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劉敬叔孫通列傳

Biographies of Liu Jing and Shusun Tong

Chapter 99 of 史記 · Records of the Grand Historian
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Chapter 99
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1
西 便
Liu Jing was a native of Qi. In the fifth year of the Han dynasty, while on garrison duty in Longxi, he passed through Luoyang, where Emperor Gao was residing. Lou Jing stepped down from his cart, put on his sheepskin coat, and went to see Yu the General, a fellow man of Qi. He said, 'I wish to see the Sovereign and present a matter of advantage.' General Yu wished to give him fine clothes. Lou Jing said, 'If I wear silk, I shall go to audience in silk; if I wear coarse cloth, I shall go to audience in coarse cloth—I ultimately dare not change my clothes.' General Yu then went in and reported this to the Emperor. The Emperor summoned him for an audience and bestowed a meal upon him.
2
西 使
Then he questioned Lou Jing. Lou Jing said, 'Your Majesty is establishing the capital at Luoyang—do you wish to rival the Zhou in splendor?' The Emperor said, 'Yes.' Lou Jing said: "Your Majesty took the empire differently from the Zhou house. The Zhou ancestors began with Hou Ji, whom Yao enfeoffed at Tai, accumulating virtue and goodness for more than ten generations. Duke Liu fled from Jie and settled at Bin. Because of Di attacks, King Tai left Bin. Leaning on his riding crop, he settled at Qiyi, and the people of his state vied to follow him. When Wen Wang became Western Bo, he adjudicated the dispute between Yu and Rui, began receiving the mandate, and Lü Wang and Bo Yi came from the seacoast to submit to him. When King Wu marched against Zhou, eight hundred lords gathered unbidden at Mengjin. All said, 'Zhou can be attacked,' and he then destroyed the Yin dynasty. When King Cheng ascended the throne, Zhou Gong's kinsmen served as his tutors and ministers. They then built Chengzhou at Luoyi, making it the center of the realm, so that the feudal lords from the four directions could submit tribute and service over balanced routes. With virtue, one could easily become king; without virtue, one could easily perish. All who chose to reside there wished the Zhou to devote themselves to attracting the people through virtue, not to rely on natural defenses, lest future generations grow arrogant and extravagant and oppress the people. When Zhou was flourishing, the realm was harmonious and at peace. The four Yi turned toward its customs, admired righteousness, cherished virtue, attached themselves to it though far away, and together served the Son of Heaven. Without stationing a single soldier or fighting a single warrior, the people of the eight Yi and the great states all submitted and presented their tribute and service. When Zhou declined, it split in two. None in the realm came to court, and Zhou could no longer control them. It was not that their virtue was lacking, but that their strategic position was weak. Now Your Majesty arose from Feng and Pei, gathered three thousand soldiers, and with them swept through Shu and Han, pacified the Three Qins, battled Xiang Yu at Xingyang, and fought for the pass at Chenggao. In seventy great battles and forty small battles, the people of the realm had their livers and brains smeared on the ground, and fathers and sons exposed their bones in the fields beyond counting. The sound of weeping has not ceased, the wounded have not yet risen, and yet you wish to compare your flourishing age with the time of Cheng and Kang. I privately think they are not equal. Moreover, the land of Qin is flanked by mountains and belted by the Yellow River, secured on all four sides by strategic passes. Should an emergency suddenly arise, an army of a million could be assembled. Building on the foundations of Qin, it commands lands of exceptional fertility—this is what men call the Heavenly Storehouse. If Your Majesty enters the passes and establishes the capital there, then even should the lands east of the mountains fall into chaos, the old territories of Qin can be held in their entirety. When wrestling an opponent, if you do not seize him by the throat but merely pat his back, you cannot secure a complete victory. Now if Your Majesty enters the passes and establishes the capital there, holding Qin's old territories, this too seizes the realm by the throat while pressing on its back."
3
便西
Emperor Gao consulted his ministers, but they were all men from east of the mountains. They argued that the Zhou had reigned for several hundred years while the Qin fell after just two generations, making it far better to establish the capital at the old Zhou site. The Emperor was uncertain and could not reach a decision. When the Marquis of Liu clearly stated the advantages of entering the passes, that very day the imperial carriage set out westward to establish the capital in Guanzhong.
4
The Emperor then said, "The one who originally spoke of establishing the capital in Qin territory was Lou Jing; Lou is Liu." He was granted the imperial surname Liu, appointed as a Palace Attendant, and given the title Lord of Fengchun.
5
使使 使 使使 使
In the seventh year of the Han dynasty, King Xin of Han rebelled, and Emperor Gao personally led a campaign against him. Upon reaching Jinyang, he learned that Xin intended to join forces with the Xiongnu to attack Han. The Emperor was furious and sent envoys to the Xiongnu. The Xiongnu hid their finest warriors and fattest cattle and horses, displaying only the old and weak along with emaciated livestock. Envoys returned in ten successive groups, all reporting that the Xiongnu could be attacked. The Emperor again sent Liu Jing as envoy to the Xiongnu. Jing returned and reported, "When two states are about to fight, each ought to boast and show off its strengths. When I went, all I saw were the emaciated, the old, and the weak. They are surely displaying their weaknesses while concealing crack troops to seize the advantage. In my humble opinion, the Xiongnu must not be attacked." By this time, the Han forces had already crossed the Gouzhu Pass, and over two hundred thousand troops were already on the march. The Sovereign was angered and cursed Liu Jing, saying: 'Qi captive! You gained office with your tongue, and now you make reckless claims to obstruct my army." He had Liu Jing shackled and imprisoned at Guangwu. He pressed onward to Pingcheng, where the Xiongnu indeed unleashed their hidden forces and surrounded Emperor Gao at Baideng. Only after seven days was the siege lifted. When Emperor Gao reached Guangwu, he pardoned Jing and said, "Because I did not use your advice, I was trapped at Pingcheng. I have already beheaded all ten earlier groups of envoys who said the Xiongnu could be attacked." He then enfeoffed Liu Jing with two thousand households, granted him the rank of Marquis Within the Passes, and titled him the Marquis of Jianxin.
6
使 婿 使
After Emperor Gao withdrew from Pingcheng and returned, King Xin of Han fled to the Hu. At that time, Modu was the Chanyu. His forces were formidable—he commanded three hundred thousand mounted archers and repeatedly ravaged the northern frontier. The Emperor was troubled by this and consulted Liu Jing. Liu Jing said: 'The empire has newly been pacified, the officers and soldiers are fatigued by warfare, and it cannot yet be subjugated with martial means. Modu killed his father and seized the throne, took his father's widows as wives, and rules by force and intimidation—he cannot be won over with benevolence and righteousness. Only with a plan for the long term can their descendants serve as ministers, but I fear Your Majesty cannot do it.' The Sovereign said: 'If it truly can be done, why cannot I do it! But how should it be done?' Liu Jing replied, "If Your Majesty can truly give him the legitimate eldest princess as his wife and send her with generous gifts, then when he knows that Han has sent a legitimate daughter with such wealth, the barbarians will surely esteem her as Yanzhi, and any son she bears will certainly become crown prince. He will succeed the Chanyu. Why is this so? Because they covet the lavish gifts of Han. Your Majesty should regularly send them, according to the seasons, whatever goods are abundant in Han and scarce among them, and dispatch eloquent envoys to instruct them gently in ritual propriety. While Modun is present, he firmly serves as son-in-law; When he dies, your grandson will become the Chanyu. Have you ever heard of a grandson who dares to contend in rites with his grandfather? Without a battle, the Xiongnu could gradually be brought to submission. If Your Majesty cannot send the eldest princess, but orders the imperial clan and rear palace to falsely call someone princess, they will also know, and will not be willing to honor and approach her. It will be of no benefit.' The Gao Emperor said: 'Good.' He wished to send the eldest princess. Empress Lu wept day and night, saying, "I have only the Crown Prince and one daughter. How can I cast her away to the Xiongnu?" In the end, the Emperor could not bring himself to send the eldest princess. Instead, he took a girl from a common family, bestowed on her the title of eldest princess, and married her to the Chanyu. He sent Liu Jing to negotiate and conclude the marriage alliance.
7
使
When Liu Jing returned from the Xiongnu, he said, "The Xiongnu kings Baiyang and Loufan south of the Yellow River are, at their nearest point, only seven hundred li from Chang'an; light cavalry could reach the Qin heartland in a single day and night. The heartland of Qin has been recently devastated and is sparsely populated, yet the land is fertile and abundant—it can be further settled and filled. When the feudal lords first rose in rebellion, none could have succeeded without the Tian clans of Qi and the Zhao, Qu, and Jing clans of Chu. Now, though Your Majesty has established the capital in Guanzhong, the population there is in truth too sparse. To the north, Hu raiders are close by; to the east are the clans of the six states, with powerful lineages. If one day disorder breaks out, Your Majesty still will not be able to sleep soundly. I request that Your Majesty relocate the Tian clans of Qi, the Zhao, Qu, and Jing clans of Chu, the descendants of the Yan, Zhao, Han, and Wei ruling houses, and all the powerful and prominent families to reside in Guanzhong. In peacetime, it can serve to guard against the Hu; Should the feudal lords rebel, these relocated families would also serve as a ready force to lead eastward in a punitive campaign. This is the method of strengthening the root and weakening the branches.' The Sovereign said: 'Good.' He then dispatched Liu Jing to relocate over a hundred thousand people to Guanzhong, as he had advised.
8
使 使 西
Shusun Tong was a native of Xue. During the Qin dynasty, he was summoned for his learning and served as an erudite awaiting imperial orders. Several years later, Chen Sheng rose east of the mountains. When an envoy reported this, the Second Emperor summoned the erudites and scholar-students and asked, "Chu garrison soldiers have attacked Qi and entered Chen. What do you gentlemen make of this?" The erudites and students, more than thirty men, came forward and said: 'Subjects may not command troops; if they do, they are rebelling. The crime is death with no pardon. We wish Your Majesty to urgently send troops and strike them.' The Second Emperor was enraged, his expression darkening. Shusun Tong stepped forward and said, "The scholars' words are all wrong. All under heaven has been united as one family. The walls of the commanderies and counties have been torn down, their weapons melted, to show the realm they will never be used again. Moreover, an enlightened ruler is at the top; below, the laws are complete, making everyone fulfill their duties. The four directions converge like spokes to a hub—how dare there be any who rebel! These are merely a pack of petty thieves—rats pilfering and dogs stealing—hardly worth mentioning. The commandery governor and commandant's assistant will now capture and judge them—what is there to worry about." The Second Generation was pleased and said: 'Good.' He questioned all the scholars, and some called it rebellion while others called it banditry. The Second Emperor then ordered the Imperial Secretary to investigate those scholars who had called it rebellion and hand them over to the authorities, for speaking what was improper. All those who had called it banditry were dismissed from their posts. He bestowed upon Shusun Tong twenty bolts of silk and a set of clothes, and appointed him as a court erudite. After Shusun Tong left the palace and returned to his lodging, the students said: 'Sir, why did you speak so flatteringly?' Tong said, "You gentlemen do not understand. I nearly failed to escape the tiger's mouth!" He then fled to Xue, but Xue had already surrendered to Chu. When Xiang Liang came to Xue, Shusun Tong attached himself to him. After the defeat at Dingtao, he followed King Huai. When King Huai was made the Righteous Emperor and relocated to Changsha, Shusun Tong remained behind to serve King Xiang. In the second year of the Han dynasty, the King of Han entered Pengcheng with the forces of five feudal lords, and Shusun Tong surrendered to the King of Han. When the King of Han was defeated and retreated westward, Shusun Tong followed and ultimately committed himself to the Han cause.
9
Shusun Tong wore Confucian robes, and the King of Han disliked them; So he changed his attire, adopting a short jacket in the Chu fashion, which pleased the King of Han.
10
When Shusun Tong submitted to Han, he was followed by over a hundred Confucian scholar disciples, but Tong made no recommendations for them. Instead, he specifically recommended the former bandit leaders and warriors for advancement. All the disciples secretly cursed and said, 'We served the master for several years and were fortunate enough to follow him in submitting to Han. Now he cannot advance us, but instead only speaks of promoting those big rogues—what is the reason?' Shusun Tong heard this and then said to them, 'The Han King is currently braving arrows and stones to contend for the empire—how can you Confucian scholars fight? That is why I first recommended warriors who behead enemy generals and seize their banners. You scholars should wait for me—I will not forget you.' The King of Han appointed Shusun Tong as an erudite and bestowed on him the title Lord Successor of Ji.
11
In the fifth year of Han, the empire having been unified, the feudal lords together honored the King of Han as Emperor at Dingtao, and Shusun Tong arranged the ceremonies and titles for the occasion. Emperor Gao abolished all the harsh ceremonies and regulations of Qin, replacing them with simplicity. The ministers would drink and quarrel over their merits; some, in their drunkenness, would shout wildly, draw their swords, and hack at the pillars. Emperor Gao found this deeply troubling. Shusun Tong knew the High Emperor increasingly disliked this and persuaded him, saying, 'Confucian scholars are difficult to use for conquest, but they can be used for maintaining what has been achieved. I wish to summon the Confucian scholars of Lu and, together with my disciples, establish court ceremonies.' The High Emperor said, 'Will it not be difficult?' Shusun Tong said, 'The Five Emperors had different music, and the Three Kings had different rites. Rites are the formal patterns shaped by the times and by human nature. Thus, the ways in which the rites of the Xia, Yin, and Zhou dynasties adapted, subtracted, and added can be traced—they did not simply repeat one another. I wish to somewhat collect ancient rites and mix them together with Qin ceremonies to complete them.' The High Emperor said, 'We can try doing it—make it easy to understand and within my ability to perform.'
12
使
Shusun Tong then sent for more than thirty Confucian scholars from Lu. Lu had two scholars who were unwilling to go and said, 'You, sir, have served nearly ten rulers, and each time you flattered them to gain closeness and nobility. The empire has only just been settled—the dead are not yet buried, the wounded have not yet risen—and already you wish to institute rites and music. Rites and music can only flourish after virtue has been accumulated for a hundred years. We cannot bring ourselves to do what you advocate. What you propose does not accord with antiquity—we will not participate. You, sir, may go—do not defile us!' Shusun Tong laughed and said, 'You are truly narrow-minded Confucian scholars who do not understand how times change.'
13
西綿 使
So he went west with the thirty summoned scholars, along with the High Emperor's attendants who were scholars and his own disciples—over a hundred people total—and they practiced in a continuous tent in the open fields. After practicing for over a month, Shusun Tong said, 'Your Majesty can try observing.' After the High Emperor observed, he had them perform the rites and said, 'I can do this.' He then ordered all the ministers to practice and rehearse, scheduling the assembly for the tenth month.
14
殿 殿 西 西 殿
In the seventh year of the Han dynasty, when the Changle Palace was completed, all the feudal lords and ministers gathered for the court assembly in the tenth month. The ceremony: Before dawn, the ye zhe arranged the rites and led them in proper order to enter the hall gate. In the courtyard were arrayed chariots, cavalry, and infantry guarding the palace, with weapons displayed and banners and insignia unfurled. The command was transmitted: 'Hurry!' Below the hall, the Palace Attendants flanked the steps, with several hundred men lining the stairway. The meritorious ministers, ranked marquises, generals, and army officials were arrayed in order on the western side, facing east; The civil officials, from the Chancellor on down, were arrayed on the eastern side, facing west. The Grand Usher arranged the nine ranks of guests, and the heralds relayed the announcements. Then the Emperor emerged from his chamber on the imperial carriage. The hundred officials performed their duties and relayed the ceremonial alerts, leading the feudal lords and kings down to officials ranked at six hundred bushels to offer their congratulations in order of precedence. From the feudal lords and kings on down, all trembled with awe and solemn reverence. When the ceremonies were concluded, the ritual wine was served once more. All those seated in attendance in the hall bowed low and pressed their heads to the ground, then rose in order of rank to offer toasts of longevity. Nine rounds of cups circulated, and the ye zhe announced, 'Dismiss the wine.' The censors enforced the rules and immediately escorted out anyone who failed to observe proper ceremony. Throughout the entire court session and banquet, not a single person dared to cause a disturbance or breach propriety. Emperor Gao then said, "Only today do I understand the dignity of being emperor." He then appointed Shusun Tong as Grand Master of Ceremonies and bestowed upon him five hundred catties of gold.
15
Shusun Tong then stepped forward and said, 'These disciples and Confucian scholars have followed me for a long time and helped me create the ceremonies. I wish Your Majesty would give them official positions.' Emperor Gao appointed every one of them as court attendants. When Shusun Tong left the court, he distributed all five hundred catties of gold among the scholars. The scholars were all delighted and said, 'Master Shusun is truly a sage—he understands the essential affairs of our time.'
16
使
In the ninth year of Han, Emperor Gao transferred Shusun Tong to the position of Grand Tutor to the Crown Prince. In the twelfth year of Han, Gaozu wished to replace the Crown Prince with King Ruyi of Zhao. Shusun Tong admonished the High Emperor, saying, 'Formerly, Duke Xian of Jin deposed the crown prince because of Li Ji and established Xi Qi, plunging Jin into disorder for several decades and making it the laughingstock of the empire. Because the Qin failed to designate Fusu early, Zhao Gao was able to fraudulently enthrone Huhai, bringing about the extinction of the Qin sacrificial line—this is something Your Majesty witnessed personally. The current Crown Prince is benevolent and filial—everyone in the empire has heard of this; Empress Lu shared hardship and coarse food with Your Majesty. How can you turn your back on her? If Your Majesty insists on deposing the rightful heir and establishing a younger son, I wish to be executed first, staining the ground with my neck blood.' The High Emperor said, 'Enough, you. I was only joking.' Shusun Tong said, 'The Crown Prince is the root of the empire. If the root shakes even once, the whole empire shakes. How can you treat the empire as a joke!' The High Emperor said, 'I will listen to your words.' When the High Emperor held a banquet, he saw the guests recruited by Liu Hou following the Crown Prince in for an audience, and the High Emperor finally abandoned any intention to change the Crown Prince.
17
After the High Emperor passed away and Emperor Hui ascended the throne, he said to Master Shusun, 'The assembled ministers are not familiar with the rituals for the late emperor's park tomb and ancestral temple.' He was transferred to the post of Grand Master of Ceremonies, where he established the ceremonial regulations for the ancestral temples. As Han's ceremonial regulations were gradually established, they were all discussed and codified by Master Shusun during his tenure as Grand Master of Ceremonies.
18
Emperor Hui held court at the Changle Palace to the east, and when he traveled there, the repeated clearing of the roads troubled the people. He therefore had a covered walkway constructed, just south of the armory. Master Shusun memorialized on affairs, then requested a private audience and said, 'Why does Your Majesty personally build a covered walkway to the high chamber and, wearing court robes, go out monthly to tour the High Temple? The High Temple is the temple of Han's Great Ancestor. How can we allow descendants in later generations to travel along the ancestral-temple road?" Emperor Hui was greatly terrified and said, 'Destroy it immediately.' Master Shusun said, 'A ruler makes no mistaken actions. Now that it has already been built and all the people know of it, if we were to tear it down, it would reveal a misstep. I wish Your Majesty would establish a temple north of the Wei River and, wearing court robes, go out monthly to tour it. Moreover, expand and increase the ancestral temples—this is the root of great filial piety.' The Emperor then ordered the responsible officials to establish a branch temple. The branch temple was established on account of the covered walkway.
19
Once in spring, Emperor Hui went out to tour a detached palace. Master Shusun said, 'In ancient times there was the spring tasting of fruits. Right now the cherries are ripe and can be offered. I wish Your Majesty would go out and thereby take cherries to offer at the ancestral temple.' The Emperor then granted permission. The practice of offering fruits and produce arose from this.
20
退
The Grand Historian said: As the proverb goes, 'A fur coat worth a thousand pieces of gold is not made from the armpit of a single fox; The rafters of a pavilion or terrace are not made from the branch of a single tree; The governance of the Three Dynasties was not the wisdom of a single scholar.' How true! Emperor Gaozu rose from the humblest origins to pacify the realm within the seas, exhausting every stratagem and military art. Yet Liu Jing, after stepping down from his cart, secured peace for ten thousand generations with a single proposal. How could wisdom belong to one class alone? Shusun Tong gauged the spirit of the age and measured affairs of state, crafting the rites of advancement and withdrawal to suit each change of the times, and in the end became the Confucian patriarch of the Han house. 'The great straight appears bent; the Way is indeed winding'—is this not what it speaks of?
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