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老子韓非列傳

Biographies of Laozi and Han Fei

Chapter 63 of 史記 · Records of the Grand Historian
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Chapter 63
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1
Laozi was a man of Quren Village in Li Township, Ku County, Chu. His surname was Li, personal name Er, courtesy name Dan. He was the Zhou court's keeper of the archives.
2
Confucius went to Zhou, intending to ask Laozi about rites. Laozi said: 'What you speak of—their persons and bones have all rotted away. Only their words remain. Moreover, when a gentleman gets his time he drives his carriage; when he does not get his time he wanders about with pack on his back. I have heard that good merchants deeply conceal their wares as if empty, and gentlemen of great virtue appear foolish in countenance. Rid yourself of arrogant airs and many desires, affected expressions and licentious ambitions—these are all of no benefit to your person. That is all I have to tell you." Confucius left and told his disciples: 'Birds—I know they can fly; fish—I know they can swim; beasts—I know they can run. Those that run can be taken with nets; those that swim, with fishing lines; those that fly, with arrows. As for dragons—I cannot know how they ride wind and clouds up to heaven. Today I have seen Laozi—he is like a dragon!'
3
Laozi cultivated the Way and virtue. His learning took self-concealment and namelessness as its task. He stayed in Zhou for a long time. Seeing Zhou's decline, he then departed. When he reached the pass, the pass warden Yin Xi said: 'You are about to withdraw—please be so good as to compose a book for me.' Thereupon Laozi wrote a book in upper and lower chapters, setting forth the meaning of the Way and virtue in more than five thousand words, and departed. None know where he ended.
4
Some say: Lao Lai Zi was also a Chu man. He wrote fifteen chapters speaking of Daoist applications, and was contemporary with Confucius.
5
Laozi was probably more than one hundred sixty years old; some say he lived more than two hundred years, because he cultivated the Dao and nourished longevity.
6
One hundred twenty-nine years after Confucius died, it is recorded that Zhou Grand Historian Tan saw Duke Xian of Qin and said: 'At first Qin and Zhou were united. United for five hundred years they separated. After seventy years of separation, one who will rule as true king will emerge.' Some say Tan was Laozi, some say he was not. The world does not know if it was so or not. Laozi was a reclusive gentleman.
7
西
Laozi's son was named Zong. Zong was a Wei general and was enfeoffed at Duan Gan. Zong's son was Zhu. Zhu's son was Gong. Gong's great-grandson was Jia. Jia served Han Emperor Xiaowen. Jia's son Xie was tutor to Jiaoxi King Ang, thus establishing a household in Qi.
8
Those in the world who study Laozi then belittle Confucian learning. Confucian learning also belittles Laozi. 'Those whose ways differ do not take counsel together'—is this not what is meant? Li Er taught that through non-action the people transform themselves, and through pure quiet they correct themselves.
9
訿 宿
Zhuangzi was a man of Meng, named Zhou. Zhou once served as an official in Meng's lacquer garden, and was contemporary with Liang King Hui and Qi King Xuan. His learning ranged everywhere, leaving nothing unexamined, yet its essential teaching returned fundamentally to Laozi's words. Thus, his written books were over one hundred thousand words, for the most part allegorical tales. He wrote 'The Fisherman,' 'Robber Zhi,' and 'Cutting Open Boxes' to mock and ridicule Confucius's followers and to clarify Laozi's techniques. Fearful Burden Void, Kang Sang Zi and the like—all empty words without actual events. Yet he was good at connecting books and separating phrases, pointing to affairs and analogizing feelings, using this to strip Confucians and Mohists—even contemporary veteran scholars could not exempt themselves. His words were vast, flowing, and self-indulgently free; for this reason even kings, dukes, and great men could not fit him into any office.
10
使使 使
Chu King Wei heard that Zhuang Zhou was worthy and sent envoys with rich gifts to welcome him, promising to make him prime minister. Zhuang Zhou laughing told the Chu envoy: 'Thousand pieces of gold is heavy profit; prime minister is an honored position. Have you alone not seen the sacrificial ox for the suburban sacrifice? It is raised and fed for several years, clothed in embroidered patterns, and led to enter the great temple. At that time, though it wished to be a lone piglet, how could that be obtained? You quickly go—do not defile me. I would rather frolic in mud and filth to please myself, not be restrained by rulers of states, and never take office—to delight my ambitions.'
11
Shen Buhai was a man of Jing, formerly a humble minister of Zheng. He studied the arts of statecraft to gain audience with Han Lord Zhao, and Lord Zhao employed him as prime minister. Within he repaired governance and teaching; without he responded to the feudal lords—for fifteen years. Throughout Shen Buhai's lifetime, the state was orderly and the troops strong—none invaded Han. Shen Buhai's learning was based on Huang Lao yet emphasized punishment and name. He wrote books in two chapters, called the Shen Zi.
12
Han Fei was one of the princes of the Han ruling house. He delighted in the learning of punishment, name, law, and technique, yet his foundation returned to Huang Lao. Fei had a stutter and could not speak fluently, yet he was good at writing books. Together with Li Si he served Xun Qing, and Li Si considered himself inferior to Fei.
13
Fei saw Han's weakening and reduction, and repeatedly remonstrated with the Han king through writings, but the Han king could not employ him. Thus, Han Fei resented that governing the state did not strive to clarify its legal system, grasp power to control ministers below, enrich the state and strengthen the troops yet seek others to appoint the worthy—instead raising floating and licentious parasites and placing them above actual merit. He considered that Confucians use writing to disorder the law, while knights use martial force to violate prohibitions. When relaxed they favor men of reputation; when urgent they use armored warriors. Now what is nurtured is not what is used; what is used is not what is nurtured. He pitied that uprightness was not tolerated by crooked ministers, observed the changes in past gains and losses, thus wrote 'Lonely Indignation,' 'Five Parasites,' 'Inner and Outer Stores,' 'Forest of Sayings,' and 'Difficulty of Persuasion'—over one hundred thousand words."
14
Yet Han Fei knew the difficulty of persuasion, and his book 'Difficulty of Persuasion' was very complete—ultimately he died in Qin and could not save himself.
15
'Difficulty of Persuasion' says:
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The difficulty of persuasion in general is not that one lacks the knowledge needed to formulate one's persuasion; nor that eloquence finds it difficult to make one's meaning clear; nor that one must speak recklessly and risk exhausting everything that could be said. The difficulty of all persuasion lies in knowing the persuaded one's heart, so that my persuasion can match it.
17
The persuaded emerges from seeking high name, yet if you persuade him with thick profit, then he is seen as having lowly conduct encountering humble position—he will certainly abandon and distance you. The persuaded emerges from thick profit. Yet if you persuade him with high name, then he is seen as without heart and far from affairs—he will certainly not accept you. The persuaded in reality seeks thick profit yet appears to seek high name, yet if you persuade him with high name, then he superficially accepts your person yet in reality distances you; if you persuade him with thick profit, then he secretly uses your words yet superficially abandons your person. This one must know.
18
Affairs succeed through secrecy; words fail through leakage. Not necessarily does his own person leak it, yet if words touch on affairs he conceals, like this the person is in danger. If a noble has fault beginnings, yet the persuader clearly speaks good plans to push his evils, then the person is in danger. If you speak with extreme knowledge before favor has become abundant, then if your persuasion succeeds and has merit, the credit is lost; if your persuasion fails and brings defeat, you are viewed with suspicion. In such a case, the person is in danger. If a noble obtains a plan and wishes to consider it his own merit, yet the persuader shares knowledge of it, then the person is in danger. If he superficially has emerged affairs yet actually considers them his own doing, and the persuader shares knowledge of it, then the person is in danger. If you force him with what he certainly will not do, or stop him with what he cannot help but do, the person is in danger. Therefore, said: If you discuss great men with him, then he considers you interfering with him; if you discuss petty men with him, he thinks you are trafficking in power. If you discuss what he loves, then he considers you borrowing capital; if you discuss what he hates, then he considers you testing him. If your words are direct and concise, then he considers you ignorant and bends you; if your writings are broad and extensive, then he considers them many and prolonged. If you are compliant with affairs and express your intent, then he says you are cowardly and not thorough; if you consider affairs broadly and unrestrained, then he says you are rustic and insolent. This difficulty of persuasion one must understand.
19
The business of persuasion, in general, lies in knowing how to embellish what the person being persuaded respects and erase what he regards as shameful. If he himself knows his plans, then do not press him with his losses; If he himself braves his decisions, then do not anger him with his enemies; if he himself boasts his strength, then do not overwhelm him with its difficulty. When planning different affairs along the same lines, or praising different people for similar conduct, one may embellish without harm. If others share the same faults, clearly present those faults as no faults at all. When great loyalty meets with no resistance, and one's words meet with no attack or rejection, only then may one extend one's arguments and wisdom. This is how one becomes close and trusted without suspicion, though fully knowing the difficulty. Only after a long time has passed, favor has become abundant, deep plans are no longer suspected, and disputes bring no punishment, should one clearly set out a plan's advantages and harms in order to achieve its success. One may then point directly to right and wrong in order to improve the ruler's conduct. Holding to this is the success of persuasion.
20
yiyin became a cook, Baili Xi became a captive—all the paths by which they petitioned their superiors. Therefore, although these two men were both sages, they still could not avoid debasing themselves and entering the world through such sordid means. This was not something they did because they loved office.
21
Song had a rich man. Heaven rained and the wall collapsed. His son said, 'If we do not repair it, there will be thieves.' The neighbor's elderly man also said the same. That evening they indeed lost a great deal of wealth. The family thought highly of the son but suspected the neighbor's elderly man. In ancient times Zheng Wu Gong wished to attack Hu, thus he married his son to them. Then he asked the ministers: 'I wish to use troops—who can be attacked?' Guan Qisi said, "Hu can be attacked." Thus, he executed Guan Qi Si and said: 'Hu is a brother state. You speak of attacking it—why?' The Hu lord heard it and considered Zheng close to himself, thus did not prepare against Zheng. The Zheng people attacked Hu and took it. These two persuaders—their knowledge was all appropriate, yet the severe one was executed and the light one suspected. It is not knowing that is difficult; what is difficult is acting on what one knows.
22
In ancient times Mi Zi Xia was loved by the Wei lord. Under the laws of Wei, anyone who secretly took and drove the lord's carriage was punished by having his feet amputated. Soon Mi Zi's mother was ill. People heard and went at night to inform him. Mi Zi falsely took the lord's carriage and went out. The lord heard and considered him worthy, saying: 'Filial indeed—for his mother's sake he violates the amputation punishment!' With the lord touring the orchard, Mi Zi ate a peach and it was sweet. Not finished, he presented it to the lord. The lord said: 'Loves me indeed—forgets his own mouth and thinks of me!' When Mi Zi's appearance declined and love slackened, he offended the lord. The lord said: 'This one once falsely took my carriage, and also once fed me with his remaining peach.' Therefore, Mi Zi's conduct had not changed from the beginning. Previously seen as worthy yet later obtained crime—this is love and hate's extreme change. Therefore, if you have favor with the lord, then knowledge appropriate and add closeness; if seen as hated by the lord, then crime appropriate and add distance. Therefore, remonstrating persuaders must examine the lord's loves and hates before trying to persuade him. The dragon is a creature that can be tamed and ridden. Yet below its throat it has reverse scales one foot across—if a person touches them, then it certainly kills the person. The ruler also has reverse scales—persuaders who can avoid touching the ruler's reverse scales then nearly succeed.
23
使 使使 使
Someone transmitted his book to Qin. The Qin king saw the book 'Lonely Indignation, Five Parasites' and said: 'Alas, if I could see this person and travel with him, I would die without regret!' Li Si said, "This is a book written by Han Fei." Qin thus urgently attacked Han. The Han king initially did not use Fei, but when urgent, then sent Fei as envoy to Qin. The Qin king was pleased with him but not yet employed him. Li Si and Yao Jia sought to harm him and slandered him, saying, "Han Fei is a prince of the Han ruling house. Now the king wishes to annex the feudal lords—Fei will ultimately be for Han not for Qin. This is human feeling. If Your Majesty does not use him now, but keeps him here for a long time and then sends him back, this is to leave yourself a future calamity. It would be better to punish him under the law for an offense." The Qin king considered it so and sent officials to deal with Fei. Li Si sent men to give Fei medicine and made him commit suicide. Han Fei wished to explain himself but could not be seen. The Qin king later regretted it and sent men to pardon him, but Fei was already dead. Shen Zi and Han Zi both wrote books that were transmitted to later generations—scholars have many of them. I alone pity Han Zi for writing 'Difficulty of Persuasion' yet could not save himself.
24
The Grand Historian says: Laozi valued the Dao—emptiness and nothingness, responding to changes at non-action. Therefore, his book's words speak of subtle mystery difficult to recognize. Zhuangzi spread out discussions of the Way and virtue in free and unrestrained discourse, yet in essentials he too returned to naturalness. Shen Zi was lowly and humble, applying himself to name and reality. Han Zi drew ink lines and plumb lines, cut affairs, clarified right and wrong—his extreme was harsh and cruel, lacking mercy. All originated from the intent of the Way and virtue, yet Laozi was profound and far-reaching.
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