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卷五十一 志第三十二: 選舉一 進士諸科律科 經童科 制舉 武舉 試學士院官 司天、醫學試科

Volume 51 Treatises 32: Selection of Officials 1 - Jinshi in all Subjects and Legal Articles; Children Passing Examinations; Processes for Selecting Talented People; Successful Candidates in the Military Examinations; Institutions Administering Examinations; Astronomy Bureau; Examinations for Medicine

Chapter 51 of 金史 · History of Jin
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1
The Jinshi and Related Degrees
2
宿 使 祿
After the village-recommendation and district-selection system of the Three Dynasties fell away, Qin and Han and every dynasty since shaped recruitment to its own needs, drawing on whatever talent the age could supply. Standards have never been uniform, and that divergence reaches far back into antiquity. Under the Han, categories such as Worthy and Upright and Rectified did recruit men of learning, yet the usual path was selection as a clerk, then advancement to the highest offices. Sons of grandees entered the palace guard, won imperial favor, and rose to eminent posts. From Wei and Jin onward each dynasty revised the system in turn; by Tang and Song the jinshi track had become paramount. A gentleman who did not advance by that route felt himself at a disadvantage, for rulers set the fashion and scholars followed where favor pointed. The Liao rose in the late Tang and largely adopted Tang jinshi recruitment, yet among officials in that realm only two or three in ten had actually entered service through the jinshi examinations. The Jin succeeded the Liao and sought in every respect to outdo their predecessors, so the jinshi curriculum combined Tang and Song models with Jin adjustments. Graduation and initial appointment carried greater prestige than in earlier dynasties, and the rules governing them were tighter. The policy-essay jinshi track recruited Jurchen subjects in their own script both to employ native strengths and to keep the national writing in daily use so it would not die out. Through the whole Jin period the examination system supplied the state with talent in remarkable numbers. Palace guards, ministry translators, clerks, and interpreters who entered service were all placed in the regular civil ranks—something Tang and Song had never done. It was adaptation to circumstance, with Han institutions as the model. Jin administration was uneven in quality, and commentators have long debated the point. After Emperor Xuanzong moved the court south, bureaucratic routine thickened and harshness became habitual—perhaps inevitable in troubled times when quick results were demanded. Thereafter routes to office multiplied, opportunism flourished, military merit bought civil salaries, hereditary privilege crowded the court, and the examinations themselves were debased—after which Jin governance declined. At the founding, promotion rules and evaluation procedures were clear and coherent; for more than a century the state never lacked qualified men—surely that was the system's reward. Ordered to compile the History of Jin, we treat Selection and Appointment at length here, with astronomical, medical, and palace-service examinations—which every dynasty maintained—appended in the same chapter. Sale of offices and paid admission were the worst abuses of late Jin, born of fiscal shortfall; they are treated in the Treatise on Food and Goods.
3
Jin examination subjects followed Liao and Song precedent: rhapsody, classical exegesis, policy tests, legal studies, and child classics. In Hailing's Tiande 3 (1155) the policy-examination track was abolished. In Shizong's Dading 11 (1171) the court created the Jurchen jinshi degree, first testing policy questions alone and later adding essays—the policy-essay jinshi. Early in the Mingchang era (1190) the court added a special recruitment track in polished composition for exceptional talent. In all, the Jin recruited through seven examination categories. Candidates who passed the rhapsody, classical exegesis, or policy-essay examinations were called jinshi. Those who passed legal studies or the child-classics examination were called juren. Schools for training scholars were headed by the Directorate of Education, founded in Tiande 3. Under later rules it enrolled one hundred rhapsody and exegesis students and one hundred elementary pupils: imperial clansmen, consort kin within the great-merit mourning circle, and sons and grandsons of meritorious officials or officials of rank 3 and above entered at age fifteen; younger boys entered the elementary division. The Imperial University was founded in Dading 6 (1166), first with 160 students; later quotas fixed 150 places for sons and grandsons of officials of rank 5 and above and 250 for men with prefectural recommendations or who had completed a full examination cycle—400 in total. Prefectural schools were added in Dading 16 (1176): seventeen institutions with one thousand students altogether. Initially enrollment was limited to men who had sat the palace examination, imperial clansmen and royal kin within the upper-garment mourning circle, and juren who had passed the qualifying round. When prefectural schools were added, sons and grandsons of officials of rank 5 and above and of former sixth-rank court officials were admitted, along with other officials' kin on prefectural nomination; one-third of local juren could enter by examination; descendants of the Confucian temple estate aged thirteen or older were unlimited; and no more than twenty men with prefectural recommendation who had completed the full examination cycle could enter without testing. Trial admission to schools was run by the Ministry of Rites for the Imperial University and by school superintendents in prefectures and circuits; men with prefectural recommendations or who had completed the full examination cycle were exempt.
4
The curriculum used standard commentaries: Wang Bi and Han Kangbo on the Changes, Kong Anguo on the Documents, Mao Chang and Zheng Xuan on the Odes, Du Yu on the Zuo Commentary, Kong Yingda on the Record of Rites, Zheng Xuan and Jia Gongyan on the Rites of Zhou, and He Yan's collected notes on the Analects. Xing Bing's subcommentary was used where applicable; Mencius followed Zhao Qi with Sun Shi's subcommentary; the Classic of Filial Piety used Tang Xuanzong's commentary; the Grand Historian Pei Yin; the Former Han Yan Shigu. Later Han used Li Xian; Three Kingdoms Pei Songzhi; standard dynastic histories from Jin through the Five Dynasties; Laozi Tang Xuanzong's commentary; Xunzi Yang Liang; Yangzi the notes of Li Gui, Song Xian, Liu Zongyuan, and Wu Bi—all printed by the Directorate and issued to every school. Students wrote one policy essay every three days and one rhapsody plus one poem in the next three-day cycle. Every quarter they took a private exam: rhapsody on the first day of the season, policy essay the day after; the top five passes were reported to the ministry. Decad holidays and festival days were days off; sick leave was granted; long journeys to visit family received official travel time. Violations of school rules brought punishment; persistent failure to follow instruction brought dismissal. Students who re-entered after the hundred-day mourning period could not participate in the libation ceremony. Directorate students who failed to qualify for the examinations within three years might, if they wished clerkships in government bureaus, sit a school examination; those with rough mastery of one major and one minor classic were allowed to proceed.
5
''
In Zhangzong's Dading 29 (1189) memorialists urged wider schools, adoption of the Song three-dormitory system, district recommendation by the eight conduct virtues, and a special eloquence examination. The Secretariat convened officials for debate. Minister of Revenue Deng Yan and others argued: 'The three-dormitory system began in Song's Xining reforms, when Wang Anshi abolished poetry and rhapsody in favor of classical learning alone. Students first entered the outer dormitory without a fixed quota. Promotion from outer to inner dormitory was capped at two hundred. Promotion from inner to upper dormitory was capped at one hundred. Each student mastered one classic under monthly exams, with some winning exemption from the qualifying round or direct recommendation to office. Though implemented, the system favored influence and flattery; Su Shi remarked that once the three dormitories existed, bribery ran openly. Yuanyou abolished it; it was briefly restored but finally discarded in Xuanhe 3 (1121). We hold that laws should endure. Entrusting advancement to school officials, as the three-dormitory system did, invites opportunism and should not be adopted. Tang Taizong supported eight thousand students; the defunct Song's two capitals enrolled five thousand; yet Jin's three examination tracks feed an Imperial University of only 160, with some outer capitals enrolling as few as ten—barely a thousand students empire-wide. If every prefecture had its own school with dedicated instructors, monthly exams, and rewards for officials whose districts produced the most graduates each cycle, with monthly results recorded in three grades, frequent top performers rewarded, and the disobedient or vicious dismissed, the state might truly secure talent. The Zhou village-recommendation system cannot be revived; each age must shape recruitment to its own needs. The eight conduct virtues were a Song borrowing from the Zhou Rites—filial piety, friendship, harmony, marriage ties, responsibility, and compassion—plus centrality and harmony to make eight. No virtue exceeds filial integrity; Jin already recommends filial and upright men, and county officials are to nominate citizens of talent and good character. Present rules bar examinees guilty of the ten abominations or theft and treachery—a remnant of the Zhou six virtues and six conduct. Special eloquence examinations are how the throne seeks extraordinary talent. If opened to jinshi and selectees alike, with passes promoted to central office, men would strive on their own.' The emperor accepted their proposal. The court then tallied prefectural household registers. Enrollment was expanded: beyond the thousand students at seventeen capital prefectures under the old Dading quotas, sixty schools at military commissions and defense prefectures added another thousand. Each school received one instructor, chosen from men who had completed five examination cycles or jinshi aged fifty or older. Twenty-four prefectural schools enrolled 905 students. Daxing, Kaifeng, Pingyang, Zhending, and Dongping enrolled 60 each; Taiyuan and Yidu 50; Dading, Hejian, Jinan, Daming, and Jingzhao 40; Liaoyang and Zhangde 30; Hezhong, Qingyang, Lintao, and Henan 25; Fengxiang, Pingliang, Yan'an, Xianping, Guangning, and Xingzhong 20. Thirty-nine military-commission schools enrolled 615 students. Jiang, Ding, Wei, Huai, and Cang enrolled 30 each; Lai, Mi, Lu, Fen, Ji, Xing, and Yan 25; Dai, Tong, and Bin 20; Fengsheng 15; the other twenty-three commissions 10 each. Twenty-one defense-prefecture schools enrolled 235 students. Bo, De, Ming, Di, and Bo enrolled 15 each; the other sixteen defense prefectures 10 each. The total came to 1,800 students.
6
西西 西
Jurchen Schools From Dading 4 (1164) the classics were translated into large and small Jurchen script and issued. Later sons of respectable families from the meng'an and mouke units were enrolled, reaching three thousand empire-wide. In the ninth year the hundred most promising students were brought to the capital and taught by compilation official Wendihan Dida. In the thirteenth year recruitment by policy essay and poetry began; the Jurchen Directorate and circuit prefectural schools were founded, staffed by newly minted jinshi. The Directorate enrolled one hundred policy-essay students and one hundred elementary pupils. Twenty-two prefectural schools were established at Zhongdu, Shangjing, Hurigai, Xupin, Helan, Puyu, Posu, Xianping, Taizhou, Linhuang, Beijing, Jizhou, Kaizhou, Fengzhou, Xijing, Dongjing, Gaizhou, Longzhou, Dongping, Yidu, Henan, and Shaanxi. Admission rules for Directorate and prefectural Jurchen students matched those for Han rhapsody and exegesis students. Regulations fixed two students per mouke; if no clansman within twenty households wished to study, sons of property-owning families aged thirteen to twenty filled the places. Lessons required one policy essay every three days; quarterly private exams followed the same schedule as for Han students. In Dading 29 (1189) the throne ordered capital and commission schools supervised by senior Jurchen and Han jinshi, with their titles formally recorded. Jurchen schools in Henan and Shaanxi were closed in Chengan 2 (1197); elsewhere the system continued unchanged.
7
殿 殿
Jinshi and juren advanced through district, prefectural, provincial, and palace examinations; passing all four brought appointment. After five failures at the palace examination, candidates received a conferred degree—the grace precedent. Some passed by special imperial order—special grace. Under the grace precedent, candidates were ranked by writing quality alone, with no further elimination. Rhapsody jinshi candidates wrote one rhapsody, one poem, and one policy essay. Classical-exegesis jinshi wrote exegesis on their chosen classic and one policy essay. The system began in Taizong's Tianhui 1 (1123), month 11, when the court urgently sought Han scholars to govern newly submitted territories. With no fixed quotas or schedule, examinations were held again in months 2 and 8 of the following year. In the fifth year, with Hebei and Hedong newly subdued and offices vacant, and Liao and Song customs differing, the court ordered separate north and south recruitment by local specialty—the north-south selection. In the fifth month of Xizong's Tianjuan 1 (1138), north and south selections were each ordered to recruit through classical exegesis and rhapsody. In Hailing's Tiande 2 (1150) the palace examination was introduced and the examination calendar fixed. In the third year north and south selections were merged; classical exegesis and policy tests were abolished, and recruitment relied on rhapsody alone. Zhenyuan 1 (1153) codified the rules governing tribute recruitment and examinations. Zhenglong 1 (1156) required questions drawn from the Five Classics and Three Histories and fixed the examination cycle at once every three years.
8
調 滿
In Dading 4 (1164) the emperor told his ministers: 'Recruit every jinshi candidate whose writing is excellent; impose no quota.' In the eighteenth year he told his ministers: 'Some scholars win the top place by chance and, without inquiry into character, are posted straight to the Hanlin Academy. Zhao Chengyuan was one: I had heard he lacked scholarly character, and he was indeed exposed. Henceforth top graduates must first be investigated for local reputation; the worthy receive attendant posts, the rest regular assignments.' In the nineteenth year he said: 'Palace examination rhapsody topics were always ones candidates had already practiced. Once I chose my own topic, unforeseen by the candidates; the passes were mostly eminent scholars, and mediocrities fell short. Hard topics let even great scholars shine; easy topics let mediocrities slip through by luck.' Grand Councilor Tangqut Anli replied: 'As I said recently, scholars neglect policy essays for exactly this reason. Every stage of the examination should test comprehensively and select candidates strong in both literary and expository skill.' The emperor said: 'Require current-affairs policy essays as well; talent will show in the argument. Ministers, deliberate and report.' In the twentieth year he said: 'When I ordered jinshi recruitment without quotas, ministers replied that few writings qualified—was that not because the topics were too hard? If many candidates truly qualified and officials rejected them anyway, that would be wholly unreasonable.' He added: 'In antiquity men recommended from the districts for their conduct received office at once. Now, when their evaluation term ends, promote those whose conduct at home truly stands out.' He also said: 'We once ignored policy essays; now we weigh them as well. Henceforth prefectural and metropolitan rounds need not include policy essays; after candidates pass them, test institutional policy essays for Hanlin posts.' In the twenty-second year he told his ministers: 'Han jinshi top graduates customarily received attendant posts; if character did not match reputation or they could not draft edicts, assign them outside the capital at once.' In the twenty-third year he said: 'Han jinshi talent like that of the Huangtong era is rarely seen; attendant posts for top graduates now merely follow seniority. Routine edicts follow fixed formulas keyed to each office and are easy to draft. Amnesty edicts, however, few can write well.' Vice Councilor Niege Wotela replied: 'Earlier generations kept studying after passing; today candidates stop the moment they graduate—that is why.' During a break in court business the emperor summoned Vice Councilor Zhang Rulin and Hanlin Academician Li Yan to read new jinshi policy essays, including one on how to fill vacant county magistrate posts. The emperor said: 'I think of this day and night and do not know the answer.' Yan replied: 'I have pondered this for a long time! When the dynasty first established examinations, north and south selections were separate: the north took 150 rhapsody jinshi and 50 exegesis graduates; the south 150—350 in all. In the supplementary round the north took 70 rhapsody jinshi and 30 exegesis graduates; the south 150—250 in all. Because many men entered service, posts were not left vacant. Later the selections were merged and only the rhapsody track remained, taking at most sixty or seventy men; too few entered service, and county magistrate posts went unfilled.' The emperor said: 'From now on recruit every candidate whose writing is acceptable; impose no quota.' In the twenty-eighth year the classical-exegesis subject was restored.
9
In the first month of Zhangzong's Mingchang 1 (1190), memorialists argued that juren sat four examinations while the district round was redundant and should be abolished. Prefectural and metropolitan exams should take one in ten, with questions drawn from the classics and the source passage noted.' The emperor agreed: district examinations were abolished, prefectural exams took one in five, and officials were ordered to plan added examination halls on outer circuits and rules for classical questions. Officials replied: 'Metropolitan examinations were formerly capped at 500; since Shizong ordered taking all who met standard, we ask to follow that rule. Six prefectural examination sites existed; three more were added for distant regions: Shangjing and Xianping circuit candidates tested at Liaoyang, Hedong north and south at Pingyang, Shandong east at Yidu. Questions were drawn from the Six Classics, Seventeen Histories, Filial Piety, Analects, Mencius, Xunzi, Yangzi, and Laozi, with the source passage cited under each question.' He also told officials: 'Candidates may cite their own sources for historical allusions lest examiners forget references and reject good men; annotation errors do not count toward correction limits.'
10
使
In Mingchang 2 (1191) officials of rank 5 and above were allowed to proceed directly to the palace examination. In the fourth year Grand Councilor Shouzhen said: 'Of all routes to office, Jurchen and Han jinshi supply the most capable officials. Bureau clerks formerly had no formal standing; since Dading they have received appointments, yet few prove useful. Jinshi degrees have lately increased; metropolitan exams should take more candidates. If the metropolitan round stays capped at 500, the palace examination cannot expand even when talent warrants it.' The emperor ordered officials to impose no metropolitan quota—take every candidate whose writing qualified.
11
In the sixth year memorialists complained that scholars relied on full source citations from officials and stopped studying; they asked to reduce citations for histories and masters. Classical-exegesis passes were often shallow; they asked to appoint school officials and specialists as examiners.' Provincial ministers replied: 'Without source passages, learned men might forget references and fail unfairly; requiring knowledge of the topic should suffice.' The court then appointed former exegesis jinshi whom peers respected and men of superior talent as school officials, and when assigning examiners matched them to the classics they had mastered. For rhapsody jinshi, source citations under questions could not exceed fifty characters. For exegesis jinshi, the palace examination's second round added one policy essay on the day of the composition test.
12
In Chengan 4 (1199) the emperor told his ministers: 'Naming two top graduates in one examination is wrong. In the palace round, rhapsody and exegesis candidates should sit a joint current-affairs policy test and yield only one top graduate; classics and law degrees rank with other subjects.' Under the Song, when Wang Anshi became chief minister and issued new classics, recruitment by exegesis began. Rhapsody and exegesis are candidates' primary training; policy essays are supplementary. Favoring the supplementary over the primary may not match Your Majesty's intent of impartial selection.' The court ruled that palace candidates test their own subject on the same day; rhapsody kept its former grading, with one top graduate and the exegesis leader second. Grace-precedent graduates ranked with the second rhapsody place; the rest formed two lower grades beneath rhapsody graduates. In the fifth year examiners were ordered to compose one model rhapsody paper each as a pattern for candidates, deposited with the province after the exam. Ministers reported: 'Before Dading 25, rhapsody jinshi never exceeded 500; in year 28, with no quota, 586 passed. Following the prior order to take all who qualified, Chengan 2 produced 925 graduates. With grace precedent for men who complete four examination cycles, too many metropolitan passes would dilute the degree.' Quotas were set for policy-essay, rhapsody, and exegesis graduates: at most 600 even in abundant years; shortfalls were permitted. Vice Director of Imperial Sacrifices Guo Renjie argued that rhapsody candidates must not sit exegesis under alternate names and that school admission should be strictly tested to prevent indiscriminate enrollment. The emperor told his ministers: 'We recently ordered rhapsody and exegesis tested on the same day in the later round. If prefectural and metropolitan exams forbid combined testing, few will take exegesis and the subject becomes meaningless. The abuse of alternate names must be banned. Trial school admission already has regulations, but they may be loosely enforced; supervision should be tightened.' Zhang Xingjian argued: 'Model papers were meant as examination patterns, but metropolitan examiners and palace readers hold high office and no longer write regularly; last-minute models invite criticism if imperfect.' An edict abolished the practice.
13
使 '
In Taihe 1 (1201) Grand Councilor Tushan Yi deplored contemporary literary fashion: 'Students neglect classics and histories for minor studies, and purpose and conduct grow shallow. On policy-essay day, besides current affairs, add difficult classical questions so candidates unfold sage subtleties and historical change.' An edict made this permanent. Musicians had been barred from jinshi examinations, yet freed slaves of bad character were allowed to test. The Secretariat replied: 'The old term artisan-musician meant tattooed bondsmen and actors' families. Today's Palace Storehouse artisans and Imperial Sacrifices musicians are commoners, yet cannot test. Earlier dynasties barred selectees whose ancestors had been freed slaves from pure ranks or governing the people; allowing them to test now stains the system's reputation.' An edict fixed the rule: freed slaves may not test, but their descendants may. The emperor also said: 'Virtue and talent exceed what the jinshi examinations can measure; broaden the recommendation system. The Secretariat replied: 'The Rites of Zhou says the Grand Minister of Education taught the people with the three village teachings and raised worthy men as guests.' The myriad people included farmers, artisans, merchants, and traders alike. Earlier dynasties recruited talent without fixed method; wall-builders and knife-grinders whose names shine in the records are beyond counting. Today recluses of talent and character should be recommended by mouke and county officials, reported by investigation commissions, and honored in office—decrees to this effect already exist.' The emperor ordered the decree proclaimed again.
14
西 使
In Xuanzong's Zhenyou 2 (1214) the Censorate urged holding the next provincial examination only at Zhongdu and Nanjing because routes to Liaodong and other circuits were blocked.' In the third year he told his ministers: 'Early examinations were famously strict; now metropolitan candidates sit mingled and noisy—how can fraud be prevented?' He ordered examiners and supervisors punished. In Xingding 2 (1218) Censor-in-Chief Ba Hulu said: 'The state recruits through many channels, but only jinshi selection is most honored; it seeks worthies, not quotas. Now policy-essay jinshi pass at less than one in two, rhapsody and exegesis at one in two. Though an earlier imperial order said to take all who qualified, Dading practice is the model: three thousand might present themselves, yet only five hundred passed. Under Taihe, policy-essay jinshi passed one in three, rhapsody and exegesis one in four. Early in Zhenyou prefectural exams were waived and nearly nine thousand came to the metropolitan round. Only a little over eight hundred passed—one in ten. Even then, following Dading practice, passes were never as loose as one in two! Examiners are now so lax—that is not how to seek talent. The quota should be memorialized before the metropolitan examination so the throne sets the number.' Civil officials were assembled for debate, and the Taihe precedent was adopted. He also told his ministers: 'Palace examinees were formerly dismissed after mid-afternoon; slow writers could not finish—let them remain until dusk.' Thirteen exegesis graduates including Wang Biao received special degrees; the emperor read their papers, admired their diction, and sighed at length. Noting that scholars were dwindling, he told Examination Supervisor Left Vice Minister Gao Ruli: 'Pay student grain rations in kind in good harvest years, or this degree track will die out!' In the fifth year exegesis examiners took more than ten beyond quota; the emperor granted them special-grace degrees. Hebei candidates who passed prefectural exams this year but were blocked by troops were exempted from the next prefectural round.
15
便 西 姿
Policy-essay jinshi were the examination track for Jurchen recruitment. It began in Dading 4 (1164), when Shizong ordered issuance of classics in large and small Jurchen script. Each mouke chose two men to study them. Schools in Jurchen script followed; meng'an and mouke units enrolled many sons of respectable families, reaching three thousand empire-wide. In the ninth year the hundred most outstanding students were sent to the capital with state rations. Wendihan Dida taught them classical texts; after further testing more than thirty passed, including Tushan Yi. In year 11 the court debated policy selection; by year 13 each round required one policy essay of at least 500 characters, with district and prefectural rounds waived—only metropolitan and palace exams remained. The court also founded a Jurchen Directorate in the capital and Jurchen prefectural schools, staffed by new jinshi to teach willing sons of officials and commoners. Once the system matured and enrollment grew, it would follow the Han jinshi cycle of examinations every three years. At Bao'en Temple Tushan Yi and others were tested. His policy essay began: 'The worthy are born into the world, and the world depends on them; the world never lacks worthies, and worthies never fail to serve the world. The world is never without worthies—only whether rulers employ them. Yi Yin served Cheng Tang, Fu Yue Gaozong, and Lü Wang King Wen—all rose from farming, building, fishing, and angling to achievements later ages cannot match, because Yin and Zhou rulers employed their talents fully. Our dynasty conquered by martial prowess; the sage emperor governs by civil virtue; civil and martial talents are both used; the throne heeds even small good counsel and does not dismiss small tasks—the method of recruiting men is complete! Yet the court still fears talent abandoned in obscurity. How may every worthy in the realm be found, employed, and enabled to give his full ability? Bao'en Temple had long had twin pagodas. At midnight on the night the jinshi entered the hall, music-like sounds were heard from the eastern pagoda and drifted westward into the palace. The chief examiners, led by Censor Wanyan Pu'nie, declared: 'The civil service route has only just opened, and this is an auspicious sign that worthy men will be found.' Twenty-seven candidates passed, headed by Tushan Yi. In year 16 the court ordered imperial kinsmen within the second degree of mourning and sons of chancellors to skip preliminary rounds and go straight to the palace examination. Sons of imperial kinsmen within the fifth degree of mourning and sons of chief ministers were allowed to proceed directly to the metropolitan examination. By year 20, with Tushan Yi and others teaching throughout the realm, Jurchen learning flourished. Regulations were then set: three rounds of policy essays and poetry; policy essays in large Jurchen script, poetry in small script; and the examination calendar would follow the Han jinshi model. Provincial officials reported that Han jinshi examinations the following year would run district on the 20th of the third month, prefectural on the 20th of the eighth month, metropolitan on the 20th of the first month of the year after, and palace on the 12th of the third month. An edict set the prefectural examination for the 25th of the eighth month of the coming year at four sites—Central Capital, Upper Capital, Xianping, and Dongping—while other dates followed earlier practice. The emperor said: 'Khitan writing is ancient; poems in it show subtle meaning. Why was no Khitan jinshi degree established then? We now have a Jurchen-script track, but Jurchen script is newly invented and may not match the depth of Chinese—I fear later critics.' Chancellor Shoudao replied: 'Chinese writing probably could not have reached such depth at first either. Successive sages refined it over generations. Our sage emperor is naturally wise; he has ordered the classics translated for the realm—with time Jurchen writing can equal Han literature!' The emperor said: 'Let it follow Han jinshi precedent. Exam papers shall be translated for Han officials to review.' In year 22, third month, the Jurchen jinshi policy examination was held. On guichou day in the fourth month the emperor asked his ministers: 'The Jurchen jinshi exam ended ages ago—why are results still unsettled?' Vice Director Wateci answered: 'Because the papers are still being translated for review.' The emperor ordered them to hurry. In year 23 the emperor said: 'The Jurchen jinshi track is still new; once candidates have trained long enough, talent will reveal itself.' In year 28 he told his ministers: 'Jurchen jinshi have been tested only on policy essays; after so long, candidates can prepare. Should we add classics-meaning?' The ministers answered: 'Documents, Changes, and Spring and Autumn are already translated; once Poetry and Rites are done, classics-meaning testing would be feasible.' The emperor said: 'The great classics are profound; mastery requires years of study. For now let us test discourse topics drawn from the classics; classics-meaning can come later.'
16
竿 便 退 使 使
In Dading 29, Emperor Zhangzong opened the policy-and-discourse jinshi examination to all subjects. In the seventh month provincial officials reported: 'Scheduling poetry, policy, and discourse all in one day may exceed candidates' stamina. Poetry and policy would be tested on one day, discourse on another; passing poetry and policy would qualify a candidate, with discourse determining rank. The emperor said: 'Discourse is new; by the third examination cycle it should fully determine who passes and fails.' In Mingchang 1, mian'an and mukun candidates wishing to take the jinshi exam were to follow ordinary rules and could not skip straight to the palace examination.' The emperor clarified: 'This applies only to the Jurchen jinshi track—they must not take Han jinshi examinations.' New rules also allowed other officials of fifth-rank dispersal status to go directly to the metropolitan exam, and those whose posts all ranked fifth rank or above to go directly to the palace exam. In Cheng'an 2 an edict imposed household quotas on who could study for the policy-and-discourse jinshi degree. Rules were set for officials, bureau clerks, palace guards, mian'an-mukun Jurchen, and all other groups: one adult male per household barred from the exam; two males allowed one candidate; four allowed two; six or more capped at three. Candidates who had completed three full examination cycles were exempt from household-quota checks. In year 3 rules were set: Jurchen candidates under forty-five taking the jinshi exam would be archery-tested ten days before the prefectural round by deputy officials skilled in shooting. The setup placed a target mound at sixty paces; fifteen paces from the archer stood two poles twenty paces apart and two zhang high, spanned by a horizontal rope. Bow strength did not matter and hits were not scored; proficiency was judged by smooth drawing and a swift, straight release. Of ten shots, two arrows passing below the rope and reaching the mound qualified a candidate. Other circuits delegated oversight to judicial commissioners; in the capital censors conducted investigations. Candidates bound for metropolitan and palace exams were tested by Daxing prefectural deputies; those who had completed three full cycles were exempt. In year 4 Minister of Rites Jia Xuan argued: 'Requiring archery in the policy-and-discourse jinshi schedule may eliminate worthy men who have completed two full cycles or youths under sixteen not yet counted as adult males. He asked that archery be tested after degree conferral, with successful shooters given special appointments or promotion and failures demoted.' Provincial officials replied: 'The old rule exempted those who completed three full cycles; exempting after only two would be too lenient. Exempting non-adults would invite false age claims; truly young candidates could train and try again later. As for post-degree archery testing with promotion or demotion, fixed rules already existed.' An edict upheld the old regulations. The Taihe code also provided for policy questions on current affairs mixed with precedents and difficult passages from the classics.
17
西
After Emperor Xuanzong moved south, in Xingding 1 candidates from the Central Capital, Xijing, and related circuits for policy-and-discourse jinshi and military exams were temporarily assigned to prefectural sites at Nanjing, Dongping, Basui, and Upper Capital. In year 5 the emperor conferred degrees on twenty-eight jinshi, including Wolie Yede. Reviewing the papers, the emperor was struck by how few candidates had passed and asked his ministers. They explained: 'Under Great Dading, schools were set up everywhere; each mukun sent two or three students supported with money and grain. By the Taihe era each student was routinely granted sixty mu of land. Support was generous, so enrollment was large. Today the capital prefectural school survives, but monthly support is only fifty strings of currency. Establishing supported schools at circuit headquarters and where military households are stationed might increase enrollment. The capital prefectural school already enrolled sixty; he asked for forty more places. Zhongjing, Bozhou, and Jingzhao would each place school officials at headquarters, enrolling mukun members not on military rolls as students with forty mu of land apiece. Han students in the capital asked for the same benefits; other prefectures would keep the old system.' The emperor approved.
18
Metropolitan examination quotas: in Dading 25 rhymed-prose jinshi were capped at five hundred. In year 28, with no cap, the number rose to five hundred eighty-six. Emperor Zhangzong ordered that all who passed be accepted, so in Cheng'an 2 the total reached nine hundred twenty-five. Re-admitting four-time completers made the pool too large, so a cap of six hundred was imposed. In Taihe 2 the emperor ordered fixed metropolitan quotas by subject. Sikong Xiang proposed: 'Rhymed-prose and classics-meaning have many candidates—take one in five. Policy-and-discourse candidates are scarce—take one in four. The grace list was originally meant to favor candidates long tested in the halls. Grace after four attempts is too generous, but age limits would block late-blooming talent. Grace should require five completed attempts.' Grand Councilor Tushan Yi and others noted: 'From Dading 25 to early Mingchang the rate was roughly one in three or four.' Grand Councilor Zhang Rulin added: 'One in five means only five out of a hundred at prefectural level would pass.' Rules were set: policy-and-discourse one in three, rhymed-prose and classics-meaning one in five; grace went to those who completed five full cycles at age forty-five or above, or four at fifty or above.
19
西 便
Examination officials: during Dading, six prefectural sites each received three rhymed-prose examiners and two policy-and-discourse examiners. Early Mingchang expanded to nine sites, nine examiners per circuit, eleven for Daxing. In Cheng'an 4 Taiyuan was added, making ten sites. Authorities asked to cut staff; quotas were set for policy-and-discourse jinshi and Jurchen child-exams—four examiners for one thousand or more candidates, three for five hundred or more, two for fewer than five hundred. The senior official served as chief examiner; the others were associate examiners. For rhymed-prose jinshi and legal candidates combined: five examiners for three thousand or more, four for two thousand or more, three for fewer than two thousand. For classics-meaning jinshi and child-exams: four examiners for one thousand candidates, three for five hundred or more, two for one hundred or more; under one hundred, rhymed-prose examiners would serve double duty. Later rules fixed policy-and-discourse examiners at three each for Upper Capital, Xianping, and Dongping, and two each for Beijing, Xijing, and Yidu. Legal examinations had one supervising examiner and two legal examiners under the rhymed-prose examination hall. Child-exams had one examiner under the classics-meaning hall, matching metropolitan practice. Sealing clerks, copyists, search officials, hall maintenance staff, and gate guards all followed metropolitan rules. In Dading 20 the emperor noted that appointing distant officials as examiners had caused hardship and ordered nearer officials chosen instead.
20
At metropolitan exams, chief and associate chief examiners for rhymed-prose had been ten, reduced to seven in Cheng'an 5. Classics-meaning had six, cut to four in Cheng'an 5. Two interpreting examiners were appointed. In Taihe 3, after sealing officials leaked information to candidates, an edict required the Jurchen bureau to use Han right-selection seals and the Han bureau to use Jurchen seals. In Zhenyou 3 of Xuanzong's reign, a metropolitan rhyme topic had been reused yet rule-breaking candidates passed, and examiners had favored relatives; the emperor, angered by the unfairness, ordered an investigation.
21
At palace exams, paper readers numbered seven each for policy-and-discourse and rhymed-prose jinshi, five for classics-meaning, and two for each other functional category. Decree examination and grand eloquence together had three readers. In Taihe 7 Minister of Rites Zhang Xingjian reported: 'By old rule readers need not avoid kin; when relatives appeared, some dared not judge them fairly, or protected them too openly, inviting colleagues' suspicion. If readers related to candidates were excluded, grading could proceed in impartial consultation.' The emperor ordered extra nominees prepared in advance and those with kin among candidates removed.
22
西 西 西西西 西
Prefectural policy-and-discourse jinshi exams were fixed in Dading 20 at four sites: Central Capital, Upper Capital, Xianping, and Dongping. By Mingchang 1 Beijing, Xijing, and Yidu were added for seven sites, which also hosted Jurchen child-exams. Candidates from Upper Capital, Helan, Supin, Huligai, Puyu, the Northeast Pacification Commissioner, and related circuits took the Huining prefectural exam. Candidates from Xianping, Longzhou, Basui, Dongjing, Gaizhou, and Yizhou took the Xianping prefectural exam. Candidates from the Central Capital and Hebei East and West circuits took the Daxing prefectural exam. Candidates from Xijing and the Southwest and Northwest Pacification Commissioners took the Datong prefectural exam. Candidates from Beijing, Linhuang, Zongzhou, Xingzhou, and Quanzhou took the Dading prefectural exam. Candidates from Shandong East and West, Daming, and Nanjing took the Dongping prefectural exam. Candidates from Shandong East circuit tested at Yidu. During Dading, prefectural exams for rhapsody and exegesis jinshi, legal studies, and child classics were held at six sites: Daxing, Dading, Datong, Kaifeng, Dongping, and Jingzhao. Early in Mingchang, Liaoyang, Pingyang, and Yidu were added, bringing the total to nine sites. In Cheng'an 4 (1199) Taiyuan was added again, for ten sites in all. Central Capital and Hebei candidates tested at Daxing; Upper Capital, Eastern Capital, Xianping, and related circuits at Liaoyang; all other regions tested within their own jurisdictions.
23
District examinations were scheduled for the twentieth day of the third month. Prefectural exams opened with policy essays for policy-and-discourse jinshi on the twentieth of the eighth month, followed three days later by poetry. Rhapsody jinshi tested rhapsody and poetry on the twenty-fifth, then policy essays three days later. Exegesis jinshi sat the exegesis exam three days after the rhapsody jinshi, with policy essays following three days later. Legal studies followed, then child classics; each round was held three days apart. Metropolitan exams opened with policy essays for policy-and-discourse jinshi on the twentieth of the first month, with the same three-day intervals as at the prefectural level. Palace exams ran policy essays for policy-and-discourse jinshi on the twentieth of the third month, poetry and discourse on the twenty-third, rhapsody/poetry/discourse for rhapsody jinshi and exegesis for exegesis jinshi on the twenty-fifth, and policy essays on the twenty-seventh. Examination days postponed for rain or snow until the skies cleared. After the palace roll call, policy-essay candidates submitted memorial reports, while eloquence candidates received a two-day examination schedule. Formerly Jurchen jinshi were tested only after Han jinshi completed their second round. When the exegesis subject was restored in Dading 29 (1189), this arrangement was revised.
24
Grace Precedents. Mingchang 1 (1190) rules allowed metropolitan winners straight into the palace exam, with failures appended to the bottom of the rolls. Prefectural winners skipped only the prefectural round; four-time completers received five-time grace benefits; papers were failed only for taboo violations or incoherence, with all others ranked by quality. Candidates still answered three questions in one day; five-time completers tested only rhapsody and poetry, as did Jurchen jinshi. Cheng'an 5 (1200) decreed that four completed attempts earned grace; rhapsody and exegesis session counts had to be tracked separately by subject, not combined. Supervising examiners reported grace-list appointees during testing, and special-grace candidates received their posts. In Taihe 3 (1203), exegesis metropolitan winners differed from policy-and-discourse and rhapsody jinshi; appending palace failures to the roll's end was unduly generous, yet grace rules also differed from the four-time standard. New rules followed the established precedent exempting former prefectural winners from repeating the prefectural round. Metropolitan failures on their next attempt went straight to the palace exam.
25
使
Legal-studies jinshi—also called the miscellaneous subjects—drew questions from law codes; prefectural exams had fifteen questions with one pass per five candidates. Dading 22 (1182) rules set fifteen questions per metropolitan session across three sessions; candidates passing at least thirty-six items with strong prose, sound judgments, and precise language were selected. Quotas were set flexibly at the time; no fixed number existed initially. The system first appears in Hailing's Zhenglong 1 (1156); in Dading 29 (1189) under Emperor Zhangzong officials reported: 'Legal-studies candidates know statutes but not the moral foundations of governance—they should study the Analects and Mencius to cultivate their character.' From the next round onward, one short exegesis question from the Analects and Mencius was added on a separate day at prefectural and metropolitan exams, set by exegesis examiners and graded together with the legal-studies papers.
26
The Child Classics Subject
27
殿 使 使
Under the child-classics system, boys aged thirteen or under who could recite two major and three minor classics, the Analects, selected masters, and over five thousand characters passed the prefectural round by answering at least thirteen of fifteen questions, and the metropolitan round by scoring at least forty-one across three sessions of fifteen questions each. Youth and breadth of recitation were prized; when ages matched, the candidate who had recited more major classics ranked first. Early on, in Tianhui 8 (1130), Emperor Taizong learned that Liu Tianji, a seven-year-old boy from Dongping, could recite the Odes, Documents, Changes, Rites, Zuo Commentary, Analects, and Mencius, and ordered him placed under tutelage—but no examination system yet existed. In the second year of Emperor Xizong's reign (1147), an edict opened recruitment examinations; the child-classics track was formally established, selecting up to 122 candidates. It was abolished during the Tiande era (1149–1153). In Dading 29 (1189) Emperor Zhangzong told his chief ministers: 'Surely child-classics candidates cannot have vanished entirely—discuss restoring the subject.' In Mingchang 1 (1190) Yidu prefecture reported: 'Liu Zhu'er, aged eleven, can compose poetry and rhapsody, recite all six classics, writes running and cursive script with real skill, and has shown filial conduct from early youth—we ask that he receive office as did the Song prodigy Li Shu, together with an imperial grace edict.' Summoned to the inner hall, he was tested on the rhapsody 'The Phoenix Comes with Auspicious Bearing' and the poem 'Fish amid the Waterweeds,' then asked to compose a poem on drought. The emperor praised him, granted child-classics graduation, supplied money, grain, and official quarters, and enrolled him at the Imperial University. In Mingchang 3 (1192) Grand Councilor Wanyan Shouzhen said: 'The child-classics subject is not ancient; from Tang onward circuits submitted recommendations, selecting anywhere from five to ten candidates. In recent times Emperor Renzong of Song judged it useless and abolished it. Under our dynasty fifty were selected during Huangtong (1141–1149), making that the norm, until Tiande abolished the subject again. Your Majesty restored the subject and now selects by the hundreds; over time the numbers may overwhelm appointment review—we beg an edict to limit selections.' The emperor asked: 'What if every candidate who recites meets the standard?' Shouzhen replied: 'Choose carefully the youngest candidates who recite flawlessly, and the numbers need not grow excessive.' He then asked Vice Grand Councilor Xu Chiguo, who answered: 'Whether a candidate's recitation is complete is easy to verify—abuse is hardly possible.' The emperor said: 'Cap it at thirty or forty; if all one hundred pass, we can still choose the finest among them.' Chiguo said: 'This subject is essentially a tool for cultivating learning. Study the texts in youth, dwell on their meaning in maturity, and when such men enter office their character shows itself. If selected candidates also trained in jinshi examination work, everything they had memorized would become useful. I hold that they should not enter office too hastily; they must complete examination training before appointment. Those who win jinshi rank should be employed on the same terms as other jinshi. Those who passed prefectural recommendation or the metropolitan exam should receive preferential rank according to their number of attempts. Those who failed to gain recommendation after several attempts would retain their original child-classics status—this should spur effort and draw out real talent!' An edict ordered the proposal discussed and put into effect.
28
Special recruitment included Worthy and Upright, Straightforward Remonstrance, Broad Learning and Grand Talent, and Mastery of Governance; these exams had no fixed schedule. When the emperor wished to hold an exam, notice was issued throughout the realm. Civil and military officials of rank six and below without public or private offenses could be recommended by rank-five officials and above to their jurisdictions for imperial testing. Common scholars whose conduct commanded local respect were recommended through prefectures and districts. Candidates first submitted thirty prepared policy essays to the Hanlin Academy; those judged strongest in language and reasoning were tested with three essay questions drawn from the classics, masters, and histories in one day; qualified candidates then faced one hall policy essay on non-routine matters, and those showing comprehensive mastery received superior promotion. The eloquence subject tested edicts, commissions, memorials, tables, battle bulletins, and proclamations—all in parallel prose; Admonitions, instructions, eulogies, admonitory inscriptions, commemorative inscriptions, prefaces, and records could follow ancient or modern forms, or mix in parallel prose. At each round, newly graduated jinshi and serving officials of rank six and below without public or private crimes could be recommended by local officials; policy examiners set questions on the spot for four questions total, with promotion divided into two grades. Both subjects were established in Mingchang 1 (1190) under Emperor Zhangzong.
29
鹿 鹿 鹿
Military examinations were established during Huangtong; the rules appear in the Taihe Regulations, with upper, middle, and lower grades. Candidates had to draw a one-stone bow and shoot seven-qian bamboo arrows at a standing target 150 paces away; within ten shots, the prefectural round required one hit, the provincial round two, and the final round three. They also had to hit a mound target at 220 paces, landing at least one of three arrows. Within 150 paces, prone deer targets five inches high and eight inches long were placed every 50 paces; mounted candidates shot with a seven-dou bow and two large chisel-headed iron arrows—the prefectural round allowed four passes, the provincial three, and the final round two, each requiring two hits. Within 150 paces, wooden dummy men three feet high with five-inch square boards were placed alternately left and right every 30 paces; mounted spear charges required knocking off one board on each side—the prefectural round allowed three passes, the provincial two, and the final round three. Following hereditary-privilege precedent, candidates also answered one legal question and ten questions on the Sun and Wu military texts; answering five qualified for the upper grade. In the final round, failure in any single event meant rejection. The middle grade required an eight-dou standing-target bow, 210-pace long-range shooting, a six-dou deer-shooting bow, and four correct answers on the Sun and Wu texts. The lower grade required a seven-dou standing-target bow, 205-pace long-range shooting, a five-dou deer-shooting bow, and three correct answers on the Sun and Wu texts. Legal interpretation and board-striking requirements matched the upper-grade standards. Candidates who failed the literary portion were demoted one grade—upper to middle, middle to lower. Candidates who passed at middle or lower grade were permitted to retest if they wished. Formerly, candidates who failed while attempting the upper grade could not retest at middle or lower grade. Taihe 1 (1201) rules allowed candidates to test at whichever grade they chose; passes were ranked within the three grades accordingly. In the second year provincial officials reported: 'Military exams should run concurrently with jinshi; for this August prefectural round we planned circuit examination sites with officials assigned at the deadline, but fearing uncertain turnout for a newly established system, we temporarily allowed each locality to test on the spot.' In Zhenyuo 3 (1215) under Emperor Xuanzong, military graduates received edict commissions and insignia robes on the same terms as jinshi. At the time, military examination candidates from across the realm—unless already in office or deployed at the front—were sent to the capital by prefectures and districts and formed into a separate army for emergencies. Recommended candidates not yet appointed were also assigned duties according to their ability. In Yuanguang 2 (1223) Eastern Capital commander He Shilie Yawuta said: 'Military graduates are all posted as patrol officers and garrison commanders; though skilled at riding and archery, they lack battlefield experience and know nothing of command—once they face the enemy, defeat seems likely. I ask that they all be assigned to the front as senior officers and promoted only after earning merit.' Chief ministers replied: 'The state established this subject on equal footing with jinshi; placing all graduates in the army is not the way to reward talent.' Instead, candidates in mourning, awaiting appointment, or between posts were assigned.
30
Examination of Hanlin Academy Officials
31
Examination of Hanlin Academy officials. In Dading 28 (1188) an edict established an examination track to recruit Hanlin Academy officials. The Ministry of Rites consulted the Court of Imperial Sacrifices; by Tang precedent, Hanlin entry required prior examination. Serving jinshi recommended by rank-six court officials or rank-five circuit officials were tested on three documents such as edicts and commissions; those strongest in language and reasoning were appointed as academy attendants. Hanlin recruitment thereby became more selective. In Mingchang 5 (1194), with too few Hanlin drafters available, the Ministry of Revenue was ordered to seek men of literary talent, summon them, and test them provisionally.
32
Astronomy Bureau and Medical Examination Subjects
33
The Astronomy Bureau enrolled twenty-six Jurchen and fifty Han students; men aged fifteen to thirty from official and common households could test for admission. Every three years, common scholars were also selected to test for admission. Examinations tested calendrical calculation through the Xuanming Calendar, marriage compatibility and burial placement through the Marriage Book and New Book of Geography, together with Changes divination, liuren divination, and the arts of the three fates and five stars. Medicine was divided into ten specialties: Daxing prefecture enrolled thirty students, other capital prefectures twenty, regular prefectures and military commissions sixteen, and defensive prefectures ten. Each month difficult cases were tested, with rewards or punishments according to performance; every three years all court physicians were examined—even non-students could test for admission.
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