← Back to 宋史

卷一百五十五 志第一百〇八 選舉一

Volume 155 Treatises 108: Selection and appointment of Officials 1

Chapter 155 of 宋史 · History of Song
← Previous Chapter
Chapter 155
Next Chapter →
1
Selection and Appointment, Part One (Examination Categories, Part One)
2
From memorials and spoken counsel, to testing merit in the open, to triennial review of performance, and through three rounds of examination distinguishing the worthy from the unworthy—all this began in the Canon of Shun. The Minister of Education promoted the worthy and able by the district's three standards; the Grand Steward assessed official performance every three years—as detailed in the Offices of Zhou. From the Han dynasties onward, methods of selection and appointment varied, but all aimed at the same end: finding worthy men. In broad outline, entry to office rested on tribute and recommendation; appointment to posts on selection standards; and assessment of service on evaluation procedures. Yet critics of the tribute system in every age would say: "Selecting scholars by literary skill is inferior to selecting them by virtue and character. Even within literary tests, the ornate excess of rhapsodies and essays pales beside the substantive learning of classical interpretation. " Those who debated appointment standards often said: "Promoting by seniority can curb leapfrogging, yet it leaves the worthy and the mediocre stuck together alike; while recommendation can lift exceptional talent, it also opens the door to the clever and obsequious racing ahead. " Critics of performance review said: "Tie officials to paperwork, and oversight from above and below breeds a culture of hollow compliance; rely on reputation instead, and the powerful trade favors—opening nothing but avenues of private gain. " And so debate swirled on, with no single settled view.
3
沿
Early Song followed Tang practice: tribute examinations were many, but none mattered more than the jinshi and special decree categories, with selection through the Three Academies next in importance. Appointment rules were many, but none counted more than memorial recommendations for rank changes and scrutinized reviews for promotion. Performance review was rigorous, but its heart lay in the official calendar sheets and the signed endorsements that verified each assessment. Other paths—exams for instructors, military candidates, and child prodigies; memorial recommendations of recluses; appointments for sons and kin of the nobility; selections in remote prefectures and outside the regular rolls—all had their own elaborate, fixed procedures. Rules changed often and reforms piled one upon another, yet for more than three centuries chief ministers, great scholars, and upright officials all emerged through this system—it produced talent on a scale unmatched. Here we compile what the old histories record and arrange it in six sections: first, examination categories; second, school examinations; third, selection methods; fourth, yin privilege appointments; fifth, guarantor appointment; sixth, performance evaluation. Selecting what is essential without excess and grouping it by category, we compose the Treatise on Selection and Appointment.
4
Song examination categories included the jinshi, various specialized subjects, and military examinations. Beyond the regular examinations were special decree categories and child prodigy tests, but the jinshi track yielded talent in the greatest abundance. Emperor Shenzong first abolished the specialized categories and split selection between classical interpretation and poetry-rhapsody—a division that thereafter remained unchanged. From Emperor Renzong's order that every prefecture and county establish schools, and especially from the Xining reforms onward, the system grew ever more complete—schools spread across the realm, and cultural order flourished throughout the land. The institutions governing examination categories and schools are each treated in their own sections below.
5
Initially the Ministry of Rites set up jinshi and specialized categories—the Nine Classics, Five Classics, Kaiyuan Rites, Three Histories, Three Rites, Three Commentaries, Classicist, Classics Understanding, and Law Understanding. Candidates submitted qualifying exams in autumn, assembled at the Ministry in winter, and sat the final examination in spring. Those who passed were listed by name and the results posted at the Department of State Affairs. Jinshi candidates were tested on one poem, one rhapsody, and one essay; five policy questions; ten fill-in passages from the Analects; and ten written classical interpretations on either the Spring and Autumn Annals or the Record of Rites. For the Nine Classics track: one hundred twenty fill-in passages and sixty written classical interpretations. For the Five Classics track: eighty fill-in passages and fifty written classical interpretations. For the Three Rites track: ninety written classical interpretations. For the Three Commentaries: one hundred ten items. For the Kaiyuan Rites and Three Histories: three hundred written interpretations each. Classicist candidates faced fifty written interpretations on the Mao Odes, ten on the Analects, ten combined on the Erya and Classic of Filial Piety, and twenty-five each on the Book of Changes and Book of Documents. Law Understanding candidates answered forty questions on statutes and ordinances; supplementary classic requirements followed the Mao Odes format. Candidates were tested at intervals with classical citations; six correct answers qualified. Law was also tested by random roll check, except for the main law category itself. Prefectural judges examined jinshi candidates and recording secretaries examined other categories. If examiners lacked classical training, other officials were appointed to grade the papers under judicial supervision. Examination papers were stamped on the cover by the chief official before being issued. Successful candidates were ranked in order; their classical interpretations were recorded with pass or fail marked in red, and supervising and examining officials signed below. Jinshi papers, specialized-category interpretation sheets, and fill-in receipts were all forwarded to the Ministry of Rites with the qualifying documents. Candidates with serious chronic illness were barred from recommendation. If recommendations violated regulations or grading was falsified, supervising and examining officials were removed from office. Accepting bribes was prosecuted as perversion of law, with the chief official memorializing for imperial judgment.
6
When commissioned scholars sat the examinations, it was called the locked-hall examination. Their department first submitted their names and could send qualifying documents only after receiving imperial approval. Once assembled, candidates formed mutual-guarantee groups of five and ten. Excluded were relatives within mourning for great treason, the unfilial and undutiful, those concealing artisan or merchant status, and monks or Daoists who had returned to lay life. Household registers and exam cover sheets recorded age, number of attempts, session rank, and native place—none of which could be altered. Papers were collected in mid-winter and due by month's end. Before the examination, the chief examiner summoned mutual guarantors for questioning and verified their records against the registers. Only poetry and rhapsody candidates could bring the Qieyun and Yupian. Cheating with hidden texts or oral collusion meant immediate dismissal. Prefectural chiefs recommending candidates first verified household registers and investigated conduct; community nominees formed groups of ten as mutual guarantors; if any member's conduct was deficient, the whole group was barred from recommendation. By precedent, as the chief examiner entered the examination compound, close ministers could recommend talented acquaintances—called "public recommendation." Emperor Taizu, fearing nepotism and private favor, banned the practice.
7
殿殿殿殿殿 殿 祿
Since Tang times, Classics Understanding tested little beyond fill-in passages and rote interpretation—memorization, not understanding—so the category was despised and failure carried especially harsh penalties. In Qiande 1, an edict declared: "Under the old rule, one failure in the Nine Classics ended a candidate's career—that is no way to keep the path to office open; hereafter, as with other categories, candidates may try again." That year, with prefectural recommendations swelling, rules modeled on Zhou Xiande set tribute procedures and failure penalties: jinshi with "confused reasoning" were barred five sessions; specialized categories faced graduated penalties for accumulated failures across sessions. Barred-session counts were marked in red on examination papers and sent to the Secretariat and Chancellery. In the third year, Tao Gu's son Bing ranked first. The emperor said: "Gu could not teach his own son—how did he pass?" An edict ordered: "When salary-receiving families produced degree holders, the Ministry of Rites must report their names for re-examination. Thereafter Confucian officials at the Secretariat re-examined such candidates; degrees were granted only after they passed. As Sichuan, Huguang, and other newly submitted regions sent candidates, counties provided travel rations for the round trip. In Kaibao 3, the Ministry of Rites reviewed candidates who had attempted fifteen times and always completed the full examination; one hundred six were granted degrees in their categories. The special memorial-name privilege began at this point.
8
殿 殿 殿 殿
In the fifth year, the Ministry reported twenty-eight qualified jinshi and specialized candidates; the emperor summoned them to the Lecture on Military Affairs Hall, though oral examination had not yet taken place. The next year Hanlin Academician Li Fang served as chief examiner and selected eleven candidates including Song Zhun—but jinshi Wu Jichuan and Three Commentaries candidate Liu Rui were the weakest; they fumbled the oral examination and were dismissed. Jichuan was from Fang's home district. When complaints arose that Fang had favored certain candidates, the emperor registered everyone who had completed the examination but failed—three hundred sixty in all. He summoned them, selected one hundred ninety-five together with Zhun and those ranked below him, and held a separate poetry and rhapsody examination in the imperial hall. Palace Diarist Li Ying and others served as examiners. Twenty-six jinshi plus candidates in Five Classics, Kaiyuan Rites, Three Rites, Three Commentaries, Three Histories, Classicist, and Law Understanding—all received degrees. Two hundred thousand cash was granted to expand the celebration banquet. Fang and his colleagues were soon all punished. The palace examination thus became standard practice. The emperor once told close ministers: "In the past, examination honors went mostly to powerful families. By presiding personally, I have swept those abuses away. " In the eighth year he personally examined jinshi including Wang Shi, ranking Wang Sigong first and Wang Shi fourth. From then on, palace examination rankings could differ from provincial examination rankings—promotions and demotions between the two became possible. While Jiangnan remained unconquered, jinshi candidates Lin Song and Lei Shuo had failed the examination but defected through secret routes; they too were granted Three Commentaries degrees.
9
殿
When Emperor Taizong took the throne, seeking to lift those long stalled in office, he told his ministers: "I mean to seek outstanding talent in the examination halls. I do not expect to find five in ten—even one or two will serve as instruments of good governance." In Taiping Xingguo 2, a palace re-examination was held. Rhapsody topics were issued from within the palace, with rhyme tones alternating level and oblique in order. Li Fang and Hu Meng ranked candidates in three grades, selecting one hundred nine including Lü Mengzheng. Two days later specialized categories were re-examined, yielding two hundred candidates. All received degrees. Tribute registers were also reviewed, finding over one hundred eighty jinshi and specialized candidates with ten to fifteen attempts—all granted degrees; Seven failing Nine Classics candidates, pitied for their age, were specially granted degrees equivalent to Three Commentaries. More than five hundred received robes and court tablets, were feasted at Kaibao Temple, and received two poems composed by the emperor. Top-ranked jinshi and Nine Classics candidates were appointed Assistant Director of the Directorate of Works and Case Reviewer, serving as prefectural vice commissioners; others also received preferential appointments. In the ninth month of the third year, a court examination was held. By precedent results were posted only in spring—this autumn examination was exceptional. That winter candidates from all prefectures had assembled, but with the emperor about to campaign against Northern Han, the examination was cancelled. Thereafter tribute examinations were held every one or two years.
10
In the fifth year jinshi were re-examined. Yan Mingyuan, Liu Changyan, Zhang Guan, and Yue Shi—four incumbent officials who sat the jinshi examination—were specially appointed secretaries in nearby fan administrations. Zhao Changguo sought the Hundred-Poem examination, claiming he could compose one hundred poems in a single day. The emperor issued twenty miscellaneous topics and required five poems on each, eight lines per poem. By day's end he had completed only several dozen poems, none of much merit. Because this category had long been discontinued, the emperor specially granted a degree to encourage others.
11
使
In the eighth year jinshi and specialized categories first tested ten law-interpretation questions; jinshi were exempted from fill-in classics. The next year only specialized categories tested law; jinshi again took fill-in classics. Jinshi were first divided into three ranks. Thereafter the grant banquet was held at the Qionglin Garden. The emperor told close ministers: "In selecting scholars I nearly forget hunger and thirst—I summon them, question them, observe their talents, and employ them—so that no talent in the countryside goes overlooked and the court may have true gentlemen." In Yongxi 2, degree recipients' names were first announced at the court examination; first-rank candidates were appointed military commissioner staff evaluators. That year and at the start of Duangong, fearing overlooked talent after the Ministry examination, the emperor re-examined failures—several hundred gained office thereby. The emperor personally reviewed examination papers for days; only after repeated requests from chief councillors was it decreed that officials would serve as chief examiners each year.
12
使
Under the old system, once the examination compound was locked, one hundred thousand cash from the Left Treasury covered expenses. In Duangong 1, payment was shifted to the Ministry's Ancestral Temples Bureau at double the amount, abolishing Imperial Kitchen and Ceremonial Guard provisions. Chief examiners Song Bai and others established compound precedents: three days before, jinshi assembled for preliminary testing; a Censorate envoy guarded the gate; names were called and stamped papers issued outside the hall curtain. Successful jinshi papers were submitted to the emperor; specialized categories only listed names; after the decree, names were distributed first; results were posted and announced the next day. After the thanksgiving audience they visited the Imperial Academy to honor the sage and his teacher; jinshi reported their names at the Hall Gate. The Joyous Announcement Banquet spanned two days: jinshi were feasted with vice directors and grand secretaries invited; specialized categories were feasted with bureau directors and junior grand secretaries invited. A procession schedule listed names, native places, and three generations—the small register. Funds were pooled for touring banquets—the contribution feast. Group officers managed all of this. When the decree issued, the Secretariat and compound submitted a yellow memorial for review; after the formal decree, the Southern Bureau, Department of State Affairs, and Censorate were notified; then the compound distributed the spring gate notice. (Those registered and entering selection were called the spring gate.) Degree recipients customarily paid for vermilion glue and silk paper, then tested on three judgment cases at the Ministry's Southern Bureau—the gate examination.
13
·
In Chunhua 3, recommended scholars from all circuits exceeded seventeen thousand. Previously some had struck the petition drum protesting unfair grading. Su Yijian, as chief examiner, went directly to the compound upon receiving the decree and sealed names for grading—establishing precedent. After the court examination the emperor told the scholars: "Each of you has his own ambition and learning; beyond office, refine your literary talent and do not fall from what you have achieved." An edict ordered the Confucian Conduct chapter of the Record of Rites carved and distributed. Each session's top jinshi received an imperial poem; later an admonition was also bestowed on Chen Yaosou, and thereafter both were granted. Previously Classicist, Documents, and Changes had been one category; now each original classic required ten daily interpretation questions—five each on Documents and Changes—plus six commentary and four gloss questions. Law Understanding expanded from six to seven sessions: law, law, statutes, minor classics, minor classics, statutes, law—with six commentary and four gloss questions on the law day. For Three Rites, Three Commentaries, and Comprehensive Rites, ten questions apportioned six gloss and four commentary; six correct answers qualified.
14
From the end of Chunhua, tribute examinations were suspended five years. When Emperor Zhenzong took the throne examinations resumed, and Goryeo first sent one candidate. Previously Directorate and Kaifeng candidates related by marriage to recommenders were examined alternately; now separate examiners were dispatched.
15
In Xianping 3, Chen Yaozi and eight hundred forty others were personally examined; over nine hundred special memorial-name candidates included some from the Later Jin Tianfu era. Scholars who failed repeatedly at the Ministry or in court examinations had prior attempts and age weighed; at imperial questioning their names were separately registered for direct admission—hence special memorial name. Degrees and equivalent degrees were also granted to three hundred fifty Hebei jinshi and specialized candidates. Over five hundred who failed but wished to test military arts or be appointed by talent received travel money and departure; the Ministry counted it as one attempt. The detail of comparison and breadth of imperial grace were unmatched in recent times.
16
調
Under the old system a degree meant immediate appointment. When court examination was restored, degree recipients were exempted from selection; degree-holders multiplied—even those failing qualification received equivalent degrees. An edict ordered that all equivalent-degree recipients await selection and follow regular promotion to preserve standards. Regulations required sealed papers with obscured names sent to chief and review examiners; failures were finalized only after review. Academy, Secretariat, and Censorate officials soliciting favor for candidates had to report secretly; concealment was punishable. Princes, princesses, and close ministers were forbidden to seek degrees for failed relatives and guests.
17
使
In Jingde 4, offices detailed Grading Procedures for Jinshi and distributed them to prefectures. Those who secretly registered elsewhere instead of returning home faced strict penalties. Each autumn, magistrates and assistants investigated conduct and guaranteed candidates, reporting to the prefecture; prefectural chiefs re-investigated and reported to circuit commissioners for categorized examination. If guaranteed candidates later showed deficient conduct, prefectures and counties were punished; if provincial examination papers showed confused reasoning, original examiners were punished. If qualifying quotas exceeded passers, quotas need not be filled.
18
殿
Soon Regulations for Imperial Jinshi Examination were also established. For policy questioning, curtains hung in both hall wings with desks bearing candidates' names. Seating order was posted a day ahead; candidates bowed at the gate next morning and took their seats. Inner attendants collected papers; native-place registers were removed and replaced with code numbers; sealing officials copied and proofread with the Imperial Script Academy seal; examiners graded, then review examiners re-graded. Arranging officials compared results; unmatched papers were re-examined; persistent differences were resolved by nearest rank. Registers and codes were matched, names and order fixed, and papers submitted. Grading had five levels: superior learning and exquisite reasoning—first; comprehensive talent and thorough reasoning—second; reasoning and text both adequate—third; middling reasoning and text—fourth; shallow reasoning and text—fifth. Names were announced at the throne: top two ranks passed; third received a degree; fourth and fifth equivalent degrees. Other procedures followed compound precedent.
19
殿 殿
In the fifth year, prior southern provincial examinees could redeem public offenses by fine. The Ministry of Rites compiled enduring edicts into regulations. Ten failures in specialized categories or confused jinshi reasoning triggered penalties for supervisors and examiners; local and capital officials faced demotion or remote assignment; three failures triggered replacement of local officials and remote assignment for capital officials; five failures suspended all supervisors and below; recommending prefects faced fines if one in fifty specialized candidates had ten failures; jinshi confused reasoning likewise. Later an edict required prefectural chiefs to pre-examine locked-hall candidates before submission; Ministry failure suspended their offices and heavily punished examiners and recommenders. In the eighth year a Transcription Office was established; sealed papers were copied under two inner attendants' supervision. An edict granted the top jinshi seven ushers from the Golden Guard and two ceremonial staffs. This became regulation.
20
退祿
At the start of Tiansheng, after sixty-two years of Song, the realm was at peace. Jinshi and specialized categories supplied the broadest talent; great ministers rose through them, and Emperor Renzong favored top graduates—many became eminent within years. Repeated Ministry failures brought special memorial names; some neglected study, prompting an edict: "Learning is cultivation—neglect it and you decline; cultivate diligence and improvement will come. We fear overlooked scholars; having tested them at court, we worry repeated failure leaves them aged without achievement—unable to return home or enter office. Therefore beyond the regular quota we specially select them. Yet accustomed to leniency, they abandon proper study—a shameful perfunctory custom. Henceforth advance your learning earnestly and do not rely on luck. " Yan Shu said: "Tang Classics Understanding also tested policy questions to measure knowledge. Now specialized categories rely on memorization alone—not true selection; test one policy essay at the final session." Close ministers discussed; all said specialized categories were outside their study—the proposal was shelved. Locked-hall failure had meant office suspension; now punishment was first exempted.
21
使 殿
At Jingyou's start an edict said: "District scholars multiply while paths narrow, leaving the poor stalled—We pity them. Let jinshi and specialized provincial examinations take two from ten. Age fifty with five jinshi or six specialized attempts; prior palace examination with three jinshi or five specialized attempts; and prior imperial examinees—even if papers failed—were reported by name without dismissal." This became regular practice. Scholars with relatives serving locally or parents far away beyond two thousand li were examined by transport commissioners—three from ten. Separate-head examinations began in the circuits. That year Kaifeng, the Directorate, and separate-head exams sealed and transcribed like the Ministry.
22
At first candidates still submitted public portfolios as in Tang, but many used ghostwriters or hired scribes. In Jingde candidates had to handwrite household registers on exam paper; handwriting mismatches meant rejection; proven ghostwriting meant permanent expulsion. Jia Changchao said: "Since Tang the Ministry valued reputation and prior learning, hence public portfolios; now with sealing and transcription, everything rests on exam papers—public portfolios may be abolished." Public portfolios ceased thereafter.
23
調 沿 退
In Baoyuan, Li Shu attended the classics lecture; the emperor asked the order of jinshi exam sections and he answered by precedent. Shu replied: "In Tang Tiaolu 2, Liu Sili requested fill-in classics and mixed essays when policy answers proved careless. This became regular practice. By Yonglong 2 jinshi tested two mixed essays before policy. In Tianbao 11 one classic, then rhapsody, then policy—all five policy passes meant success. In Jianzhong 2 Zhao Zan proposed policy essays and formal prose replacing poetry and rhapsody. In Dahe 3 fill-in classics and brief meaning questions preceded discourse and deliberation essays. In the eighth year fill-in oral meaning preceded five policy questions—three classics, two current affairs. Later changes made poetry-rhapsody first, discourse second, policy third, fill-in classics fourth. Now Your Majesty seeks the Way without prizing ornament—you have true selection of scholars. Yet examiners grade sessions separately; each eliminates candidates—success hangs too much on fortune. Please restore old order—policy, discourse, rhapsody and poetry, fill-in and interpretation—and compare all four sessions together without eliminating on one alone." Offices discussed and partially implemented it.
24
沿 殿 使殿殿 殿
Drafting Officer Fu Bi said: "Since Xianping and Jingde jinshi rules have been strict, yet selection may not have reached perfection. Selection was always entrusted to offices; the Son of Heaven never personally examined. Only under Empress Wu did palace examination appear—what is there to emulate?" Let the Ministry rank and report, then announce names at court—how differs that from palace examination? An edict abolished palace examination. Critics said it slighted imperial grace; palace examination was restored.
25
便使 便
Vice Grand Councillor Fan Zhongyan sought to restore antiquity, urging schools and practical conduct. Song Qi and others memorialized: "Without school-based teaching and district examination, names and reality cannot be verified. Binding candidates to tonal rules and memorization cannot reveal full talent. The best course is local residence, school education, and conduct examination by prefectures and counties." Prefectures and counties established schools; three hundred study days were required before autumn exams; prior examinees needed one hundred. Prefectural testing required mutual guarantee with bans on concealed mourning, crime, bad conduct, and false identity. Three sessions—policy, discourse, poetry-rhapsody—determined selection; fill-in and written interpretation were abolished; classicists could test ten great-meaning questions. After Fan Zhongyan departed, the ruling faction disagreed. That winter the school-day requirement was abolished. Many protested—poetry-rhapsody tonal rules were easy to grade while policy discourse was hard to judge; since the founding ancestors the system had produced many worthy men. The emperor referred the matter down; offices requested the old method. An edict declared: "Examination regulations set by former courts should all remain; recent changes are abolished.
26
Chief examiner Zhang Fangping said: "Literary change keeps pace with governance. Selecting by literary skill alone assumes inner substance shows in writing—yet words without measure reveal nothing. Words without measure reveal nothing. Recently literary style loses its old form as each competes in novelty. The court repeatedly warns against this, yet scholars delight in unrestraint. Rhapsodies reach eight hundred characters, discourses over a thousand, policy essays ignore the questions—is this gathering the worthy? Candidates in diffuse new styles have been failed; please reissue the prior edict publicly.
27
便
Ministry registration was capped at four hundred; great-meaning tests for specialized categories displeased opportunists. Wang Gui memorialized: "From Zhenguan through Kaiyuan literature flourished; thousands competed yearly yet few passed. Xianheng and Shangyuan increased quotas yet still admitted fewer than one hundred. Early selection followed Tang; by Xingguo the tribute path widened without fixed numbers. Recent edicts capped admissions at four hundred to curb swollen ranks. Jinshi test classic meaning then policy; specialized categories test only memorization—is that enough to govern people? Prior edicts required ten great-meaning questions on original classics; Nine and Five Classics tested meaning not memorization. Critics called sudden change hard and clung to old abuses. Only let Your Majesty instruct offices to hold firm.
28
殿
In Jiayou 2 all who reached palace examination were first exempted from dismissal. Jinshi increasingly wrote eccentric, thorny prose, losing natural simplicity. Chief examiner Ouyang Xiu sternly suppressed eccentric prose and forbidden texts. When results posted, celebrated candidates were mostly excluded. Furious scholars denounced Xiu at court; sacrificial essays were thrown at his home—yet literary style somewhat changed. Six or seven thousand awaited capital examination; one missed summons could mean ten years' stagnation—countless ruined conduct to advance.
29
使
Wang Zhu lectured on the Zhou Rites: "Every three years compare and examine districts to assist promotion and demotion." The emperor said: "Ancient selection was thus; now edicts come every four or five years—would it not be better to cut numbers and examine more often?" Offices requested: "A biennial method would end stalled talent. Halved recommendations let examiners compare carefully for finer scholars. Fewer candidates ease inspection, curb fraud, and let poor diligent scholars advance." An edict ordered biennial tribute with jinshi and specialized quotas halved. Classics Understanding was added: two, three, or five classics with ten great-meaning questions each; Analects and Filial Piety plus three policy questions—degree equal to jinshi. The Lecturer Examination was abolished.
30
使 滿 使 使 便
Because examinations were frequent and top graduates rose swiftly, some wished restraint. An edict said: "State selection and scholars awaiting examination must neither be neglected nor redundant. Biennial periods encourage diligence; reduced tribute numbers refine selection. Fix this permanently—yet top graduates are often appointed out of turn. Following old ratios would flood offices—meaningless. Special decree third rank equals jinshi first—Case Reviewer and fan secretary; after term, vice commissioner; after second term, tested for academy post. Special decree fourth equals jinshi second and third—fan secretary; after term, next-rank capital official. Special decree fifth equals jinshi fourth and fifth—trial magistrate; after term, fan administration official. Locked-hall candidates follow this. Outstanding talent with proven merit receives special promotion. In Renzong's thirteen sessions there were four thousand five hundred seventy jinshi; of thirty-nine top-three graduates, only five failed to reach chief minister rank. When Yingzong took the throne, critics said biennial tribute was inconvenient. Ministry tribute every three years was ordered; quotas took three-fourths of pre-biennial rates.
31
西 便
Shenzong, devoted to classical learning, pitied tribute abuses and northwest talent lost to selection—reform was discussed. Wang Anshi said: "Ancient selection rooted in schools—establish schools to restore antiquity. Abolish specialized categories and add their numbers to jinshi quota." An edict said: "Transforming people must begin with schools; advancing the worthy rests on tribute-recommendation. Yet classicists recite while candidates cling to phrasing—far from ancient 'three standards and nine years to completion.' Summon worthy talent from prefectures; let high officials jointly discuss education and examination methods." Most debaters favored reform. Directorate Compiler Su Shi said:
32
使 使
Obtaining men requires knowing men; knowing men requires holding them to reality. If rulers know men and the court demands reality, even clerks may hold talent—present methods would suffice; without knowing men and demanding reality, even grand ministers lack men—how much less schools and tribute? Even restoring ancient institutions would be insufficient.
33
使
If sage kings of three dynasties were reborn today, selection would have its Way—why must it pass through schools? Qingli schools once promised peace—yet only empty names remain. If you truly seek men of virtue and arts and require nine years' completion, you must change present rites and custom. You must mobilize people to build palaces, collect wealth for wandering scholars, establish schools; and expel the undisciplined—mere turmoil no different from Qingli. Some say recommend by district virtue and slight literary skill; some say take only policy and abolish poetry-rhapsody; some wish to follow Tang, gather reputation and abolish sealing; some wish to replace fill-in with great meaning—all wrong.
34
使 使
To raise virtue the ruler must cultivate self and set custom; category-based selection teaches the realm to compete in falsity. Select by filial piety and the brave cut flesh from their thighs while the timid mourn at graves. Select by integrity and broken carts, thin horses, and poor clothes become performances of virtue. In writing, policy is useful and poetry-rhapsody useless; in governance, both poetry-rhapsody and policy are useless. Yet since founding ancestors it has not been abolished—because selection methods go no further. In recent times none matched Yang Yi in ornate writing. If Yi still lived, he would be loyal, upright, and stern. In classics and antiquity none matched Sun Fu and Shi Jie. If Fu and Jie still lived, they would seem narrow and absurd. From Tang to today countless renowned ministers came through poetry-rhapsody—why must it be abolished?
35
Reading Shi's memorial the emperor said: "I indeed doubted this; Shi's discussion relieves me. " Later he asked Wang Anshi, who replied: "Talent is scarce and learning diverges—they cannot unify morality. Unifying morality requires schools; schools require changing tribute methods. If this category often obtained men, it is because office had no other path—unworthy men cannot be absent; if you say examination law is already good, it is not yet so. Youth should study correct principles, yet they learn poetry-rhapsody; entering office they know nothing—this law ruins talent.
36
使 西西 使
The Secretariat said: "Ancient selection rooted in schools produced talent sufficient for the age. Restoring antiquity all at once fears lack of gradual steps. First remove tonal parallelism so scholars focus on classics, then seek three-dynasty methods and perhaps antiquity may be restored. Poetry-rhapsody, fill-in, and written interpretation were abolished; each scholar mastered one classic plus Analects and Mencius. Four sessions: major classic, supplementary classics, ten great-meaning questions, (Later changed to three Analects and three Mencius questions each.) then one discourse and three policy questions—the Ministry added two. The Secretariat drafted great-meaning forms for issuance. Testers had to understand classics and write well—not crude clause parsing like old Classics Understanding. Ten percent of specialized qualifying names added to jinshi quota; new jinshi circuits and conversions used the added quota. Separate codes favored their fields so they would aspire to change profession rather than encroach outward.
37
New Law Understanding tested statutes, Penal Code, great meaning, and case judgment—for those unable to pursue jinshi. Soon selected officials and yin appointees tested statutes before first office. Jinshi from third rank down were ordered to test law. Some said: "High ranks become secretaries—how can law study be relaxed? Penal-law testers were called vulgar clerks; grace is thick yet few respond—if high ranks exempt, none will honor it. An edict ordered all to test. The emperor said: "Recently scholar-officials mostly do not study law. Wu Chong said: "Han Chen Chong taught law to hundreds of disciples. Law study was one of the Six Academies; later gentry disdained it. Old Law Understanding recited text without grasping meaning; recent appointees assemble for testing—showing intent to temper punishments.
38
In Xining 3 the emperor personally examined jinshi on policy alone with a thousand-character limit. Special memorial-name candidates formerly tested one discourse; now they also received policy questions. The emperor told those in power: "Policy alone cannot fully reveal talent, yet it surpasses poetry-rhapsody. Jinshi thanksgiving silver of one hundred taels was abolished. Three thousand cash was granted instead as assembly funds. Relatives and clients of recommending officials could not test locally; they tested with locked-hall candidates under separate quotas of roughly one per seven. Later ten percent of old specialized quotas was retained for those unable to change profession.
39
祿 使
In early Yuanyou chief examiners Su Shi and Kong Wenzhong said: "Each session totals about eight or nine hundred jinshi, specialized, and special memorial-name candidates. Under the old system many were dismissed at palace examination after Ministry registration. From Jiayou all received degrees; recently even mixed offenders were exempted—neither accorded with ancestors' intent. Jinshi rank promotion originally honored provincial first place when announced name was low—by momentary imperial decision. Now fixed regulations promote Ministry top ten, separate-head first, and others sequentially—grace rests with offices not the ruler—meaningless. Special memorial-name candidates already reach about four hundred fifty; exceptional reduction of one attempt will add hundreds more. These aging men spread through prefectures seeking only corrupt profit. Former grace appointments numbered nearly a thousand—has one ever distinguished himself? Yet those harming people and ruining office are beyond counting. This shows harm without benefit. Critics say broaden grace—they ignore finite posts for infinite officials and suffering prefectures. At reign's start such excess is called grace—we do not recognize it. Please use only the prior order; instruct examiners to select one or two dozen with genuine learning for office. The rest should fill literary and chief clerk posts without selection limits. An edict fixed special memorial-name numbers—not exceeding half the full quota; thereafter regulation. While reforming prior policies, the Ministry requested a separate Spring and Autumn doctorate.
40
使
The Department requested restoring poetry-rhapsody alongside classic interpretation. It also said: "New Law Understanding passers rank above jinshi degree holders. Old Law Understanding was lowest yet required classics—ancient intent of virtue before punishment. Wish to add Analects great meaning, halve quota, assign by category order. Wish to add Analects great meaning, halve quota, assign by category order. Close ministers were ordered to discuss. Sima Guang said: "Select first by virtue and conduct, then literary skill; among literary skill, classics precede phrasing. Shenzong's classic interpretation and policy restore former kings' canon—the unchanging law of kings. But Wang Anshi's private learning should not lecture throughout schools. Statutes are what officials need; if scholars know the Way they accord with law naturally; why establish Law Understanding practicing harshness—not how to nurture talent.
41
In the fourth year Classic Interpretation and Poetry-Rhapsody were established; law-interpretation testing abolished. Poetry-rhapsody jinshi studied one classic among Changes, Odes, Documents, Rites of Zhou, Record of Rites, and Zuo Commentary. First session: two classic and one Analects and one Mencius interpretations; second: rhapsody and regulated poem; third: discourse; final: two policy questions. Classic specialists studied two classics with major-middle pairing rules; two major permitted, not two middle. Classic specialists: three original and one Analects, then three original and one Mencius, then discourse and policy. All four sessions determined rank; qualifying quota halved between categories. Classic specialists decided by interpretation; combined by poetry-rhapsody; rank referenced policy and discourse. After restoring poetry-rhapsody the emperor favored it; classic specialists were scarce; later retention was uniform with classic interpretation capped at one-third.
42
使
Guang requested Cultivated Classics and Conduct: yearly recommendations to show intent beyond literary skill alone. If recommended persons violate ethics or embezzle, recommenders punished without pardon. Scholars at home dare not be careless, fearing public stain. Teaching without words—scholar conduct beautifies itself without daily school inspection. " The category was established, permitting one recommendation each. On passing day this was used for jinshi rank promotion. Later sixty-one circuit quotas; prefectures guaranteed and commissioners investigated—if no worthy person, none. Recommended persons tested only at the Ministry, not in prefectures. Failure permitted special memorial-name court examination—later regular. Soon special imperial command was required before recommendation.
43
使
In the sixth year Comprehensive Rites was restored. Kaibao changed district Kaiyuan Rites to Comprehensive Rites; Xining abolished it—now restored. Ministry chief examiners increased to four; twenty inspection officials assisted joint grading; prefectural inspectors checked mixed offenses and participated in examination.
44
In the eighth year the Secretariat requested palace examination restore three topics—poetry-rhapsody, discourse, and policy. It said most candidates changed to poetry-rhapsody; of over two thousand one hundred academy students only eighty-two omitted it. Next year's palace exam: poetry-rhapsody candidates retest three topics; classic specialists test policy only. Afterward all tested three topics. After personal rule many said Yuanyou reforms were wrong; mindful of Xuanren's protecting merit, the emperor did not change them. At Shaosheng's start jinshi poetry-rhapsody was abolished for classic interpretation; court response still tested policy. Shenzong ordered investigation of neglected character learning; Wang Anshi advanced his doctrine. Yuanyou forbade use. Now the prohibition was removed. In the fourth year all examination topics were collected into a register to prevent repetition. Spring and Autumn abolished; Two Rites preferred; two classics half quota, other half other classics. Spring and Autumn doctorate was restored; Chongning again abolished it.
45
使
Huizong established the Imperial Academy at the suburban altar for tribute-advancing scholars. On imperial visits academy doctors and students received graded favor. Yet prefectures still selected by examination, not exclusively schools. Chongning 3: all selection through school tribute; prefectural qualifying and Ministry methods abolished. Annual upper-hall testing assigned chief examiners like Ministry examination. Great comparison years additionally use examination once—urgently inform distant scholars. Three-hall method favored officials' sons; poor and old suffered under accumulated years and repeated tests—hence the edict, yet examination was not immediately abolished. Daguan 4 fifth month: a star changed and many matters were revised. Mao Zhu said: "With school quotas yet examination abolished, those off school rolls lose their path. Heaven sees through the people; scholars are their elite—this loss perhaps draws heaven's reproach. Return one or two tenths of quota to tribute, not cutting examination—responding to heaven. Examination was ordered once more. Ministers said: "Examination writing favors parallel ornament; topics without dual intent are split for parallelism; those strong in reasoning are called bland. Select examiners and warn them—reward reasoning, dismiss forced parallelism.
46
使
Xuanhe 3 abolished three-hall method; Kaifeng and circuits again selected by examination; only the Imperial Academy retained three halls; examination still sent qualifying documents. The sixth year Ministry tested fifteen thousand jinshi; one hundred quota added; over eight hundred degreed; nearly one hundred memorial-praisers ordered to test. Chu Hong and others, attached to eunuch Liang Shicheng as envoys or clerks, all received degrees. Liang Shicheng had himself passed top rank in Daguan 3. Since categories began, southern palace never exceeded this year's abundance. Yet low-born eunuchs stained selection—and ancestral good methods were lost. Scholars granted jinshi or equivalent without examination or three halls obtained it by diverse paths. Recluses, literary talent, skilled memorialists, law testers, martial prodigies, border sons presenting merit—though uneven, broadly acceptable. After Chongning and Daguan high officials mostly received grants; memorial-praisers beyond counting.
← Previous Chapter
Back to Chapters
Next Chapter →