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第二十八 百官五 州郡 縣鄉 亭里 匈奴中郎將 烏桓校尉 護羌校尉 王國 宋衛國 列侯 關內侯 四夷國 百官奉

Volume 118: Officials Part Five

Chapter 129 of 後漢書 · Book of Later Han
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1
Monograph 28: The fifth installment on the bureaucracy of state.
2
Provinces and commanderies, counties and rural townships, wards and hamlets, the Herald to the Xiongnu, the Protector of the Wuhuan, the Protector of the Qiang, princely kingdoms, the domains of Song and Wei, full marquisates and marquisates-within-the-passes, tributary states beyond the inner realm, and the stipends paid to officials.
3
Beyond the metropolitan region lay twelve provinces, each overseen by a single regional inspector at the six-hundred-picul grade. Commentary: Under the Qin, supervising clerks watched over the commanderies; the Han at first abolished the office and merely dispatched secretaries from the chancellor’s staff on rotating inspections of the provinces, with no standing appointment. Emperor Wu initially appointed thirteen regional inspectors, each at the six-hundred-picul salary level. Under Emperor Cheng the title was changed to regional shepherd, with pay raised to two thousand piculs. In Jianwu 18 the office reverted to inspector; twelve men each governed one province, while the remaining province fell under the Colonel Director of Retainers at the capital.
4
鹿西涿西 西西西西 殿 殿 滿便 使 退
Cai Zhi's Han Observances records: "By ancient edict, inspectors proclaimed imperial orders, toured commanderies and kingdoms, inspected governance, promoted or dismissed officials, redressed wrongful imprisonment, and investigated affairs under six articles; matters outside those articles were not pursued. Article one: powerful clans whose estates exceeded regulations, bullying the weak and oppressing the few. Article two: grand administrators who defied edicts, pursued private gain, preyed on the people, and amassed wealth corruptly. Article three: grand administrators who ignored doubtful cases, killed recklessly, punished in anger and rewarded in joy, tormented the people, and were hated amid omens and false reports. Article four: grand administrators who appointed unfairly, favored cronies, hid the worthy, and indulged the obstinate. Article five: sons and younger brothers of grand administrators who abused their fathers' power to seek favors within the inspector's jurisdiction. Article six: grand administrators who curried favor with the powerful, accepted bribes, and undermined government orders. Newly appointed provincial inspectors bowed with tablet in hand without performing the full prostration." Emperor Xian's Daily Records note: "In the third month of Jian'an 18, on gengyin, provinces were merged and commanderies cut to restore the nine provinces of Yu's Tribute. Jizhou absorbed thirty-two commanderies including Wei, Anping, Julu, Hejian, Qinghe, Boling, Changshan, Zhao, Bohai, Ganling, Pingyuan, Taiyuan, Shangdang, Xihe, Dingxiang, Yanmen, Yunzhong, Wuyuan, Shuofang, Hedong, Henei, Zhuo, Yuyang, Guangyang, Right Beiping, Shanggu, Dai, Liaodong, Liaodong Dependent State, Liaoxi, Xuantu, and Lelang. The Colonel Director of Retainers was abolished and the metropolitan region was divided among Yuzhou, Jizhou, and Yongzhou. Liangzhou was abolished and merged into Yongzhou, comprising twenty-two commanderies from Hongnong and Jingzhao west through Dunhuang and the frontier districts. Jiaozhou was abolished and its commanderies transferred to Jingzhou. Jingzhou absorbed Cangwu, Nanhai, Jiuzhen, Jiaozhi, and Rinan from the old Jiaozhou together with Nanyang, Zhangling, Nan, Jiangxia, Wuling, Changsha, Lingling, and Guiyang—thirteen commanderies in all. Yizhou retained Guanghan, Hanzhong, Ba, Qianwei, Shu, Zangke, Yuexi, Yizhou, Yongchang, and the three dependent states, and also received Yulin and Hepu from Jiaozhou—fourteen commanderies in all. Yuzhou originally comprised Yingchuan, Chen, Runan, Pei, Liang, and Lu and now also received Henan and the Xingyang commandant—eight commanderies in all. Xuzhou comprised Xiapi, Guangling, Pengcheng, Donghai, Langye, Licheng, Chengyang, and Dongguan—eight commanderies in all. Qingzhou comprised Qi, Beihai, Donglai, Jinan, and Le'an—five commanderies in all." The Chronicle of Emperor Xian records: "Sun Quan had Bu Zhi serve as acting inspector of Jiaozhou." The Book of the Eastern Lodge notes: "The inspector of Jiaozhi bore the credential staff." Each province customarily made an autumn circuit of its commanderies and kingdoms. Hu Guang explains: "The tour used relay horses. At each county relay teams drove them at speed, as in the ancient term for attached relay transport." They reviewed prisoners. Hu Guang says: "County prisoners were examined, testimony checked, and truth verified. Cases of oppression or injustice were promptly redressed." They rated administrative performance. Hu Guang says: "Officials ranked lowest for incompetence were recommended for dismissal. Those with governing ability were rated best. Outstanding cases were reported upward, and one man of special talent among the province's officials and people was recommended each year." Earlier, inspectors journeyed to the capital at year's end to report. Hu Guang says: "Doubtful or unusual findings were reinvestigated; they did not favor the weak over the strong. At year's end they carried their reports to the capital—called reporting affairs—with fixed schedules according to distance." After the restoration this duty devolved on the accounting clerks who came up with the tribute tallies. Hu Guang adds: "Inspectors no longer went in person; their reports followed the old canon." The Book of the Eastern Lodge records: "Early in Emperor He's reign Zhang Ti memorialized: 'The king models Heaven; Mars reports in the Supreme Palace Enclosure, so regional shepherds and inspectors reported at court to learn of distant affairs. For decades the journey burdened the court, so reporting was suspended and that suspension became precedent. I propose that after a full year in office inspectors resume reporting as of old—inquiring into provincial customs, reviewing all offices, rewarding merit, and punishing those who defy edicts, so the rest may be admonished and greedy flatterers diminished.'" Han Ying's Outer Commentary on the Odes says: "Kings must appoint shepherds—three for each direction—to watch from afar and govern the people. If distant peoples suffered hunger, wrongful imprisonment, or failure to recommend the worthy, the shepherd reported to the Son of Heaven. At that lord's audience the Son of Heaven bowed him forward and asked: 'Do you think my government has failed you? How then are there hunger and cold, wrongful lawsuits, and failure to recommend the worthy?' The lord then withdrew to consult his ministers and grandees. Hearing this, distant peoples said, 'Truly a Son of Heaven.' Though I dwell afar, he sees me as near; though I dwell in obscurity, he sees me as bright. Can one be deceived! Can one be deceived! Therefore shepherds open the four eyes and connect the four ears of the ruler."
5
Each staff included attendant secretaries and provisional aides. Commentary: The complement mirrored that of the Colonel Director of Retainers, except that there was no attendant for capital cases; the merit-clerk attendant was titled attendant for internal administration.
6
Yuzhou oversaw six commanderies and kingdoms; Jizhou nine; Yanzhou eight; Xuzhou five; Qingzhou six; Jingzhou seven; Yangzhou six; Yizhou twelve; Liangzhou twelve; Bingzhou nine; Youzhou eleven; Jiaozhou seven—ninety-eight units in all. Twenty-seven were chancellors serving princely fiefs; seventy-one were grand administrators of ordinary commanderies. Dependent states were headed by chief commandants as well. A dependent state was carved from outlying counties of a commandery; it was somewhat smaller than a full commandery and usually retained the original commandery designation. The founding emperor merged away over four hundred commanderies and counties; succeeding reigns slowly added others back.
7
使使 使 便
Chen Zhao writes: In antiquity noble ranks were graded, the nine service zones followed distinct rules, and metropolitan and frontier administrations differed in form. Though overlords and regional shepherds shared governance, borders were fixed and subordinate holdings numbered, like arm and finger—high and low reinforced one another, near and far were knit together, and the feudal lords jointly secured the people. As Zhou decayed, states swallowed one another in greedy wars; centuries passed before unity returned—did not deep roots make that possible? Qin conquered all under Heaven, imposed commanderies and counties, left the emperor isolated—and swiftly fell. Han Gaozu kept much of the old order yet enfeoffed kin; still the Lü crisis erupted, and the court slowly split great domains to curb metropolitan power. Later critics such as Yan An protested that a thousand-li jurisdiction equaled an ancient great power and warned that such scale could not secure the dynasty forever. Late in Emperor Wu's reign inspectors were introduced to police misconduct under six articles; they toured by relay carriage without fixed headquarters, held modest rank, and could investigate without yet threatening commandery power. Emperor Cheng elevated them to regional shepherds and the office swelled; he was no master of statecraft, so the change merits no praise. Emperor Guangwu, restoring the dynasty, trimmed the office back to the old inspector model, ended personal reporting at court, and thereby gave the post a path to renewed authority. Thereafter empress dowagers often reigned from weakness while the realm tottered; treasury and strength failed and institutions frayed—yet outsiders did not invade and princes dared not rebel. Was this not because the center stayed strong while branches were kept weak? Under Emperor Ling, Liu Yan schemed for himself, not the realm, urging heavier regional shepherds to control ten thousand li—a treacherous expedient, not a lasting foundation of state. Sage rulers shelter the people, inherit sound policy, and pass down established institutions. Even so, institutions age and decay; hence robes, rites, and noble ranks were repeatedly revised and never uniform. How much less should the creations of foolish rulers and scheming ministers be perpetuated unchanged? The grand project of exalted provinces produced not a single day of good government. Liu Yan as regional shepherd expanded his domain and donned imperial regalia in the Min-E region; Yuan Shao seized Ji and issued edicts across Yan and the northern frontier; Liu Biao in southern Jing performed suburban rites to Heaven and earth; Cao Cao held Yan and built an imperial enterprise—the extinction of Han began here. Later ages widened provincial commissions—territorial command, military authority, regional commissioners, and punitive campaigns. Early in Jin Taikang, Emperor Wu also doubted the trend and decreed: "In antiquity and the middle ages, regional shepherds, inspectors, or supervising clerks oversaw discipline but did not govern the people; that duty belonged to feudal lords and commandery governors. When Han fell, Wu and Shu seized power and inspectors took civil and military duties—a temporary expedient. Now, with the south pacified and the realm reunited, arms should be sheathed and the people allowed to rest. Peaceful provinces should disband troops; inspectors should resume Han practice—promulgating edicts abroad and reporting at the capital. Grand administrators should govern the people while inspectors remain stern overseers above—this is the lasting order. Regional shepherds should therefore be abolished." Emperor Wu of Jin saw the danger but did not finish the reform; successors made regional shepherds and garrisons heavier until partition overturned the realm. Once the royal domain spanned barely a thousand li, yet a province might govern vastly more. In ages of fierce rivalry and dynastic collapse, men always leaned on frontier armies and provincial commissioners to press weaknesses and seize the young. At worst, lord and minister took up arms, kin slaughtered kin, brothers were displayed on poles, and uncles were torn apart. The branch grew strong enough to split the trunk and the tail too heavy to wag—so the disease began and so it ended. Reversals piled on reversals until none changed course—Luoyang knew the agony of surrender and the Qin terrace fell undefended. Hu, Qiang, Di, and Xianbei rose in turn, grinding down the people and spreading calamity for generations. Hard ice forms by degrees—and this rot had long been gathering. Alas! Later sage kings will not long follow this path; enduring fortune should end in providential correction. Otherwise defiance born of strength will breed greater fear, and plots to harm by force will grow still worse.
8
殿 忿 西 西
Where a province’s seat of supervision was the capital region, a single metropolitan intendant at two thousand piculs and one deputy were appointed; elsewhere each commandery had one grand administrator at two thousand piculs and one assistant. On border commanderies charged with defense, the assistant was redesignated chief clerk. Chancellors of princely kingdoms followed the same rule. Each dependent state placed one chief commandant at the “comparable to two thousand piculs” grade, plus a single assistant. Commentary: Commanderies and kingdoms were responsible for governing the populace, recommending talent, encouraging good service, adjudicating litigation, and suppressing crime. Each spring they made a circuit of subordinate counties to promote agriculture and silk production and to aid the destitute. In autumn and winter they dispatched incorruptible subordinates to review prisoners, align sentences with the code, and grade performance. The statutes mention incorrupt capital clerks—the same sort later called fair-minded officers. The Sounds and Meanings of the History of Han glosses the phrase as "in documents nothing was twisted or wronged." Xiao He won appointment as chief clerk of Pei on the strength of his incorrupt record-keeping. At the close of the year clerks carried the annual accounts to their superiors. They nominated candidates for the filial-and-incorrupt quota at the rate of one man per two hundred thousand registered persons. A commandant oversaw military readiness and police functions; Emperor Jing renamed the post commandant of the commandery. Emperor Wu further assigned one commandant to each of the three capital adjuncts to control traffic in and out of those regions. Frontier commanderies appointed agricultural commandants to manage military colonies and grain production. Chief commandants of dependent states were added to administer surrendered non-Chinese peoples. After the restoration, in Jianwu 6, commandery-level commandants were eliminated and their powers folded into the grand administrator’s office, ending the empire-wide autumn drills. Interior pass commandants were dropped; frontier areas often kept commandants and dependent-state commandants, sometimes with split counties whose magistrates ruled populations comparable to a full commandery. When the Qiang revolted and the three adjuncts had to secure the imperial mausolea, Emperor An restored the Right Fufeng commandant and the Jingzhao “tiger-teeth” commandant. Ying Shao's Han Offices argues: "Heaven gave the five materials for common use; none can be discarded—who can abolish the military? The institution of arms is very old. The Book of Changes says, "Bend wood into a bow and carve wood into arrows; bow and arrow awe the realm." The Spring and Autumn tradition holds, "Three seasons for agriculture, one for martial training." The Odes praise Duke Liu: "Not idle, not at ease—farming in peace and fighting in war, packing dry rations, bearing arms (Xi) [raised aloft], and none in the four quarters could stand against him." Once commanderies disbanded materiel officers and cavalry, local governments lost their guard and truly invited raiders. When trouble struck one sector, three others scrambled to help; mobilization crashed like thunder while everything was improvised on the spot and the common people fell into uproar. Without time to drill archery and chariotry or renew battle oaths, hurling raw levies against hardened foes was like sending doves after hawks or pigs against tigers—battle after battle was lost and imperial forces could not recover. Zhang Jiao spread demonic fraud; the realm shook; eight provinces rose together; smoke reddened the sky; governors were slaughtered and blood ran like rivers. Then distant frontier levies of alien custom—not our own people—were summoned; brutal and unchecked, they pressed good folk into service for private credit and treated wealth like refuse. Alas—the roots of mass displacement lie here; sending untrained men to battle is abandonment; trace the ruin and the lesson is no empty warning! The Spring and Autumn rule that households keep no armor unifies state authority and curbs private violence. Though the realm lies in ruins and royal authority is not yet secure, defense can still be managed at hand—hence the restoration of Right Fufeng commandant." Each administration staffed the usual bureaus with clerks and secretaries. The New Discourses says: "When Wang Mang created Xihai commandery, every clerk there served in person at the one-hundred-picul grade." Another account makes the grade four hundred piculs, with rotation and replacement every two years. Commentary: The bureau system paralleled the central ministries, minus the eastern and western personnel offices. A merit-clerk secretary handled selections and service records. A steward of the five bureaus oversaw the merit office and the remaining bureaus. Five route inspectors watched the dependent counties, each supported by a bureau clerk. The main gate was guarded by a single ward head. The master of records maintained correspondence and enforced meeting schedules. The post of order-clerk was omitted. Under the gate and in every bureau document assistants handled the written work.
9
Han Offices lists: "The Intendant of Henan with nine hundred twenty-seven clerks, twelve at one hundred piculs. Thirty-five county ranked officers; five bureau clerks; twenty-six route-inspector section clerks; three humane case reviewers; twenty-five canal clerks; two hundred fifty runner clerks; sixty literary aides; fifty document assistants; two hundred thirty runners; and two hundred thirty-one document runners."
10
Below them, each county, noble town, or barbarian circuit of the first rank had a magistrate at one thousand piculs; middle-sized units had a chief at four hundred piculs; chancellors of marquisates were paid on the same stepped scale. Ying Shao's Han Offices cites the Former Book: "Ten thousand households or more made a magistrate; fewer made a chief. On the three frontiers opened by Emperor Wu, counties of only a few hundred households might still rate a magistrate. Of the seven Jiangnan commanderies in Jing and Yang, only Linxiang, Nanchang, and Wu had magistrates. At Xiang in Nanyang, fertile and crowded with forty or fifty thousand households, the post remained only a chief. Under Emperor Huan, Nanyang An became a princess's fief and was promoted to magistrate; after her death the old title returned. Such cases follow the underlying rule. Folk explanation ties magistrate and chief grades to local conditions, with no fixed written rule for rank. Ban Gu, master of the tradition, described an entire dynasty—this is closest to the truth." Commentary: These officials governed the people, honored virtue, curbed vice, heard cases, kept the peace, timed corvée and taxes to the seasons, held autumn and winter reviews, and forwarded accounts to the parent commandery or kingdom.
11
簿 殿 使
Hu Guang explains: "At autumn and winter year's end each county reported households, reclaimed land, revenue, and banditry in summary registers. Assistants and commandants went up yearly for performance review. Top performers were commended by the minister of justice to encourage the rest. Worst performers were reprimanded in the rear bureau to correct slackness. When suspects were cornered in interrogation, responsible parties were seized and clerks reported to the grand administrator for legal action. Assistants and commandants bound and punished offenders, showing how each level supervised the next to protect the people. Emperor Ming forbade humiliating yellow-ribbon officers to separate petty clerks from higher ranks."
12
Counties whose population was chiefly non-Chinese were termed circuits. Revenue manors bestowed on princesses were called noble towns. Units with ten thousand households or more rated a magistrate; smaller ones had a chief. Marquisates were administered by chancellors. These arrangements descended from Qin practice. Each county-level unit had one assistant magistrate. Populous counties fielded two police commandants; smaller ones had one. Commentary: The assistant supervised paperwork. He oversaw granaries and jails. The commandant handled theft and robbery. When a crime lacked a named perpetrator, he followed clues, rooted out accomplices, and opened the investigation. Ying Shao's Han Offices says: "A large county had an assistant and left and right commandants—the three so-called life-peers. A small county had one commandant and one assistant—two life-peers." Each county likewise staffed bureau clerks and secretaries. Commentary: County bureaus echoed commandery models; the steward of the five bureaus doubled as court clerk over five rural circuits, shifting in warm months to agricultural promotion and in cold months to legal compliance.
13
Han Offices lists: "The Luoyang magistrate at one thousand piculs, three assistants at four hundred, and filial-and-incorrupt left and right commandants at four hundred each. The staff totaled seven hundred ninety-six clerks, thirteen at four hundred piculs. Fifty-six township ranked officers and prison clerks; seventy-seven assistant clerks and township aides; fifty dou-food, order-clerks, requisition officers, and acting clerks; two hundred fifty bureau clerks and document runners; ninety document assistants; and two hundred sixty runners."
14
Each township appointed a salaried headman, three moral elders, and roving patrol officers.
15
Commentary: The ranked officer was a commandery appointment at one hundred piculs. Han Offices adds: "Townships of five thousand households received a ranked officer." He governed the people of one township; The Comprehensive Meaning of Customs explains: "Ranked officer means a field-side grandee—an office of measured authority." Smaller townships got one county requisition officer. The Comprehensive Meaning of Customs says: "Se means to examine. Fu means levy. The title means to keep the people informed and balance corvée and levies."
16
They were to know who was virtuous or vicious, who should serve corvée first or last, who was rich or poor, how much tax each owed, and to keep assessments fair. The three elders led moral education. Filial children, chaste widows, donors, rescuers, and scholars who set an example had commendatory plaques hung on their gates to inspire the community. Patrol officers patrolled the countryside and suppressed spies, thieves, and robbers. There were also township assistants under each township who collected taxes and levies. The Comprehensive Meaning of Customs says: "By state rule, roughly every ten li made one township."
17
Every roadside ward had a ward head whose duty was to suppress banditry. Commentary: Ward heads tracked down thieves and reported to the county commandant.
18
Each hamlet had a chief; households were grouped in tens and fives so that conduct could be reported upward. Commentary: A hamlet chief oversaw roughly one hundred households. Leaders of ten and five households watched one another in a mutual-surveillance grid. Good or bad behavior was relayed to the supervising magistrate.
19
使 广
Frontier counties posted commandants for barriers and passes. Commentary: They guarded against Qiang and Yi incursions through the frontier defenses. Taigong's Secret Tallies records: "King Wu asked Taigong: 'I wish to hear the essentials of order and disorder.'" Taigong said: 'Its root lies in officials.' King Wu said: 'Official means governance; they bring order—what brings disorder?' Taigong said: 'Therefore officials have ten heavy crimes.' King Wu asked about 'the officials' heavy crimes.' Taigong said; 'First, officials are harsh and severe; second, officials are unfair; third, officials are greedy and corrupt; fourth, officials use power to coerce the people; fifth, officials conspire with clerks; sixth, officials are heartless toward people; seventh, officials act as bandits and use men as spies; eighth, officials buy cheap and sell dear to the people; ninth, officials falsify accounts against the people; tenth, officials terrify the people. When rulers commit three crimes, the state is disordered and the people grieved; when they have all of them, the people flee and the ruler loses his state.' King Wu said: 'Do the people also have crimes?' Taigong said: 'The people have ten greater than these; remove them and the state is governed and the people secure.' King Wu said: 'What are the ten great ones?' Taigong said: 'The people overcome officials and enrich great ministers—the first great crime. The people honor the strong and encroach upon subordinates—the second. The people grow very rich and overturn the state—the third. The people honor their lord and all under Heaven turns in admiration—the fourth. The many oppress the few—the fifth. The people win fame for a hundred li and alliances for a thousand li—the sixth. The people treat officials' authority as power—the seventh. Favor flows through officials—the eighth. The people are compliant, inflate numbers, seize fields and dwellings, and take others' wives—the ninth. The people's foundations, estates, and livestock are harmed by others—the tenth. This is what is called one household harming one ward, one ward harming feudal lords, feudal lords harming all under Heaven.' King Wu said: 'How can one cut off officials' crimes and block the people's great crimes?' Taigong said: 'Investigate violent officials, clarify rewards, examine punishments, and officials will not dare crime nor the people their great crimes.' King Wu said: 'Then people and officials spy on each other, above and below fall out, and grudges form.' Taigong said: 'Let the ruler guard accomplishment, officials guard their duties, and the people guard their tasks. Thus each keeps to his path: the state is governed, then the metropolis, ward, and household; good and evil are distinguished, the state has no affairs, and officials and people harbor no outward resentment or inward scheming.'" Commanderies rich in salt, iron, crafts, or waterworks set magistrates, chiefs, and assistants scaled to the workload, paid like county officials, without an independent territory, drawing clerks from the standard pool. Commentary: Salty regions established salt bureaus to levy salt duties. Iron-rich areas placed iron bureaus to oversee smelting and minting. Hu Guang says: "Salt offices dug pits for salt, or bored wells and boiled seawater to obtain it. Casting copper implements, they fanned and stoked the forge fire—called drum-casting." Industrial centers added craft bureaus to tax manufactures. Where ponds and fisheries flourished, water bureaus regulated irrigation works and fishing levies. Clerk labor was rotated among nearby counties to staff these offices. Such posts were ad hoc and did not count toward the county’s authorized headcount.
20
使
A single Herald to the Xiongnu held rank comparable to two thousand piculs. Commentary: He guarded the interests of the Southern Shanyu’s court. Two staff attendants were standard; extra aides and clerks were added when duties required. The Protectors of the Qiang and Wuhuan were organized on the same pattern.
21
One Protector of the Wuhuan held rank comparable to two thousand piculs. Commentary: He supervised the Wuhuan tribes on the northern frontier.
22
西
One Protector of the Qiang held rank comparable to two thousand piculs. Commentary: His brief covered the western Qiang peoples.
23
Imperial princes received kingdoms built on commanderies, each staffed with a tutor and a chancellor at two thousand piculs. Commentary: The tutor instructed the prince in virtue with the deference due a teacher rather than a minister. The kingdom chancellor corresponded to a commandery grand administrator. The kingdom chief clerk matched a commandery assistant magistrate.
24
广
Early Han princes inherited Xiang Yu’s sprawling kingdoms, some stretching a thousand li across. Their governments copied the capital: grand tutor, chancellor of state, censor-in-chief, and ministers at two thousand piculs—a full court in miniature. The central government named only the chancellor; princes chose their own censor-in-chief and subordinates. Under Emperor Jing the great kingdoms of Wu and Chu rose in revolt and nearly toppled the dynasty. After their defeat Emperor Jing stripped princes of civil authority, transferred rule to imperial clerks, downgraded the chief minister to “chancellor,” and eliminated replica ministries such as justice, finance, clan affairs, and the academy.
25
祿 使 使使 使 滿 退 使
Emperor Wu renamed the kingdom interior clerk, capital commandant, and chamberlain for the guard. The Former Book records: "The Han interior clerk became metropolitan intendant of Jingzhao, the capital commandant became commander of the metropolitan guard, and the chamberlain for the palace guard became superintendent of the imperial clan." Yet kingdom appointments for every office now came from the center, not the prince. Emperor Cheng abolished the kingdom interior clerk and transferred civil government to the chancellor. Han Old Observances records: "Grand Minister of Works He Wu memorialized to abolish the interior clerk; the chancellor was like a grand administrator and the capital commandant like a commandery commandant, sharing duties. Thereafter the capital commandant and the king's chancellor struggled for power and constantly accused one another." The grand tutor was shortened to "tutor." Chen Zhao writes: Was Gaozu's founding only a matter of great merit, sheltering the people, and restoring peace? His deep planning enfeoffed sons and younger brothers to make the defensive screen firm—a design vast and far-reaching. When the three Zhao lines failed, Yan and Ling died young, and Qi, Dai, Huai, and Chu became powerful external domains, Song Chang said "outwardly fearing Qi, Chu, and Huainan"—was that not proof? When affairs pass their limit, decay follows—who does not see it? Preserving a whole state required wealth and guards; hence canes and staffs were granted to quiet treacherous designs. When heirs fell and resentment grew, allied armies clashed at the palace gates—defense and rebellion alike began among close kin. Emperor Jing then stripped frontier kingdoms of power, cut flesh-and-blood support, made princes lords without civil rule and masters with debased ministers—overcorrecting until this result. The Lü and Huo crises, favored empress clans, and Wu-Chu rebellion brought constant reproach on princes; Jia Yi therefore wished to multiply fiefs to diminish their strength—a penetrating insight into kin politics. The heir must inherit vast lands while collateral lines were kept from stirring—already an obstacle to long-range planning. By the Ai and Ping reigns the Liu clan spread across the realm and the imperial clan register counted them by the tens of thousands. Later Han followed the same path: Guangwu's ten sons held near domains outside the capital, and Ming's eight kingdoms could not shelter distant peoples. Near domains could not be large, and without size they could not be strong—so root-and-branch support remained slight. If Han had divided the two Yue regions into close kin kingdoms, carved Wu and Chu into several frontier screens, split Liaohai and Long-Shu among royal branches, and allowed lords the early Han honor and unlimited people to nourish wealth; if brutal heirs appeared they could be deposed but not reduced, and the Liu line would endure; the people would trust their lords; signs of aggression would be exposed; usurpation by other clans would be severely punished; tribute and court visits would be regulated; lord and minister would covenant for a hundred generations; a state's people would not migrate; the talented would go where they pleased; strong and weak would balance, far and near would check one another; taking the great principle and distributing it within the seas; the court would raise no rescue army unless another surname usurped the throne; frontier kingdoms would receive no punitive decree unless lords usurped one another; interlocking like dogs' teeth into a stern realm—even Wang Mang could not steal the throne, nor Cao Cao win men by force. This need not wait for the utmost sage; a clear worthy with rough understanding could establish it. Father and son are head and foot; brothers are the four limbs; sinew, bone, marrow, and blood should balance movement and stillness and guard one another. Who cuts the shank to enlarge the belly, strips the back to pad the jaw, and then claims a lofty brow like the pine of longevity or a swollen throat that assures long life? Han gained it slightly and endured four hundred years; Wei lost it greatly and did not last decades. From Jin onward overcorrection made imperial rank honor kin alone, with no distinction between foolish and wise. Unable to surpass ordinary officials, infant children swiftly occupied excellencies and chancellorships. They should discourse on the Way yet had not left the nurse's care; they governed yet still wore child's clothing. Heroic worthies received instruction from the childish; great scholars respectfully served slight understanding. The public cauldron was overturned without worry; fine brocade was shattered and cut still more. Concurrent appointments flowed endlessly; talent was dull yet burdens heavy; achievement slight yet faults many. Praised in the morning as the Duke of Zhou and condemned by evening as Robber Zhi; praise without rank could not fill virtue, nor execution cover fault. Power was forcibly propped up; reputation was weighty; suspicion pressed hard; they personally suffered ruin. Overthrow split the body like displaying a foe; pulverizing kin exceeded other rebellions. Loyal men were swept into calamity; men of resolve were battered by disaster. Quebo and Shichen followed in the historians' brush; Xian Si and Xian Fu appeared in state documents. Zhao Lun with foolish stupidity overturned Heaven; Qi You with worthy clarity departed the world; wrongful oppression destroyed innocent descendants beyond counting. Were Zhou and Han rulers more filial while Jin and Song lords were wolfish? Circumstance made it so. Practicing this in the morning, by evening came collapse; unable to reform, later affairs grew worse. The living masses will nearly be exhausted; the four seas are wrung with distress! Sage rulers wishing to reverse this failure must reopen same-surname kingdoms, covenant not to enlarge them, end the disaster of imperial descendants in the palace, and keep solemn covenants—only then can they return to complete security.
26
宿祿 使使 使
Each kingdom appointed one capital commandant at rank comparable to two thousand piculs. Commentary: His portfolio matched a commandery commandant’s, with chief responsibility for theft and robbery. The Eastern Lodge Documents note: "When a continued enfeoffment was cut back, the commandant and inner secretary staffs were reduced in proportion." One director of attendants and one steward, each at the one-thousand-picul grade. Commentary: The director of attendants supervised the king's grandees and palace guards on night duty, ranking like the court's director of the retinue. From the privy treasurer on down, those duties were folded into his office. The steward managed carriages and teams, paralleling the grand coachman at court. The post had been the grand coachman at “comparable to two thousand piculs”; Emperor Wu shortened the title to steward and cut the salary grades across the board. Kingdom document clerks held rank comparable to six hundred piculs. Commentary: They were the old “masters of writing” staff of the imperial secretary, retitled for service in a princely household. Household grandees ranked at six hundred piculs. Commentary: There was no statutory headcount. They carried the prince’s embassies to the capital, presented the congratulatory jade token at New Year audiences, and traveled on mission to other kingdoms. At first they carried credentialed staffs; later that emblem was dropped. Ushers were graded at four hundred piculs. Commentary: They guarded the ritual regalia—the capping cap and the long court headdress—used when the king received investiture or held court. The corps once numbered sixteen; later it was trimmed. A director of ritual and music headed the princely orchestra and ceremonies. Commentary: He supervised the household musicians. A captain of the guardsmen commanded the standing watch. Commentary: He led the palace guard contingent. A chief physician oversaw the medical staff. Commentary: He managed drugs and treatment for the household. A warden of the “everlasting lane” policed the inner quarters’ corridors. Commentary: The post was held by a eunuch who directed maidservants in the harem wing. A director of sacrifices arranged the princely ancestral rites. Commentary: He handled offerings at the princely shrines. These specialist heads all drew pay comparable to four hundred piculs. From the Director of Rites and Music to this office, all were at four hundred shi. Gentlemen of the household guard stood at two hundred piculs. Commentary: There was no statutory headcount.
27
The chapter next treats the Dukes of Wei and Song, fiefs honoring the ancient dynastic lines. Commentary: In Jianwu 2 the emperor enfeoffed Ji Chang, heir of the Zhou royal house, as duke charged with continuing Zhou’s blessing; in Jianwu 5 he enfeoffed Kong An, scion of the Yin (Shang) line, as duke tasked with linking Yin’s residual glory to the Han. In Jianwu 13 Ji Chang became Duke of Wei and Kong An Duke of Song, honored as ritual “guests” of the Han and seated above the three excellencies.
28
The Comprehensive Meaning of the Five Classics holds: "Descendants of the two former dynasties are not graded for merit—they may be punished but never cut off." Zheng Xuan explains: "The king preserves two former dynasties and enfeoffs as many as five; he sacrifices to Heaven with royal rites for their founding ancestors and keeps their calendars—this is penetrating the three successions. The three reverent lines simply honor former sages and enfeoff their heirs—nothing more distinctive than that."
29
[BD4A]
A full marquis took his stipendiary county as his marquisate. Commentary: The rank continued the Qin twentieth grade—the complete marquis—with gold seal and purple cord, as the highest reward for service. The greatest meritorious lords drew an entire county; lesser ones drew only a township or a ward, and might treat the households within that endowment as personal dependents. Later the title was softened to “full marquis” to avoid the taboo on Emperor Wu’s personal name (from “complete” marquis). In the second year of Yuanshuo, Emperor Wu allowed kings to "extend favor" by subdividing domains for younger sons; the court packaged those parcels as full marquisates. Earlier, full marquises who maintained residences in Chang’an and answered periodic court summons stood immediately beneath the three excellencies in order of precedence. Hu Guang's Han Institutions explains: "Peers of exceptional merit whom the court singles out receive specially advanced rank—below the three excellencies but not beneath the general of chariots and cavalry." Hu Guang's Han Institutions explains: "Peers of exceptional merit whom the court singles out receive specially advanced rank—below the three excellencies but not beneath the general of chariots and cavalry." those given the courtesy rank of “court marquis” followed the five colonels of the guard; and holders of the “attendant-sacrifice marquis” designation stood just after ordinary grandees. Hu Guang's Institutions calls them "inferior feudal lords."
30
Hu Guang's Institutions calls them "inferior feudal lords."
31
Enfeoffed kings carried the clod of sacred soil with its tuft of ritual grass back to their capitals to found the altars of soil and grain, as canonical rite prescribed. Hu Guang notes: "Enfeoffed princes all receive the sacred clod and return to found the altars of soil and grain. The present court builds palaces under its own rules. Full marquises returning home receive no clod, build no palace, and govern commoners according to their means to keep imperial favor." Full marquises, specially advanced peers, and court marquises presented jade tokens at the New Year audience in the same fashion.
32
使
Every marquisate had a single chancellor whose pay scale matched the underlying county’s rank. Commentary: He ruled commoners exactly as a county magistrate would, yet he was not the marquis’s vassal minister—he answered to the throne. Tenant households forwarded only the contracted rent to the marquis, capped by registered household counts. Domestic administration relied on one household aide and one junior steward of the house. Commentary: These officers served the marquis personally and ran his private establishment. Under the old system a full marquis kept heralds, outriders who washed the horses at halts, and gate grandees—five household ministries altogether. After the restoration, marquises with at least one thousand feoffed households retained an aide and a junior steward; smaller feoffs lost the household aide, and heralds, washers, and gate grandees were cut altogether.
33
Marquis-within-the-passes: Ru Chun explains: "When full marquises left the passes for their states, the title alone went with the holder; dependents were given towns within the passes to draw rent and tax." Notes Ancient and Modern record: "In Jianwu 6 marquises-within-the-passes with food feoffs were first granted twenty-five hu monthly."
34
Marquises-within-the-passes inherited the Qin nineteenth-grade title: they held no land but drew a cash-and-grain allowance charged against a host county, with yields prorated to the number of registered households.
35
使使 西
Xun Chuo's Annotated Jin Table of Officials notes: "While the six states were still unconquered, commanders were domiciled in Guanzhong, hence the title." Liu Shao's Treatise on Ranks begins: "The Spring and Autumn Annals mention Chief-of-the-Line Bao. The Lord of Shang established eighteen grades; with marquis-within-the-passes and full marquis there were twenty ranks in all, following ancient principle. In antiquity the Son of Heaven entrusted military affairs to the six ministers: in peace they farmed, in alarm they fought—trusted men leading the multitude. When Qi attacked Youhu he summoned the six ministers; grandees in the army served as generals. Zhou's six ministers likewise served in camp; in the state they bore civil titles, in the army military titles—hence the names differed. Qin followed antiquity: army ranks were granted in grades; leaders were corvée soldiers; merit ennoblement made them army officers. From the first rank through the fourth, Not Replaced, all were common soldiers. From grandee through the five ranks to Grand Grandee, they were comparable to grandees. The nine ranks followed the meaning of the nine commands. From Left Chief-of-the-Line to Great Chief-of-the-Line followed the meaning of the nine ministers. Marquis-within-the-passes followed the ancient meaning of viscounts and barons within the royal domain. Qin's capital lay west of the mountains with Guanzhong as the royal domain; hence the title marquis-within-the-passes. Full marquises followed the ancient meaning of feudal lords of ranked states. Thus the lower grades imitated antiquity, matching court institutions under different names to distinguish army and state. In antiquity one war chariot carried seventy-two foot soldiers flanking left and right. On the chariot the grandee stood left, the driver center, the warrior right—seventy-five men in all. The first rank, Public Warrior, was a ranked foot soldier. The second rank was Upper Accomplished. Accomplished means completed. In antiquity accomplished shi presented to the minister of education were called Accomplished Shi; though the name was borrowed, all were foot soldiers. The third rank, Hairpin Steed, drove the four-horse team. Yaoniao was an ancient famous horse. The four-horse driver resembled a hairpin; hence Hairpin Steed. The fourth rank was Not Replaced. Not Replaced meant chariot right, no longer sharing duties with ordinary corvée soldiers. The fifth rank was grandee. Grandee meant the one on the left of the chariot. The sixth through ninth ranks—Officer Grandee, Public Grandee, Public Chariot, and Grand Grandee—were all army officers. Commoners capped at Public Chariot could transfer rank to a son or same-birth kin. Thus Public Chariot was a high rank among army officers. Though not in battle one could obtain a public soldier's chariot; hence Public Chariot. Ranks ten through twenty ran from Left Chief-of-the-Line through Right Renewer, Lesser and Greater Upper Accomplished, Four-Chariot and Great Chief-of-the-Line, marquis-within-the-passes, and full marquis. From Left Chief-of-the-Line to Great Chief-of-the-Line all were ministers and grandees, all army generals. Those they led were commoners and corvée soldiers; hence the names commoner and renewer. Great Chief-of-the-Line was the grand general; Left and Right Chiefs-of-the-Line were left and right assistant generals." Notes Ancient and Modern record: "In Hongjia 3 of Emperor Cheng, officials and commoners were allowed to buy ranks at one thousand cash per grade."
36
Tributary kings, tribal “chiefs who lead hosts,” marquises of submission, town lords, and town chiefs each received deputy officers modeled on commandery and county assistants.
37
Stipends were reckoned in grain: the grand general and the three excellencies drew three hundred fifty hu a month. Officials at the “full two thousand picul” grade received one hundred eighty hu monthly. A straight two-thousand-picul salary meant one hundred twenty hu each month. The “comparable to two thousand piculs” band paid one hundred hu. One-thousand-picul posts drew eighty hu. Six-hundred-picul officials took seventy hu. The “comparable to six hundred” grade received fifty hu. Four-hundred-picul salaries came to forty-five hu. Comparable to four hundred meant forty hu. Three-hundred-picul posts oddly matched forty hu as well. Comparable to three hundred paid thirty-seven hu. Two-hundred-picul clerks drew thirty hu. Comparable to two hundred meant twenty-seven hu. One-hundred-picul minor officials received sixteen hu. Dou-food subclerks—paid by the peck—took eleven hu monthly. Assistant clerks at the bottom of the scale drew eight hu. Every grade on the schedule was normally split half in coin and half in unhusked grain.
38
滿 輿
Xun Chuo's Annotated Table of Jin Offices records: "Under the Han in Yanping, middle two-thousand-picul officials drew nine thousand cash and seventy-two hu of grain. True two-thousand-picul officers took six thousand five hundred cash monthly and thirty-six hu of grain. Comparable two-thousand-picul officers drew five thousand cash monthly and thirty-four hu of grain. One-thousand-picul officers took four thousand cash monthly and thirty hu of grain. Six-hundred-picul officers drew three thousand five hundred cash monthly and twenty-one hu of grain. Four-hundred-picul officers took two thousand five hundred cash monthly and fifteen hu of grain. Three-hundred-picul officers drew two thousand cash monthly and twelve hu of grain. Two-hundred-picul officers took one thousand cash monthly and nine hu of grain. One-hundred-picul officers drew eight hundred cash monthly and four hu eight dou of grain." The Daily Records of Emperor Xian note: "At Chang'an the emperor ruled that because the three adjuncts spanned less than a thousand li yet military costs were heavy, no official below the excellencies might propose appointments or dismissals. For public fields, graded by salary rank, revenue was (Yu) [allotted] and each magistrate collected the rents and taxes himself." The summation reads: The royal path runs silent and deep; the chief ministers who stand at the high altar polish their virtue. The ruler guides the multitude through restraint; order comes only when every office keeps its brief. Leave unneeded posts unfilled and they need no overseers—then there is neither swagger among officials nor dereliction of duty. Hold this cadre of teachers and followers to the standard, and the common people find rest while the realm flourishes in peace.
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