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卷一百五十六 志第一百〇九 選舉二

Volume 156 Treatises 109: Selection and appointment of Officials 2

Chapter 156 of 宋史 · History of Song
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1
Selection and Appointment, Part Two (Appended: Recommendations by Examination Subject and Unattached Worthies)
2
使 西 殿 西
Early in the Jianyan reign, Emperor Gaozong took up residence at Yangzhou. With war underway, he worried that scholars could not reach the mobile court and issued an edict: each circuit's judicial intendant commission was to choose officials to hold examinations promptly at the transport commission seats in the various prefectures and army commands, with a vice commissioner or administrative aide supervising each site. The Hedong Circuit was placed under the Capital West transport commission. Students of the Directorate of Education and candidates from Kaifeng Prefecture were to take their examinations at the Pacification Commission, under the supervision of a censor. Directorate students who preferred to sit for the examination in their home circuit were allowed to do so. In the second year the court fixed recruitment through both the poetry-rhapsody and classic-elucidation tracks. The first session required one poem and one rhapsody; candidates in classic elucidation faced three questions on their principal classic and one each on the Analects and Mencius; the second session required one discourse essay; and the third session three policy questions. The palace examination used the same policy-question format. Since the Shaosheng era candidates had neglected poetry and rhapsody; only now was that curriculum restored, and the Zhenghe statute forbidding officials and private persons to teach or study poetry and rhapsody was repealed. Another edict provided that failed jinshi candidates aged forty or more who had sat six palace examinations and eight metropolitan examinations, or aged fifty or more who had sat four palace and five metropolitan examinations, might qualify with one fewer attempt in Hebei, Hedong, and Shaanxi; those who had reached the metropolitan examination before the Yuanfu era with two attempts, without age limit, or with one attempt at age fifty-five or above; all circuit transport commissions and Kaifeng Prefecture were to report their names, and they were permitted to proceed directly to the court examination."
3
殿 調
That autumn scholars from every region gathered at the mobile court. The emperor examined them personally in the Hall for Assembling Excellence, divided them into five grades, and conferred upon the four hundred fifty-one regular listed candidates from Li Yi downward the ranks of jinshi with honors, jinshi by origin, fellow student-scholar by origin, and fellow by origin. The top candidate received the rank of Left Instructor in Instruction; the second and third received Left Instructor in Righteousness; the fourth and fifth received Left Forest of Scholars. From sixth place in the first class downward, all received Left Literary Forest; the entire second class received Left Attendant Official; the third class and below all received Left Merit Officer. The leading special-listed candidate was placed in the second class and granted jinshi with honors; the second and third received fellow jinshi by origin; the remainder received fellow student-scholar by origin. Those placed in the fifth grade as Court Gentleman, capital-prefecture assistant instructors, literary scholars of upper and lower prefectures, and prefectural assistant instructors were also given official appointments. One hundred three regular listed candidates from Sichuan, Shaanxi, Hebei, and the Eastern Capital circuits who failed to attend received degrees at home under the special grace marking the emperor's accession. By precedent, for the top ten court-examination candidates palace attendants submitted the papers in advance to fix the ranking. The emperor said, "Selecting scholars demands absolute fairness. How can personal preference be allowed to raise or lower ranks? From now on, do not submit papers in advance."
4
貿
In the third year an edict ordered that jinshi who had passed the metropolitan examination but failed at the palace examination should have the transport commissioner report to the ministry on the basis of the original recommendation documents and receive an edict conferring fellow jinshi by origin. Those counted toward the quota were to receive the rank of literary scholar in a lower prefecture, and all were to be released from commoner status." Left Remonstrance Bureau remonstrator Tang Hui said, "Under the old system the metropolitan examination was directed by the six ministry directors and Hanlin academicians, with vice ministers and drafting attendants as associates, directorate officials and bureau officials for detailed review, academy appointees and school officials for inspection, and censors for supervision—so that utmost fairness could be achieved and public confidence secured. Now the circuit classified examinations are entrusted entirely to judicial commissioners; fraud flourishes, merit and mediocrity are confused, and scholarly opinion is in uproar—far from the intent of the examination reforms. I ask that authority be restored entirely to the Ministry of Rites." The circuit classified examinations were thereupon abolished. In the fourth year the Sichuan and Shaanxi examinations were restored to their former arrangement.
5
使 使便 西西
In the first year of Shaoxing, when the Bright Hall sacrifice was due, the court again ordered circuit classified examinations, choosing men of literary accomplishment among judicial commissioners, transport commissioners, or military commissioners and prefects to supervise them and requiring examiners to be chosen with care. Thereupon Sichuan Pacification and Disposition Commissioner Zhang Jun, exercising discretionary authority, first ordered Sichuan and Shaanxi candidates to be examined immediately at each army-command seat. At this time Hou Yanqing said, "With war underway the Imperial University had been suspended and students dispersed. Officials serving at the mobile court and reorganization clerks, along with relatives within the mourning grades and retainers who accompanied them, were often cut off from local recommendation. I ask that a procedure for sitting examinations be established under the designation Directorate of Education jinshi." They were ordered to take attached examinations at the transport commissions. Another edict ordered that scholars of the capital region, the Eastern and Western Capital circuits, Hebei, Shaanxi, and Huainan who had relocated to the southeast should take attached examinations in the prefectures and army commands where they resided, with separate admission quotas.
6
At that time recommendation registers throughout the circuits had been largely destroyed in the war. The court ordered transport commissioners to have candidates submit, for the period since the Yuanfu era, records of qualification for exemption, advancement to recommendation, household registration, three generations, and the classic they studied; registers were kept at the Ministry of Rites for verification. Candidates entitled to grace exemption whose official documents had been destroyed in the war were to obtain guarantees from two capital officials; the local prefecture or army command would issue new documents, and their names would still be registered with the ministry. Attending censor Zeng Tong asked that recruitment rely solely on regulated verse and rhapsody, without also requiring the classics. Emperor Gaozong likewise observed that the rise and fall of states in past and present times is recorded chiefly in history, and that those who passed through the classic-elucidation track generally knew little history; he was inclined to accept the proposal. Left Grand Counselor Lü Yihao said, "Classic elucidation and regulated verse and rhapsody alike select men by their writing; the former arrangement should be kept." The proposal was dropped.
7
便
In the second year, at the court examination, the emperor's handwritten edict instructed the examiners to value forthright speech and suppress flattery and sycophancy. Two hundred fifty-nine candidates from Zhang Jiucheng downward were selected; Ling Jingxia placed second. Lü Yihao said that Jingxia's compositions surpassed Jiucheng's and asked that he be placed first instead. The emperor said, "When scholars first enter service one must distinguish the loyal from the sycophantic. Jiucheng's answers showed no fear or evasion; he should be placed first." Because Jiucheng had ranked first in both the classified examination and the court policy questions, he was ordered advanced one rank as a special reward. At that time some jinshi examination papers violated the imperial taboo name. The emperor said, "How can my name be allowed to obstruct anyone's advancement?" He ordered them placed in their proper grade. He also ordered each successful candidate advanced one rank. Under the old system, candidates from prefectures of a prince's hidden fief had to have been recommended and reached the metropolitan examination at least twice before they could sit for examination. The emperor had once been enfeoffed as Duke of Shu. That year candidates from Shu Prefecture, by grace of his accession, proceeded directly to the classified metropolitan examination, and this thereafter became precedent.
8
In the fifth year the jinshi examination was first held at the Southern Directorate. Officials were admonished: "In weighing admission and rejection, do not treat ornate phrasing and polished clauses as the standard of excellence; profound learning should be esteemed. Essays bearing on moral transformation and benefiting governance should not be rejected merely for blunt directness. Those whose arguments lack foundation and who indulge in rambling expansion are not to be admitted." Candidates' examination compositions may freely employ the doctrines of ancient and modern Confucians and may also set forth their own views; excellence in reasoning and style qualifies as passing." In the third month, at the palace examination for listed candidates, Wang Yingchen placed first. Initially the examiners had ranked the incumbent official Huang Zhong first. The emperor consulted Shen Yingqiu, who cited the precedents of Shen Kuo and Feng Jing; Yingchen was thereupon raised to first place, and this became fixed practice.
9
Under the old system: after the palace examination's initial review had assigned grades, the papers were sealed and sent to the re-review for final determination; the detailed review office might follow either the initial or the re-review and was not permitted to establish grades on its own. This was abolished in the Jiayou era. At this time Drafter Sun Jin memorialized, "If the old system is followed, promotion and demotion in rank will depend entirely on the detailed review officials, and the initial and re-reviews will be empty formalities. I ask that from now on separate grades may be established by memorial only when both initial and re-reviews are unsatisfactory." Remonstrance and Policy Grandee Zhao Pei asked that the Chongning statutes be applied: whenever there was a gap of two grades or five persons involved cumulatively, memorial submission was permitted; the request was approved. That year Sichuan and Shaanxi jinshi were examined only at the Pacification Commission. For special listed candidates an office was established and officials dispatched; they faced one current-affairs policy question, and the Ministry of Rites supplied the admission scores and favor grades for promulgation.
10
滿
Under the old law, sons and younger brothers accompanying incumbent prefectural administrators, vice commissioners, and the like who were more than two thousand li from their native place were called "full-distance native sons and brothers." Those with relatives within the mourning grades inside or outside the examiner's office, or connected by marriage, were called "kin avoidance." Those lodged under an incumbent patron were called "retainers." These three categories were permitted document examinations; otherwise they did not participate. Occasionally some abandoned their own lineage to insert themselves in other genealogies, or used bribery to shift their examination to another circuit—critics deplored the practice. In the sixth year an edict ordered that for document examinations subject to avoidance, the chief of the relevant office, the prefectural administrator or vice commissioner, and the county magistrate should guarantee the candidates; those guilty of fraud would be punished collectively.
11
殿使 西 使便
In the seventh year officials serving at the mobile court, reorganization clerks, imperial clansmen sitting for examination, those taking special examinations, and persons already holding office were all ordered to take the Directorate of Education examination at the mobile court; separate examiners for regulated verse and rhapsody and for classic elucidation were appointed for the first time. In the eighth year, because Pingjiang Prefecture had received four imperial visits, its qualified candidates were granted, following the precedent of the court's residence at Lin'an and Jiankang, one exemption from the literary qualifying examination each. At that time word came that Emperor Huizong had died, before the completion of major mourning. The Ministry of Rites said that by precedent, when the palace examination was suspended because of imperial mourning, the first place in the metropolitan examination became top candidate and was appointed to a two-envoy office. The emperor specially ordered the rank of Left Assistant Master; from this it generally became regular practice. In the ninth year, because Shaanxi candidates had long suffered in the northern territories and deserved special favor unlike Sichuan, the Ministry of Rites was ordered to admit them under separate quotas. Separate classified examination quotas for Sichuan and Shaanxi began from this point. That year, because the examination and the Bright Hall sacrifice both fell in the following year, provincial departments found finances difficult to supply; it was also feared that new appointees waited four or five years for posts on average, and that simultaneous assignment of jinshi and yin beneficiaries would be inconvenient for all—extending the schedule by one year would accord with the old system. In the tenth year an edict ordered all prefectures to send up candidates according to statute; the metropolitan examination in the first month of the twelfth year and the palace examination in the third month became the standard thereafter.
12
In the thirteenth year Directorate Vice Director Gao Chong said, "In recruiting scholars, classical learning should come first. I ask that the three sessions be combined: one question each on the base classic, the Analects, and Mencius first; one poem and one rhapsody next; one discourse on the masters and histories and one current-affairs policy question after that—thus approximating the ancient examination method. Spring and Autumn questions should also be drawn from the canonical text." All was approved. The Tongwen Hall examination was first established: all who resided at the mobile court more than one thousand li from their native place were permitted attached examination at the Directorate of Education. In the fifteenth year, all special listed candidates granted fellow student-scholar by origin—formerly capital prefecture assistant instructors—were now given the rank of Awaiting Office Gentleman. That year it was first fixed, following the old Bianjing system, that regular listed candidates and special grace candidates would have their names announced on two separate days. In the seventeenth year the prohibition was reiterated: examination compositions that wholly reproduced collected works of this dynasty's writers, eulogies and hymns, or complete sentences from Buddhist books were not to be examined at all.
13
In the eighteenth year, because Zhejiang transport commission candidates included powerful families who bribed officials and used proxies to obtain names improperly, officials were instructed to establish reward schedules and permit people to arrest and report offenders. In the nineteenth year an edict ordered that for local recommendation, one year in advance the chief officials of counties subordinate to prefectures and army commands should register those qualified to sit for examination; in the spring of the following year the county should report to the prefecture, the prefecture to the school, verify and guarantee them, have them attend the district drinking ceremony, and then send them to the examination hall. When the time came, those who submitted documents seeking guarantors at the last moment were not to be accepted." From the Shenzong era Cheng Hao and Cheng Yi had advocated the Learning of the Way at Luoyang, and scholars from all quarters took them as teachers. After the restoration it flourished in the southeast, and examination compositions gradually employed Yi's doctrines. Remonstrance official Chen Gongfu submitted a memorial attacking Yi's learning and requesting that it be strictly prohibited; when Qin Hui entered the chancellorship he even labeled Yi as "sectarian." Attending censor Wang Bo asked that relevant offices be admonished: whenever sectarian or distorted doctrines appeared, they must be rejected; Vice Censor-in-Chief Cao Jun also asked that those who employed Cheng's doctrines be screened out: all was approved. In the twenty-first year the palace examination produced four hundred regular listed candidates and five hundred thirty-one special listed candidates. Since the restoration, recruitment of talent first became abundant.
14
In the twenty-second year, because scholars studying the Rites of Zhou and the Record of Rites were scarcely one or two in ten compared with other classics, fearing that this learning would gradually die out, prefectures and districts were ordered to invite men expert in the Two Rites to establish lectures to display the schools, and examiners were ordered to encourage and advance them preferentially. Formerly all prefectures chose a day in the eighth month to examine candidates; some seized qualifying examinations in several prefectures to maximize their chances. In the twenty-fourth year examination dates were first fixed: all used the Mid-Autumn Festival day; Sichuan used late spring, with the classified metropolitan examination in mid-autumn. Earlier, when Qin Hui monopolized the state, his son Qin Xi placed first in the court examination; Hui pretended to demote him to second place. That year Hui's grandson Qin Sun sat for the jinshi examination; in both the metropolitan examination and the court policy questions he ranked first, and affinal kin such as Cao Guan all placed in the upper grades—later Sun was demoted to third place. In the twenty-fifth year Hui died. The emperor, punishing these abuses, ordered the examination hall to follow precedent: all qualified candidates who were kin of powerful persons were to be re-examined. Sun's degree by origin was still revoked; Guan and six others had their rank titles changed to include the character "Right," and the rest were all rejected and dismissed. For several years the learning of the Cheng brothers and Wang Anshi had divided the chancellors: Zhao Ding upheld Cheng Yi, Qin Hui upheld Wang Anshi. At this time an edict ordered that from then on no single school's doctrine should be binding and that the most correct doctrine should be sought. The prohibition on the Learning of the Way was somewhat relaxed.
15
Since classics and rhapsody were divided into separate tracks, prosodic rules grew ever more prominent. The emperor once said, "Formerly, because scholars did not read history, poetry and rhapsody were used. Now they do not read the classics; within a few years classic learning will be abandoned." In the twenty-seventh year an edict restored the combined-classics format used in the thirteenth year. In the first session one question each on major and minor classic elucidation was reduced; if a candidate in the Two Rites excelled in literary exposition, he might draw on quotas from other classics. The arrangement was then called the four tracks.
16
椿使
Formerly Sichuan scholars who failed to reach the court examination were all granted fellow jinshi by origin. The emperor thought that among them were outstanding talents capable of high ranks who should not routinely be placed in the lower grades; he therefore ordered the Department of State Affairs to extend the examination period to wait for them. When names were announced, Yan Anzhong placed second and Liang Jie third—both Sichuan scholars—and the emperor was greatly pleased. In the twenty-ninth year Sun Daofu at the Classics Lectures urgently discussed the abuses of patronage in Sichuan's classified examinations and asked that all candidates be sent to the Ministry of Rites. The emperor said, "In future examinations censors should simply be dispatched to supervise." Daofu held firm. The matter was referred to the Directorate of Education; Libationer Yang Chun said, "Shu is ten thousand li from the mobile court—can scholars be made to cross the Three Gorges and brave the heavy lakes? To reform the abuses, one capable supervising examiner is enough." Circuit commissioners were thereupon ordered that only retainers of prefectural administrators and vice commissioners who could travel should go to the metropolitan examination; the rest were not included in the dispatch. That year officials were first dispatched from the court for Sichuan's classified metropolitan examination.
17
殿
Initially the first place in the classified examination received generous favor equal to third place in the palace examination and was granted jinshi with honors; Later, because He Geng's policy answers offended Qin Hui, first-place Sichuan candidates in the Ministry's classified examination were all granted jinshi by origin instead; from then on none failed to attend the palace examination. Only when the emperor did not examine in person did the first place in the classified metropolitan examination receive favor as before; second and third were attached to the first class, and nine places and above to the second class. That year an edict ordered that jinshi from Sichuan and other regions who, because of the long journey, could not return home for local examination in time might take one attached examination at the transport commission, with separate evaluation and a quota established by imperial order.
18
宿
In the thirty-first year Vice Minister of Rites Jin Anjie said, "Since Xining and Yuanfeng, classic elucidation and poetry-rhapsody have been abolished, restored, combined, and separated with the times, without any fixed regulation. Since the recent combined track, those versed in classics suffer from rhapsody's ornamental carving, while those skilled in rhapsody find classic meanings too profound—minds are not refined enough, and talents are hard to combine. Worse still, when discourses were combined in one session and policy questions too few, a candidate's judgment and capacity could not be fully revealed. Scholars clung to commentarial traditions while historical learning was abandoned; junior men often succeeded while old scholars were left behind. I ask that two separate tracks be restored as permanent statute." This was approved. Scholars then had a fixed direction and could specialize in what they studied. Then memorialists argued that with the two tracks divided and quotas unset, National University and prefectural quotas should be divided in thirds—two parts for classic elucidation and one for poetry-rhapsody. For the metropolitan examination, fixed quotas should be based on the cumulative number of passes and divided accordingly. The memorial was ordered debated but was ultimately not implemented.
19
使簿
Early in Emperor Xiaozong's reign, Sichuan and Guang jinshi in the capital were ordered to take attached examinations at the Two Zhe transport commission. In the first year of Longxing, at the palace examination the first place received Assistant Master and signing secretary to military commissioners of all prefectures; second and third received Literary Forest and a two-envoy office; fourth and fifth received Attendant Official and an entry-level office; from sixth place through the fourth class all received Merit Officer and a prefectural revenue clerk or sheriff post; the fifth class awaited selection. In the first year of Qiandao an edict ordered that for Sichuan special listed candidates, first in the first grade received fellow student-scholar by origin; second through the end of that grade received Awaiting Office Gentleman; second through fourth grades received literary scholar of a lower prefecture; and the fifth grade received prefectural assistant instructor. In the second year, at the palace examination, accession grace was first extended: first place received Instructor in Righteousness; second received the same favor as first; third received Assistant Master; the first class received jinshi with honors and Literary Forest; the second class jinshi with honors and Attendant Official; the third and fourth classes jinshi by origin; the fifth class fellow jinshi by origin; the leading special-listed candidate received jinshi by origin; second and third received fellow jinshi by origin.
20
In the fourth year the document examination law was fixed: civil and military supernumerary appointees were abolished except for direct sons and grandsons; officials serving at the mobile court were not permitted document examination except investigating censors and above. In the sixth year an edict ordered that circuit examiners be selected from a prefecture one remove away; later they were required to have served in three successive prefectures before entering the examination hall, to prevent private abuses.
21
殿 殿 殿
The emperor wished civil scholars to be able to shoot in the imperial presence and military officers to know poetry and the classics; he ordered discussion of methods for ranking performance. In the second year of Chunxi, two days after names were announced at the palace examination, the emperor mounted the hall and summoned one hundred thirty-nine civil scholars from Zhan Quan downward to demonstrate archery. The next day another one hundred fifty-two candidates from the fifth class and the special listed group were summoned. That day the jinshi entered the hall bearing ceremonial tablets, changed into military dress, and each received six arrows; bow draw strength was not limited. Every archer exerted himself, and many hit the target. The emperor was greatly pleased. Three arrows hitting the target sheet counted as the upper grade: the leading regular listed candidate was transferred one rank and given a military commissioner post; the rest advanced one step; two hits counted as the middle grade and reduced merit review by two years; one hit on the sheet and one on the buttress counted as the lower grade, with appointment not in regular order after one term; those in the upper four classes who hit every target received special imperial favor; fifth-class archers who reached the upper grade were placed in the yellow class; the rest merely advanced in rank order. Special listed candidates of the fifth grade who passed archery received literary scholar; those who failed still received silk.
22
西
In the fourth year the Tongwen Hall examination was abolished. It was also ordered that at the metropolitan examination, kin of the same or different surname, or retainers, of outside-the-curtain officials should follow the inside-the-curtain kin-avoidance law and be sent by document to a separate courtyard. In the fifth year regular listed candidates from Jie, Cheng, Xihe, and Feng prefectures were treated by analogy to the five-circuit special listed precedent and specially raised one class. In the sixth year an edict ordered that for special listed candidates one in three would be taken and placed before the fourth grade; the rest would enter the fifth grade. Those in the lowest grade who submitted edicts were permitted only once; former class promotions for hidden fiefs and the five circuits now advanced only in name. Later, submission of edicts three times was permitted, and this became fixed practice.
23
殿
In the eleventh year jinshi at the court examination were not permitted candles; those who submitted papers last were demoted. Under the old system the court examination permitted candles until evening; yet the hall was deep and easily dark, and by mid-afternoon candles were already issued. Whenever candles were granted, regular listed candidates were lowered one class; fifth-class candidates were lowered to last place in their class; special listed candidates were lowered one grade; the fifth grade received acting assistant instructor. All who tested at the provincial examination hall, the Directorate of Education, or the Two Zhe transport commission were forbidden candles; in other prefectures and circuits they generally left only at dawn. In the tenth month Erudite of the Court of Imperial Sacrifices Ni Si said, "Candidates slight historical learning. Today's historians discuss only Han and Tang unification and are ashamed to treat the Three Kingdoms, Six Dynasties, and Five Dynasties as golden ages—yet their advances and retreats, the soundness of defense, the density of strategy, methods for managing troops and people, and the traces of success and failure, if studied further, would benefit the state. I ask that the Ministry of Rites be instructed that all examination questions should draw from various histories without restriction; at evaluation give somewhat more weight to discourses and policy questions, and do not decide admission solely by the first session." This was approved.
24
In the fourteenth year at the palace examination regular listed candidate Wang Rong placed first. At that time the emperor examined scholars and did not wholly rely on officials; in this examination Rong had originally been third but was personally raised to first place. Hanlin Academician Hong Mai said, "The Statutes on Recommendation and Examination limit rhapsody to three hundred sixty characters and discourse to five hundred. Now one classic elucidation, discourse, or policy question reaches three thousand characters, and one rhapsody nearly six hundred. Under the pressure of a short measure of time candidates only strive to be lengthy—sheets piled page on page—how can there be refinement? They should each follow the proper form to return to simplicity."
25
使 使
At that time Zhu Xi had wished to abolish poetry and rhapsody and divide the examination years among classics, masters, histories, and current affairs. His Private Discourse states, "In antiquity the teaching of the Great Learning put investigating things and extending knowledge first, and its method of examination took nine years' knowledge of categories, penetration, and firm establishment without reversal as full completion. Now the Classic of Music is lost and the Classic of Rites is deficient; the Rites of the two Dai are no longer orthodox classics, and one of them is further abandoned. Teaching through the classics can no longer be complete, and those who study classics generally abandon what is difficult and take what is easy, merely glimpsing one and not reaching the rest. The learning of the various masters likewise derives from the sages; the various histories encompass the changes of rise and fall, order and disorder, gain and loss in past and present—all indispensable. Yet how can scholars master all at once? If the books that should be read are combined and divided by year, so that in three years each commonly masters three or four parts of one track. The Changes, Odes, and Documents would form one track, examined in zi and wu years; the Rites of Zhou, Etiquette and Ceremonial, and the two Dai Records would form one track, examined in mao years; the Spring and Autumn Annals and the Three Commentaries would form one track, examined in you years. There would be two elucidation questions each; all classics would also include one question on the Great Learning, Analects, Doctrine of the Mean, and Mencius. Discourses would divide the masters into four tracks, attached to years in sequence. For histories, the Zuo Commentary, Discourses of the States, Records of the Grand Historian, and the two Han would form one track; the Three Kingdoms, Book of Jin, and Northern and Southern Histories another; and the New and Old Books of Tang and History of the Five Dynasties another. For current affairs, calendrical astronomy and geography would form one track, divided by year in sequence like classics and masters, with two policy questions each. Those studying classics would each maintain his school's method; those answering elucidation must penetrate the classic text, list various doctrines, and decide by their own judgment; officials setting questions must follow chapter and sentence—thus scholars would master classics and histories alike and all could serve the world." Though this proposal was never submitted, it was recited throughout the realm.
26
殿
Early in Emperor Guangzong's reign, because the metropolitan examination in early spring was still cold, it was extended to an auspicious day in the second month, with the palace examination in the first ten days of the fourth month. In the first year of Shaoxi archery was still required; those who failed were denied silk. Formerly incumbent officials in locked chambers and kin-avoidance candidates were examined together. In the third year separate examination grounds were first ordered to stop proxy examinees; thereafter all four Shu regions did likewise.
27
In the second year of Qingyuan under Emperor Ningzong, Han Tuozhou adopted Qin Hui's remaining arguments, labeled the Learning of the Way as false learning, and censorial officials echoed him with memorials enumerating offenders. Liu Dexiu at the provincial examination memorialized requesting destruction of recorded sayings. Then Chief Examination Officer, Minister of Personnel Ye Zhi memorialized, "Scholars are addicted to false learning, specializing in the bizarre doctrines of recorded sayings and the books Doctrine of the Mean and Great Learning to ornament their errors. There are Ye Shi's Memorials and Chen Fuliang's Collection on Treatment; scholars transmit and recite them and imitate them whenever they write. I ask that the Imperial University and prefectural and army-command schools each submit the top three monthly examination papers to the Censorate for inspection—the university monthly, the circuits quarterly. If old habits are not reformed, school officials and education commissioners shall be punished." In this examination all whose language touched the Learning of the Way were excluded from selection. In the fourth year, because classic elucidation widely used formulaic categories transmitted from father to son and brother to brother, scholars throughout the realm neglected solid learning. Officials were ordered that for the six classics, in each classic two passages of similar meaning should be selected and combined as one question, to block cheating by bringing books.
28
In the first year of Kaixi an edict ordered that in Ministry of Rites examinations excellence in all three sessions ranked highest; excellence in two sessions next; excellence in one session after that; and all poor performances lowest. Do not select people by a fragment or a single word. Once the arrangement was fixed, the chief examiners determined ranking, and this permanently became the method for general examinations. In the second year, because examinee fraud grew more numerous, the court ordered transport commissions of every circuit, prefectures, army commands, and supervisory offices: for all candidates sent up, the names on qualifying examination papers were to be classified and submitted to the Ministry of Rites. When they passed the metropolitan examination, a memorandum was sent to the Censorate; together with the Ministry of Rites senior and second officials they collated handwriting, coordinating with Inner Service Bureau eunuchs of the Imperial Pharmacy; those whose palace-examination handwriting differed were struck from a separate list and dismissed.
29
使
Under the old system, autumn tribute and spring examinations each had a separate-track session for candidates avoiding kin. Relatives within three-months mourning and affinal kin within greater merit mourning were all reported by memorandum. Only the imperial hall audience examination, called the emperor's own disciples, did not require avoidance even when fathers or elder brothers served as examiners. In the first year of Jiading, beginning with a memorialist's request, court officials whose kin were taking the palace audience were excused from appointment as examiners. In the twelfth year, Imperial University document examinations were ordered: false claims of collateral lineage and shifting mourning grades were forbidden; violators would certainly be penalized. In the fifteenth year, Secretariat Attendant He Dan said, "When offices set questions they forcibly split sentences and punctuation, specializing in excerpting chapters, severing the meaning and fragmenting the classic text. I hope you will order the reform of old habits so that scholars study commentaries to distinguish agreements and differences, clarify outlines, and grasp essentials." The court approved.
30
稿
By the reign of Emperor Lizong, fraud had grown worse. Offices set questions carelessly; some held biased speculative theories that contradicted one another, or policy questions contained factual errors, so scholars were bewildered and did not know what to follow, and the talented were sometimes passed over. Because those selected were unrefined, several years later they were again made chief examiners; right and wrong were inverted all the more, and contemporaries called it the transmission of erroneous seed. Examiners again indulged candidates at will, and the unlearned often passed. Examinee abuses numbered five: passing prepared answers, switching papers, changing registration numbers, papers taken outside the grounds, and sloppy transcription. In the second year of Baoqing, Left Remonstrance Grandee Zhu Duanchang memorialized preventive measures, saying, "The officials supervising the great and middle gates of the examination compound are the compound's vital throat; please assign men of forceful character. On the day of entry, all passing of messages should be forbidden. Once gate security is strict, several abuses will clear themselves. When scholars submitted papers at night, they were easily lost. Sealing officials should personally lock the paper chests; scholars should personally write their names on curtain registers and deposit them in the chests. Only after all candidates had left the compound should the chests be opened, papers classified and copied, and then sent to the transcription office. The next morning, report the name counts for each session to the Censorate for verification. For composing registration numbers, the first character might match but the last two must differ, to block fraudulent substitution. Transcription clerks should be selected copyists; proxy names are forbidden; surname, given name, and handwriting samples should be submitted to the compound for copying and verification. Those who passed prepared answers and set up nests for them were entrusted to Lin'an Prefecture for strict arrest. Examiners who indulged candidates at will might be impeached on hearsay by the censorate and heavily punished under statute. Official funds should be issued and reward scales established, permitting informants to arrest those who concealed texts, passed topics or drafts, or entered the examination under another's name in full. The emperor approved all of this and also ordered examiners to be carefully chosen and old habits not followed. Under the old system, upon enthronement one examination edict was issued, and in triennial examination years an edict on the first day of the second month permitted send-up; then the Ministry of Rites circulated memoranda to all circuits and Sichuan prefectures and army commands. At this time, because Sichuan's locked examination compound had been moved to the twenty-first day of the second month, crowding the edict day, the edict was changed to the fifteenth day of the first month by memorial for imperial decision.
31
退 簿
In the first year of Shaoding, it was reported that examinees' essays were identical, sometimes not differing by a single character. The abuses were twofold: examiners took bribes and either gave secret marks or entire essays, which one family divided and copied; second, old scholars sold essays at the examination grounds—one person passed them to ten, ten to a hundred—and examiners had no time to check. The Ministry of Rites was ordered to admonish examiners: three days before reporting registration numbers, the examination supervisor should gather examiners to cross-check papers intended for selection; any hint of identical wording was to bring dismissal. If the old abuses continued and were discovered, examiners and the examination supervisor were alike dismissed. Initially, for the metropolitan examination the throne assigned one chief examination officer and two associate chiefs, including one censorate or remonstrance official; and several review officials, including one investigating censor. They gathered to grade papers, subtly embodying restraint and oversight. When Han Tuozhou held power he meant to control scholars; beyond the three chief examiners he separately assigned one associate chief from remonstrance officials to direct examination affairs alone, no longer intervening in grading, and review officials were no longer assigned censors. Restrictions became severe and their arrogance overwhelming. In the Jiatai era the post was renamed examination supervisor; the abuses grew worse, with manufactured registers and strict time limits. At this time the old system was restored: among three chief examiners one censorate or remonstrance official, among ten review officials one censor; examiners were admonished to grade carefully, and if time was insufficient the deadline was extended.
32
穿
In the second year officials reported examiner abuses: poetry and rhapsody topics were unclear, causing scholars' petitions to multiply; classic elucidation was not examined by separate rooms, causing many scholars to violate the classics' intent. Examiners were admonished to make poetry and rhapsody topics clear and to grade each classic in separate rooms. For every palace examination, Shu scholars arrived latest at Hangzhou, and days were always extended to wait for them. Then it was said, "Shu scholars are greedy for profit and often load merchant goods onto escort boats, causing delays at passes." From then on the palace examination was fixed in the first ten days of the fourth month and no longer postponed. In the third year officials requested, "In schools and examination grounds alike, forbid excerpting chapters and cutting sentences, destroying meaning, and forcing connections across years in the Spring and Autumn Annals. For examination essays, select those based on ancient commentaries and former Confucians' explanations; dismiss forced ingenious fabrications."
33
In the fourth year officials spoke at length of examination abuses and asked that transport commissioners be admonished to select examiners strictly. Where classic learning prevailed, broadly select those versed in the classics; where rhapsody learning prevailed, widely obtain those skilled at rhapsody. Chief examiners must master both classics and rhapsody to fill the post. If the examination supervisor or deputy was incompetent, another person must be chosen. Offices were also to extend the unsealing period as needed so grading could be thorough and scholars not lost. The court ordered the Imperial University and all prefectures instructed to implement the restrictions earnestly; violators were to be impeached and punished. Initially for Sichuan's classified examination, though subordinate to the Pacification Commission, there were ten examination supervisors and examiners; only one supervisor and one chief examiner each for the great and separate compounds followed court appointment, the rest chosen by the commission. Beyond the four An Bing assigned, the Chengdu commander and prefect were temporarily entrusted to fill posts nearby at the last moment. That year four posts were again filled by court appointment as before; the remainder were chosen by the Pacification Commission.
34
Scholars at the examination grounds daily increased, and scrolls piled like mountains. Offices could not read them all; pressed by deadlines, selections could not all be fair. Scholars submitted under their true names, or alternate names, or style names—one person might submit two or three scrolls. Concealed books were not forbidden and candles were allowed; in Fujian and Zhejiang prefectures examinations were held on alternate days with a day free in between, and some did not leave until noon the next day. Thus one might compose two or three classic-elucidation answers and five or six poetry and rhapsody pieces. Examinees' essays were unrefined and examiners were overwhelmed by reading. If all passed, brothers could inherit the rank or papers were resold within the clan—fraud took countless forms and truth could not be told. Prefectures were ordered to guard against this: at submission neighbors must verify identity, with strict penalties for fraud and for connivance, and the abuse somewhat abated.
35
滿
Incumbent officials in locked chambers and kin-avoidance candidates had examined in separate grounds since Shaoxi, which poor scholars dreaded. Kin-avoidance candidates were selected one in seven, a quota thought too narrow; and court scholars assigned as examiners in the great compound feared blocking many kin and were unwilling to serve. Poor scholars who after winning one place among thousands in the prefectural examination gained autumn recommendation traveled thousands of li in hardship to the metropolis; yet at the provincial gate the assigned officials were ones they must avoid. Some hid their identity and disowned kin to escape; others were angry, resentful, and humiliated at inns; they blamed one another and treated each other as enemies. At this time memorialists said, "Besides the great compound, transport-examination candidates and Imperial University students awaiting supplement who reached the metropolis should examine with kin-avoidance candidates in the separate compound—also nearly several hundred. With more candidates the quota would widen; poor scholars need not resent their kin, and court scholars need not fear assignment. The court approved. Soon after, because circuit transport commission document examinations bred much fraud through scheming, they were abolished. Those with real conflicts of interest were examined separately, one selected per hundred who completed the session; where circuit send-up quotas were narrow, additions were made proportionally, so scholars could remain in their districts without fraudulent competition. Lin'an, Shaoxing, Wen, Tai, Fu, Wu, Qingyuan, Chu, Chi, Yuan, Chao, Xinghua, and Sichuan prefectures together gained one hundred seventy send-up places. Before long it was ordered that only full-village close kin, descendants, and retainers on document might be examined, with two incumbent officials as guarantors; incumbent-barred persons were examined in separate places, one selected per fifty. Documented close kin and descendants were examined in a separate segregated category; even with fewer than fifty, one was still selected. In any fraud, both the documenting and guaranteeing officials were punished.
36
Tang and Deng prefectures had once fallen to the Jin; after the Jin fell their territory was recovered and they were ordered to continue classified examination at Xiangyang, but with separate registration numbers, to favor newly attached scholars. Under the old system Guangzhou's send-up quota was seven; after crossing the Yangzi it was an extreme border with few scholars and candidates temporarily examined in neighboring prefectures; in the Chunxi era the prefecture established its own examination ground and temporarily granted three places. By then five or six decades had passed and examinees were ten times the former number; the old quota was restored.
37
In the first year of Duanping, because document examination was abolished and send-up quotas increased, prefectures with added quotas were ordered to arrange safeguards, permit only one scroll per person, and add examiners when opening the tribute compound. It was said that retainers and attending kin's descendants were selected one in fifty, Lin'an Prefecture school three-year classified submitters one in seventy on the transport examination, and separate examination compounds with divided categories in different places were already cumbersome; and besides rhapsody and the Documents, few in both categories studied other classics, making selection difficult. Both categories were ordered examined together at one rate of one in sixty; two hundred twenty-four Capital School students on stipend and duty received separate registration and examination without limit to classics or rhapsody, and one was selected.
38
便穿
Attending Censor Li Mingfu and others memorialized in articles, saying, "When censorate and remonstrance officials serve as chief examiners and reviewers they attend to grading but cannot check fraud; we ask that censorate and remonstrance officials again be assigned as examination supervisors. The ban on concealed texts is not strict and exists only on paper; we ask rewards for informants, careful selection of keen patrol officials and men of the eight wards for strict patrol, and engraving and dismissal of officials who violate. Grading is careless largely because inspection officials do not supply papers on time and on opening day papers arrive in floods so chief examiners cannot keep up and talent is lost; we ask registers in each room, inspection officials recording papers supplied, and daily stamped progress in grading. Papers do not follow the old form for convenience and inspection and review are combined; we ask the old system restored—papers of three sessions to three inspection officials, three reviewers, and three chief examiners—for thorough examination. Examiners who cross-grade classics and rhapsody are not necessarily skilled in both; we ask estimating papers beforehand and assigning examiners in proportion to classics and rhapsody counts so neither is favored. All was approved.
39
便 滿 西西
In the first year of Jiaxi all document examinations were abolished; retainers of supervisory commissioners, prefects, and deputies from department rank up, younger kin of paternal and maternal aunts of the same clan, and traveling scholars who could not conveniently return home were examined together at the transport commission, each receiving credentials from the county of residence and submitting papers directly to the commission as in the prefectural examination. Household registers recorded native place regardless of origin, and the name was fixed as "lodging examination," with a quota of forty; if fifty presented themselves, temporary imperial approval could increase the quota. Selection of Imperial University students awaiting supplement by circuit transport commissions and prefectural and army-command offices was also abolished; from the next year all might take the mixed examination at the Imperial University. Because candidates were numerous, beyond the two compounds at the Ministry of Rites and the Lin'an transport commission one compound each was established at Shaoxing and Anji; court-assigned officials went in advance, examinations were held the same day, and scholars of each circuit examined there. As at the capital, candles were not permitted. That year the Capital West prefectures and army commands had been lost and many scholars had moved to Jiangling and Ezhou; the Capital-Huai Pacification Commission was ordered to establish a separate tribute compound at Jiangling for scholars of De'an Prefecture, Jingmen Army, the three recovered prefectures of Gui, Xia, and Fu, and the seven Capital West commanderies including Sui, Ying, Jun, and Fang; separate officials were assigned for a mixed examination, selecting by the combined original quotas of twelve commanderies to favor them.
40
簿 簿
After document examination was abolished, false claims to the Imperial University revived: scholar-officials scheming for sons and younger kin documented other clans in distant regions for mutual aid at the examination grounds, or openly took payment to sell the privilege. All offices including miscellaneous affairs offices were instructed: once court verification was approved and stamped papers annotated for the Imperial University to receive the examination, the examinee must be reported to appear in person at the university. One surname formed one guarantee group of no more than ten; penal oaths were required and incumbent officials signed; mutual guarantees were established and notices issued before papers might be submitted. Officials who falsely documented were demoted and dismissed; if through momentary failure of reference another clan was mistakenly documented, self-report and repentance of the document were counted once. Those falsely documented who had been selected were given one month for chief guarantor and examinee to confess; the examinee was struck off and the chief guarantor exempted; those who did not report within the limit were still punished under the previous article. In classified examinations, sealing-name fraud took many forms. Thirty current clerks were selected beforehand from the Liangzhe transport commission and Lin'an Prefecture; one senior section chief entered the compound, ten managed poetry and rhapsody exclusively, and the rest managed the various classics. Each followed the numbers under his charge; on the evening of the examination they separately collected papers, each kept a sealing register, and mixing was forbidden; another clerk was assigned to take the numbers register and send it to the transcription office for copying. Registers and ledgers were kept by sealing officials without passing through clerks' hands; transcription clerks might not intervene, to reform the abuse.
41
殿 滿 滿
In the second year, those who failed the metropolitan examination and traveling scholars alike received credentials from Lin'an Prefecture and took the mixed examination at the Liangzhe transport commission for students awaiting supplement to the Imperial University. Officials said, "The abuses of Imperial University document examination have grown worse through false claims. Among court scholars, some forcibly claimed distant kin as close kin; some privately exchanged kin ties and documented one another; some, pressed by power or human obligation, broadly extended documentation; some, knowing their sons lacked talent, documented outstanding men of the same surname to borrow their hands; some, always deficient in literary skill, used regulations to obtain documents and resell them within the clan for profit. Henceforth documenting officials must have their office chiefs prepare court-standard guarantees and beforehand obtain knowledge-delegation statements; reward scales were established and truthful reporting permitted. Officials who falsely documented were investigated, impeached, and demoted; those who received false documents were struck off from the palace examination; guarantee officials were punished collectively. The Censorate was specially charged to observe and the Chief Secretariat to investigate. Classified-submit retainers and full-village descendants still took the transport examination at one in sixty—favorable compared with elsewhere—but with no fixed quota scholars were doubtful and few presented themselves. The quota should be broad and examinees numerous so that one in many might be selected with refinement. Lodging examination was released as before with a fixed quota of forty and the previous awaiting-supplement rule; classified-submit retainers, full-village descendants, and attached examination were all abolished.
42
使 西 滿 便 使使
In the first year of Chunyou officials said, "With circuit transport examinations restored, together with the Imperial University examination, the two recruitment categories, and exempt candidates, the total is no less than a thousand. Transport-examination, collateral-examination, and kin-avoidance candidates should again be assigned to the separate compound so the great compound has no excess of papers and the small compound no narrow quota. The court approved. Huainan prefectures yearly suffered military disasters; scholars could not attend prefectural examinations on time, and when transport commissions assigned examiners roads were blocked and they could not arrive. In the third year Huaidong prefectures were attached to Zhenjiang Prefecture's autumn examination, Huaixi prefectures to Jiankang's examination, and Qi, Huang, Guang, and Anqing to Jiangzhou's examination. Each of the three examination sites gained two additional examiners for separate grading according to each prefecture's original quota. That year the Liangzhe transport commission lodging examination had five thousand completing the final session and two additional places were specially granted; later increases were rare, and if fewer than five thousand completed, only the original quota applied. Separate-compound examination was mostly for scholars and examiners with real kin conflicts; in the Shaoding era transport and collateral candidates with no kin to avoid were also permitted—some said the chief minister indulged powerful families' sons; early in Duanping they were returned to the great compound, which benefited poor talented scholars; in the first year of Chunyou they were again sent to the separate compound, forcing those who need not avoid kin there and splitting scholars nationwide without cause, greatly losing the original intent of separate examination. At this time, following Duanping's correction, they were returned to the great compound.
43
西 西
In the ninth year officials said, "Scholars also falsely impersonate exempt send-up candidates—some substitute names after fathers or elder brothers die, some fill registers after clansmen die. Credentials were to be issued with guarantee from the native place, names classified and reported first to the Ministry of Rites, and each prefecture was to post the list publicly; violators might be reported and punished under the law on selling examination places. In the twelfth year the Guangnan West Circuit said, "Of twenty-five subordinate commanderies only one or two reach the Ministry of Rites examination; mountain folk are plain and cannot compete with central scholars—please grant separate examination as in Lianghuai and Jingxiang. The court approved. From then on Guangnan was divided into eastern and western circuits.
44
殿 殿
In the second year of Baoyou Investigating Censor Chen Dafang said, "Scholarly conduct grows daily weaker and the examination field has many abuses. For scholars first seeking send-up, I ask that their office issue a slip for the metropolis and a separate register like appointed officials' stamped papers, annotating the send-up year, true name, age, native place, and guarantors; they should carry it to the Ministry of Rites and have the year of arrival at the metropolis annotated and sealed by senior officials. The same for those attending supervised examinations. If later exempt from send-up or metropolitan examination, palace annotation should be the same. Without a register they should not be examined. Upon taking office they should submit it to the Ministry of Personnel and receive stamped papers. Those entitled to exempt send-up or metropolitan examination should also receive registers from their first send-up place on this model. If selected at metropolitan or palace examination, the original register should be sent to the Censorate for investigation as basis for registering vacancies and issuing notices. Scholars with registers would have evidence; and offices could investigate through the register. Former false impersonators would withdraw of themselves. This was implemented from the next year.
45
使 簿
Prefectural tribute, supervised supplement, and metropolitan examination all had re-examination, yet selection was still imprecise: false names in tribute could not deceive fellow examinees, and false selection at the Rainbow Gate could not escape dormitory duties. Henceforth home prefectures must investigate, require joint guarantee from fellow examinees, require head instructors' verification for supervised school curtain leads, and require penal oaths before release. For Central Secretariat re-examination, whenever a second summons was involved and it was not a miscellaneous offense, transport commissions were first notified by memorandum and every edict recruitment was to be investigated. For re-examinations chief ministers were to set questions without chief secretariat intervention, and one censorate or remonstrance official daily was to supervise outside the curtain. In the fourth year court officials except chief ministers, attendants, and censorate and remonstrance officials, from directorate officials and bureau officials down to clerical officers, were to prepare three copies of three-generation clan charts with penal oaths and report to the Ministry of Personnel, Censorate, and Ministry of Rites; each office was to keep registers for reference. When kin passed degrees, were sent up, entered schools, or received memorial supplements, all were to be reported and entered in the register. Later those entering court from outer appointments were also to prepare charts and registers after assuming office by the same method. In collateral-examination years, within court limits only those documented as able to examine might test, to reform false collateral documentation.
46
簿
In the second year of Jingding collateral document-examination quotas were: chief ministers' kin within three-months mourning increased to forty; attendants, censorate and remonstrance officials, drafting attendants, and academicians' kin within lesser merit mourning to twenty-seven; directorate officials, bureau officials, Secretariat officials, and the four commissioners' kin within lesser merit to twenty; temple and directorate assistants, school officials, and two magistrates' kin within greater merit to fifteen; six courts, four jurisdictions, ministry gates, and History Office collators and reviewers' kin within greater merit to ten; Lin'an vice commissioner's kin within greater merit to eight; the remainder documented kin and descendants followed the old system.
47
Early in Emperor Duzong's reign, identical-answer and proxy abuses arose largely because prefectural compounds burned candles until dawn or until chen or si the next day; alternate-day examination not only helped the unskilled but harmed the skilled, so the old system of three consecutive days was restored. Because many completed prefectural tribute but quotas were small, from the ninth year of Xianchun one was selected per two hundred completing the final session. Because candidates were numerous, two review officials and six paper-inspection officials were added. Officials also itemized examination abuses: review and inspection officials in great and separate compounds were to check identical answers, and examination supervisors were exclusively to determine identical papers without grading. Outside-curtain identical-answer inspection officials were abolished, as were those at the Imperial University send-up examination.
48
殿 仿
Previously prefectural tribute had no re-examination. Memorialists said false overflow lay in prefectural tribute; transport officials and commanders were to assign deputies or staff with examination origins as re-examiners before the send-up list was posted. Questions were set and grading completed in one day, or divided over days where send-up names were many. Those who could write without error, explain principles clearly, and were judged not to have used proxies were selected; the untalented were struck off. If they later failed metropolitan re-examination, the original re-examination transport officials, commanders, and graders were punished. In the tenth year of metropolitan examination, supervisors of great and separate compounds were to oversee seating before charts were set, strictly forbid bookshops and others, and not permit scholars to leave desks or cross corridors for passing answers or proxies. Chengdu had already submitted to the dynasty; the palace examination was planned for the fifth day of the fifth month but extended to the month's last ten days because few Shu scholars arrived. Because few special listed candidates from re-examination reached the ministry, it was extended to the seventh day of the sixth month. Close ministers pleaded intense heat and it was again ordered for a day after Start of Autumn. On the eighth day of the seventh month Emperor Duzong died and the examination was never completed. The successor enthroned and the Ministry of Rites was ordered to discuss; citations were all inappropriate—it could neither be called bright mourning nor could palace audience be skipped—so the system of summoned examination for academy appointments was imitated.
49
西
New jinshi formerly had a period gathering; after crossing the Yangzi a bureau was established at the Ministry of Rites tribute compound with special meal money; they went on the third day after ranks were announced. The top three might choose talented peers who rose with them and divide duties. After court thanks they bowed to the yellow class; cushions were set in the hall east and west facing one another and all bowed twice. After bowing, the eldest on the list was chosen and the top graduate bowed to him; then the youngest was chosen to bow to the top graduate. This displayed favor, honored age and friendship, and clarified senior and junior.
50
殿殿西
Decree examinations had no fixed subject and awaited outstanding talent; the emperor personally questioned candidates. Yet Song obtained talent mostly through jinshi; few responded to edict through this subject. Only summoned examination for academy appointments and later erudite broad learning produced loyal and literary men. Some were raised from seclusion, some taken from court, summoned from prefectures and counties—many reached great employment. Taizu first established three subjects: worthy and upright able to remonstrate directly, classic learning excellent and deep enough to serve as teacher, and detailed familiarity with official principles reaching education; without limit of prior qualification, current officials and commoners alike might respond; policy answers of three thousand words with excellent language and principle were selected. Early in Qiande, because prefectures and counties had none responding to the edict, fearing offices had not fully reached the way of recommending worthies, scholars were permitted to go to court and recommend themselves. In the fourth year offices recommended only one for direct remonstrance and one as teacher model; Tao Gu and others were summoned to issue questions; the emperor personally attended the hall and gave inkstone and mat in the west corner. Their policy answers were sparse in language and principle and did not answer the questions; they were given wine and a feast and sent away.
51
使 殿 紿
In the eighth year of Kaibao prefectures were ordered to investigate people with filial piety, brotherly respect, diligent farming, outstanding talent, unusual conduct, or civil and military ability aged twenty to fifty fit for service, send them to court, and if none, report truthfully. In the ninth year circuits recommended seven hundred forty persons for filial piety, brotherly respect, diligent farming, or talent and martial skill; Hanlin academician Li Fang and others tested them at the Ministry of Rites and found nothing selectable. Puzhou alone recommended three hundred seventy for filial piety and brotherly respect; the emperor was alarmed and summoned them to the Lecture Martial Hall; most did not meet the edict. They still claimed martial training; retested in mounted archery they toppled and lost order. The emperor feigned, "These should be entered in the military register. All cried begging exemption and were all dismissed. An edict impeached the circuit for excessive recommendation.
52
使
In the fourth year of Xianping, academicians, censorate officials of fifth rank, and Ministry of Personnel officials of fourth rank and above were ordered each to recommend one worthy and upright candidate from capital officials, prefectural officials, and commoners; incumbent transport commissioners and academy appointees might not respond to the edict. That year Zha Dao and six other Secretariat assistant directors were examined; all placed in the fourth grade. In the second year of Jingde subjects were added for penetrating the classics and reaching education, combined talent clear in substance and use, martial skill to secure borders, penetrating strategy, and vast military planning for border posts; the Central Secretariat was to test their talent, report names, and the emperor would personally question them at the imperial hall. From then on respondents to edicts gradually increased, but few attained middle or high grades.
53
From Taizong onward, special summons for examination were held at the Central Secretariat drafters' courtyard or by specially dispatched officials; candidates were tested in poetry, rhapsody, discourse, eulogy, policy, or edict—three pieces or one—and passing candidates received academy appointments. After Jingde only those to be appointed drafters of edicts were tested on three edict drafts. (Each piece one hundred fifty characters.) At the Eastern Fengshan and Fenyin sacrifices many who presented writings passed tests and received office—special grace. Memorialists said, "In the two Han dynasties worthy and upright candidates were recommended mostly because of war, famine, and disasters, to inquire into governmental lapses. Now the state receives auspicious omens and performs Fengshan—there are no governmental lapses; why adopt this? The subject was abolished; only the Ministry of Personnel's erudite words, outstanding selection, and equal judgment subjects remained as before.
54
使
Early in Renzong's reign an edict said, "I have opened several paths to extend scholars throughout the realm, yet the decree examination alone has long been suspended—perhaps heroes are overlooked thereby; restore this subject. Names were increased to six subjects: worthy and upright able to remonstrate directly; penetrating classics clear in education; combined talent clear in substance and use; detailed official principles for government; penetrating strategy within the curtains; and vast military planning for border posts—for capital and court recommendees and rising candidates. A document-judgment outstanding-selection subject was also established for selection candidates. Subjects were also established for recluses in hills and gardens, the sunken in grasslands, and outstanding talent of exceptional grade—for recommended commoners. The method required submitting work to offices for comparison, then examination at the Secret Pavilion, and if passing, personal questioning by the emperor.
55
簿
In the third year of Zhiping chief ministers were ordered each to recommend five persons for academy appointments. Earlier Emperor Yingzong told the Central Secretariat, "Floods are a disaster and memorialists say the blame lies in not advancing worthies—why?" Ouyang Xiu said, "In recent years the path for advancing worthies has narrowed; formerly there were three paths into the academy, and now two are blocked. High-ranked jinshi—one path; great ministers' recommendations—one path; appointment by dispatch precedent—one path. Formerly jinshi of fifth place or higher could all be tested and a top graduate might reach chief minister within ten years; now only the top graduate may test after two terms and those below second place are no longer tested—the high-rank path is blocked. Formerly ministerial recommendation meant immediate summoned examination; now candidates only register and wait for a vacancy—the recommendation path is blocked. Only appointees by dispatch precedent remain, and half are aged, old, or ill. This is what I mean by the narrow recommendation path." The emperor accepted this, and therefore the order was issued. Han Qi, Zeng Gongliang, Zhao Gai, and others recommended twenty persons including Cai Yanqing for summoned examination; chief ministers found the number troublesome. The emperor said, "Since I entrusted you to recommend them, if they are worthy, why fear their number? First summon Cai Yanqing and ten others for examination; the rest must wait. Because jinshi policy examinations resembled decree subjects, Shenzong ordered their abolition. Academy tests abolished poetry and rhapsody and used policy questions and discourse instead.
56
使 仿使
In the second year of Yuanyou decree subjects were restored. One year before the palace examination recommending officials submitted fifty policy discourses from each nominee; the next year six discourses were tested and one imperial policy question; summoned tests, appointments, and favors followed the old system. Right Remonstrance Liu Anshi said, "Ancestors stored academy appointees among outstanding talents to discipline integrity, had them read ancient and modern books to sharpen intelligence, favored their stipends slightly, and did not charge them with clerk work—to grow virtue and produce famous ministers. Recently selection has grown lighter—through hereditary reward, military merit, repaying wealth-gathering, or powerful patrons' recommendations. Many obtained attached appointments without examination, opening doors of favor—perhaps not the ancestors' intent. I hope the chief ministers will be clearly ordered to seek literary learning and conduct, confirm candidates can be nurtured, then summon them for examination; without examination they must not be appointed, so that office carries weight and worthies advance. In the third year an edict ordered that great ministers' memorial recommendations for academy appointments follow the old summoned test and appointment; only special court appointments were excepted. Anshi memorialized again, "In ancestors' time entry to the academy rarely bypassed examination. Only when reputation was established, achievements clear, or after repeated embassies or great frontier commands, to show favor, was attached appointment granted without test. Now having accepted my words and restored the old system, yet also saying 'court special appointments are not within this limit'— then regardless of talent or qualification, anyone not memorial-recommended may be directly appointed—called reform yet the source of abuse remains. I wish to imitate precedent: only at qualification of transport commissioner may special appointment be made, to block opportunism and weight academy selection."
57
Early in Shaosheng Zhezong said, "Decree subjects' policy tests address current affairs; jinshi policy answers may do the same. An edict therefore abolished decree subjects. Soon the Three Departments said, "Jinshi now use classic studies purely. Yet edicts, memorials, admonitions, eulogies, rhapsodies, amnesties, proclamations, bulletins, and warnings are daily indispensable to officials, and classic studies alone cannot gather literary and erudite talent together. The erudite words subject was established; yearly jinshi graduates might request testing at the Ministry of Rites; incumbents requested after replacement; mostly upper-hall students tested in spring attached to the tribute compound. Memorials, bulletins, and proclamations were tested in parallel style; eulogies, admonitions, warnings, prefaces, and records in ancient or parallel style; edicts and amnesties were not topics. Examinations lasted two days with four topics; however many candidates, no more than five were taken; those meeting standard were re-tested by the Three Departments in upper and middle grades with differing favors; the exceptionally outstanding were memorialized for imperial appointment. In the fourth year of Daguan an edict said the erudite words regulations were insufficient and the erudite learning combined with richness subject was established, tested yearly at the tribute compound with no more than three selected. Under Zhenghe it increased to five. Proclamations were not tested; edict drafts were added using borrowed scenarios from historical dynasties; passing candidates received academy appointments. Kin of chief ministers in power might not test. Under Xuanhe upper-hall testing was abolished and candidates followed jinshi to test at the Ministry of Rites.
58
簿
In the first year of Shaoxing academy tests were first restored; the summoned took one current-affairs policy question at the Hanlin Academy for the emperor's personal review. Yet collators often were not tested while rectifiers sometimes were and sometimes were not. In the second year the worthy and upright able to remonstrate directly subject was issued an edict following the old system; from remonstrance grandees, vice censor, academicians, and awaiting draft appointees each recommended one person. Respondents first submitted fifty policy discourses; attendants graded them in three ranks; those of next grade excellent and above were summoned to the Secret Pavilion for six discourses drawn from the Nine Classics, Seventeen Histories, Seven Military Classics, Discourses, Xunzi, Yangzi, Guanzi, and Wenzhongzi, examined under censor supervision with four passes qualifying. Five grades were used; fourth grade and above received personal questioning by the emperor. Third grade ranked highest with favors like the palace examination top graduate; fourth grade middle like the third graduate; all received decree-subject origin; fifth grade lowest like the fourth palace graduate, granted jinshi origin; those not graded received registrar and vice commissioner assignments; incumbents advanced in rank. In the seventh year because the sun showed an anomaly, inner and outer attendants were each ordered to recommend one who could remonstrate directly. That winter Lü Zhi recommended Hu Quan and Wang Zao recommended Liu Du; Quan was appointed Hanlin compiler but Du was not summoned. Edicts were repeatedly issued thereafter, yet none responded.
59
In the second year of Qiandao under Xiaozong Miao Changyan said, "At the founding three subjects were established, Zhenzong increased them to six, and Renzong permitted commoners to respond—then famous worthies emerged. He asked to consult precedents, issue edicts every other year, set topics from main texts without obscure commentaries, restore Tiansheng's ten subjects, open recommendation paths, and rouse scholars' long listlessness. The Ministry of Rites gathered academy and school officials to discuss; all said commentaries might be abbreviated and subjects need not be broad. Scholars hide in mountains and distant places—how can attendants know them all? As at the founding, only supervisory commissioners and prefects were to send candidates up.
60
使
In the seventh year decree subjects used six discourses with five passes qualifying; officials, sealed names, and transcription followed precedent. The compound reported many did not know topic sources and some reached only two passes. The emperor ordered silk given and dismissal; recommending officials were all punished. Formerly six questions were tested, one clear and one hidden. Examiners' topics were often obscure, losing the intent of seeking words; officials asked to follow Tian Sheng and Yuanyou precedent with a classic as first question then mix from classics, Analects, Mencius, commentaries, or histories to honor the classics. Approved. Initially decree subjects were triennial; in the eleventh year an edict said when fit for summoned test the recommender should immediately report the name. Next spring Li Yan said worthy upright recommendation seeks candid words for government, not memorization—if talent like Chao or Dong lacked full memorization of commentaries, what harm to governance? The emperor agreed and commentaries were again abolished.
61
Gaozong established erudite broad learning: twelve passes with six mixed topics among edicts, memorials, bulletins, proclamations, admonitions, records, eulogies, and prefaces in three sessions of ancient and modern forms. In examination years, except ordered officials, returned bright, flow outside, purchased office, and the corrupt, excellent sons of dukes and ministers might test. Three scrolls were submitted first; the Hanlin Academy examined and summoned the best in three grades. Upper grade gained one rank, selection candidates changed rank, those without origin received jinshi with honors, all exempted summoned test and received academy appointments. Middle grade reduced three years merit review with hall appointment; without origin granted jinshi origin; lower grade reduced two years; without origin granted fellow jinshi origin—all might take summoned academy test. Since the southward crossing many who passed reached chief ministers and Hanlin.
62
西
In the third year of Jiaxi under Lizong officials said the words subject substitutes for royal words but long went without selections and daily neared abolition. Testing was too strict so few practiced. Besides triennial erudite broad learning they wished to establish a lower subject. Only literary skill would be tested, not memorization. Two sessions only; candidates with origin submitted petitions and work to the Ministry of Rites like school-official tests. Yearly attached to the selection compound without fixed quota; selected received hall professor appointments; capital officials reduced merit review and selection candidates advanced one rank. Later north gate, west assistant, and south palace drafter posts would select outstanding literary talent. The subject dropped 'broad erudite' and was only called words learning subject. Approved. Early in Chunyou it was abolished. In the second year of Jingding the Jiaxi system was restored.
63
使
Initially school officials inside and out were mostly special court appointments; later the Imperial University gradually selected those excellent in old test arts. In the eighth year of Xining professor testing was first established: the drafters' courtyard summoned candidates for five questions on great meaning. In the seventh year of Yuanfeng prefectures without instructors had chiefs select incumbents and the supervising school approved concurrent service. In Yuanyou testing was abolished; as recommendations increased, ordered recommendation was required before memorial. Early in Shaosheng the Three Departments ruled decree subjects, jinshi first class, Ministry top three, prefectural Guangwen first, and upper-hall graduates need not test; others took two classics great-meaning questions to become instructors. In Yuanfu three classics were added to the test. In the second year of Zhenghe officials said Yuanfeng tested sixty school officials but took four famous scholars, so learners submitted. Recently one in three passed; they wished one in ten to weight selection. Approved. Sometimes the old method returned and the Central Secretariat appointed. Eight-conduct qualifiers were once added as great-prefecture instructors without taking office, soon abolished. Or Yuanfeng testing was used—reforms were inconstant.
64
穿 仿
Early in Gaozong's reign instructor testing was restored. In Shaoxing discussants said wishing to teach others yet presenting oneself to advance was not ritual. Testing was abolished and the court selected appointees. Soon restored: those with origin submitted three classic elucidation, poetry, and rhapsody pieces to the Ministry of Rites, then tested in two sessions at the provincial gate. First appointments were prefectural instructors—the path into both schools. In the fifteenth year following Wen Hao, two classics were chosen from the six with two topics each without formula; comprehensive penetration qualified. Later in classified metropolitan years Sichuan also attached tests like the Ministry, from Jiatai first year.
65
Youths fifteen and under who mastered classics and composed poetry and rhapsody were sent up by prefectures for the emperor's personal test. Appointment and exemption from recommendation had no fixed rule. In Jingde second year of Zhenzong Yan Shu of Fuzhou and Jiang Gai of Daming were first youths summoned for poetry and rhapsody; Shu received jinshi origin and Gai student-research origin. Shu was soon summoned again; the emperor praised his quick talent and appointed him Secretariat rectifier. Later it was sometimes abolished and sometimes restored. From Renzong's enthronement to Daguan's end only about twenty received origin.
66
殿
In Jianyan second year the old system was clarified; Zhu Huchen was summoned, granted office and a gold belt. Later arrivals recited classics, histories, imperial writings, or military books and archery; appointments followed temporary imperial decisions. In Chunxi Wang Keqin first sought testing with examination essays. At inner audience Xiaozong praised his alertness, made him Attendant Gentleman, and ordered Secret Pavilion study. The Ministry of Rites said youths famous for letters—Yang Yi, Song Shou, Yan Shu, Li Shu—later became chancellors and famous attendants. Now prefectures recommend only memorization—selection should be hardened. In the eighth year three grades were fixed: full recitation of Six Classics, Filial Classic, Analects, and Mencius plus writing—with classic meaning questions, Analects and Mencius meanings, or rhapsody and poem as upper grade with favors; recitation plus one classic penetrated was middle grade, exempting twice from document send-up; only full recitation of Six Classics, Analects, and Mencius was lower grade, exempting once. Those failing re-test received silk. In Jiading fourteenth year of Ningzong three were taken yearly to gather at the capital in late spring. First at the Imperial University, then Central Secretariat re-test—as permanent system. Lizong later abolished this subject; only the exceptionally literary might be recommended.
67
Though subjects were established, the court still feared not reaching all talent; prefectures were ordered to search and ministers might recommend the hidden. Such as Huang Junyu in Zhiping, Wang Anguo in Xining, Cheng Yi in Yuanfeng, Chen Shidao in Yuanyou, and Xu Ji in Yuanfu—all outstanding. In Xining third year circuits searched for village-esteemed conduct—twenty-nine persons. They were housed in the Imperial University; Liu Meng and twenty-two others tested at the drafters' courtyard with differing grants—showing hidden talent reached in a flourishing age. Later edict respondents mostly lacked substance and the court grew weary.
68
Gaozong attended to unattached worthies, first summoning Qiao Ding while Yin Tun entered the lecture seat as recluse. Later silk appointments honored Wang Zhongmin's loyalty, Zhang Zhixing's loftiness, and Liu Mianzhi and Hu Xian's learning—with origin, home instruction, or recluse titles. This roused pure integrity and encouraged a decadent age. Such as Xu Tingyun not coming forth and Su Yunqing's hidden traces—the age especially praised them. In the Qingyuan era under Ningzong, Cai Yuanding of lofty talent elucidated the correct learning of the age; summoned on recommendation by You Mao and Yang Wanli, he firmly declined on grounds of illness, yet was ultimately demoted and died in the false-learning purge—all regretted it. After Lizong and Duzong the state's situation daily grew desperate; worthies withdrew in seclusion and were heard of no more.
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