← Back to 三國志

卷三十一 蜀書一 劉二牧傳

Volume 31: Book of Shu 1 - Biographies of the two Governor Lius

Chapter 31 of 三國志 · Records of the Three Kingdoms
← Previous Chapter
Chapter 31
Next Chapter →
1
Liu Yan, courtesy name Junlang, came from Jingling in Jiangxia. His line descended from Han Prince Gong of Lu; during Emperor Zhang’s Yuanhe reign the fief was reassigned to Jingling, where a younger branch of the house made its home.
2
As a young man Liu Yan held posts in local government; his status as imperial clansman won him appointment as a gentleman of the palace. He later resigned to observe mourning for his teacher, Duke Zhu. 〈Pei Songzhi remarks: “Duke Zhu was Zhu Tian, who served as minister of education.”〉 He withdrew to Mount Yangcheng, where he studied deeply and taught. Recommended as a worthy and upright candidate, he entered the minister of education’s bureau and rose through Luoyang magistrate, inspector of Ji, grand administrator of Nanyang, director of the imperial clan, and grand master of ceremonies. Seeing Emperor Ling’s government falter and the house of Han beset by crisis, Liu Yan proposed: “Prefectural inspectors and grand administrators are buying their posts; they bleed the people until the realm splinters into revolt. Choose men of unimpeachable name and real weight as regional governors, and charge them with restoring calm across the land.” Behind the scenes he angled for the governorship of Jiaozhi, hoping to sit out the gathering storm. Before the plan could take effect, Palace Attendant Dong Fu of Guanghan took him aside: “Luoyang is heading for turmoil, and the stars over Yizhou show the aura of an emperor.” Those words fixed his mind on Yizhou more firmly than ever.
3
綿綿便 綿 使 使使
At that juncture Some manuscripts insert “Liang” here (often emended to “Yizhou”). Rebels Ma Xiang and Zhao Qi raised the Yellow Turban banner in Mianzhu, sweeping up the worn-out conscripts. Within a day or two they had thousands of followers; they slew Magistrate Li Sheng, and officials and townsfolk rallied until their host passed ten thousand. They took Luoxian, struck down Inspector Jian of Yizhou, then swept through Shu and Qianwei—three commanderies ruined inside a month. Ma Xiang proclaimed himself emperor, and his following ran to tens of thousands. The provincial clerk Jia Long Alternate wording marks Jia Long as having long enjoyed local trust. He led a few hundred soldiers on Qianwei’s eastern march, rallied officials and townsfolk to more than a thousand, struck Ma Xiang’s host, and within days routed them; peace returned to the province. Jia Long then picked officers and troops to escort Liu Yan in. Liu Yan shifted his seat to Mianzhu, offering refuge to deserters and rebels while preaching mercy—yet all the while he nursed designs of his own. Zhang Lu’s mother practiced spirit mediumship and still looked young; she was a frequent guest in Liu Yan’s house, so Yan appointed Zhang Lu marshal of righteous command and posted him in Hanzhong. Zhang Lu sealed the mountain defiles and murdered imperial messengers. Liu Yan memorialized that “rice-bandit” cultists had severed the roads and cut him off from court, then used other excuses to execute a dozen leading local families—Wang Xian and Li Quan among them—to cow the gentry. 〈The Miscellaneous Records of the Elders of Yibu records: Li Quan, courtesy Boyu, served as magistrate of Linqiong. His son was named Fu. See Yang Xi of Qianwei’s Encomia on Ministers. Ren Qi, grand administrator of Qianwei, and Jia Long then turned their arms on Liu Yan; Yan defeated them and put both men to death. 〈The Record of Heroes states: Liu Yan mobilized his forces but refused to march with the coalition against Dong Zhuo, holding Yizhou for himself. Ren Qi of Qianwei declared himself a general and, with Clerk Chen Chao, marched against Liu Yan; Yan shattered their army. Dong Zhuo dispatched Minister Zhao Qian against the province and won over Colonel Jia Long, turning him against Liu Yan. Yan answered with Qingqiang auxiliaries and so crushed the attack. Ren Qi, Jia Long, and their confederates were natives of Shu Commandery.
4
輿 西 使 西 退 使
Liu Yan’s ambitions swelled until he was building over a thousand sets of imperial carriage fittings. Governor Liu Biao of Jing memorialized the throne, likening Liu Yan to Zixia west of the River—whose teaching had led men to doubt Confucius himself. His sons held court rank in Chang’an with Emperor Xian: Fan as left general of the gentlemen of the palace, Dan as imperial clerk censor, Zhang as commandant for the imperial chariot, 〈The Record of Heroes adds: Fan One manuscript reads ‘heard’ here. He learned that his father was governor of Yizhou and that none of Dong Zhuo’s summons had been obeyed. Dong Zhuo clapped all three brothers in irons at the Mei bastion and locked them in a secret cell. Only Some texts read “younger” (son). The youngest, Mao, a major of a separate division, had stayed with his father in the west. The emperor sent Liu Zhang west to reason with his father; Liu Yan kept him and never let him return. 〈The Compendium notes: Liu Zhang was then commandant for the chariot in Luoyang. Liu Yan feigned illness to summon him; Zhang asked leave to visit his father—and never came back to court. When Ma Teng, general who conquers the west, rose in rebellion from his camp at Mei, Liu Yan and Liu Fan conspired with him to strike Chang’an. The plot unraveled: Fan fled to Huaili; Ma Teng was beaten back into Liangzhou; Fan was caught and killed, and Dan went to the executioner’s block. 〈The Record of Heroes says: Fan slipped out of Chang’an to Ma Teng’s camp and begged his father for reinforcements. Liu Yan sent Colonel Sun Zhao with troops; they were routed before Chang’an. Pang Xi of Henan, a gentleman-adviser who was tied to the Liu family by marriage, raised men and shepherded Liu Yan’s grandsons to safety in Shu.
5
使 使
Heaven-sent fire then consumed his city, devouring the carriage stockpiles and spreading into the commoners’ quarters. He moved his government to Chengdu. Grief for his executed sons and shock at these portents broke him; in the first year of Xingping a carbuncle on his back killed him. Senior officers led by Zhao Wei, liking Liu Zhang’s mild temper, jointly nominated him inspector of Yizhou. The court named him military overseer and governor of the province, appointed Zhao Wei general of the east who expands might, and ordered him to campaign against Liu Biao. 〈The Record of Heroes adds: When Liu Yan died, his son Liu Zhang succeeded as inspector. Just then Chang’an named Hu Mao of Yingchuan inspector and sent him toward Hanzhong. Liu He, chief clerk on Liu Biao’s staff, with Liu Zhang’s officers Shen Mi, Lou Fa, and Gan Ning rose against their master, failed, and bolted into Jingzhou. Liu Zhang dispatched Zhao Wei against Jingzhou; he encamped at Quyi. Phonetic gloss for the toponym Quyi (first syllable as noted in the commentary; second like zhèn).
6
西西 西
Liu Zhang, courtesy Jiyu, inherited his father’s post. Zhang Lu grew insolent and defied him, so Liu Zhang executed Lu’s mother and brother, and the two became bitter enemies. Liu Zhang sent Pang Xi and others against Zhang Lu time and again, only to be routed repeatedly. Most of Zhang Lu’s followers were in Ba Commandery, so Liu Zhang named Pang Xi grand administrator there and put him on the northern front against Lu. 〈The Record of Heroes notes: “Pang Xi was an old friend who had rescued Liu Zhang’s sons from peril, so Liu Zhang heaped favor on him, named him grand administrator of Ba, and let him dominate local power.”〉 Later Pang Xi and Liu Zhang fell out; Zhao Wei turned his army on Chengdu, his troops melted away, and he was killed—all because Liu Zhang seldom judged matters for himself and let rumor rule his court. 〈The Record of Heroes explains: Refugees from Nanyang and the Three Adjuncts had poured into Yizhou by the tens of thousands; Liu Zhang drafted them as the so-called Eastern Province host. Liu Zhang was easygoing and lacked firm authority, so the easterners bullied the old families unchecked. Edicts went unenforced, and resentment spread through Yizhou. Zhao Wei enjoyed wide popularity, and Liu Zhang leaned on him heavily. Playing on popular anger, Zhao Wei plotted revolt: he bought a truce with Jingzhou in secret, won the great clans of the province, and marched on Chengdu against Liu Zhang. Shu, Guanghan, and Qianwei all rose in his name. Liu Zhang raced within Chengdu’s walls. The Eastern Province troops, fearing disaster if the city fell (some editions insert the graph wei here), closed ranks behind Liu Zhang and fought to the last man. They shattered the rebels and drove the siege against Zhao Wei at Jiangzhou. Zhao Wei’s own generals Pang Le and Li Yi mutinied, cut down his troops, and took his head. The Annals of Emperor Xian records: Learning of the turmoil, the court dispatched Niu Dan, general of the household for all purposes, as inspector of Yizhou; it also summoned Liu Zhang to a ministerial post—which he ignored.
7
使 簿 使
When Liu Zhang learned that Cao Cao was moving on Jingzhou and had already taken Hanzhong, he sent Yin Pu of Henei with gifts to court Cao’s favor. The court added the title general who shakes might to Liu Zhang and named his elder brother Liu Mao general who pacifies bandits. Liu Mao died of madness. 〈Pei Songzhi cites the Wei court’s query on the term wu gu (“passed away”). Gao Tanglong replied: “My teacher explained: wu means ‘nothing’; gu means ‘affair’; that is, no longer able to act in the world.””〉" Liu Zhang next dispatched chief clerk Zhang Su of Shu with three hundred veteran troops and assorted tribute. Cao Cao rewarded him with the grand administrator’s seal of Guanghan. He then sent chief clerk Zhang Song. By then Cao Cao had overrun Jingzhou and routed Liu Bei; he treated Zhang Song with cold neglect, and Song nursed a grudge. Then came Cao Cao’s defeat at Red Cliffs and the epidemic that decimated his army. Zhang Song returned to paint Cao Cao in the worst colors and urge Liu Zhang to break with the north, 〈The Springs and Autumns of the Han Book records: Zhang Song found Cao Cao swollen with pride over his victories and dismissive of him. On his return he pressed Liu Zhang to cut ties with Cao Cao. Xi Zuochi comments: Duke Huan’s single burst of vanity cost him nine allies; Cao Cao’s moment of swagger cost him the unity of the empire. Decades of toil undone in an instant—could anything be more wasteful? Hence the gentleman works tirelessly yet stays humble, thinks downward toward those below him, holds great merit with deference, and wields supreme power meekly. Staying close to the human condition, he can bear rank without wearying the world; where virtue touches every life, his sway widens and the realm rejoices in his fortune. Only so can wealth and titles be sustained, achievement preserved, glory fixed in one’s own age, and blessings passed down for generations—where then is room for arrogance? From this the gentleman sees why Cao Cao could never finish the conquest of the realm. He went on to tell Liu Zhang: “Liu Bei of Yu Province is your own flesh and blood politically—you should open relations with him.” Liu Zhang agreed, sent Fa Zheng to treat with Liu Bei, and shortly had Fa Zheng and Meng Da deliver several thousand soldiers to stiffen Liu Bei’s line. Fa Zheng then came home. Later Zhang Song warned him again: “Pang Xi, Li Yi, and the other generals swagger on old laurels and eye independence. Without Liu Bei to stiffen your front, enemies will strike from without and your own people from within—that is the road to ruin.” Liu Zhang consented again and sent Fa Zheng to invite Liu Bei in. Registrar Huang Quan laid out the risks; Wang Lei of Guanghan hanged himself upside down at the gate of the yamen in protest. Liu Zhang brushed every warning aside, ordered the route provisioned, and Liu Bei crossed the border as though coming home. North of Jiangzhou, Liu Bei turned up the Dian River Commentary: “Dian” is read like tu in the entering tone (dié).〉 He went on to Fu, 〈gloss: read like fú.〉 He halted three hundred sixty li short of Chengdu, in the sixteenth year of Jian’an. Liu Zhang rode out with thirty thousand foot and horse, chariots draped in silk that flashed like sunlight, to meet him in person; and for more than a hundred days Liu Bei’s officers and Liu Zhang’s hosts feasted together in easy camaraderie. Liu Zhang provisioned Liu Bei and sent him to campaign against Zhang Lu, expecting afterward to go their separate ways. 〈The Book of Wu records that Liu Zhang sent Liu Bei two hundred thousand hu of grain, a thousand mounts, a thousand wagons, and bales of silk and brocade.〉
8
The next year Liu Bei reached Jiameng, then wheeled his army south; every place he struck fell to him. In the nineteenth year of Jian’an he pressed a siege on Chengdu for many days. The city still held thirty thousand picked troops and grain and cloth enough for a year, and officials and townspeople were ready to fight to the last. Liu Zhang said, “My father and I have held this province for more than twenty years, yet we have done little real good for the people. For three years they have borne our wars; their bones lie on the fields—for my sake. How could I live with myself in comfort?” He opened the gates and surrendered; every man in his train wept. Liu Bei resettled Liu Zhang at Gong’an in Nan commandery and returned all his goods, together with the old seal and ribbon of the general who shakes might. After Sun Quan killed Guan Yu and seized Jingzhou, he named Liu Zhang governor of Yizhou and stationed him at Zigui.
9
When Liu Zhang died, the southern magnate Yong Kai seized Yi commandery in revolt and pledged himself to Wu. Sun Quan then appointed Liu Zhang’s son Liu Chan inspector of Yizhou and posted him on the Jiao–Yi frontier. After Chancellor Zhuge Liang pacified the south, Liu Chan returned to Wu and was promoted to palace assistant censor-in-chief. 〈The Book of Wu adds that Liu Chan was also called Liu Wei: a courteous man who prized honor over money and died of illness at home.〉 Earlier, Liu Zhang’s eldest son Liu Xun had married a daughter of Pang Xi. After Liu Bei conquered Shu, Pang Xi served as major to the general of the left. Liu Zhang had prevailed on Pang Xi to keep Liu Xun in the west, and Liu Bei then commissioned Liu Xun as gentleman of the household for the chariot. Thus the two sons of Liu Zhang afterward lived out their lives apart, one in Wu and one in Shu.
10
【Appraisal】
11
輿 退
The historian’s judgment runs: Long ago Wei Bao listened to the soothsayer Xu Fu and welcomed Lady Bo into his harem, 〈Kong Yan’s Springs and Autumns of Han and Wei identifies Xu Fu as a woman of Wen county in Henei whom Han Gaozu supposedly ennobled as mistress of Mingci village. Pei Songzhi notes that eastern dialects used fu for “mother,” which may explain Kong Yan’s treating Xu Fu as a woman—yet Gaozu’s reign ennobled only full marquises, never mere village titles, so that fief is almost certainly wrong. Liu Xin changed his name after reading prognosticating texts, yet could not save himself, while the omen’s fulfillment fell instead upon two other sovereigns. So it is: the spirits cannot be coaxed with empty prayers, and the mandate of Heaven cannot be forced—that is the hard lesson of their fates. Liu Yan took Dong Fu’s talk to heart and fixed his ambition on Yizhou, listened to a physiognomist and wed the Wu family, rushed out imperial-style carriages and robes, and angled for the throne—folly in its purest form. Liu Zhang was no champion of men, yet he clutched a rich province in an age of chaos—a lesser man in a high carriage invites robbers by nature. That he lost his domain was less misfortune than inevitability. 〈Zhang Fan remarks: “Liu Zhang was dull and pliant yet clung to fine phrases—much like Duke Xiang of Song or King Yan of Xu; he hardly ranks among the truly lawless rulers.” Zhang Song and Fa Zheng broke the bond between lord and vassal, yet they had formally pledged themselves: they did not lay the strategic facts plainly before their master, as did Han Song, Some manuscripts read “Liu Guang” here instead of the name in the following line. 〔Liu Xian〕 in counseling Liu Biao, or on retreating failed to announce a clean break before fleeing, as Chen Ping and Han Xin had done when they left Xiang Yu—yet they played both sides; such disloyal scheming is the lesser crime.
← Previous Chapter
Back to Chapters
Next Chapter →