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卷三十五 蜀書五 諸葛亮傳

Volume 35: Book of Shu 5 - Biography of Zhuge Liang

Chapter 35 of 三國志 · Records of the Three Kingdoms
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Biography: Zhuge Liang.
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退西 西 西 使
Zhuge Liang, whose courtesy name was Kongming, came from Yangdu in Langye. He traced his line to Zhuge Feng, who had served the Han as Colonel Director of Retainers. His father Zhuge Gui, courtesy Jungong, was assistant magistrate in Taishan commandery in the twilight of the Han. Liang lost his father while still young. His uncle Zhuge Xuan had been named governor of Yuzhang by Yuan Shu, and Xuan brought Liang and his brother Jun with him to take up the office. Then the Han court made a new appointment, sending Zhu Hao to succeed Xuan. Xuan had old ties with Liu Biao, the provincial governor of Jing, and he went to take refuge with him. 〈According to the Chunqiu of Emperor Xian, when Zhou Shu, governor of Yuzhang, died, Liu Biao had Zhuge Xuan named to the post, with his administration at Nanchang. When the court learned of Zhou Shu's death, it dispatched Zhu Hao to replace Xuan. Zhu Hao obtained soldiers from Liu Yao, the provincial inspector of Yang, and struck at Xuan. Xuan fell back to Xicheng; Hao took Nanchang. In the first month of Jian'an 2, the people of Xicheng rebelled, executed Xuan, and delivered his head to Liu Yao. This account disagrees with the standard biography.〉 After Xuan's death, Liang worked his own land in the Longzhong hills and often sang the old ballad 'Liangfu Yin.' 〈The Spring and Autumn of Han and Jin places his home in Deng County, Nanyang—twenty li west of Xiangyang, at the place called Longzhong.〉 He stood eight chi in height and regularly likened himself to Guan Zhong and Yue Yi, though contemporaries dismissed the boast. Only Cui Zhouping of Boling and Xu Shu (Yuanzhi) of Yingchuan, who were on close terms with Liang, allowed that it rang true. 〈The Cui genealogy notes that Zhouping was the son of Grand Commandant Cui Lie and younger brother to Jun. The Weilüe records that in Jing Province at the start of the Jian'an era Liang went abroad to study with Shi Guangyuan and Xu Yuanzhi of Yingchuan, Meng Gongwei of Runan, and others: the three pursued exhaustive drill, while Liang alone scanned for the larger pattern. At leisure from dawn to dusk he would hug his knees, whistle long and low, and tell the three, 'Each of you could climb to a governor's or an administrator's chair. When they asked what station awaited him, Liang only smiled and kept silent. When Gongwei grew homesick and wanted to go north, Liang told him, 'The heartland teems with worthy men; a scholar may wander anywhere—why bind yourself to your home village?' Pei Songzhi: the Weilüe line works as counsel to Gongwei; to read it as Liang's self-description is to misunderstand him. As Laozi says, knowing others is wisdom, knowing oneself is clarity; men of real distinction must possess both. With Liang's judgment, would he not have taken his own proper measure? His high songs while biding his time, the passion in his speech—his purpose was set from the first. Had he moved through the heartland and let his gifts flash like a dragon's gleam, could ordinary men have hidden it? If he had offered his service to the house of Cao and stretched every faculty, he would have towered above Chen Qun and Sima Yi, let alone the rest. He did not fret that deeds might fall short or the Way go unrealized; though his spirit spanned heaven and earth, he never faced north to serve Wei, because the mandate had moved, Han's luck was spent, and he meant to lift a worthy line—to revive the dying house and win back the realm. Surely his aim was not some petty profit on a frontier. This is what Xiangru meant by 'The roc already soars the wide sky, yet the fowler still peers into the marsh.') Meng Jian, styled Gongwei, also won high place in Wei.〉
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The First Sovereign, Liu Bei, was stationed at Xinye. When Xu Shu met Liu Bei, Bei valued him. Xu said to him, 'Zhuge Kongming is the Dragon Somnolent—would you not care to see him?' 〈The Xiangyang Ji: Liu Bei consulted Sima Hui (Decao) about the world. Hui replied, 'Pedants and penny-a-line clerks do not read the times. The men who see what the moment needs are the outstanding talents. Here you already have the Hidden Dragon and the Young Phoenix." When Bei asked who they were, he said: 'Zhuge Kongming and Pang Shiyuan.'〉 Liu Bei said, 'Then bring him along with you.' Xu replied, 'You cannot whistle him up; you must go to him. Disgrace your carriage and pay him a visit yourself.' So Liu Bei went to Liang; only on the third visit was he admitted. Alone with Liang, he said, 'The Han house is toppled; powerful ministers hold the reins; the emperor is cast out and on the run. I have taken no honest measure of my worth; I meant to stand for the great cause under Heaven, yet my wit and plans are thin, and so I have met with (Editorial note: the character the cited text is glossed with the cited text to read the cited text.) [Variant reading]—which brings me to my present straits. Yet I cannot abandon the aim—what course do you advise?' Liang answered:
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西 西漿
Since Dong Zhuo, strongmen have sprung up everywhere; those holding multiple commanderies are beyond number. Cao Cao's name was smaller and his army smaller than Yuan Shao's, yet he overcame Shao and turned frailty into might—through timing, yes, but also through counsel. Today Cao commands hosts in the millions and grips the emperor to rule the warlords; you cannot challenge him frontally. Sun Quan has held the lower Yangzi for three reigns: natural barriers, loyal people, able advisers—a partner for alliance, not a target for conquest. Jing Province commands the Han and Mian, draws profit south to the sea, touches Wu and Kuaiji eastward and Ba and Shu westward—the ground of decisive campaigns—while its master cannot keep it. Perhaps Heaven stores it for you, General: does the thought appeal? The Yizhou basin is ringed by passes and soaked in rich soil—the 'heavenly storehouse'; Gaozu built his throne upon it. Liu Zhang is timid and inept; Zhang Lu presses from the north; people and grain abound, but Zhang shows no care; every able mind waits on a worthier master. You bear the blood of the Han house; honor rings through the realm; you collect heroes and ache for counsel. Seize Jing and Shu, hold their mountain barriers, conciliate the Qiang and Rong to the west, win the southern tribes, befriend Sun Quan abroad, and set your house in order within—then, when chance opens, order a field marshal to drive the Jing columns toward Wan and Luoyang while you march from Shu into the Qin heartland: will any commoner refuse you provision and praise? Do this, and hegemony is within reach and Han may rise again.
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調 使
Liu Bei cried, 'Well spoken!' From that day their bond deepened by the hour. Guan Yu and Zhang Fei resented the favor. Liu Bei told them, 'Kongming is to me as water to fish. Say no more of it.' Guan and Zhang held their peace. 〈The Weilüe: Liu Bei camped at Fancheng. Cao Cao had just settled Hebei; Liang saw that Jing would be the next battlefield, yet Liu Biao was sluggish and no soldier. So Liang traveled north to Liu Bei, who did not know him before and, seeing his youth, handled him like any young scholar. When the meeting ended and the others filed out, Liang stayed behind, but Bei still did not ask what he meant to say. Liu Bei loved to braid ornamental tassels from yak tail; someone had just given him a tail, and he sat working the strands. Liang advanced and said, 'A commander of your stature ought to aim beyond the horizon—is fussing with tassels enough?' Seeing that Liang was extraordinary, Liu Bei dropped the work and said, 'What words are these! I only distract myself from worry.' Liang pressed him: 'General, how does Governor Liu of the south compare with Cao Cao?' Liu Bei said, 'He falls short.' Liang asked, 'And how do you rate yourself?' Bei answered, 'I am no match for him either.' Liang said, 'If neither can rival him and your command is only a few thousand strong, that is no way to await the foe!' Bei said, 'I share that fear—what can be done?' Liang replied, 'Jing's population is large, but registered households are few: when you issue levies in quiet times, popular feeling turns against you. Tell the governor to require every unregistered floater to declare themselves and add them to the tax rolls.' Liu Bei adopted it, and his force swelled. There Liu Bei saw Liang's strategic genius and received him as an honored guest. The Jiuzhou Chunqiu tells the same tale. I, Songzhi, observe that in Liang's memorial he wrote, 'The late emperor did not despise me as base; he bent his stature and visited me thrice in my thatched hut, consulting me on the affairs of the age'—so Liang did not go first to Bei; that is clear. Accounts contradict one another, yet this degree of mismatch is startling.〉
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使
Liu Biao's firstborn, Liu Qi, likewise esteemed Liang. Biao heeded his second wife, doted on the younger son Liu Cong, and looked coldly on Qi. Whenever Qi sought Liang's counsel on how to stay safe, Liang blocked him and offered no plan. Qi led Liang into the back garden, climbed a tall pavilion with him, and mid-banquet had the ladder taken away. He said, 'We stand between heaven and earth; only you speak and only I hear—may we speak plainly?' Liang said, 'Have you not read how Prince Shensheng perished within the walls while Chong'er survived in exile?' Understanding dawned on Qi; he quietly arranged to depart. When Huang Zu died, he secured a posting and left, becoming governor of Jiangxia. Soon Liu Biao died; hearing that Cao Cao was marching south, Cong dispatched messengers to yield. Liu Bei was at Fan when the news came; he marched south with Liang and Xu Shu in train. Cao Cao overtook and shattered them and took Xu's mother captive. Xu Shu bade Liu Bei farewell, touched his breast, and said, 'I meant to build a hegemon's career with you for the sake of this heart within me. Now my mother is lost and my heart is chaos; I can help no further—I must leave you here." He went over to Cao Cao. 〈The Weilüe: Xu Shu was born Fu, from a plain family, and as a youth loved bravado and fencing. Near the end of the Zhongping years he killed a man in revenge, whitened his face, shook his hair loose, and ran; officers caught him and demanded his name, but he would not speak. They tied him to a cart for public execution and paraded him drumming through the wards—no one dared own him—until his friends broke him loose. Struck to the heart, he dropped arms, dressed as a scholar, and turned to books. On arriving at a academy, the students, knowing his past as a robber, would not room with him. Fu humbled himself: he rose before dawn, swept the quarters alone, anticipated every task, studied the classics, and mastered their meaning. He grew close to Shi Tao, a fellow townsman. During Chuping the heartland descended into war; he and Tao fled south to Jing, where he renewed an especially warm friendship with Zhuge Liang. When Jing yielded, Zhuge Liang went with Liu Bei; Xu Fu and Shi Tao instead headed north. By Wei’s Huangchu reign Tao had been a governor and an agriculture colonel; Xu Fu reached general of the household on the right and palace assistant imperial clerk. During Wei’s Taihe era, when Liang campaigned west of Long and learned how Xu Shu and Shi Guangyuan had fared in Wei, he sighed, “That court is thick with talent! Why are those two not put to better use?” Xu Shu died a few years after; his monument at Pengcheng survives.〉
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穿 使便 使調
At Xiakou Liu Bei said to Liang, “We need Sun Quan’s help at once.” Sun Quan was camped at Chaisang, waiting to see who won. Liang told him: “All under Heaven is torn apart; you command the east of the river, Liu Bei holds the Han south—both of you challenge Cao Cao. Cao Cao has crushed his rivals and all but united the north; he took Jing and his prestige rolls across the realm. The champion has no room to fight—that is why Liu Bei has run here. Measure what you can do: if Wu and Yue can stand against the heartland, renounce Cao now; if not, lay down your weapons and submit while you still can. You mouth loyalty while you stall—with the clock running out, ruin comes quickly!” Sun Quan asked, “Then why hasn’t Liu Bei surrendered?” Liang answered: “Tian Heng was a mere Qi stalwart yet died rather than submit; Liu Bei is Han blood, admired across the land—if Heaven wills defeat, so be it, but he will not grovel to Cao.” Sun Quan flared: “I refuse to command Wu’s armies only to take orders from someone else. I have chosen my course. Only Liu Bei can stand against Cao—but can he, so lately beaten, bear this burden?” Liang replied: “Changban was a rout, yet Liu Bei still fields ten thousand veterans with Guan Yu’s fleet, and Liu Qi adds another ten thousand from Jiangxia. Cao’s men are road-weary; they drove three hundred li in a night to catch Liu Bei—the proverb’s ‘spent arrow’ fits them. The Art of War calls that the moment that ‘breaks the commanding general. Besides, northern soldiers flounder on rivers, and Jing folk who joined Cao fear his army, not respect him. Send your best generals and tens of thousands to fight alongside Liu Bei—you will shatter Cao Cao. His retreat north leaves you and Liu Bei secure—a three-cornered balance becomes possible. Today decides everything.” Sun Quan agreed and ordered Zhou Yu, Cheng Pu, and Lu Su to lead thirty thousand men downriver with Liang to join Liu Bei against Cao. 〈Yuan Zhun reports that Zhang Zhao urged Zhuge Liang to serve Wu, and Liang refused. When asked why, he said, “General Sun may be called a ruler of men, yet judging his measure, he can value Liang but cannot exhaust Liang’s talent—that is why I will not remain.” Pei Songzhi: Yuan Xiaoni admired Zhuge Liang in his essays, yet this anecdote is wildly off. Their meeting was a once-in-a-generation pairing; loyalty held them together—no wedge could enter. Would Liang break a bond strong as gold or shop for a new master—even if Sun Quan used every gift he had? The way Zhuge Liang lived—could it be otherwise? Cao Cao captured Guan Yu and rewarded him richly—yet Guan returned to Liu Bei. Would Zhuge Liang show less resolve than Guan Yu!〉 Cao Cao lost at Chibi and marched back to Ye. Liu Bei secured the south bank and made Liang general of the military masters over Lingling, Guìyáng, and Changsha, gathering taxes for the war chest. 〈Local lore places Liang’s headquarters at Linzheng.〉
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使 駿 便
Jian’an 16: Liu Zhang sent Fa Zheng to escort Liu Bei west against Zhang Lu. Zhuge Liang stayed with Guan Yu to guard Jing. Liu Bei turned from Jiameng to besiege Chengdu; Liang, Zhang Fei, and Zhao Yun drove up the Yangzi, reducing counties, and ringed the capital. After Chengdu surrendered, Liang became general of the military masters and ran Liu Bei’s left-general staff. While Liu Bei campaigned, Liang held Chengdu and kept supplies flowing. In the twenty-sixth year the assembly urged the First Sovereign to take the imperial title; he refused. Liang argued: “Formerly Wu Han and Geng Yan first urged Emperor Guangwu to mount the throne; Guangwu declined repeatedly until Geng Chun said, ‘The heroes of the realm murmur with hope. Reject them and every commander will walk away.” Moved by those words, Guangwu accepted. Cao has stolen the mandate; you are Han kin—ascending the throne is fitting. Your weary followers want their reward too, as Geng Chun promised.” Liu Bei took the throne and told Liang in the appointment edict: “Disaster struck my house; I bear the mandate in fear, striving to comfort the people though I may fail. Oh! Chancellor, read my heart: mend my shortcomings, spread this renewed light across the empire—do not fail me!” Liang headed the secretariat as chancellor and carried the imperial baton. When Zhang Fei died he added the colonelcy of the metropolitan province. 〈The Shu ji notes that in early Jin, while Prince Jun of Fufeng governed Guanzhong, Liu Bao of Gaoping, Huan Xi of Yingyang, and other officials debated Zhuge Liang and ridiculed him for wasting Shu on impossible dreams. Guo Chong countered that Liang rivaled the greatest ministers and listed five obscure stories none could disprove. Prince Jun agreed with Guo Chong. I, Songzhi, would gladly hear proof of Liang’s singular virtue, yet Chong’s tales are doubtful; I challenge them in order. The first: Liang’s laws were harsh and oppressed the people; gentlemen and commoners alike resented it. Fa Zheng urged: “When the High Founder entered the passes he promised three articles of law and Qin knew his kindness; now you rely on force, hold one province newly won, and show no soothing grace. Host and guest owe each other courtesy—ease the laws to win hearts.” Liang answered: “You see half the picture. The Qin tyranny collapsed overnight; Gaozu seized that moment. Liu Zhang’s court was soft: generations of favor bred paperwork, not justice. Local magnates did as they pleased; ruler and officer drifted apart. Promotions lose meaning if handed freely; indulgence breeds contempt. That rot caused the trouble. I rule by law so kindness means something; I ration honors so titles carry weight. Balance reward and discipline so all levels keep order. That is how order returns.” Pei’s note: Fa Zheng died before Liu Bei—this speech cannot be addressed to Liu Bei alone. Liang was not yet steward of Yizhou while Liu Bei ruled; he did not control every edict. Chong’s version has Liang praising himself—unlike him. The humble Liang would never sound like that. Wise rule is not called exploitation. Second tale: Cao’s assassin met Liu Bei and discussed attacking Wei. Before the killer could strike, Liang walked in and the spy panicked. Liang sized him up and knew something was wrong. When the man went to relieve himself, Liu Bei said: “I’ve found a genius to help you counsel me.” Liang asked who; Bei answered, “The man who just stood.” Liang murmured, “His face flickers and his eyes shift—Cao Cao’s knife for hire.” They gave chase, but he was over the wall. Pei: real assassins fear nothing. Liu Bei knew men—if he was fooled, the actor was formidable. Liu Bei also told Zhuge Liang, "He is sufficient to assist and benefit you," so he was also a peer of Zhuge Liang's sort. Men like Liang do not moonlight as assassins, and no lord throws away such an asset. Had he lived, he should appear in Wei’s records—who was he? Nothing remains of him!〉
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使
Zhangwu 3: Liu Bei, dying at Yong’an, called Zhuge Liang and said, “You outmatch Cao Pi tenfold—you can preserve the realm. If my son can rule, guide him; if he fails, take the throne yourself.” Liang sobbed, “I will give my last breath to duty and honor.” The First Sovereign also issued an edict the Later Lord: “Serve the Chancellor as you would a father.” 〈Sun Sheng: only virtue and trust let a minister save his lord. A hesitant chess player loses to his partner; wavering courts doom. Liu Bei’s words invite chaos. Some call it a rhetorical bond for Shu. Sun Sheng disagrees. Trust good men openly; never invite treason with riddles. True last words are clear. Riddles are not regency. Liu Shan was timid and Liang strong enough to suppress plots—no coup arose. Otherwise jealous mischief would have found its opening. To praise such maneuvering as wisdom would miss the mark!〉
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使 使 使
In the third year of his reign (227 CE), spring, Zhuge Liang marched south, 〈The court sent him regalia: gilded axe-halberds, a state umbrella, paired bands of musicians and guard of honor, and sixty picked runners. The decree survives in Liang’s literary remains.〉 By autumn the south was quiet. Revenue from the campaign filled the war chest, 〈Per the Han–Jin chronicle, Liang swept the southern tribes without a reverse, Learning that Meng Huo commanded loyalty among Yi and Chinese alike, Liang put a price on bringing him in breathing. Once captured, he had Meng Huo observe the camp formations and asked, ‘What do you think of this army?' Meng Huo said, ‘Last time I misjudged your strength and lost. Seeing your dispositions today—if this is all they are—another round should be simple.’" Liang laughed, let him go, and fought him again—seven captures, seven releases—yet still dismissed him. Meng Huo stayed put: ‘Your authority is Heaven’s own—we will not rise again.’ The column pressed on to Dianchi. Peace restored, he left local headmen in charge rather than import outsiders. Critics objected. Liang answered: ‘Outsiders need garrisons; garrisons need grain—that is the first problem. The tribes are freshly shattered and mourning—foreign officers without soldiers would spark revolt—the second problem. They have a history of killing leaders and doubt their own guilt—stationed outsiders would never win faith—the third problem. My aim is no garrison, no grain trains, yet a workable peace between tribes and settlers—that alone.’"〉" He drilled the army and refined doctrine while planning the northern offensive. Jianxing 5 (227): he moved the host to Hanzhong and presented the famous memorial:
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使 使
The First Sovereign founded our cause but died halfway; we hold one-third of a shattered empire while Shu is exhausted—we stand at a hinge of survival. Still the palace guard serves without slack and men die on distant frontiers, remembering Liu Bei’s grace and eager to repay your throne. Widen your ears to honor your father’s legacy and embolden good men; do not sell yourself short or twist metaphors and choke honest speech. Inner court and outer administration should face one standard—rewards and censures must match. Route every verdict through the proper bureaus so justice looks even; favor no faction lest palace and camp face different law. Youzhi, Fei Yi, and Dong Yun are steady men Liu Bei left you. Consult them on every palace matter before you act; they will shore weaknesses and add insight. Xiang Chong is level and knows war—Liu Bei praised him, and the court made him inspector of troops. Seek his counsel on every camp decision and the army stays knit. Intimacy with good advisers built Western Han; favoring flatterers ruined Eastern Han. Liu Bei and I often mourned how Huan and Ling destroyed the dynasty. Trust every upright minister Liu Bei gathered—the restoration may then be counted in days.
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使
I was a private man farming in Longzhong, content to survive the wars, not chasing renown. Liu Bei humbled himself three times to my cottage and asked my counsel; heart-struck, I vowed to ride with him. Since the debacle at Changban I have served through rout and peril—twenty-one years. 〈Pei Songzhi: Liu Bei lost in Jian’an 13; Liang’s manifesto came in Jianxing 5—exactly twenty years, so their first meeting fell a year before Changban.〉 Liu Bei knew I was careful and left the realm in my hands as he died. Since that charge I have feared disappointing him—hence the fifth-month crossing of the Lu into malarial wilds. 〈The Han geography places the Lu River in Zangke.〉 The south is quiet and arms are plenty—time to drive north, root out Cao Wei, and seat the emperor again in Luoyang. That is my debt to Liu Bei and my office toward you.
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[]
Policy debate stays with Youzhi, Fei Yi, and Dong Yun. Give me the mandate to destroy the usurper; if I fail, lower my rank and tell Liu Bei in Heaven. Should counsel fail, fault Youzhi and his fellows for negligence. Think for yourself, seek wise words, and remember your father’s testament. Words fail; as I leave, tears blind me.
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西 便 使
The column halted at Mianyang. 〈Guo Chong: Liang stayed at Yangping with ten thousand men while Wei Yan marched east, Sima Yi brought two hundred thousand, bypassed Wei Yan, closed within sixty li, and heard the town looked empty. Liang saw Sima Yi closing in too fast to join Wei Yan; panic spread. Liang ordered silent gates, furled banners, open doors, and men calmly sweeping the streets. Sima Yi, knowing Liang’s caution, read weakness as a trap and withdrew toward the hills. Next noon Liang told his aides, ‘Yi assumed ambush and ran for the ridges.’ Patrols confirmed it. Sima Yi gnashed his teeth when he learned. Pei: Yangping is in Hanzhong. Sima Yi was still on the Jing frontier until Cao Zhen died—only then did he face Liang in the west. Wei did launch Sima Yi from Wan toward Shu once; rains halted him. No Yangping battle appears on record. Even accepting the tale: with two hundred thousand men against a handful, why run instead of besieging? The biography of Wei Yan states: ‘Each time Yan followed Liang on campaign he wished to ask for ten thousand picked troops to join Liang by a separate route at Tong Pass—Liang checked him and forbade it; calling Liang timid and wasting his gifts.’" Would Liang strip the field army and sit in an empty city? Moreover Chong spoke before Prince Jun of Fufeng, loudly exposing Xuan’s shortcomings—son speaking ill of father goes against propriety—yet it says ‘the prince sighed and praised Chong’—therefore this book’s citations are empty.〉
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使 西使 西 西 使 西
Spring of Jianxing 6: feint up the Xie Valley toward Mei; Zhao Yun and Deng Zhi held Ji Valley while Cao Zhen swallowed the bait. Liang drove on Qishan; discipline held three Wei commanderies rose for him and the heartland trembled. 〈Wei thought Shu died with Liu Bei. Years of quiet left them unprepared. Liang’s sudden march panicked Wei—Longxi answered him.〉 Cao Rui moved to Chang’an; Zhang He advanced while Ma Su held Jieting. Ma Su ignored orders and was routed. He withdrew a thousand families from Xi county to Hanzhong, 〈Guo Chong adds: Liang took two commanderies, besieged Tianshui, seized Jiang Wei, and dragged refugees west. Cheers met him; Liang darkened: ‘Every soul should be Han—yet our army leaves them to wolves. Each death is mine—your praise shames me.’" Shu then saw he aimed at Wei itself, not strip raids. Pei: Liang always meant to conquer Wei; the campaign failed and gains slipped away. Jiang Wei was a minor catch. A thousand relocated families hardly offset Jieting—why feast?〉 He executed Ma Su for discipline. His self-blame memorial said, "With weak talent, your servant has wrongly occupied a position that was not his, personally held the standards and axes to spur the three armies, but could not instruct clearly or make the laws plain. Fearful when facing affairs, I caused the failure of disobeyed orders at Jieting and the mistake of poor precaution at Ji Valley; the fault is all in your servant's failure to assign offices properly. The Spring and Autumn faults the general—I accept it. I ask demotion three grades.’" He became General of the Right while keeping chancellor powers.) 〈Liang said, "The great armies at Qishan and Ji Valley were both more numerous than the enemy, yet they could not break the enemy and were broken by the enemy; this illness did not lie in too few troops, but in one man. He would trim forces, sharpen law, and study change, More soldiers alone solve nothing. Tell me my faults and victory may follow.’" He rewarded small deeds, drilled the army, published his error, and morale healed. When Wu defeated Cao Xiu, Wei’s armies turned east, and Guanzhong lay open, he memorialized in the eleventh month:〉
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西 滿使 彿 西
Liu Bei knew Shu and Wei could not coexist—so he left me the war against Cao. He knew my talents were slight beside Cao’s might, yet waiting means death—better to strike. So he trusted me utterly. Since taking office I have eaten bitterly, securing the south before the north—crossing the Lu on reduced rations. I risk all because partial peace in Chengdu is no peace—critics still call me rash. Wei is stretched west and east—classic doctrine says hit a tired foe; the hour favors attack. Consider Gaozu: wise counsel and shining judgment, yet he bled before he won. You are not Gaozu, your bench is not Zhang Liang’s—yet you would win by waiting. Liu Yao and Wang Lang quoted the classics while Sun Ce seized the southeast—that is the second puzzle. Even Cao Cao—peerless schemer—barely survived a dozen crises; I cannot expect risk-free victory. Cao bungled sieges, suffered mutiny, lost Xiahou—Liu Bei still called him gifted; I am no safer. Fourth doubt: I cannot guarantee triumph. In one year we lost Zhao Yun and dozens of veteran captains. Our tribal auxiliaries are irreplaceable elite; wait longer and two-thirds vanish. Fifth: manpower is bleeding away. Sixth: stalemate costs as much as marching—we cannot outlast Wei from Shu alone. Events defy easy prediction. When Liu Bei lost in the south, Cao Cao thought the game over. Liu Bei rallied, linked Wu, took Shu, killed Xiahou Yuan—Han nearly returned. Then Wu broke faith, Guan Yu fell, Liu Bei’s Yiling disaster followed, and Cao Pi seized the mandate. History twists—no one charts every turn. I will work myself to death; victory is not mine to promise.
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〈This memorial preceded the Sanguan operation.) (Pei cites Zhang Yan’s Moji because the text is absent from Liang’s corpus.〉
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退 耀 便 使 滿 西
Winter campaign: Chencang held; Liang retreated hungry. Wang Shuang’s pursuit ended on Liang’s sword. Jianxing 7: Chen Shi struck Wudu and Yinping. Liang rode to Jianwei; Guo Huai pulled back and both counties fell. An edict addressed Liang: ‘At Jieting the fault lay with Ma Su, yet you owned the blame and deeply humbled yourself; long have We resisted your intent while listening to the office you kept. Each recent victory proves your worth. Shu needs your full title to face Wei. The emperor restored his full chancellorship." 〈When Sun Quan declared himself emperor, Wu proposed dual recognition. Court opinion favored breaking with Wu. Liang said, "Sun Quan has long had a heart of usurpation and rebellion. The reason the state has only lightly treated his hostile intentions is that we seek support from another angle. A clean break would force a second front, (Textual note: the passage reads ‘east’ with a guard-garrison gloss.) We would have to fight Sun Quan to the finish before we could ever march on Luoyang. Wu still fields capable ministers—no swift knockout. A long standoff helps Cao Wei. Emperor Wen bought peace with the steppe; Liu Bei endured Wu’s slights for strategy— (Variant character in ‘common man’s conduct.’) not petty pride.) Critics call Wu complacent; Liang disagrees. Why? Wu clings to the Yangzi out of weakness. Neither Wu nor Wei can finish the other overnight. Pressure Wu and they stir—never passive. Friendly Wu pins Wei’s eastern hosts. No need to denounce Sun Quan’s title yet." Liang sent Chen Zhen to recognize Sun Quan’s throne.〉
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西 使西 使西 使 使 退
Jianxing 9: second Qishan drive with wooden ox supply trains, 〈Kebineng’s riders linked up at Stone Fort north of Beidi. Thereupon Grand Marshal of Wei Cao Zhen fell ill; Sima Yi came from Jing Province to court; Emperor Ming of Wei said: ‘The west weighs heavily—none but you can be entrusted.’ Yi took Chang’an and coordinated the western front. Four thousand men held Shanggui; the rest relieved Qishan. Zhang He wanted to divide the army and station troops at Yong and Mei, but Sima Yi said, "If we judge that the front army can face him alone, what you say is right; warning that divided forces invite envelopment like Qing Bu’s rout." Sima Yi marched. Liang masked the siege and rode to Shanggui. Liang beat Huai, stripped the wheat, faced Yi east of Shanggui on broken ground, then slipped away. Sima Yi trailed him to Lucheng. Zhang He said, "They have come from afar to face us. When they ask for battle and cannot get it, they will say our advantage lies in not fighting and that we wish to control them by a long plan. cut off Liang’s rear instead of camping timidly. Liang’s camp was starving—he would bolt." Yi ignored him and shadowed Liang. Yi fortified uphill and would not fight. Jia Xu and Wei Ping repeatedly requested battle and said, "You fear Shu like a tiger; what will you do about all under heaven laughing?" Yi smarted under the jibes. The staff clamored for action. He ordered Zhang He to flank He Ping while he drove the center. Liang’s counterattack slaughtered thousands and drove Yi to cover.〉 On the retreat Liang’s archers killed Zhang He. 〈Chong claims Rui marched on Shu with three hundred thousand men. Liang held Qishan with eighty thousand effectives. Staff wanted to delay troop rotations to stack odds. Liang said, "When I command armies and conduct campaigns, I take great trust as the foundation. To gain advantage while losing trust was something the ancients regretted; soldiers’ families waited on promised leave." He sent the furloughed men home on time. Veterans offered to stay; the rest burned to fight. They said to one another, "Lord Zhuge's kindness cannot be repaid even in death." That discipline allegedly won the day—Pei doubts every word. Pei: Cao Rui did not repeat an imperial tour that year. Wei could not leapfrog Liang to Jiange. The tale contradicts known deployments. Major historians ignore Chong—another strike against the story.〉
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使 使 使 使 西 退 退 退 便
Spring 234: Liang issued from Xie Valley onto Wuzhang Plain opposite Sima Yi. He planted fields to supply a long stand. Soldiers farmed beside locals without theft. 〈Liang taunted Sima Yi daily. Yi petitioned Luoyang for permission to fight. Cao Rui sent Xin Pi with the imperial axe to forbid engagement. Jiang Wei said to Liang: ‘Xin Zuozhi arrives with the baton—the rebels will not emerge again.’ Liang said: ‘They fundamentally lack will to fight; the reason they beg so loudly for battle is to display martial resolve to their troops. A field commander who could win would not ask permission from the capital." Yi’s interview tested Liang’s routine, not strategy. The envoy answered: ‘Lord Zhuge rises early and sleeps late; punishments of twenty strokes or more he handles personally; meals of only a few pints." Sima Yi said, "Liang is about to die."〉 The armies glared at each other over three months. In August 234 Zhuge Liang died in the army at fifty-four. 〈Wei propaganda claims he fled vomiting blood—Pei dismisses it. Another tradition places his death at Guo’s redoubt. A red meteor fell on Liang’s camp thrice—omen literature. Shortly afterward Liang was gone. Pei Songzhi: Wei had no clear advantage at the Wei River—the vomited-blood story is self-serving propaganda. Would Zhuge Liang really cough blood over Sima Yi? When Liu Kun later lost his army, his letter to Emperor Yuan of Jin also said, "Liang's army was defeated and he vomited blood"; this is citing an empty record as evidence. Delaying the funeral until the gorge explains the ‘died in the valley’ line.〉 After the army withdrew, Sima Yi inspected the sites of its camps and works and said, "He was an extraordinary talent under heaven!" 〈Retreating Shu troops drew Sima Yi after them. Jiang Wei feigned a counterattack—Sima Yi fled. Shu hid Liang's death until safe in the valleys. When Sima Yi withdrew, the people made a proverb about it: "Dead Zhuge routed living Zhongda." Sima Yi answered, ‘I read living opponents, not dead ones.’〉
21
He asked burial on Dingjun Mountain—simple clothes, earthen mound, no treasure. The court replied:
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使使
The edict praises his civil-military gifts, regency, yearly campaigns, and intended parity with Yi Yin and the Duke of Zhou. Now ruin strikes just short of victory— the emperor’s heart tears with grief. Honors and posthumous names broadcast virtue forever. Du Qiong bears the seal of Marquis Wu Xiang with the posthumous name Zhongwu. May his spirit accept this glory. Alas! Alas!
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調 使
Liang once memorialized the Later Lord, "In Chengdu I have eight hundred mulberry trees and fifteen qing of poor fields; my sons and younger kinsmen have more than enough clothing and food. on campaign he lived solely on state salary, and swore to die without hoarding cloth or coin." He kept that vow.
24
使
He redesigned crossbows, transport carts, and the Eight Arrays, 〈He also wrote moral primers for officials. The ‘Yuanrong’ crossbow fired ten iron bolts together. His manual says, "The wooden ox has a square belly and curved head, one leg and four feet, its head inserted in the collar, and its tongue attached to the belly. built for heavy hauls over distance, single file or caravan speeds differ. Timber parts are named for ox anatomy—head, hoof, neck, et cetera. Human stride versus mechanism cadence is fixed. Daily haul and crew effort stay modest. Flowing-horse ribs: 3.5 chi by 3 by 2.2 cun, front axle spacing as marked, foot mortises measured off the axle, bar sockets follow the diagram, rear axle parallels front layout, rear feet mirror front, cargo shelf setback noted, front stretcher dimensions, paired grain bins hold measured rice loads, vertical spacing from ribs uniform, eight through-holes align on layout lines, foot plates sized, leather pads finish the assembly, axle passes three legs—spec closes the passage.’"〉" His state papers fill another fascicle.
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耀 使 使 西
Shu built him an official shrine at Mianyang in 263. 〈Local shrines were forbidden; people worshiped at roadsides. Liu Shan vetoed a Chengdu temple until later debate. Infantry colonel Xi Long, palace secretary Xiang Chong, and others jointly memorialized: ‘We have heard the Zhou people cherished the Duke of Shao’s virtue and left the pear tree uncut; and Yue’s bronze Fan Li statue— Han too honored smaller heroes with shrines. Zhuge Liang’s virtue set the standard for near and far and his deeds crowned a failing age; the royal house still stood because it leaned on him—yet seasonal offerings stopped at private doors, no court portrait temple rose, and folk worshiped him in lanes while tribes sacrificed in the wild—hardly the way to honor virtue, remember merit, or hold fast to the past. Capital shrines risked slighting ancestors, so they proposed Mianyang beside his grave, banning roadside offerings." Liu Shan agreed.〉 Zhong Hui protected Zhuge Liang’s tomb in 263. Zhuge Jun became Chang River colonel. Zhuge Zhan inherited the title. 〈Huang Chengyan told Zhuge Kongming, "I hear that you are choosing a wife; plain looks but fit character,’" Liang accepted the match. People of the time laughed; a village proverb ran: ‘Do not imitate Kongming choosing a wife—you only get Chengyan’s ugly girl.’〉
26
Pei Songzhi copies the table of contents of the Zhuge collection: twenty-four fascicles, from Opening Office and Governing, Expedient Authority, Southern Campaign, Northern Expeditions, and Calculations through the three Military Orders fascicles, totaling 104,112 characters of Zhuge Liang’s prose and statutes.
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使
Chen Shou explains his editorial commission from Jin. Jin preserves Shu papers out of magnanimity— Chen Shou merged drafts into twenty-four chapters, titles as listed above.
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姿 使 宿 西
Chen Shou’s appraisal: eight chi tall, commanding presence, fled to Jing with Zhuge Xuan and farmed, Liu Bei’s three visits won Liang’s lifelong service, Cao Cao’s southern march left Liu Bei homeless, at twenty-seven Liang crossed to Sun Quan for alliance, Sun Quan respected both men and sent thirty thousand men, enabling Chibi and the southern theater, then Liu Bei conquered Shu. Liang became general of the military masters, then chancellor with secretariat control, after Liu Bei’s death Liang governed alone, alliance with Wu, southern pacification, laws, logistics, education—Shu became orderly,
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退 耀 使
his ambition spanned empire or at least secure borders, knowing no successor could face Wei, he kept campaigning, Chen Shou judges him stronger as administrator than field commander, outnumbered by Wei genius generals, as Xiao He knew he needed Han Xin, Liang lacked a Han Xin—hence unfinished work, or fate had chosen Wei.
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使忿
Wei’s Qinglong 2 (234) repeats the farming strategy—likely editorial reuse, his death drew endless folk memory, Shu and Han fondness for Liang rivals ancient hero cults, Mencius said, "If one employs the people by the Way of ease, though they labor they do not resent it; if one kills men by the Way of life, though they die they are not angry." Liang embodied that, Some find his style plain and his phrasing over-careful. I would compare him to the voices in the Shang shu: Gao Yao is brief and stately, the Duke of Zhou wordy and thorough. Why? Gao Yao counseled sage-kings face to face; the Duke of Zhou addressed a crowd of officials—different audiences, Liang wrote for common officials—hence practical tone. What survives of his state papers is practical, candid, and revealing—useful to his own day and to ours.
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The Jin court lets enemy slurs stand in the record—true breadth of mind. Herewith the fair copy for the history office. Chen Shou’s formal humiliation to close the memorial. Dated the tenth year of Taishi (274 CE), from Chen Shou at Pingyang.
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Biography: Zhuge Qiao.
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西 使 []
Zhuge Qiao, courtesy Bosong, was Jin’s second son—originally Zhongshen. Critics rated his talent below his brother’s but his character above. Liang adopted his nephew as heir; Sun Quan assented, and Liang gave him a new courtesy name. He went to Hanzhong as commandant-escort. 〈Liang wrote to his brother Jin: ‘Qiao should have returned to Chengdu; now the generals’ sons all serve transport; I think he should share their honor and shame. so Liang put him in charge of a few hundred men on the supply line through the gorges.’" The text is in the Zhuge collection.〉 He died at twenty-five in the Jianxing (Textual variant for the year cyclical name.) In the sixth year of that era he passed away. His son Zhuge Pan died young as a general of the guard. After Ke’s purge, Pan reverted to Jin’s line to continue the family.
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Biography: Zhuge Zhan.
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() 使 使使 使
Dong Jue, under Chancellor Liang, was a clerk in the office; Liang praised him, saying, ‘Clerk Dong is a good man. steady and measured in counsel.’" He rose to chief clerk. After Liang’s death Dong became chief minister of state; Fan Jian followed. 〈Pei’s note: Dong Jue, courtesy Gongxi, from Yiyang. Fan Jian’s courtesy was Changyuan.〉 In Yanxi (variant reign marker in some editions) Yanxi 14 he visited Wu; Sun Quan was too ill for audience. Sun Quan asked Zhuge Ke, "How does Fan Jian compare with Zong Yu?" Ke replied, "In talent and insight he does not match Yu, but in elegant character he surpasses him." He ended as attendant and palace secretary. Zhuge Zhan, Dong Jue, and Fan Jian controlled Chengdu while Jiang Wei campaigned and Huang Hao manipulated the boy emperor—none checked the eunuch, 〈Sun Sheng claims Zhan wanted Jiang Wei recalled as governor and disarmed, folk memory preserves such a memorial. Chang Qu, the Shu historian, told Shu elders, "Chen Shou once served as Zhan's official and was humiliated by Zhan; therefore, because of this affair, he assigned the blame to Huang Hao and said that Zhan could not correct him."〉 Only Fan Jian kept clear of Huang Hao. They surrendered to Jin and became imperial advisers. 〈Fan Jian told Emperor Wu of Jin, "When he heard of a fault, he always corrected it and did not boast past mistakes; the trustworthiness of his rewards and punishments was enough to move the spirits. The emperor said, "Excellent! If I had had this man to assist me, how could I have today's labors!" Jian bowed his head and said: ‘Your servant privately hears the realm’s judgment—that Deng Ai was wronged while Your Majesty knows yet does nothing—is this not what Feng Tang meant by ‘though you gain Po and Mu you cannot use them’!’ The emperor laughed and said, "I was just about to clarify it; your words have stirred my intention." He reopened Deng Ai’s case.〉
36
Section heading: appraisal.
37
Chen Shou’s verdict: Liang ruled Shu with transparent justice—reward and punishment cut kin and foe alike—so people feared yet loved him. He ranks beside Guan Zhong and Xiao He as an administrator. Yet yearly campaigns failed—field improvisation was not his gift.
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退 使 退 使 使 滿 使西調 西
〈Yuan Zhun’s dialogue opens with Guan and Zhang as fighters, then Liang as minister won the court because both men commanded respect. As regent for the boy emperor he ruled without usurping trust, Strict law still felt fair, his troops did not plunder, discipline held even when the empire shook. Several decades after Liang's death, the people of the state still sang of him and longed for him, as the Zhou people longed for the Duke of Shao. Confucius said, "Yong could be made to face south"; Zhuge Liang had this quality. Why did Liang pause when three Wei commanderies flipped? Wei recovered them—why no gain? Yuan answers: Liang probed Wei’s strength, great ventures avoid rash gambits. How do we know he doubted? Slow camps and cautious probes showed hesitation, How prove his courage? At Jieting he let Ma Su die—cold calculus, yet faced Wei deliberately—that was nerve. His tempo was deliberate, slow to provoke yet steady to maneuver. Clear law made troops obey. Why seemed his works outsized? Why obsess over camp geometry? Discipline steadied restless troops, Why? He aimed far, not fast. Why build roads and offices? Small states polish appearances to inspire awe. Shu under Liang was orderly and sober, basics before ornament. The dialogue admits evidence. Why small gains for such gifts? He avoided improvisational risk, Why praise him then? Sages need not excel at everything, knowing limits is wisdom, weakness defines strength. Liang ignored reckless schemes—that is my praise. Zhang Yan compares Zhuge Liang and Sima Yi, Wei held the north, Shu the southwest, both served boy emperors after Cao Pi and Liu Bei, both acted as regents, their records invite comparison, Zhang Yan stresses Liang’s tiny base yet bold northern strikes, while Sima Yi hoarded armies and forts yet avoided battle, Zhang Yan thinks Liang might have worn Wei down, likening Liang to Zi Chan, and finding Liang superior to Sima Yi. A dissenting voice: war is ruinous, Shu could have stayed defensive, instead he bled the realm, Wei’s power demanded caution, so why endless hopeless attacks? The answer cites Tang and Wen, only sage abdication avoids war. Shu and Wei cannot both rule—even outmatched, Liu Bei took Xiahou Yuan at Yangping. Guan Yu’s northern thrust nearly forced Wei to relocate until Wu stabbed him from behind. Liu Bei beat worse odds without Wu’s aid than Liang had. If Liu Bei could worry Cao Cao, Liang can challenge Sima Yi. Yue Yi took seventy towns from Qi with a coalition, Liang had Wu at his back—more cause to strike than Yue Yi. War turns on stratagem, not ledger sheets. Zhang Yan closes: Liang’s integrity outshines the finest ministers of old.〉
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歿 覿
〈The Records of Shu relate: in Jin’s Yongxing era, General Who Guards the South Liu Hong reached Longzhong, viewed Liang’s former dwelling, raised a stele and honored the lane, ordering secretary Li Xing of Qianwei to compose the text: ‘Heaven’s Son charged me north of the Mian—listening to drums ever pondering the wise men’s legacy—ascending Long Mountain I gaze far, leaning on the carriage rail toward Zhuge’s homeland. Apostrophe on genius fluid as wind and cloud, omens pair movement with heaven, Allusions stack sages until Liu Bei meets Zhuge Liang, Liang earned Liu Bei’s trust and carved Shu, praise of Liang’s spirit, rhetorical wonder at his source, His reflection and conduct shine, Li Xing envies past fellowship, military inventions listed, hydraulic fields praised, contrasts shadowy ancients with Liang’s visible deeds, contrasts with Zang, Guan Zhong, Yue Yi fall short, Regency without scandal, law and education equaled the best states, He rivals the greatest ministers, Longzhong as chosen ground, mourning his death, legacy inspires, praise continues, past separation, pilgrim at the cottage ruin, analogy to imperial ghosts, If soul has awareness—would it know this?” Pei cites Wang Yin: Li Xing, son of Li Mi, also called Li An.〉
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