprehensive Mirror in Aid of Governance
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Chapter 67
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1
==
[Han Records 59] Spanning from the year Yanfeng Dunxiang through Rouzhao Toushan—a period of three years.
2
Emperor Xian of Han, nineteenth year of Jian'an ( jiawu, the year 214 CE)
3
使
In spring, Ma Chao asked Zhang Lu for troops to march north and seize Liangzhou; Lu sent him back instead to besiege Qishan. Jiang Xu and others sent urgent appeals to Xiahou Yuan; the generals debated whether they ought to wait for orders from Duke Cao. Yuan said, "The Duke is at Ye, four thousand li there and back. By the time a report reaches him, Xu and the others will already have been defeated—that is no way to save them in time." He set out at once, placing Zhang He in command of five thousand foot and horse as the vanguard. Ma Chao was defeated and fled. Han Sui was at Xianqin; Yuan meant to take him by surprise, but Sui fled. Yuan pursued as far as Lueyang, still thirty-odd li behind Sui. The generals wanted to press the attack on him, but others argued they should strike the Di of Xingguo instead. Yuan reasoned, "Sui's troops are first-rate, and Xingguo is strongly fortified—we cannot storm it in a hurry. Better to strike the Di of Changli. Most of the Changli Di were serving in Sui's army; they would surely hurry home to defend their families. If they left the Di and held their ground alone, they would be isolated; if they rushed to save Changli, our troops could meet them in the open and take them for certain." Yuan left supervising officers to guard the baggage train, led light troops himself to Changli, and attacked and burned the Di camps. Sui did come to the rescue of Changli. Seeing how numerous Sui's forces were, the generals wanted to entrench and dig trenches before giving battle. Yuan said, "We have fought our way a thousand li in relays. If we stop now to build camps and trenches, the men will be exhausted and good for nothing. The enemy may be many, but they will be easy to handle." He ordered the drums beaten and routed Sui's army completely. He pressed on to besiege Xingguo. The Di king Qianwan fled to Ma Chao, while the remainder surrendered outright. He then turned against Gaoping and the Tuge and defeated them both.
4
In the third month, an edict ranked Duke Cao above all feudal lords and kings and invested him anew with the golden seal, crimson sash, and distant-travel crown.
5
退
In summer, during the fourth month, there was drought. In the fifth month came heavy rains and flooding. Earlier, Duke Cao had sent Lujiang Administrator Zhu Guang to garrison Wan and open extensive rice paddies there. Lü Meng told Sun Quan, "Wan's fields are rich and fertile. One harvest there will swell their numbers—we should destroy this threat at once." In the intercalary month, Quan led the assault on Wancheng in person. The generals proposed building assault mounds and siege engines. Lü Meng said, "Siege works and earthen mounds cannot be finished in less than many days; by then the defenses will be ready and outside relief will arrive—we will have lost our chance. Besides, we entered on the floodwaters. If we linger for days, the water will fall and the retreat will be hard—I fear that danger myself. This city is not strongly built. Strike on four sides with the army's full edge, and it will fall in no time; withdraw while the waters still hold—that is the path to total victory." Quan agreed. Meng recommended Gan Ning to lead the escalade. Ning took a white silk rope, scaled the wall himself, and went first among the troops; Meng followed with picked troops, beating the war drums, and the men surged up after them. They attacked at dawn and took the city by breakfast time, capturing Zhu Guang and tens of thousands of people. Zhang Liao reached Jiashi only to learn the city had already fallen, and he withdrew. Quan appointed Lü Meng Administrator of Lujiang and returned to camp at Xunyang.
6
便 西
Zhuge Liang left Guan Yu to hold Jingzhou and, with Zhang Fei and Zhao Yun, led troops upriver to take Badong. At Jiangzhou they defeated Yan Yan, Administrator of Ba commandery, and took him alive. Fei thundered at Yan, "The main army is here—why do you not surrender? How dare you resist!" Yan replied, "You people are shameless invaders of our province. In this province we have only generals who lose their heads—never generals who surrender!" Fei flew into a rage and ordered his men to drag Yan away and behead him. Yan's composure never wavered. He said, "Behead me if you like—why work yourself into a rage over it?" Fei was impressed, released him, and took him on as a personal guest. They sent Zhao Yun along the outer river to secure Jiangyang and Jianwei, while Fei pacified Brazil and Deyang.
7
使 使 使涿 輿
Liu Bei had besieged Luocheng for nearly a year when Pang Tong was hit by a stray arrow and died. Fa Zheng wrote Liu Zhang a letter laying out the balance of forces and adding, "From the day he raised his army, General Left has kept his old affection for you—he truly bears you no ill will. I believe you should consider a change of course to preserve your house and rank." Zhang made no reply. Luocheng fell, and Bei pressed on to besiege Chengdu. Zhuge Liang, Zhang Fei, and Zhao Yun marched up with their forces to join him. Ma Chao saw that Zhang Lu was no partner for serious plans, and that Lu's officers such as Yang Ang kept undermining him; inwardly he grew restless. Bei sent Li Hui, Supervisor of Jianning, to win him over. Ma Chao fled from Wudu into Di country and sent a secret letter offering to surrender to Bei. Bei had men hold Ma Chao in place while secretly reinforcing him with troops. When Ma Chao arrived, Bei had him camp north of the city with his army, and panic seized Chengdu. After besieging the city for several tens of days, Bei sent Jian Yong of Zhuo, Attendant of the Masters of Writing, into the city to persuade Liu Zhang. The city still held thirty thousand crack troops and provisions for a year; officials and commoners alike were ready to fight to the death. Zhang said, "Father and son have ruled this province for more than twenty years without bestowing any real grace on the people. For three years the people have fought, their flesh feeding the wild grass—all because of me. How could my conscience bear that!" He opened the gates, rode out in the same carriage with Jian Yong to surrender, and every man under him wept. Bei resettled Zhang at Gong'an, returned all his property, and invested him with the seal and sash of General Who Inspires Awe.
8
西西
Bei entered Chengdu, set out wine, and gave the troops a great feast. He took the gold and silver in the Shu capital, distributed it among the officers and men, and returned the people's grain and cloth to them. Bei assumed the post of Governor of Yizhou. He made Zhuge Liang, Military Adviser Middle Gentleman, General of the Military Advisers; Dong He of Nan, Yizhou Administrator, Supervisor of the Army Middle Gentleman, sharing Left General headquarters duties; Ma Chao, General of the Van, General Who Pacifies the West; Fa Zheng, Military Adviser Colonel, Administrator of Shu and General Who Displays Martiality; Huang Zhong of Nanyang, General of the Rear, General Who Attacks the Barbarians; Mi Zhu, Attendant of the Masters of Writing, General Who Pacifies Han; Jian Yong, General Who Displays Virtue; Sun Qian of Beihai, General Who Upholds Loyalty; Huang Quan, Magistrate of Guanghan, General of the Van; Xu Jing of Runan, Chief Clerk to the Left General; Pang Xi, Major; Li Yan, Administrator of Jianwei; Fei Guan, Administrator of Ba; Yi Ji of Shanyang, Attendant of the Masters of Writing; Liu Ba of Lingling, Western Bureau Clerk; and Peng Yi of Guanghan, Supervisor of the Masters of Writing for Yizhou.
9
使 宿
Dong He had earlier served in the commandery with purity, thrift, and integrity, winning the trust of both Han and tribal peoples; Shu hailed him as a model official, which is why Bei raised him up. When Bei fled from Xinye south of the Yangzi, Jing-Chu scholars flocked to him like clouds—yet Liu Ba alone went north to Duke Cao. Cao took him on as a clerk and sent him to win over Changsha, Lingling, and Guiyang. But Bei had already seized some three commanderies, Ba's mission came to nothing, and he meant to return to the capital by way of Jiaozhou. Zhuge Liang was at Linzheng and wrote inviting him, but Ba refused; Bei took this as a deep affront. Ba then entered Shu from Jiaozhi and placed himself under Liu Zhang. When Zhang welcomed Bei in, Ba warned, "Bei is a formidable man. Let him in and he will surely bring harm." Once Bei was inside, Ba warned again, "Send him against Zhang Lu and you are releasing a tiger into the hills." Zhang would not listen, and Ba shut his doors, pleading illness. When Bei besieged Chengdu, he proclaimed through the army, "Whoever harms Liu Ba will bring execution on three generations of his kin." When he secured Ba, he was overjoyed. By then the counties of Yizhou were surrendering at the first rumor of Bei; only Huang Quan shut his gates and held out until Zhang had formally submitted, and then he yielded. Dong He, Huang Quan, Li Yan, and others had been Zhang's own appointees; Wu Yi, Fei Guan, and others were tied to Zhang by marriage; Peng Yi was a man Zhang had cast out; Liu Ba was a man Bei had long resented; Yet Bei gave them all high office and used their talents to the full. Men of ambition strove to serve him, and the people of Yizhou were brought into broad harmony. Earlier, Liu Zhang had made Xu Jing Administrator of Shu commandery. As Chengdu was about to fall, Jing plotted to slip over the wall and surrender to Bei; for this Bei held him in contempt and would not use him. Fa Zheng said, "The world has men who win empty fame without substance—Xu Jing is one of them. Yet you are only now founding a great enterprise. You cannot explain yourself door to door across the realm; you should honor him publicly to satisfy the hopes of men near and far." Bei thereupon treated him with ceremony and gave him office.
10
調
During the siege of Chengdu, Bei pledged to his officers and men, "When this is settled, everything in the treasury is yours—I claim no part of it." When Chengdu fell, the men cast aside their arms and rushed to the storehouses, scrambling for valuables. Military funds ran short, and Bei was deeply troubled. Liu Ba said, "That is easily remedied. Mint zhibai coins, stabilize prices, and have officials run government markets." Bei followed his advice. Within a few months the treasury was full again. At the time some argued that the finest fields and houses in Chengdu should be divided among the generals as rewards. Zhao Yun said, "Huo Qubing refused to settle down while the Xiongnu still stood unconquered. Our country's enemy is far more than the Xiongnu alone—we are in no position to seek comfort yet. Only when the realm is wholly pacified should each man return to his native place and take up farming at home—that is the proper course. The people of Yizhou have only just suffered war. Their fields and homes should be returned so they can settle and resume their livelihoods—only then can you levy and win them. They must not be stripped to reward private favorites." Bei accepted his counsel.
11
退
When Bei moved against Liu Zhang, he left Huo Jun of Nan, Central Regiment General, to hold Jimeng. Zhang Lu sent Yang Ang to win Jun over and propose a joint defense of the city. Jun replied, "You may have my head, but you will never have this city!" Ang withdrew. Later Zhang's generals Fu Jin and Xiang Cun led more than ten thousand men up the Lang River to besiege Jun for nearly a year. Jun had only a few hundred men in the city. When he saw his chance, he sent picked troops out in a sortie, routed the enemy, and killed Xiang Cun. Once Bei had secured Shu, he carved Zitong commandery out of Guanghan and made Jun its administrator.
12
使
Fa Zheng governed the capital region outwardly while serving as Bei's chief strategist within. The smallest kindness or the slightest grudge he repaid in full, and he killed several men on his own authority who had wronged him. Someone told Zhuge Liang, "Fa Zheng runs wild. You ought to tell the lord to rein in his power." Liang said, "When our lord was at Gong'an, he feared Cao Cao's strength to the north and Sun Quan's pressure to the east, and close at hand he dreaded trouble from Lady Sun under his own roof. Fa Xiaozhi was the wing that let him rise and soar again—an achievement that cannot be matched. How then can we restrain Xiaozhi and keep him from having his way even a little?"
13
Zhuge Liang helped Bei govern Shu with a notably stern hand, and many grumbled against it. Fa Zheng told Liang, "When Gaozu entered the passes, he proclaimed the three-article law, and the people of Qin felt his virtue. You now wield borrowed power across a whole province, have only just gained a state, and have not yet shown gracious rule; and as guest among hosts you ought to show forbearance. Ease punishments and relax prohibitions to satisfy what the people hope for." Liang replied, "You know one side of this, not the other. Qin ruled without the Way, its government harsh and the people full of resentment. One common man cried out and the realm fell apart; Gaozu seized that moment and could bring broad relief to the age. Liu Zhang was weak and muddled. Since Liu Yan's day burdens had piled up for generations, written law had become mere shackles, officials merely bowed to one another, virtuous rule went unpracticed, and awe-inspiring punishments went unenforced. Shu's local elites seized power and did as they pleased, and the bond between ruler and minister was steadily overturned. Honor men with rank, and when rank reaches its limit they grow contemptible; indulge them with favor, and when favor is exhausted they grow insolent. The decay they brought about came chiefly from this. I now awe them with law; when law is enforced they learn what favor means; limit them with noble rank; when rank is granted they learn what glory means. Glory and favor working together, superior and inferior kept in their proper measure—that is the heart of good government, and here it stands plain."
14
Liu Bei appointed Jiang Wan of Lingling magistrate of Guangdu. Once while out on an inspection tour, Bei suddenly appeared at Guangdu and found Wan's affairs in disorder and Wan himself drunk. Bei flew into a rage and was about to have him executed. Zhuge Liang pleaded, "Jiang Wan is fit to serve the state—he is no mere district administrator. He governs to secure the people, not to put on a show. I beg you to look at him again with care." Bei held Liang in high regard, so he did not punish Wan but merely stripped him of office in haste.
15
In autumn, during the seventh month, Duke Cao attacked Sun Quan and left his youngest son, Marquis of Linzi Cao Zhi, to guard Ye. Cao carefully chose staff for his sons and made Xing Yong household aide to Zhi. Yong kept him in check with strict ritual propriety and would not bend, and for that reason they did not get along. Liu Zhen, a junior associate, wrote fine prose, and Zhi was fond of him. Zhen wrote to admonish Zhi, "You gather the spring blossoms your junior offers but forget the autumn fruit your household aide provides. You invite your father's reproach, and the fault is no small one. I am truly afraid for you."
16
Xun You, Director of the Masters of Writing in Wei, died. You was deeply secretive and possessed keen strategic foresight. From the time he followed Duke Cao on campaign he often plotted behind closed curtains, and neither his contemporaries nor even his own sons knew what he had said. Cao once said, "Xun Wenruo advances the good and never stops until it is done; Xun Gongda removes evil and never stops until it is gone." He also said, "The two Director Xuns judged men so well that over time one trusts them all the more. I shall not forget them as long as I live."
17
使 西
Earlier, Song Jian of Baohan had exploited the disorders in Liangzhou to style himself King Who Pacifies Han at the River's Head, change the era name, and set up a full bureaucracy—for more than thirty years. In winter, during the tenth month, Duke Cao sent Xiahou Yuan from Xingguo against Jian, besieged Baohan, took it, and beheaded Jian. Yuan separately sent Zhang He and others across the river into Lesser Huangzhong; the Qiang west of the river all submitted, and Longyou was pacified.
18
殿 使 殿
Since the emperor had his court at Xu, he had held nothing but an empty throne; every attendant and guard around him was a man of the Cao clan. Gentleman Consultant Zhao Yan once laid out timely policy for the emperor; Duke Cao hated it and had him killed. Cao later came into the hall on business. The emperor, unable to master his fear, said, "If you can truly assist me, the reward will be great; if not, I beg you graciously to let me go." Cao turned pale, bowed his head, and begged to withdraw. By old ritual, when the Three Excellencies who commanded troops came to audience, tiger guards were ordered to flank them with blades drawn. Cao went out, glanced back at his attendants, sweat streaming down his back; and from then on he never came to court audience again. Dong Cheng's daughter had been made a Noble Lady. Cao executed Cheng and demanded that the Noble Lady be killed as well. Because the Noble Lady was pregnant, the emperor pleaded again and again, but could not save her. Empress Fu was seized with fear and wrote her father Wan describing Cao's cruel oppression, urging him to plot in secret. Wan did not dare act. Now the affair leaked out, and Cao was furious. In the eleventh month he sent Grandee Secretary Xi Lü with credentials to seize the empress's seal and sash, with Director of the Masters of Writing Hua Xin as his deputy, and led troops into the palace to take her. The empress shut her door and hid inside the wall. Xin broke down the door, tore open the wall, and dragged the empress out. The emperor was in the outer hall and had drawn Lü to sit beside him. The empress came with her hair loose and barefoot, weeping as she passed. She took her leave and said, "Can you not save my life after all?" The emperor said, "I too do not know when my own life will end!" He turned to Lü and said, "Lord Xi, can such a thing truly exist under heaven!" They took the empress down to the harsh chamber and killed her by confinement; the two princes she had borne were poisoned to death, and more than a hundred of her brothers and kinsmen were killed.
19
In the twelfth month, Duke Cao reached Meng Ford.
20
使
Cao made Gao Rou, Gentleman of the Masters of Writing, clerk of the justice bureau. Under the old law, when soldiers deserted on campaign, their wives and children were punished to the full extent of the law. Yet desertions still did not stop. Cao wished to make the punishment heavier, extending it to parents and brothers as well. Rou submitted, "Desertion is indeed detestable, yet I have heard that some deserters later repent. I believe their wives and children ought to be spared—this may lure them back. The former statute already cut off their hope of return; yet if you rashly make it heavier, I fear that from now on, whenever a soldier sees one man desert and knows punishment will reach his own kin, the rest will flee together as well—and then you will never be able to stop them by killing. Heavy punishment will not stop desertion—it will only make men run all the faster!" Cao said, "Well said!" He then halted the killings.
21
Emperor Xian of Han, twentieth year of Jian'an ( yiwei, the year 215 CE)
22
In spring, on the first day jiazi of the first month, the Noble Lady of the Cao clan was made empress; she was Duke Cao's daughter. In the third month, Duke Cao led the attack on Zhang Lu in person, intending to enter Di territory from Wudu. The Di blocked the road, and he sent Zhang He, Zhu Ling, and others to break through. In summer, during the fourth month, Cao left Chencang through Sans Pass for Hechi. The Di king Dou Mao, with more than ten thousand men, held the terrain and refused submission. In the fifth month Cao attacked and slaughtered them. The generals Qu Yan and Jiang Shi of Siping and Jincheng jointly beheaded Han Sui and sent his head.
23
使使 使 使
Earlier, while Liu Bei was in Jingzhou, Zhou Yu, Gan Ning, and others repeatedly urged Sun Quan to seize Shu. Quan sent an envoy to tell Bei, "Liu Zhang is no warrior and cannot hold his ground. If Cao Cao takes Shu, Jingzhou will be in peril. I mean to take Zhang first, then Zhang Lu, and unify the south. Even ten Caos could not trouble us then." Bei replied, "Yizhou is rich in people and perilous in terrain. Though Liu Zhang is weak, he can still hold his own. To expose your army in Shu and Han, haul supplies ten thousand li, and expect every battle won without loss—that is what even Sun Wu would find hard. Men who saw Cao defeated at Red Cliffs say his strength is spent and he has no further distant ambitions. Cao already holds two thirds of the realm. He means to water his horses at the eastern sea and parade his troops at Wu and Kuaiji. Why would he sit here growing old! Yet allies attack one another for no reason, handing Cao an opening and letting the enemy exploit the breach—that is no long-term plan. Moreover, Zhang and I claim kinship as imperial clansmen and hope to rely on our ancestors' spirits to restore the Han. Now Zhang has given offense to your court. I am fearful and trembling at the very thought, and I beg you to show him leniency." Quan would not listen and sent Sun Yu with the fleet toward Xiakou.
24
使 西
Bei would not let the army pass and told Yu, "If you mean to take Shu, I shall let down my hair and go into the mountains—I will not break faith with the world." He posted Guan Yu at Jiangling, Zhang Fei at Zigui, and Zhuge Liang in Nan commandery, while he himself held Chanling. Quan had no choice but to recall Yu. When Bei marched west against Liu Zhang, Quan said, "That crafty barbarian—he dared deceive us like this!" Bei posted Guan Yu at Jiangling while Lu Su held a neighboring frontier post against him; Guan Yu kept nursing suspicions of treachery, but Lu Su always placated him with cordial gestures.
25
Once Bei had taken Yizhou, Quan sent Central Major Zhuge Jin to demand that Bei return the Jingzhou commanderies. Bei refused and said, "I am campaigning for Liangzhou now; once Liangzhou is secure, I will give you all of Jingzhou." Quan said, "That is a loan you never mean to repay—you only want empty promises to stall for time." He proceeded to install magistrates in Changsha, Lingling, and Guiyang. Guan Yu expelled every one of them. Furious, Quan dispatched Lü Meng at the head of twenty thousand men to seize the three commanderies.
26
使 使
Meng sent summons to Changsha and Guiyang, and both capitulated at once; only Hao Pu, administrator of Lingling, shut himself in the city and refused to yield. When Liu Bei heard, he hurried from Shu to Gong'an in person and sent Guan Yu to fight for the three commanderies. Sun Quan moved up to Lukou to take overall command of the armies; he posted Lu Su with ten thousand men at Zengyang to block Guan Yu; He sent an urgent message ordering Lü Meng to drop the siege of Lingling and rush back to reinforce Lu Su. Meng received the order, told no one, and that night gathered his officers to lay out his strategy; At dawn, on the eve of the assault on Lingling, he turned to Deng Xuanzhi of Nanyang, an old friend of Hao Pu, and said, "Zitai has heard of loyal deeds and wants to do one himself, but he does not understand the moment. The Left General is now trapped in Hanzhong by Xiahou Yuan; Guan Yu is in Nan commandery, and the Sovereign himself is on the scene against him. They are caught in a desperate crisis and can barely save themselves—how could they spare the strength to relieve you here! If I attack as planned, this city will fall within a day; when it falls, your death will serve no purpose, and your white-haired mother will be executed—is that not heartbreaking! I suppose his family has no word from outside and believes relief is coming—that is why things have reached this point. Go see him and lay out the consequences for him." Xuanzhi visited Pu, delivered Meng's message in full, and Pu, frightened, came out and surrendered. Meng welcomed him, took his hand, and led him aboard a boat; when they had finished speaking, he produced the letter and showed it to him, then clapped his hands and laughed. Reading the letter, Pu learned that Liu Bei was at Gong'an and Guan Yu at Yiyang, and he was overwhelmed with shame. Meng left Sun He in charge and marched that same day for Yiyang.
27
Lu Su wanted to meet Guan Yu face to face, but the other generals feared a trap and urged him not to go. Su said, "In a crisis like this, we should speak plainly to one another. Liu Bei has wronged the alliance, and the rights of the case are unsettled—how would Guan Yu dare to overstep his authority again!" He then invited Guan Yu to a meeting; both sides kept their troops a hundred paces back, and the two generals alone came forward, each carrying only a single blade.
28
使 西 使使 西 使退
Lu Su upbraided Guan Yu for withholding the three commanderies. Guan Yu replied, "At Wulin the Left General fought in the front lines and broke the enemy at our side—are we to have shed blood for nothing and gained not a foot of soil, while you now come to seize our land!" Lu Su said, "That is not so. When I first met the Governor of Yu at Changban, his forces barely filled a single camp; he was spent and broken in spirit and meant to flee into the distance—I never imagined things would come to this. Our lord took pity on the Governor of Yu, who had nowhere to stand, and without stinting territory or manpower gave him shelter from his troubles; Yet the Governor of Yu put on a show of friendship in private while breaking faith and destroying the bond between us. Now that he has a foothold in the west, he seeks to carve up Jingzhou as well—a thing even a common man would shrink from, let alone a ruler who presides over others!" Guan Yu had no answer. Word then came that Duke Cao was about to attack Hanzhong; fearing he might lose Yizhou, Liu Bei sent envoys to sue for peace with Sun Quan. Quan had Zhuge Jin reply and restore the alliance. They then partitioned Jingzhou along the Xiang River; everything east of Changsha, Jiangxia, and Guiyang went to Quan, and everything west of Nan commandery, Lingling, and Wuling went to Bei. Whenever Zhuge Jin went on embassy to Shu, he and his brother Liang met only in official settings and never privately face to face.
29
便 退 簿
In the seventh month of autumn, Duke Cao arrived at Yangping. Zhang Lu was ready to surrender Hanzhong, but his brother Wei refused and led tens of thousands of men to hold the passes, throwing up walls along the mountain ridges for more than ten li. “Earlier Cao had heard from a Liangzhou aide and a defector from Wudu that Zhang Lu would be easy to attack and that the ground below Yangping, with north and south mountains far apart, could not be defended—and he believed them.” When he saw the ground for himself, it did not match what he had heard, and he sighed, "Other people's estimates rarely turn out as one hopes." He assaulted the hill forts at Yangping, but the slopes were steep and the positions held; the attack stalled, casualties mounted, and provisions ran low. Dispirited, Cao prepared to pull back across the mountains and sent Grand General Xiahou Dun and General Xu Chu to recall the men on the heights. That night the vanguard lost its way in the dark and blundered into one of Zhang Wei's outlying camps, throwing the enemy into panic and flight. “Attendant-in-Ordinary Xin Pi, Chief Clerk Liu Ye, and others, who were in the rear, told Dun and Chu that government troops had already taken the enemy's key camp and that the enemy had broken and run—but the two generals still would not believe it.” Dun rode forward to see for himself, then returned and reported to Cao; the army pressed the attack, and Wei fled by night. When Zhang Lu heard that Yangping had fallen, he wanted to surrender, but Yan Yuan said, "If you submit now under pressure, your merit will count for little; better to join Du Hu and go to Pu Hu, hold out together, and then submit formally—your reward will be far greater." He then fled south into the mountains and withdrew into Baxi. His followers wanted to burn all the stores of treasure, but Lu said, "I meant to surrender to the imperial court, and that aim has not yet been achieved. This retreat is only to avoid the enemy's sharp edge, not out of malice. Treasures and stores belong to the state." He had them sealed and left them behind. When Cao entered Nanzheng, he greatly admired this conduct. Because Lu had shown good faith from the start, Cao also sent envoys to reassure him.
30
簿
Chief Clerk Sima Yi said to Cao, "Liu Bei seized Liu Zhang by fraud and force; the people of Shu are not yet loyal to him, yet he is fighting far away at Jiangling—this is an opportunity we must not miss. With Hanzhong in our hands, Yizhou will be shaken; if we march against it at once, it will surely fall apart. Even a sage cannot defy the season, and one must not miss the moment." Cao said, "Men are never satisfied—having taken Long, you would look to Shu as well!" Liu Ye said, "Liu Bei is a man of heroic stature—far-sighted but deliberate; he has held Shu only briefly, and the people there do not yet trust him. With Hanzhong lost, the people of Shu are terrified and his position is already crumbling. With your brilliance, if you press him while he is faltering, you cannot fail. Wait even a little, and with Zhuge Liang as a brilliant administrator and chancellor and Guan Yu and Zhang Fei as the bravest generals in the land, once the people of Shu settle in and hold the mountain passes, he will become untouchable. If you do not strike now, you will regret it later." Cao would not listen. Seven days later a defector from Shu reported, "In Shu there are dozens of alarms in a single day; though the garrison commanders execute people, they cannot restore order." Cao asked Liu Ye, "Can we still attack?" Liu Ye said, "It has already stabilized somewhat—we cannot attack now." So Cao withdrew. He appointed Xiahou Yuan Protector General to command Zhang He, Xu Huang, and others in holding Hanzhong; He left Chancellor Chief Clerk Du Xi as Commandant of Equipage to oversee civil affairs in Hanzhong. Du Xi soothed and settled the people with gentle guidance, and more than eighty thousand families willingly migrated to Luoyang and Ye.
31
駿 使
In the eighth month, Sun Quan led a hundred thousand men to besiege Hefei. Zhang Liao, Li Dian, and Yue Jin then held Hefei with a garrison of just over seven thousand men. When Duke Cao marched against Zhang Lu, he left sealed instructions for Hefei Protector-of-the-Army Xue Ti, marked on the envelope: "Open only when the enemy arrives." When Sun Quan arrived, they opened the packet. It read: "If Sun Quan comes, Generals Zhang and Li are to take the field, General Yue is to hold the city, and the Protector-of-the-Army must not fight." The generals doubted the order, seeing how badly they were outnumbered. Zhang Liao said, "The Duke is far away on campaign; before relief can arrive, the enemy will certainly destroy us. That is why the instructions tell us to strike before they fully deploy, break their momentum, and steady the troops—only then can we hold the city." Yue Jin and the others had no answer. Liao said angrily, "Victory or defeat hangs on this single battle. If you still hesitate, I will decide it alone." Li Dian, who had never gotten along with Liao, said firmly, "This is a matter of state; I care only whether your plan is sound—how could private grudges make me forget the public good! I will go out with you." That night Liao recruited eight hundred volunteers, slaughtered oxen, and feasted them. At dawn the next day, Liao armored himself, took up his halberd, and led the charge; he killed dozens of men, cut down two enemy generals, shouted his own name, broke through the lines, and burst in as far as Sun Quan's command post. Sun Quan was thrown into panic; he fled to a high mound and defended himself with a long halberd. Liao shouted for Sun Quan to come down and fight, but Sun Quan did not dare move; seeing how few men Liao had brought, he gathered his forces and surrounded him in layer after layer. Liao fought desperately to break the ring and escaped with several dozen of his men. The men left behind cried out, "General, have you abandoned us?" Liao wheeled about, fought his way back in, and rescued the rest; Sun Quan's men broke before him, and none dared stand in his way. The battle lasted from dawn to midday, and the Wu troops lost their nerve. They then returned to shore up the defenses, and the garrison's morale was restored. Sun Quan besieged Hefei for more than ten days but could not take it and withdrew. As the army marched off, Sun Quan and his officers were north of Xiaoyao Ford; Zhang Liao saw this from his scouts and immediately led infantry and cavalry in a sudden rush upon them. Gan Ning, Lü Meng, and others fought desperately to hold the enemy back; Ling Tong led his personal guard to escort Sun Quan out of the trap, then turned back to fight Zhang Liao again; his attendants were killed to the last man and he himself was wounded, but once he saw that Sun Quan was safe, he withdrew. Sun Quan mounted a swift horse and rode onto Jin Bridge, but the decking had already been torn up, leaving more than a zhang without a single plank; His close attendant Gu Li rode behind him, had Sun Quan grip the saddle and slacken the reins, and whipped the horse from the rear to drive it on—and so they got across. He Qi led three thousand men to meet Sun Quan south of the ford, and by this means Sun Quan escaped. Sun Quan went aboard a great ship to feast and drink. He Qi rose from his place in tears and said, "Your Majesty, a ruler should always conduct himself with weight and restraint. What happened today nearly ended in catastrophe. Your officers were terrified, as though heaven and earth had collapsed. I beg you to take this as a lesson for the rest of your life!" Sun Quan stepped forward and wiped away his tears, saying, "I am deeply ashamed. Caution is already engraved in my heart—not merely tied to my sash."
32
西
In the ninth month, the Ba and Cong chieftains Pu Hu, Du Hu, and Ren Yue each brought their people over in submission. Ba Commandery was then partitioned: Pu Hu was made Administrator of Badong, Du Hu Administrator of Baxi, and Ren Yue Administrator of Ba. All three were enfeoffed as full marquises.
33
In the tenth month of winter, named-title marquis ranks were established for the first time to reward military achievement.
34
In the eleventh month, Zhang Lu came out with his family and surrendered. Duke Cao went out to greet Zhang Lu, appointed him General Who Stabilizes the South, treated him as an honored guest, and enfeoffed him as Marquis of Langzhong with a fief of ten thousand households. Zhang Lu's five sons, Yan Pu, and others were all enfeoffed as full marquises.
35
Xi Zuoshi commented: Yan Pu had urged Zhang Lu not to declare himself king, yet Duke Cao later enfeoffed him anyway. With such an example set, who in future generations would not wish to submit! Block the source and the downstream current stops of its own accord—is this not exactly the point! If one fails to grasp this and instead honors only charred feats of arms, reserving lofty titles and rich rewards for men who die fighting, then the people will come to profit from chaos, custom will turn to slaughter, force of arms will be exalted, and war will never end. In this enfeoffment, Duke Cao showed that he understood the foundation of reward and punishment.
36
Cheng Yin, Hou Xuan, and Pang De all surrendered with Zhang Lu. Duke Cao restored Cheng Yin and Hou Xuan to their offices and ranks, and appointed Pang De General Who Establishes Righteousness.
37
使 使西
When Zhang Lu fled into Ba, Huang Quan said to Liu Bei, "If we lose Hanzhong, the Three Ba will collapse. That would be cutting off Shu's very thigh and arm." Liu Bei thereupon made Huang Quan Protector of the Army and led his generals out to meet Zhang Lu. Zhang Lu had already surrendered, so Huang Quan turned and attacked Pu Hu, Du Hu, and Ren Yue and defeated them. Duke Cao sent Zhang He to command the armies in pacifying the Three Ba, intending to relocate the population to Hanzhong, and advanced to Dangqu. Liu Bei sent Zhang Fei, Administrator of Baxi, to hold Zhang He at bay. After more than fifty days, Zhang Fei launched a surprise attack and routed him completely. Zhang He fled back to Nanzheng, and Liu Bei also returned to Chengdu.
38
使 使 便 使
Cao Cao relocated more than five thousand troops formerly under Han Sui, Ma Chao, and others, placing them under Pacifying Hardship General Yin Shu and others, and appointed Zhao Yan, Administrator of Fufeng, Protector of the Army for Guanzhong. Cao Cao ordered Zhao Yan to dispatch twelve hundred troops to reinforce the Hanzhong garrison. Yin Shu supervised the escort, and the men on the march were unhappy. Zhao Yan escorted them as far as the mouth of Xiegu Valley and turned back, but before he reached camp, Yin Shu's army had mutinied. Zhao Yan had with him a personal escort of a hundred and fifty foot and horse, all close kin of the mutineers. When they heard the news, each man was alarmed, donned armor, and took up weapons, unable to rest easy. Zhao Yan calmly explained the stakes to them and urged them on with earnest encouragement. All declared passionately, "In life or death we follow the Protector of the Army—we will not waver!" He went on ahead to the various camps, summoned and inspected more than eight hundred men who had secretly joined the mutiny, and had them dispersed across the open country. Zhao Yan ordered that only the chief plotters be seized and punished; the rest were not questioned at all. Those captured and sent in by the commanderies and districts were all released, and the men then led one another back in surrender. Zhao Yan secretly reported, "A general should be sent to the main camp to request veteran troops to garrison Guanzhong." Duke Cao sent General Liu Zhu with two thousand men, with orders that the troops were to be dispatched only after he arrived. Before long the plan leaked out. The camps were thrown into panic and could no longer be calmed with gentle persuasion. Zhao Yan then announced publicly, "We will select a thousand of the steadier new recruits to remain and garrison Guanzhong; the rest will all be sent east." He immediately summoned the registrar, had the name rolls of every camp brought out, and at once began sorting the men. Those selected to stay settled their minds and stood with Zhao Yan; those marked to leave did not dare move. In a single day Zhao Yan sent them all on their way, then deployed the thousand men he had kept back in cordons around them. The eastern troops soon arrived. He then coerced and admonished them again, moved the thousand men out together, and ordered them to travel east in one body. In all, he brought more than twenty thousand people through safely.
39
Emperor Xian of Han, twenty-first year of Jian'an ( bingchen, AD 216)
40
In the second month of spring, Duke Cao returned to Ye.
41
In the fifth month of summer, Duke Cao was promoted from duke to king.
42
鹿 宿
Earlier, Commandant of the Central Guard Cui Yan had recommended Yang Xun of Julu to Cao Cao, and Cao received him with ceremony and summoned him to office. When Cao Cao was promoted in rank, Yang Xun submitted a memorial praising his merit and virtue. Some mocked Yang Xun as a worldly flatterer and said Cui Yan had recommended the wrong man. Cui Yan took the draft of the memorial from Yang Xun and read it, then wrote to him, "I have reviewed your memorial—it is well enough. Timing, timing! There will surely come a time of change." Cui Yan had meant to mock those who loved to denounce others without looking into the reasons. But someone who had long borne him a grudge reported that Yan was "arrogant toward the world, resentful and slanderous, and disrespectful in his meaning." Cao Cao was enraged, seized Cui Yan, and imprisoned him, cropping his hair and reducing him to convict labor. The man who had reported Cui Yan before reported again, saying, "As a convict laborer, Yan faces guests with bristling beard and a direct stare, as though harboring anger." Cui Yan was then ordered to take his own life.
43
使
Vice Director of the Masters of Writing Mao Jie grieved that Cui Yan was innocent and was displeased at heart. Someone again reported that Mao Jie was resentful and slanderous. Cao Cao seized him and imprisoned him. Palace Attendants Huan Jie and He Qia both pleaded his case, but Cao Cao would not listen. Huan Jie asked that the matter be investigated and verified. The King said, "The informant reports that Mao Jie not only slandered me but also nursed resentment over Cui Yan's fate. This casts aside the grace and duty between lord and minister, and vents reckless resentment for a dead friend—such conduct is scarcely to be borne." He Qia said, "If what the informant says is true, Mao Jie's offense is grave indeed—beyond what heaven and earth could cover and bear. Your subject does not dare bend the law to spare Mao Jie and violate the great moral order. But Mao Jie has enjoyed favor for years; upright, loyal, and fair, he is feared by all—and it is not fitting that he should have done such a thing. Yet human conduct is hard to guarantee. What is essential is to examine Mao Jie and verify the truth on both sides. Now Your Majesty's gracious reluctance to bring the case to law only makes right and wrong harder to distinguish." Cao Cao said, "The reason I do not investigate is that I wish to preserve both Mao Jie and the informant." He Qia replied, "If Mao Jie truly spoke slander against his lord, he ought to be executed in the public marketplace. If Mao Jie said no such thing, then the informant has falsely accused a high minister and misled his lord's judgment. If that is not investigated, your subject cannot rest easy." Cao Cao in the end did not pursue the matter to the end. Mao Jie was dismissed from office and lived out his days at home.
44
西
At this time Ding Yi of Pei, Western Bureau Aide, held power, and he had been instrumental in Mao Jie's conviction. The officials feared him and watched him with sidelong glances. Vice Director of the Masters of Writing He Kui and Eastern Bureau Subordinate Xu Yi of Dongguan alone refused to court Ding Yi. Ding Yi slandered Xu Yi, who was sent out as Administrator of Wei Commandery, but thanks to Huan Jie's intervention on both sides he escaped further punishment. Master of Writing Fu Xuan said to He Kui, "Ding Yi has already brought down Mao Jie—you ought to defer to him a little." He Kui said, "To do wrong is enough to destroy oneself—how can it destroy others! And to harbor a treacherous heart while standing in an enlightened court—can that last long!" Cui Lin, a younger cousin of Cui Yan on his father's side, once discussed the leading men of Ji Province with Chen Qun. Lin ranked Cui Yan first; Qun belittled him on the ground that his wisdom had not preserved his life. Lin said, "A great man acts when the moment calls—that is all. As for men like you, are you really worth so much?"
45
In the fifth month, on the first day of the cycle yihai, there was a solar eclipse.
46
Three Wuhuan chieftains in Dai Commandery all styled themselves Chanyu. Trusting in their strength, they were arrogant and unruly, and the Administrator could not control them. King Cao appointed Pei Qian, Attendant Officer in the Chancellor's Treasury Bureau, Administrator of the commandery, and wished to give him elite troops. Pei Qian said, "The Chanyu knows he has been lawless for a long time. If I go with many troops, he will surely fear it and close the border. If I go with few, he will not respect me. The thing to do is take him by strategy." He then went to the commandery alone in a single carriage. The Chanyu was surprised and delighted. Pei Qian won him over with kindness and authority, and the Chanyu submitted in awe.
47
使 綿
Earlier, the Southern Xiongnu had long lived within the frontier passes, treated the same as registered households yet paying no tribute or levies. Counselors feared their population would spread and grow until they became hard to control, and argued that precautions should be taken in advance. In the seventh month of autumn, the Southern Chanyu Huchuquan came to court at Wei. King Cao detained him at Ye and sent the Right Worthy King Qubie to oversee the Xiongnu lands. The Chanyu received each year silk floss, fine silk, money, and grain like a full marquis, and the title passed in succession to his sons and grandsons. His people were divided into five divisions, each under one of their nobles as commander, with Han Chinese selected as Sima to supervise them.
48
In the eighth month, Wei appointed Zhong Yao, Director of Justice, Chancellor of State.
49
In the tenth month of winter, King Cao marshaled his troops and attacked Sun Quan. In the eleventh month he reached Qiao.
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