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卷二十七中之上 五行志

Volume 27b: Treatise on the Five Elements 2

Chapter 32 of 漢書 · Book of Han
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1
The canon says: "Reverently employ the Five Affairs. The Five Affairs are: first bearing, second speech, third sight, fourth hearing, fifth thought. Of bearing it says, reverence; of speech, compliance; of sight, clarity; of hearing, acuity; and of thought, wisdom. Reverence produces solemnity; compliance produces order; clarity produces discernment; acuity produces deliberation; wisdom produces sageliness. A favorable sign: if solemnity is present, timely rain is in accord. If order is present, timely sunshine is in accord. If discernment is present, timely heat is in accord. If deliberation is present, timely cold is in accord. If sageliness is present, timely wind is in accord. Unfavorable signs: if madness appears, there is constant rain in excess. If usurpation appears, there is constant sunshine in excess. If slackness appears, there is constant heat in excess. If haste appears, there is constant cold in excess. If dim confusion appears, there is constant wind in excess."
2
The Tradition says: "When bearing is not reverent, this is called lack of solemnity; its fault is madness, its punishment is constant rain, and its extreme is evil. Then at times there are clothing anomalies, at times turtle prodigies, at times fowl calamities, at times illnesses in which lower parts grow above, and at times green omens and green portents. Only Metal injures Wood."
3
The explanation says: all kinds of plants and things are called anomalies. Anomaly is like an abnormal fetus, meaning the sign is still slight. Kinds of insects and creeping creatures are called prodigies. A prodigy means a sprouting deformity. When it reaches the six domestic animals, it is called a calamity, meaning it has become manifest. When it reaches humans, it is called an affliction. Affliction has the appearance of illness, meaning the process is deepening gradually. If severe, strange things are born; this is called a blight. If it comes from outside, it is called a portent. Portent is like an omen. When qi harms one another, it is called noxious imbalance. Noxious imbalance is like oppressive presence; it means disharmony. For each item it says "then at times" to mark it off, meaning that these need not all arrive together: some may appear and some may not, some may come before and some after.
4
西
In Emperor Wu's time, Xiahou Shichang mastered the Five Classics and was skilled at interpreting the Five-Elements Tradition. He transmitted it to his clansman Xiahou Sheng, and later to Xu Shang; all of them taught their worthy disciples. That transmission matched Liu Xiang's; only Liu Xin's transmission was different. When bearing is not reverent, this is called lacking solemnity. Solemnity means respect. Inwardly it is called reverence; outwardly it is called respect. If a ruler's personal conduct and bearing are irreverent, negligent, arrogant, and overbearing, then he cannot treat the myriad affairs with respect. The failure lies in frenzy and caprice, and so its blame is madness. If superiors are contemptuous and inferiors violent, yin qi prevails; thus the punishment is constant rain. When water damages the crops and people lack clothing and food, treachery and disorder rise together; for this reason the extreme outcome is evil. Another view says: when many people are punished, or their forms and features become ugly, this also belongs here. When customs become reckless and insolent, altering proper standards and measures, people make frivolous and bizarre garments; hence clothing anomalies appear. The water category is prone to movement; therefore there are turtle prodigies. In the Changes, Xun is fowl; the fowl has crest and spur, the signs of civil and martial bearing. When these do not serve dignified deportment and the qi of bearing is damaged, there are fowl calamities. Another view says: in water years, many fowl die or become strange; this is also of this type. When those above lose dignity, powerful ministers below harm their ruler; hence there are illnesses in which lower parts grow above. Wood's color is green; therefore there are green blights and green portents. Whenever bearing is impaired, the wood qi is diseased; when wood qi is diseased, metal injures it, because opposed qi correspond with one another. In the Changes, Zhen is in the east, and is spring and wood; Dui is in the west, and is autumn and metal; Li is in the south, and is summer and fire; Kan is in the north, and is winter and water. In spring and autumn, day and night are divided evenly and cold and heat are balanced, so the qi of metal and wood can readily transform into one another. Therefore damage to bearing brings persistent autumn yin and constant rain, while damage to speech brings persistent spring yang and constant drought. As for winter and summer, day and night oppose each other and cold and heat are utterly distinct, so the qi of water and fire cannot merge. Therefore damage to sight brings constant heat and damage to hearing brings constant cold: this follows from their qi. If one goes against it, the extreme is called evil; If one follows it, the blessing is called loving virtue. Liu Xin's tradition on bearing says there are scale-creature prodigies, sheep calamities, and nose afflictions. His explanation says that in celestial patterns the eastern lodges are dragon stars, therefore scale-creatures; and in the Changes, Dui corresponds to sheep; since wood is harmed by metal, a sheep calamity occurs, answering to constant rain. This explanation is incorrect. Only in spring and autumn do yin and yang contend in qi; when wood is diseased and metal is strong, they can merge. It is only in this one case. Calamities, anomalies, afflictions, portents, and blights are of one kind and cannot alone be made different.
5
In the Records, in the sixteenth year of Duke Cheng, the duke met the feudal lords at Zhou. Shan Xianggong saw Duke Li of Jin gazing into the distance and stepping high, and told the duke: "Jin will have disorder." The marquis of Lu said: "May I ask, is this the Way of Heaven, or a human cause?" Shan Xianggong answered: "I am not a blind archivist; how could I know Heaven's Way? I see the bearing of the ruler of Jin; he is close to disaster for certain. For a gentleman, the eyes determine the body's bearing and the feet follow; thus one can know the mind by observing the bearing. The eyes set what is proper, and the feet step by the eyes. The marquis of Jin gazes into the distance while his feet rise high: his eyes are not on his body, and his feet do not follow his eyes. His mind must be deviant. If eye and body do not accord, how can it last long? Gathering the feudal lords is a great matter of the people; from this one observes survival or ruin. Thus, when a state is about to be free of blame, its ruler at such meetings will have steps, speech, sight, and hearing all without fault; from this his virtue may be known. Looking far means cutting off propriety; raising the feet high means abandoning virtue; errant speech means betraying trust; licentious hearing means departing from reputation. Eyes are for placing propriety, feet for treading virtue, the mouth for preserving trust, and ears for hearing reputation; therefore one must be cautious. If one part is lost, there is blame; Once it is lost, the state follows after it. The marquis of Jin has missed two; that is why I say so." Two years later, men of Jin killed Duke Li. All such cases are said to be blame for irreverent bearing.
6
使 使
In the Zuo Tradition, in the thirteenth year of Duke Huan, Qu Xia of Chu attacked Luo. Dou Bobo saw him off, and on returning told his charioteer: "Mo Ao will surely be defeated; his bearing is haughty and his mind is not steady." He quickly saw the king of Chu and reported it. The king of Chu sent men of Lai to pursue him, but they did not catch up. As Mo Ao marched, he made no proper encampment and made no preparations. When they reached Luo, the men of Luo engaged them and inflicted a great defeat. Mo Ao hanged himself.
7
使 輿
In the eleventh year of Duke Xi, Zhou sent Internal Historian Guo to bestow the royal charge on Duke Hui of Jin; when he received the jade, he was indolent. Guo returned and told the king: "Will the marquis of Jin have no descendants? The king bestowed his charge, yet he was negligent in receiving the token; he had already cast himself off, so what succession could he have? Ritual is the trunk of a state; reverence is the carriage of ritual. Without reverence, ritual cannot be carried out; when ritual fails, superiors and inferiors alike fall into confusion. How could such a house long endure?" In the twenty-first year, Duke Hui of Jin died; his son Duke Huai was installed, but the people of Jin killed him and installed Duke Wen instead.
8
使
In the thirteenth year of Duke Cheng, the marquis of Jin sent Xi Qi to request troops from Lu; in carrying out the mission, Xi Qi was disrespectful. Meng Xianzi said: "Will the Xi clan perish? Ritual is the trunk of the person; reverence is the foundation of the person. Master Xi has no foundation. Moreover, he was the hereditary minister of former rulers, and received command to seek allied troops to protect the altars of state, yet he was negligent and cast aside his ruler's command; if he does not perish, what would?" In year seventeen, the Xi clan perished.
9
In year thirteen of Duke Cheng, the feudal lords paid court to the king, then joined Lord Liu Kang in attacking Qin. Lord Cheng Su accepted the sacrificial meat at the altar and was disrespectful. Lord Liu said: "I have heard it said that the people receive life from the balanced qi of Heaven and Earth; this is what is called mandate. Therefore there are rules of ritual, righteousness, movement, and dignified bearing to settle that mandate. Those who are able nourish it and gain fortune; those who are unable ruin it and incur disaster. Thus gentlemen diligently observe ritual, while lesser people exert all their strength. In diligence to ritual, nothing equals utmost reverence; in full exertion, nothing equals sincerity and steadfastness. Reverence lies in nourishing the spirit; steadfastness lies in guarding one's charge. A state's great affairs lie in sacrifice and war. At sacrifices one receives sacrificial flesh; in war one receives military provisions. These are major ritual points concerning the spirits. Now Chengzi is negligent and has cast away his mandate. How could he return safely?" In the fifth month, Lord Cheng Su died.
10
In Duke Cheng's fourteenth year, Duke Ding of Wei feasted Ku Chengshu, with Ning Huizi serving as master of ceremonies. Ku Chengshu was arrogant. Ningzi said: "Will the Ku Cheng house perish? In antiquity banquets were held to observe dignified bearing and examine fortune and disaster. Therefore the Odes say: 'The rhinoceros-horn cup curves well; fine wine should be mild in spirit; neither presumptuous nor proud, and ten thousand blessings will come seeking. Now this gentleman is arrogant; this is the path of courting disaster." Three years later, the Ku Cheng house perished.
11
In year seven of Duke Xiang, Sun Wenzi of Wei visited Lu; when the ruler mounted, he too mounted. Shusun Muzi, serving as ceremony master, advanced quickly and said: "At gatherings of the feudal lords, my ruler has never lagged behind the ruler of Wei. Now you do not fall behind my ruler. My ruler does not know what fault he has committed; please compose yourself a little." Sunzi had no reply and showed no change in expression. Muzi said: "Sunzi will surely perish. Being a minister yet acting as ruler, and erring without reform, is the root of ruin." In year fourteen, Sunzi expelled his ruler and rebelled abroad.
12
使
In year twenty-eight of Duke Xiang, Marquis Jing of Cai returned from Jin and entered Zheng. The earl of Zheng hosted him, and he was disrespectful. Zichan said: "Will the ruler of Cai not escape death? On the day he passed through here, our ruler sent Zizhan to greet him at the eastern gate, but he behaved arrogantly. I said, "He may still change." Now on returning, he receives a banquet and is still negligent: this is his heart. He rules a small state and serves great states, yet negligence and arrogance have become his fixed disposition. How can he escape death? If the ruler does not escape, it will surely be through his son. One who is licentious and not fatherly must suffer calamity through a son." In year thirty, he was killed by the heir apparent Ban.
13
In year thirty-one of Duke Xiang, the duke died. Ji Wuzi wanted to install Prince Chou. Mushu said: "This man is not sorrowful while in mourning, and in grief he wears a pleased expression. This is called lacking measure. People without measure rarely fail to become a source of trouble. If he is installed, he will surely bring anxiety to the Ji clan." Wuzi did not listen and in the end installed him. Before burial, he changed mourning garb three times, and the hem of his mourning dress was like ordinary clothes. This became Duke Zhao. After twenty-five years on the throne, he listened to slander and attacked the Ji clan. His army was defeated; he fled into exile and died abroad.
14
In the thirty-first year of Duke Xiang, Beigong Wenzi of Wey observed the deportment of Wei, the Chu commandant, and said to the marquis of Wey: "The commandant acts like a ruler; he harbors other ambitions. Even if he attains his aim, he will not be able to finish well." The duke said: "How do you know this?" Beigong Wenzi replied: "The Odes say, 'Reverent and cautious in dignified bearing, thereby a model for the people.' The commandant lacks dignified bearing, so the people have no model to follow. What the people cannot model cannot remain long while set above them."
15
In the summer of Duke Zhao's eleventh year, Lord Shan of Zhou met at Qi; his gaze was lowered and his speech was slow. Shu Xiang of Jin said: "Will Lord Shan die soon? Court has fixed stations, assemblies have markers, robes have clasps, and belts have knots. Speech in assembly and at court must be heard from the marked and assigned places; this is how affairs and rank are made clear. One's gaze should not pass beyond the space between belt-knot and clasp, so as to guide bearing. Speech gives command and bearing makes it clear; if lost, there is defect. Now Lord Shan is the elder among the royal ministers and gives commands at the assembly, yet his gaze does not rise to his belt and his words do not carry beyond a few steps; his bearing does not guide his appearance, and his speech lacks clarity. Not guiding means irreverent; not clear means noncompliant; he has no preserving qi." In the twelfth month, Lord Shan Cheng died.
16
In the third month of Duke Zhao's twenty-first year, Duke Ping of Cai was buried. Heir Apparent Zhu of Cai lost his proper place and stood in a low position. A Lu grandee who had attended the funeral returned and told Zhaozi. Zhaozi sighed and said: "Cai will perish! If it does not perish, this ruler will surely not finish his reign. The Odes says, 'Not slack in office is the people's reliance.' Now, having just taken the throne, he goes to a low place; his person will follow it." In the tenth month, Marquis Zhu of Cai fled to Chu.
17
Jin's Wei Shu gathered the feudal ministers at Diquan and was about to wall Chengzhou. When Wei took charge of affairs, Biao Xi of Wei said, "To establish the Son of Heaven while changing rank order to issue commands is not proper. When a great affair violates rightness, there must be great blame. If Jin does not lose the feudal lords, Wei will likely not escape." During this campaign, Wei Xianzi assigned labor service to Han Jianzi, then went hunting at Dalu and was burned to death there.
18
退
In Duke Ding's fifteenth year, Duke Yin of Zhu paid court in Lu, holding the jade high and carrying himself with an upward tilt. The duke received the jade low, his bearing bowed downward. Zigong observed and said: "Judging by ritual, both these rulers face death and downfall. Ritual is the frame of life and death, survival and ruin. Turning left and right, circling about, advancing and retreating, bowing and looking up are all drawn from it. Court audiences, sacrifices, mourning, and war are observed through it. Now they pay court to one another in the first month, yet both are without measure; their hearts are already lost. If auspicious affairs do not fit the proper form, how can they endure long? Holding high and looking up is arrogance; holding low and bowing down is decline. Arrogance is near disorder; decline is near illness. You are the host ruler; will you not perish first?"
19
For the regular sign of persistent rain, Liu Xin identified it with the great rains in the Spring and Autumn, while Liu Xiang identified it with great flooding.
20
In Duke Yin year nine: "In the third month, guiyou day, great rain with thunder and lightning; on gengchen day, great rain and snow." Great rain means rainwater excess; thunder means lightning-thunder. Liu Xin held that guiyou in the third month was, by calendrical calculation, one day after the spring equinox, the time when thunder and lightning should first arise: rain was proper, but not great rain. Great rain is the punishment of constant rain. Within eight days of the first thunder and lightning, heavy rain and snow fell; this is the punishment of constant cold. Liu Xiang held that the Zhou third month corresponds to the present first month: there should be rainwater and snow mixed with rain, but thunder and lightning should not yet issue forth. Once they have already issued, snow should not fall again. All were out of season, therefore called anomalies. In the Changes, thunder emerges in the second month; its hexagram-day is Yu, meaning that all things follow thunder out of the earth and are at ease and flourishing. It enters in the eighth month; its hexagram is Returning Maiden, meaning thunder returns. Entering the earth, it gestates roots and kernels, preserves hibernating insects, and avoids the harm of peak yin; when it emerges from the earth, it nourishes blossoms and fruit, brings forth what lay hidden, and proclaims the virtue of flourishing yang. Entering can remove harm; emerging can bring benefit. This is the ruler's image. At that time Duke Yin, because his younger brother Huan was young, ruled in his place as regent. Prince Hui saw Yin had long occupied the position and urged him to establish himself outright. Yin did not consent; Hui grew afraid and changed his words, then joined with Huan to kill Yin. Heaven foresaw this would happen, therefore in first month there was great rain and flooding with thunder and lightning. This was yang failing to close yin, going out and entering peril to harm the myriad things. Heaven's warning seemed to say: the ruler has missed the proper time, and a treacherous younger brother and fawning ministers are about to rebel. Eight days later came great rain and snow; yin found a gap and overcame yang, and the disaster of usurpation and killing was about to be completed. The duke did not awaken, and two years later was killed.
21
In the seventh month of Emperor Zhao's first Shiyuan year, great flooding rains lasted from the seventh month through the tenth. In autumn of Jianshi year three under Emperor Cheng, there was heavy rain for more than thirty days. In the ninth month of year four, heavy rain lasted more than ten days.
22
使
In the Zuo Tradition, in Duke Min's second year, Duke Xian of Jin sent the heir apparent Shen Sheng to command troops; the duke clothed him in a mixed-color robe and gave him a gold ring-pendant. Hu Tu sighed: "Timing is the sign of affairs; clothing is the emblem of the body; pendants are the banner of one's inner heart. Thus, when one reveres the affair, one gives command with a proper beginning; when one clothes the person, one gives pure garments; when one uses the inner heart, one gives pendants by proper measure. Now the command uses an ominous timing, concealing his undertaking; the robe is variegated dress, distancing his person; the pendant is a gold ring, casting away his inner heart. His clothing distances him, the timing keeps him concealed; variegation means winter's cold killing, and the gold ring means cold severance. How can he be relied on?" Liangyu Ziyang said, "A commander receives his orders at the ancestral temple and receives sacrificial meat at the altar; for this there is regular dress. If he does not receive them and instead wears variegation, the mandate can be known. To die and be unfilial is worse than fleeing." Han Yi said, "Variegation is strange and inconstant; a gold ring means no return. The ruler already has something in mind." Four years later, Shen Sheng killed himself because of slander. This was a near clothing portent.
23
使
The Zuo Tradition says that Zizang of Zheng liked collecting kingfisher-feather caps; Duke Wen of Zheng hated this and had robbers kill him. Liu Xiang took this as a near clothing portent. Another view says this was not only for Zizang himself, but also a warning to Duke Wen. At first Duke Wen had shown no proper courtesy to Duke Wen of Jin, and then violated the Son of Heaven's command by attacking Hua, failing to honor the honored and respect those above. Afterward Duke Wen of Jin attacked Zheng, and the state nearly perished.
24
In Emperor Zhao's time, King He of Changyi sent palace grandees to Chang'an, had many slanted caps made, gave them to high ministers, and even put caps on slaves. Liu Xiang took this as a near clothing portent. At that time King He was reckless and perverse: hearing that the Son of Heaven was ill, he still hunted and galloped as before, roaming and amusing himself with grooms, slaves, and cooks, arrogant and irreverent. Caps are garments of rank, while slaves are base persons. For no reason, He delighted in making extraordinary caps, an offense against symbols of rank. To cap slaves means that one at the highest rank will fall to the lowest. Later the emperor died childless, and Han ministers summoned He as heir. After enthronement he was mad and lawless, binding and executing remonstrants such as Xiahou Sheng. Thereupon high ministers informed the empress dowager, and He was deposed to commoner status. When He was still king, he also saw a large white dog wearing a Fangshan cap and lacking a tail. This was a clothing portent and also a dog calamity. He asked Chamberlain Gong Sui about it, and Sui said, "This is Heaven's warning: it says that all who occupy crooked positions will wear dog-caps. Remove it and you survive; do not remove it and you perish." Several years after He was deposed, Emperor Xuan enfeoffed him as a ranked marquis; he committed another crime and died without an heir, again confirming the calamity of the tailless dog. Jing Fang's Yi Tradition says: "If conduct is not compliant, the fault-sign is slaves wearing caps; under Heaven there is disorder, punishments are misapplied, and concubines' sons receive obeisance." It also says: "When the ruler is not upright and ministers wish to usurp, the portent is a dog wearing a cap appearing at the court gate."
25
宿
Between the Hongjia and Yongshi eras under Emperor Cheng, he liked to travel in disguise, choosing strong and capable palace guards to accompany him, along with private slaves and retainers, sometimes more than ten and sometimes five or six, all dressed in white, with bare headcloths and swords at their belts. Some rode small carriages, with the driver seated on a mat; others all rode horses, going in and out of markets, lanes, and suburbs, even as far as neighboring counties. At the time, senior ministers such as General of Chariots and Cavalry Wang Yin and Liu Xiang repeatedly offered urgent remonstrances. Gu Yong said: "The Changes say, 'When one gains ministers, one has no private household,' meaning the king holds all under heaven as his charge and has no private household of his own. Now Your Majesty abandons the utmost nobility of ten thousand chariots and delights in the base activities of householders; you tire of the lofty and beautiful imperial titles and like the low names of common men; you gather rootless and frivolous men without principle and make them private retainers; you set private fields among the people and keep private slaves, carriages, and horses in the North Palace; repeatedly leaving the south-facing dignity of the sovereign and the security of the deep palace, you go out alone with petty men by day and night, flocking like crows to drunken feasts in the houses of officials and commoners, wearing mixed dress and sitting together in disorder, confusing food and rank without distinction, pursuing furtive pleasures, and staying on the roads day and night. The ministers who guard the gates and keep the night watch hold halberds to defend an empty palace, while dukes, ministers, and all officials do not know where Your Majesty is; this has gone on for years. Formerly the Duke of Guo ruled without the Way; a spirit descended and said, 'I grant you fields,' meaning that he would receive land as a commoner. When feudal lords dream of receiving fields, it is an omen that they will lose their state. How much more so when a king keeps private fields and goods, the business of commoners!"
26
The Zuo Tradition says that during King Jing of Zhou's time, the grandee Bin Qi saw a rooster bite off its own tail. Liu Xiang considered this a near fowl calamity. At the time the king had a favored son, Zichao, and he and Bin Qi secretly plotted to install him. While hunting at North Mountain, they intended to use the assembled troops to kill the faction of the legitimate heir, but the king died before it could happen. The three sons contended for the state, and the royal house fell into great disorder. Afterward Bin Qi was executed, and Zichao fled to Chu and was defeated. Jing Fang's Yi Tradition says, "When there is a beginning but no end, the portent is a rooster biting off its own tail."
27
殿 殿
In Huanglong year one under Emperor Xuan, a hen in the wheel-guard of Weiyang Palace's imperial carriage transformed into a rooster; its feathers changed, yet it did not crow, did not lead, and had no spurs. In the Chuyuan era under Emperor Yuan, at the home of a clerk in the chief minister's office, a hen brooding chicks gradually transformed into a rooster, with comb, spurs, crowing, and leading. In the Yongguang era, someone presented a rooster that had grown horns. Jing Fang's Yi Tradition says: "The rooster knows the hour; he who knows the hour should die." Fang thought he himself knew the hour and feared he would meet it. Liu Xiang held that Fang had misread the rooster omen. The rooster is a small domestic animal that presides over the hours and attends to people's daily rising and resting; it is the image of minor ministers holding office and governing. It means minor ministers would wield the ruler's authority to harm proper affairs, like Shi Xian. In Jingning year one Shi Xian bore punishment—this was the fulfillment. Another view: how could Shi Xian be sufficient to match this? Formerly, when King Wu attacked Yin and reached Muye, he swore the army and said: "The ancients had a saying: 'The hen should not announce dawn; when a hen announces dawn, the house is ruined.'" Now King Zhou of Yin heeds only women's words." Judged from this, the rooster transformations in Huanglong, Chuyuan, and Yongguang were state omens, images of consorts and empresses. Empress Wang of Emperor Xiaoyuan bore a son in Ganlu year two who was established as crown prince. The consort was the daughter of Wang Jin. In Huanglong year one Emperor Xuan died; the crown prince succeeded—this was Emperor Yuan. The prince's consort was about to become empress; therefore, that year, the hen in Weiyang Palace became a rooster, showing that the omen concerned the principal palace. Not crowing, not leading, without spurs: rank had begun to sprout but honor was not yet complete. In Emperor Yuan's first Chuyuan year, when Empress Wang was about to be installed, she was first made a Lady of Handsome Fairness. An edict on guimao in the third month said: "Let Wang Jin, father of the Lady of Handsome Fairness and junior clerk in the chancellor's office, be enfeoffed as Marquis of Yangping with special advancement." On bingwu she was established as empress. In the first month of the next year the empress's son was established as crown prince. In response to this, the hen at the chief minister's clerk's house became a rooster; the omen pointed to the daughter of the chief minister's junior clerk. Brooding chicks showed she already had a son. Comb, spurs, crowing, and leading showed honor was complete. In the second Yongguang year, Marquis Jin of Yangping died; his son Feng succeeded as marquis and became Palace Attendant and Commandant of the Guard. When Emperor Yuan died the crown prince succeeded—this was Emperor Cheng. The empress was honored as empress dowager; her younger brother Feng was made Grand Marshal and Grand General, overseeing the affairs of the Masters of Writing. The emperor entrusted governance to him and took part in nothing. The Wang clan's power began with Feng; therefore, when Feng first received rank and title, the horned rooster showed that the man who would display authority, monopolize the ruler, harm those above, and endanger the state began with him. Afterward the younger brothers held power generation after generation, down to Mang, who usurped all under Heaven. Five years after his enthronement Empress Dowager Wang died—this was the fulfillment. Jing Fang's Yi Tradition says: "When worthy men dwell in the age of Brightness Hidden, knowing the time yet grieving, or when the multitude hold office, the portent is a rooster growing horns. When a rooster grows horns, the ruler of the age stands alone." It also says: "When women monopolize government, the state is not tranquil; when a hen crows like a rooster, the ruler is not honored." Therefore Fang thought he too was within the omen.
28
In Duke Cheng year seven: "In first month, field mice gnawed the horns of the suburban sacrificial ox; after divining and replacing the ox, they again gnawed its horns." Liu Xiang regarded this as close to a green portent and also as an ox calamity, brought on by irreverence and confused obscurity. Formerly, the Duke of Zhou established rites and music and completed the Zhou Way, so King Cheng ordered Lu to perform suburban sacrifices to Heaven and Earth in order to honor the Duke of Zhou. By Duke Cheng's time, the Three Families first monopolized power, and Lu would decline from this point. Heaven pitied the Duke of Zhou's virtue and grieved over the approaching disaster of defeat and ruin, and so displayed a warning at the suburban sacrifice. The mouse is a tiny creature with a thieving nature; the field mouse is smaller still. The ox is a great domestic animal, an honored object for sacrifice to Heaven. Horns symbolize arms; being above, they symbolize rulerly authority. The tiny field mice gnawing the horns of the supreme sacrificial ox symbolized the Ji clan: mere attendant ministers and thieves, about to seize command of the state, injure the ruler's authority, and damage the Duke of Zhou's sacrifices. After divining and changing the ox, field mice again gnawed its horns: Heaven repeated its warning. Duke Cheng was negligent, arrogant, and confused; ruler and ministers were then successively held by Jin. By Duke Xiang's time, Jin held the meeting at Chouliang, and great officers throughout the realm all seized power from their rulers. Later the Three Families expelled Duke Zhao, who eventually died abroad, nearly cutting off the Duke of Zhou's sacrifices. Dong Zhongshu took mice gnawing the suburban ox as entirely due to careless raising of sacrificial animals. Jing Fang's Yi Tradition says, "When sacrifices to Heaven are performed carelessly, the portent is field mice gnawing the suburban ox's horns."
29
退
In Duke Ding's fifteenth year, "In the first month, field mice ate the suburban sacrificial ox, and the ox died." Liu Xiang held that Duke Ding knew how the Ji clan had driven out Duke Zhao with such crimes, yet he personally employed Confucius for the Jiagu meeting, where the men of Qi returned the fields of Yun, Huan, and Guiyin. Such was his sagely virtue; yet afterward he relied on Ji Huanzi, indulged in female music, and dismissed Confucius. His lack of the Way was extreme. The Odes says: "When a man lacks proper conduct, why does he not die!" That year in the fifth month Duke Ding died—the response to the ox's death. Jing Fang's Yi Tradition says: "When the son is not sonlike, mice eat the suburban sacrificial ox."
30
In Duke Ai year one: "In first month, field mice gnawed the suburban ox." Liu Xiang held that Heaven urgently intended to employ a sage to expel the Three Families, and therefore the warning appeared again. Duke Ai was young and had not personally witnessed Duke Zhao's affair, and so this strange sign of defeat and ruin appeared. Soon Duke Ai did not awaken, fled to Yue, and this became its fulfillment.
31
使
In the ninth month of Yuanfeng year one under Emperor Zhao, in Yan, a yellow rat held its tail in its mouth and danced inside the palace's Duan Gate; when the king went to look, the rat danced as before. The king had an official offer wine and dried meat in sacrifice; the rat danced without stopping and died after one day and one night. This was a near yellow portent, an image that Prince of Yan Dan was plotting rebellion and would die. That month the plot was discovered and he bore the penalty. Jing Fang's Yi Tradition says, "When punishments ignore the facts of the case, the portent is rats dancing at the gate."
32
祿
In the ninth month of Jianshi year four under Emperor Cheng, south of Chang'an city, mice carried yellow mugwort and cypress leaves and built nests atop cypresses on people's graves and on elm trees, especially on paulownia and cypress. There were no young in the nests; each contained dozens of dry mouse droppings. Court discussants then said they feared a flood disaster. Mice are thieving little creatures, active at night and hidden by day; now they left burrows by day and climbed trees, symbolizing low people about to occupy conspicuous high rank. Paulownia and cypress marked the location of Empress Wei Si's garden. Afterward Empress Zhao rose from humble status to highest rank, of the same type as Empress Wei. Empress Zhao ended childless and caused harm. The following year there was the anomaly of kites burning nests, meaning killing offspring. Heavenly signs appeared repeatedly; it was greatly to be feared. Another view says all these signaled Wang Mang's usurpation. Jing Fang's Yi Tradition says: "When ministers hold private stipends and ignore rightful office, the portent is mouse nests."
33
In Duke Wen year thirteen, "The Great Chamber's roof collapsed." This was near metal qi harming wood—wood in agitation. Before this, in winter Duke Xi died, and only after sixteen months was his spirit tablet made. Six months later, a propitious di sacrifice was again held in the Grand Temple to install Duke Xi; the Spring and Autumn Annals criticized this. The classic says: "A great affair in the Grand Temple: elevating Duke Xi." The Zuoshi explanation says: the Grand Temple was the Duke of Zhou's temple, a place where feasting followed ritual propriety; sacrifice is a great affair of the state. It condemns their disordering the state's great affair in the Grand Temple, hence it says "great affair." Ji means to ascend: they ascended Duke Xi above Duke Min—an inverted sacrifice. Although Xi was Min's elder brother by a secondary wife, he had once been Min's minister; ministers and sons follow the same rule and may not be placed above Min. Moreover, before three years had passed they held a propitious di sacrifice; before and after, they disordered the great rites owed to worthy fathers and sage ancestors, inwardly showing irreverent bearing and madness, outwardly showing noncompliant speech and usurpation. Therefore that year from the twelfth month there was no rain until the seventh month of autumn. In the following years this happened three times, and then the Great Chamber's roof collapsed. The front hall is called the Grand Temple, the central hall the Great Chamber; the roof is the upper, double-roofed structure of highest honor, symbolizing that from this point Lu declined and would fall away from sacrificing to the Duke of Zhou. The Guliang and Gongyang classics say the World Chamber is the temple of Bo Qin, Duke of Lu. The Duke of Zhou is called Grand Temple; the Duke of Lu is called World Chamber. A great affair means a he sacrifice. Elevating Duke Xi means putting the nearer ancestor before the remote ancestor.
34
In the twelfth month of Emperor Jing's third year, two city gates in Wu collapsed on their own, and large ships overturned by themselves. Liu Xiang took this as metal qi harming wood, namely wood in agitation. Before this, King Pi of Wu, because his heir had died in Han, claimed illness and did not attend court, while secretly plotting rebellion with King Wu of Chu. A city is like a state; one gate was called Chu Gate, one Fish Gate. In Wu, people took ships as homes and fish as food. Heaven's warning was as if saying: in plotting with Chu, you will topple state and overturn house. The king of Wu did not wake to the warning; in the first month he raised troops together with Chu, died himself, and lost his state. Jing Fang's Yi Tradition says: "When above and below are all perverse, the portent is ruined city gates."
35
In Emperor Xuan's time, the gate of the residence of Grand Marshal Huo Yu collapsed by itself. At the time, Yu was inwardly disobedient and outwardly irreverent; though he saw the warning, he did not change, and in the end suffered annihilating punishment.
36
In Emperor Ai's time, the gate of the residence of Grand Marshal Dong Xian collapsed by itself. At that time Xian held high office through private favor and received rewards without limit; he was arrogant and irreverent, badly failing the way of a minister, and though he saw the warning, he did not change. Afterward Xian and his wife committed suicide, and their household was relocated to Hepu.
37
The Tradition says: "When speech is not followed, this is called lack of order; its fault is usurpation, its punishment is constant sunshine, and its extreme is anxiety. Then at times there are poetic anomalies, at times prodigies of armored insects, at times dog calamities, at times afflictions of the mouth and tongue, and at times white blights and white portents. Only Wood injures Metal."
38
西
"Speech not heeded": cong means compliance. "This is called not ordered": yi means governance. Confucius said: "If a gentleman, sitting in his chamber, sends out words that are not good, those a thousand li away will oppose them; how much more those near at hand!" The Odes say: "Like cicadas, like dragonflies, like boiling water, like a seething broth." When commands from above do not accord with the people's hearts, and there is empty clamor and confusion, the realm cannot be governed; the failure lies in excess and error, and so its blame is usurpation. Transgression means deviation. When punishments are imposed arbitrarily and the many yin forces do not gather, yang qi prevails; hence the punishment is constant sunshine. When drought damages the crops, bandit troubles follow and superiors and inferiors alike are anxious; hence its extreme outcome is anxiety. If the ruler exalts harsh yang and acts tyrannically, while ministers fear punishment and clamp their mouths shut, then resentful and slanderous qi emerges in songs and ballads; therefore there are poetic anomalies. Prodigies of armored insects refers to small shelled insects that fly and swarm, generated by yang qi; in the Spring and Autumn they are called chong, and today they are called locusts, all of the same kind. In the Changes, Dui is the mouth; dogs guard by barking, yet they are not trustworthy. Since the qi of speech is damaged, there are therefore dog calamities. Another view says: in drought years, many dogs go mad and die or become strange; this also belongs here. When it reaches people, many suffer illnesses of the mouth and throat, with coughing; hence there are afflictions of mouth and tongue. Metal's color is white; therefore there are white blights and white portents. In all cases where speech is harmed, metal qi is ill; when metal qi is ill, wood injures it. As for its extreme, anxiety: if one follows it, the blessing is called health and peace. Liu Xin's version of the tradition says that at times there are prodigies of hairy insects. The explanation says that in astronomy, Shen in the west is the Tiger star, therefore hairy insects.
39
In the Records, Duke Shan Xiang of Zhou spoke with Xi Qi, Xi Chou, and Xi Zhi of Jin, and Guo Zuo of Qi, and told Duke Cheng of Lu: "Jin will have disorder; the three Xi will bear it! The Xi clan are Jin's favored men: two high ministers and five great officers. They should have been cautious. High position truly hastens a fall; rich flavor truly becomes poison. Now the senior Xi's words are offensive, the middle one is crooked, the youngest is aggressive. Offensive means bullying others; crooked means slandering others; aggressive means suppressing others. With such favor, and adding three hatreds to it, who can endure them? Even Guozi of Qi will also be involved. To live in a licentious and disordered state while delighting in blunt speech that exposes others' faults is the root of resentment. Only good men can receive blunt speech. Does Qi have such men?" In year seventeen, Jin killed the three Xi. In year eighteen, Qi killed Guo Zuo. All cases like these are said to be blame from speech not being heeded.
40
Marquis Mu of Jin, after the campaign at Tiao, had a son and named the heir Chou. His younger son, born after the battle of Qianmu, was named Chengshi. Shi Fu said: "Strange indeed, my lord's naming of sons! Names regulate rightness; rightness gives rise to ritual; ritual gives body to governance; governance rectifies the people. Thus government is brought to completion and the people obey. If changed, disorder is born. A good pair is called spouse; a resentful pair is called enemy. This is ancient naming. Now my lord has named the heir Enemy and the younger son Completed Army; this already portends disorder. Will the elder son be displaced?" When Chou succeeded, he was Marquis Wen. Marquis Wen died; his son Marquis Zhao was installed and enfeoffed Chengshi at Quwo, styled Huan Shu. Later Jin men killed Marquis Zhao and tried to install Huan Shu, but failed. They restored Marquis Zhao's son Marquis Xiao; then Huan Shu's son Yanbo killed him. The Jin people installed his younger brother, Marquis E. Marquis E fathered Marquis Ai; then Duke Wu, son of Yanbo, again killed Marquis Ai and his younger brother, extinguished their line, and took the state of Jin for himself.
41
滿
In Duke Xuan year six, Prince Manman of Zheng spoke with Prince Boliao, wanting to become a high minister. Boliao told others, "Without virtue and yet greedy: in the Zhou Changes this is Feng changing to Li, and nothing goes beyond it." Within a year, Zheng men killed him.
42
In Duke Xiang's twenty-ninth year, Gao Zirong of Qi and the Minister of Works of Song met Zhibo of Jin, with Ruqi of Qi officiating at the rites. When the guests left, Ruqi told Zhibo: "Both men will not escape disaster! Zirong is overbearing and the Minister of Works is extravagant; both are lords who ruin their houses. Overbearing men are quickly overtaken by disaster; the extravagant exhaust themselves through their own strength, while overbearing men are in fact worn down by others. Disaster is near." In the ninth month, Gaozi fled to Yan.
43
In the first month of Duke Xiang's thirty-first year, Mushu of Lu returned from a meeting with Jin and told Meng Xiaobo, "Zhao Meng will soon die! His speech is slack and evasive, unlike that of one who governs the people; and though not yet fifty, he speaks in the tone of one eighty or ninety; he cannot last long. If Zhao Meng dies, will the one governing be Hanzi? Why not speak of this with Jisun? One may thereby plant goodness; that is what a gentleman does." Xiaobo said: "How long is human life? Who can avoid slackness? Morning may not reach evening; what use is planting?" Mushu told others: "Mengsun will die soon! I spoke to him of Zhao Meng's slackness, yet his is even worse." In the ninth month, Meng Xiaobo died.
44
使
In Duke Zhao's first year, Zhou sent Liu Dinggong to console Zhao Meng of Jin, and he said: "You wear cap and robes to preside over the feudal lords—why not also carry far forward the achievements of Yu and greatly shelter the people?" He replied: "This old man fears guilt and offense; how can he care for distant matters? We live by stolen sustenance, planning not from morning to evening—how long can that be?" When Liu Zi returned, he told the king, "The proverb speaks of an old man who has knowledge but is overtaken by senility; surely it means Zhao Meng! He is chief minister of Jin and presides over the feudal lords, yet he ranks himself with menials, planning not from morning to evening; he has abandoned both the divine and the human. When the divine is angry and the people rebel, how can he long endure? Zhao Meng will not see another year!" That year Houzi, younger brother of Duke Jing of Qin, fled to Jin. Zhao Meng asked, "What is the ruler of Qin like?" He replied: "He lacks the Way." Zhao Meng said: "Will he perish?" He replied: "Why should he? One generation lacks the Way, but the state is not yet exhausted. A state stands with Heaven and Earth; unless several generations are dissolute, it cannot be ruined." Zhao Meng said: "Heaven then?" He replied: "There is such a thing." Zhao Meng said: "How long then?" Houzi replied: "I have heard that when a state lacks the Way yet the harvests are harmonious and ripe, Heaven is aiding it; such aid rarely lasts five years." Zhao Meng looked at the shade and said, "Morning and evening do not reach each other; who can wait five years?" Houzi went out and told others: "Zhao Meng will die soon! A ruler of the people toys with the year and squanders the day; how long can he have?" In winter, Zhao Meng died. In Duke Zhao year five, Duke Jing of Qin died.
45
退
In Duke Zhao's first year, Prince Wei of Chu attended a covenant meeting and set his regalia apart from his guard. Mushu of the Shusun clan in Lu said: "The Chu prince is a fine lord indeed!" Bo Zhouli said: "On this journey he will decline and borrow it from our ruler." Zi Yu, envoy of Zheng, said: "If he borrows it, he will not return it." Bo Zhouli said: "You had better worry about Zizhe's wish to betray and deceive." Zi Yu said: "If he borrows and does not return, why should you worry?" Guozi of Qi said: "I grieve on behalf of those two men." Prince Zhao of Chen said: "Without worry, how can anything succeed? Those two are delighted!" Qizi of Wei said: "If one knows beforehand, though worried there is no harm." After the meeting Zi Yu told others: "The grandees of Qi, Wei, and Chen will likely not escape ruin! Guozi grieved for others; Zizhao rejoiced in what should be grieved over; Qizi though grieved was not harmed. To worry when one cannot reach the matter, to rejoice in what should be worried over, and to worry yet suffer no harm: all are ways of inviting worry. The Great Declaration says: 'What the people desire, Heaven surely follows.' The three grandees have already shown signs of worry—how can ruin not come! To speak and thereby know things—this is what is meant."
46
In Duke Zhao's fifteenth year, Ji Tan of Jin went to Zhou for the burial of Queen Mu. After mourning was removed, there was a banquet, and the king said: "All feudal lords have something with which to support and soothe the royal house; only Jin has nothing. Why?" Ji Tan replied, "When the feudal lords were enfeoffed, they all received ritual vessels from the royal house and therefore could present ancestral vessels. Jin dwells deep in the mountains, with Rong and Di as neighbors; we are too busy bowing to the Rong, so how could we present vessels?" The king said: "Has your uncle's line forgotten? Your great-uncle Tang Shu was King Cheng's younger brother; how could your share have been absent? Formerly your high ancestor managed Jin's records and canons and served as Grand Corrector; that is why your clan is called Ji. You are descendants of those in charge of the canons; why have you forgotten this?" Ji Tan could not answer. When the guest left, the king said: "Ji Fu will likely have no descendants. He counts the canons yet forgets his ancestor." Ji Tan returned and told Shu Xiang. Shu Xiang said: "Will the king fail to finish well? I have heard that what one delights in must be carried through. Now the king delights in grief. If he ends in grief, it cannot be called a good end. Within one year, he had two three-year mournings, yet during this he used mourning guests for a banquet and also sought ritual vessels: he delighted in grief far too much. A three-year mourning, even for the noble, is to be fully observed: this is ritual. Even if the king did not fully observe it, making merriment in banquet was too early. Ritual is the king's great constant; one action that loses two rites means no great constant remains. Speech examines the canons; canons record the constants. If one forgets the constants yet speaks much and cites canons, what use are they?"
47
歿
In Duke Ai's sixteenth year, Kong Qiu died. The duke composed a eulogy: "Vast Heaven does not pity, not even leaving one old man, but makes him shield me, this one man." Zigong said: "Will the ruler not die in Lu? The Master's words say: "When ritual is lost, there is confusion; when names are lost, there is fault." Losing guiding purpose is confusion; losing what is proper is fault. Alive, he could not employ him; dead, he eulogizes him. This is not ritual; Calling him "this one man" was not proper naming. The ruler made two errors." In year twenty-seven, the duke fled to Zhu and eventually died in Yue.
48
For the regular sign of constant sunshine, Liu Xiang took it as great droughts in the Spring and Autumn. When summer drought required rain-prayer sacrifice, it was called the Great Yu rite. If it did not injure the two grain crops, it was called "no rain." Jing Fang's Yi Tradition says: "To desire virtue yet not employ it is called stretching; its disaster is desolation. Desolation means drought; in that drought, yin clouds do not rain, then turn red and disperse. Sending troops out past the proper season is called overextension; in that drought nothing grows. When above and below are both obstructed, this is called separation; in that drought the sky is red for three months, and at times hail kills flying birds. When superiors seek consorts by improper means, this is called transgression; in such drought there are three months of great heat without clouds. Dwelling in lofty towers and mansions is called violating yin and invading yang; in that drought the roots of all things die, and fires occur frequently. When lower ranks overstep proper limits, this is called transgression; in such drought, moist things wither and are injured by fire."
49
In Duke Xi year twenty-one: "In summer, great drought." Dong Zhongshu and Liu Xiang held that after Duke Huan of Qi died, the feudal lords followed Chu, and Duke Xi in particular gained Chu's favor. Chu came to present a victory report and released Song captives. Relying outwardly on powerful Chu, exalting yang and losing the people, he also built the south gate and exhausted the people with labor service. For all these rain-prayer drought records, the explanations are mostly the same.
50
In Duke Xuan year seven: "In autumn, great drought." That summer, Xuan joined the marquis of Qi in attacking Lai.
51
使使
In Duke Xiang year five: "In autumn, Great Yu rain-prayer." Before this, Yu Shi of Song had fled to Chu; Chu attacked Song, seized Pengcheng, and enfeoffed Yu Shi there. Zheng rebelled against the central states and attached itself to Chu. Duke Xiang joined the feudal lords in besieging Pengcheng and fortified Hulao in Zheng to resist Chu. That year the earl of Zheng sent Prince Fa on a mission and had a grandee meet Wu at Shandao. With alliances to two states abroad and Zheng's mission received at home, this answered to exalting yang and stirring the masses.
52
In year eight: "In the ninth month, Great Yu." At that time the three armies were organized, and the Ji clan was powerful.
53
使使
In year twenty-eight: "In the eighth month, Great Yu." Before this, for successive years Jin had sent Xun Wu and Qi had sent Qing Feng on missions; that summer the ruler of Zhu came to court. Xiang had the response of exalting yang and self-aggrandizement.
54
In Duke Zhao year three: "In the eighth month, Great Yu." Liu Xin held that when Duke Zhao took the throne he was already nineteen, yet still had a child's mind; he was not sorrowful in mourning, exalted yang, and lost the people.
55
In year six: "In the ninth month, Great Yu." Before this, Mouyi of Ju had defected with two towns; Ju, angered, attacked Lu. Shu Gong led troops, repelled and defeated them, and Duke Zhao was able to enter Jin. Outwardly making peace with a great state, inwardly gaining two towns, and prevailing over a neighboring state all produced the response of exalting yang and mobilizing the masses.
56
In year sixteen: "In the ninth month, a great rain sacrifice was held." Before this, Duke Zhao's mother, Lady Gui, had died, yet Zhao showed no grief and again held a great hunt at Bipu. Shuxiang of Jin said: "Lu has a great mourning yet does not cancel the hunt. The state does not care for mourning and does not honor the ruler; the ruler lacks a grieving countenance and does not regard his kin. It is likely to lose the state." This shares the same omen as year three.
57
In year twenty-four: "In the eighth month, Great Yu." Liu Xin held that in the Zuo Tradition, in the twenty-third year, Zhu forces fortified Yi and then passed through Lu territory on their return; Lu attacked and captured the Zhu troops, taking their three great officers. The people of Zhu appealed to Jin; Jin arrested our envoy Shusun Ruo, and that spring finally released him.
58
使
In year twenty-five: "On the first xin day of the seventh month, the great rain sacrifice was held; on the jixin day, the rain sacrifice was held again," showing that the drought was severe. Liu Xin held that at that time the Hou clan and Ji clan had a rift. Also, within the Ji clan there was an adulterous wife who spread slander, causing Ji Pingzi and his kinsmen to hate one another, and all of them slandered Pingzi together. Zijia Ju remonstrated: "Slanderers seek fortune through the ruler; this cannot stand." Duke Zhao then attacked the Ji clan, was defeated by them, and fled to Qi.
59
In Duke Ding year ten: "In the ninth month, Great Yu." Before this, Duke Ding personally led an incursion into Zheng, then returned and fortified the inner city. Two great officers led troops to besiege Yun.
60
In Duke Zhuang year thirty-one: "In winter, no rain." That year, three terraces were built in a single year; this was extravagance without concern for the people.
61
In Duke Xi's second year: "In winter, the tenth month, no rain"; in the third year: "In spring, the first month, no rain; in summer, the fourth month, no rain"; and "in the sixth month, rain." Before this, Duke Zhuang's wife had illicit relations with Prince Qingfu and killed two rulers. State people attacked them; the lady withdrew to Zhu, and Qingfu fled to Ju. After Duke Xi took the throne, he defeated Zhu to the south and Ju to the east, capturing their great officers. There was the response of exalting yang.
62
使
In Duke Wen year two: "From the twelfth month there was no rain until the seventh month of autumn." After Duke Wen took the throne, the Son of Heaven sent Shufu to attend the funeral, and Mao Bo bestowed the investiture. He also met the Marquis of Jin at Qi. The prince's son Sui went to Qi to deliver betrothal gifts. He also entered covenant with the feudal lords. Within he had the Son of Heaven's favor; without he had the feudal lords; he swelled with self-importance. He elevated Duke Xi's spirit tablet. Grandees began to monopolize affairs of state.
63
使
In year ten: "From first month no rain until the seventh month of autumn." Before this, Prince Sui met four states to rescue Zheng. Chu sent Yue Jiao on a mission. Qin returned mourning gifts. There was the response of exalting yang.
64
使
In year thirteen: "From first month no rain until the seventh month of autumn." Before this, the earl of Cao, the earl of Qi, and the viscount of Teng had come to court; the earl of Cheng had come in flight; the earl of Qin had sent Sui on a mission; and Jisun Xingfu had fortified Zhu and Yun. Within two years, five states hastened toward Lu, while internally two towns were fortified. This was exalting yang and losing the people. Another view says: no rain yet the five grains all ripened, which is anomalous. In Duke Wen's time, the great officers first monopolized alliances and meetings; Gongsun Ao met the marquis of Jin and again met the feudal lords to covenant at Chuilong. Therefore, when growth occurred despite the absence of rain, yin did not send qi down from above but moved privately on its own, symbolizing bestowal that did not issue from above, while ministers below made blessings and completed things privately. Another view says: no rain resembles the punishment of persistent yin; it means the ruler was weak.
65
谿
In the summer of Emperor Hui's fifth year, there was a great drought: the Yangzi and Yellow River ran low, and streams and valleys dried up. Before this, 146,000 men and women were conscripted to wall Chang'an; that year the walling was completed.
66
使
In autumn of Emperor Wen year three, there was drought under heaven. That summer, the Worthy King of the Right of the Xiongnu raided Shang Commandery; an edict ordered Chancellor Guan Ying to dispatch 85,000 chariot and cavalry troops to Gaonu, where they struck him and drove him beyond the frontier. That autumn, King Xingju of Jibei rebelled; the Grand General was sent to attack, and all were executed.
67
西
Six years later, in spring, there was great drought under heaven. Before this, chariot cavalry and trained troops had been sent to garrison Guangchang; that year, in the second month, trained troops were again sent to garrison Longxi. Later the Xiongnu launched a major invasion of Shang and Yunzhong commanderies; beacon fires reached Chang'an. Three generals garrisoned the frontier, and three more garrisoned the capital.
68
In autumn of Emperor Jing, middle year three, there was great drought.
69
In summer of Emperor Wu, Yuanguang year six, there was great drought. That year, four generals campaigned against the Xiongnu.
70
In spring of Yuanshuo year five, there was great drought. That year, six generals with over one hundred thousand troops campaigned against the Xiongnu.
71
穿
In summer of Yuanshou year three, there was great drought. That year old officials throughout the realm were mobilized to cut thorns in Shanglin and dig Kunming Pool.
72
In summer of Tianhan year one, there was great drought; in summer of year three, there was again great drought. Before this, the General Ershi returned from campaign against Dayuan. In Tianhan year one, registered civilians were conscripted. In summer of year two, three generals campaigned against the Xiongnu; Li Ling was lost and did not return.
73
In summer of Zhenghe year one, there was great drought. That year, cavalry from the Three Adjacent Commanderies were mobilized to close the gates of Chang'an for a great search, and the witchcraft plot was first investigated. The next year, Empress Wei and the Crown Prince were ruined.
74
In Shiyuan year six under Emperor Zhao, there was great drought. Before this, Grand Herald Tian Guangming campaigned in Yizhou, keeping troops in the field for successive years.
75
西
In the summer of Emperor Xuan's third Benshi year, a great drought stretched for several thousand li east and west. Before this, five generals with 200,000 troops campaigned against the Xiongnu.
76
西
In autumn of Shenjue year one, there was great drought. That year, Rear General Zhao Chongguo campaigned against the Western Qiang.
77
In summers of Yongshi years three and four under Emperor Cheng, there was great drought.
78
The Zuo Tradition records a children's rhyme from Duke Xian of Jin's time: "At dawn on a bing day, Dragon Tail covers the star; in neat red robes, they seize Guo's banner. Quail Fire blazes bright, Heaven's measure glows; when fire stands in mid-sky, the army is formed, and the duke of Guo will flee." At that time Guo was a small state, wedged into the narrow pass of Xiayang, relying on aid from Yu and contending arrogantly with Jin; it showed the pattern of exalting yang and losing the hearts of its subjects below. When Duke Xian of Jin attacked it, he asked the diviner Bu Yan: "Will I succeed?" Yan answered with the children's rhyme: "You will overcome it. At dawn on bingzi, the first day of the tenth month, the sun will be in Tail, the moon in Ce, and Quail Fire at the center; it must be at this time." In winter, on the bingzi first day of the twelfth month, Jin forces destroyed Guo, and Duke Chou of Guo fled to Zhou. In Zhou reckoning this was the twelfth month; in Xia reckoning, the tenth month. References to Heaven use the Xia calendar.
79
In the Records, a children's rhyme from the time of Duke Hui of Jin says: "The reverent heir is reburied; after fourteen years, Jin too will not prosper; prosperity will lie with his elder brother." At that time Duke Hui relied on Qin's power to take the throne, then betrayed Qin after his enthronement and killed two great officers at home; the people of the state were displeased. When he reburied his elder brother, the reverent heir Shen Sheng, without proper respect, a poetic anomaly therefore arose. Later he fought Qin and was captured by Qin, and died after fourteen years on the throne. The people of Jin cut off his line and installed his elder brother Chong'er, who became Duke Wen and then hegemon over the feudal lords.
80
The Zuo Tradition preserves a children's rhyme from the age of Duke Wen and Duke Cheng: "The myna, the myna, the duke goes out and is shamed. Myna feathers: the duke is in open fields; they bring him horses as gifts. Mynas hopping: the duke is at Qianhou; they summon him with cloak and lined robe. Myna nests, far away and swaying; Chou's father bears toil in mourning, Song's father in arrogance. Myna, myna: going they sing, coming they weep." By Duke Zhao's time, mynas indeed came to nest. The duke attacked the Ji clan, was defeated, fled to Qi, lived in the open country, and halted at Qianhou. Eight years later, he died abroad and was returned for burial in Lu. Duke Zhao's personal name was Chou. Prince Song was installed, becoming Duke Ding.
81
A children's rhyme in Emperor Yuan's time said: "Well-water overflows, extinguishes hearth-smoke, floods Yutang, and runs through Jinmen." In the third month of Jianshi year two under Emperor Cheng, on wuzi, the spring in a well in the Northern Palace gradually rose, overflowed, and flowed south, like the Spring and Autumn case in which the myna rhyme came first and the verification of nesting came later. Well-water is yin; hearth-smoke is yang; Yutang and Jinmen were residences of the highest rank; this symbolized yin flourishing and extinguishing yang, a response showing usurpation within the palace. Wang Mang was born in Chuyuan year four under Emperor Yuan, was enfeoffed under Emperor Cheng, served as one of the Three Dukes assisting in government, and by that means usurped the throne.
82
In Emperor Cheng's time a children's rhyme said, "Swallow, swallow, tail curved and fine; young lord Zhang, often seen together. At wooden gate with bronze-ring root, swallow flies in, pecks imperial grandson; imperial grandson dies, swallow pecks arrows." Later the emperor traveled in disguise, often with Marquis Zhang Fang of Fuping, both calling themselves members of the marquis's household. Passing the residence of Princess Heyang for entertainment, he saw the dancer Zhao Feiyan and favored her; hence "swallow, swallow, tail curved and fine," describing a beautiful appearance. "Young lord Zhang" refers to the marquis of Fuping. "Wooden gate with bronze-ring root" refers to the bronze rings on palace gates, saying she would become exalted. She was then installed as empress. Her younger sister, the Zhao Beauty, harmed imperial sons in the inner palace; in the end all suffered punishment, which is what "the swallow flies in and pecks the imperial grandson; the imperial grandson dies, the swallow pecks arrows" meant.
83
Another song in Emperor Cheng's time said: "Crooked paths ruin good fields; slanderous mouths throw good men into chaos. Cassia trees blossom without fruit; yellow sparrows nest on their crowns. Once envied by others, now pitied by others." Cassia is red in color, symbol of the Han house. Blossoms without fruit means no heir. Wang Mang styled himself with the yellow emblem; thus "yellow sparrows nesting on its crown."
84
In Duke Zhuang year seventeen: "In winter, many elk." Liu Xin took it as disaster from prodigies of hairy creatures. Liu Xiang took elk as green in color, a near green portent. The word for elk suggests confusion; it is likely a licentious female beast. At that time Duke Zhuang was about to take a licentious woman of Qi. The sign appeared first, Heaven warning him as if to say: do not take a woman of Qi; licentiousness will confound the state. Zhuang did not awaken and took her anyway. After the lady entered, she was licentious with the two uncles; in the end they were all executed, and the altars of state were nearly lost. Dong Zhongshu's interpretation is roughly the same. Jing Fang's Yi Tradition says, "Abandoning what is proper and practicing licentiousness, with great obscurity, a state has many elk." It also says: "When thunder sinks in mud, its blame is that a state has many elk."
85
In Emperor Zhao's time, King He of Changyi heard a human voice say "bear"; when he looked, he saw a great bear. None of the attendants saw it. He asked Chamberlain Gong Sui, who said: "A bear is a mountain and wilds beast, yet it has come into the palace chambers, and only Your Highness sees it. This is Heaven warning Your Highness that the palace may soon be emptied, an omen of danger and ruin." He did not reform or awaken and later indeed lost his state.
86
使
In the Zuo Tradition, in Duke Xiang's seventeenth year, in the eleventh month on jiawu, the people of Song drove out a rabid dog; it entered Hua Chen's household, and the people pursued it there. Chen became afraid and fled to Chen state. Earlier, Chen's elder brother Yue had served as a minister of Song. After Yue died, Chen had ruffians kill Yue's household steward and then took his wife. Duke Ping of Song heard of this and said, "Chen is not only violent toward his own clan; he gravely disrupts the governance of Song." He wanted to expel him. Left Master Xiang Xu said, "When a great minister is disobedient, it is a shame to the state; better to cover it over." The duke then stopped. Hua Chen was violent and overbearing, had lost righteousness, and was inwardly uneasy; therefore a dog calamity came, leading to flight and ruin.
87
In the third month of Empress Gao's eighth year, during purification at Bashang, she was returning past Zhi Road when she saw something like a gray dog; it struck her under the arm and suddenly vanished. Divination said Zhao King Ruyi was causing the haunting. She then fell ill from the underarm wound and died. Earlier Empress Gao had poisoned Ruyi and cut off the limbs of his mother Consort Qi, crushing her to make a human swine.
88
西
In the sixth month of the fifth later year of Emperor Wen, outside Yong city gate in Qi, there was a dog that grew horns. Before this, after the emperor's elder brother, King Daohui of Qi, died without an heir, the emperor divided Qi territory and established seven of his sons by secondary consorts as kings. The brothers were all powerful and had hearts of arrogant yang; therefore a dog calamity appeared. Dogs symbolize guarding defense; horns symbolize arms, projecting forward and upward. A dog should not grow horns, just as feudal lords should not raise troops toward the capital. Heaven's warning came early, yet the feudal lords did not awaken. Six years later, Wu and Chu rebelled; Jinan, Jiaoxi, and Jiaodong responded, raising troops to Qi. The king of Qi still held with city defense, and the three states besieged him. Han then broke Wu and Chu and accordingly executed the four kings. Thus the heavenly dog descended on Liang and Wu and Chu attacked Liang; a horned dog appeared in Qi and three states besieged Qi. Han ultimately defeated Wu and Chu at Liang and executed four kings in Qi. Jing Fang's Yi Tradition says, "When those in power fail, inferiors will harm them; its portent is dogs growing horns. If gentlemen merely escape and petty men trap them, its portent is dogs growing horns."
89
使
In second month of Emperor Jing year three, dogs in Handan mated with pigs. This was qi of perverse disorder, a near calamity of dogs and swine. At that time the king of Zhao was perverse and disordered, plotted rebellion with Wu and Chu, and sent envoys to the Xiongnu seeking auxiliary troops; in the end he bore his punishment. Dog is an omen of military force losing the people; swine is an image of the northern Xiongnu. Rebellious words losing hearing joined with a different kind, producing harm. Jing Fang's Yi Tradition says: "If husband and wife are not disciplined, its portent is dogs mating with swine. This is called overturning virtue; the state will have warfare."
90
In Heping year one under Emperor Cheng, two men of Chang'an, Shi Liang and Liu Yin, lived together. Something shaped like a human appeared in their room; when they struck it, it became a dog and ran out. After it left, several armored figures holding weapons and crossbows came to Liang's house. Liang and the others resisted and struck them; some died, some were wounded, and all were dogs. This lasted from second month to sixth month, then stopped.
91
During Hongjia, dogs mated with swine.
92
In the Zuo Tradition, in Duke Zhao's twenty-fourth year, in the tenth month on guiyou, Prince Chao sank the treasured gui-jade of Chengzhou into the river, hoping to gain divine aid. On jiaxu day, ferrymen found it by the river; Yin Buning took it to sell, whereupon it became stone. At that time Prince Chao had usurped the Son of Heaven's position; the myriad people did not turn toward him and his orders were not followed. Therefore there was this transformation of jade, which was close to a white portent. It entered on guiyou and came out on jiaxu, showing that the spirits did not accept it. Jade turning into stone means the noble will become base. Two years later, Prince Chao fled to Chu and died.
93
In the Records, in year thirty-six of the First Emperor of Qin, a traveler from Zheng came from east of the passes; upon reaching Huayin he saw plain carriages and white horses moving up and down Mount Hua. Knowing they were not human, he stopped by the road and waited. They arrived and gave him a jade disk, saying: "For me, deliver this to the lord of Hao Pool." Then it said, "This year the Ancestral Dragon dies." It suddenly vanished. The Zheng traveler presented the jade; it was the very disk that the First Emperor had sunk in the river in his twenty-eighth year. It corresponds to the same pattern as Prince Chao of Zhou. That same year, a stone fell in Dong Commandery, and some people carved on it, "The First Emperor dies and the land divides." All these were white portents, caused by arrogant yang and tyrannical violence, commands not being obeyed, solitary yang ruling alone, and the many yin failing to attach themselves. Another view says that stone belongs to the yin category; when yin holds high authority, ministers will endanger the ruler, as in the figures of Zhao Gao and Li Si. The First Emperor did not fear the warning or examine himself; instead he exterminated the nearby commoners and burned the stone. That same year the First Emperor died, and three years later Qin was destroyed.
94
In the first month of Yuanfeng year three under Emperor Zhao, south of Laiwu Mountain on Mount Tai there were rumbling sounds like the voices of several thousand people. When people looked, they found a great stone standing by itself, one zhang five chi high and forty-eight circumferences around, sunk eight chi into the ground, with three stones as its feet. At the place where the stone stood, several thousand white crows gathered beside it. Sui Meng held that stone belongs to yin and symbolizes the common people; Mount Tai is the sacred peak where kings of a changed surname announce succession, so there should be a commoner who becomes Son of Heaven. Meng was convicted and executed. Jing Fang's Yi Tradition says: "'
95
Returning collapse comes without blame.' What falls from above is called collapse; its response is the stone of Mount Tai toppling down, with a sage receiving the mandate and human rulers becoming captives." It also says: "If stone stands like a person, common scholars become heroes of the realm. If it stands on a mountain, it means same-surname rule; on flat ground, different-surname rule. Standing in water means a sage; in marshland, a petty man."
96
In third month of Tianhan year one, white hair fell from heaven as rain; in eighth month of year three, white fur fell from heaven as rain. Jing Fang's Yi Tradition says: "Joy first and worry later: its portent is feathers raining from heaven." It also says: "When wicked men advance and worthy men flee, heaven rains hair."
97
In the Records, year twenty-three of King Weilie of Zhou, the Nine Tripods shook. Metal shaking means wood moving it. At that time the Zhou royal house was weak, punishments were heavy and cruel, and commands were not obeyed, thereby throwing metal qi into disorder. The tripods were treasured ritual vessels of the ancestral temple. The ancestral temple was about to be abandoned and the treasured tripods were about to be moved, and therefore they shook. That year the three Jin ministers, Han, Wei, and Zhao, usurped the Jin ruler and divided his lands; King Weilie invested them as feudal lords. The Son of Heaven did not care for his own royal kin but ennobled their traitorous ministers, so all under Heaven no longer adhered to him. Three generations later, Zhou transferred mandate and fortune to Qin. Afterward Qin then destroyed Zhou and seized the Nine Tripods. The shaking of the Nine Tripods, wood afflicting metal, meant a profound loss of the people.
98
In the first month of Yuanyan year one under Emperor Cheng, the pivot-pin of Zhangcheng Gate in Chang'an fell off by itself; the pivot-pin of the secondary gate at Hangu Pass also fell off by itself. Jing Fang's Yi Tradition says: "To be hungry yet not reduced is called excess; its disaster is flood, and its fault-sign is the loss of pivot-pins." The portent text says: "When passes stir and pivots fly off, rulers follow a road of ruin and ministers commit wrongdoing; its blame-sign is rebellious ministers plotting usurpation." Therefore Gu Yong replied: "Zhangcheng Gate is the route to the sleeping chambers; Hangu Pass is the strategic barrier against the lands east of the mountains. City gates and passes are the state's defenses. If those defenses are departing, that is why the pivot-pins flew off."
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