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卷一百五十八 志第一百十一 選舉四

Volume 158 Treatises 111: Selection and appointment of Officials 4

Chapter 158 of 宋史 · History of Song
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1
Selection and Appointment of Officials, Part Four (On the Appraisal Law, Part One)
2
使 西 西 祿 使 使 使
When Taizu established offices and apportioned duties, he largely followed the institutions of the Five Dynasties, modifying them only here and there. Entry into office fell into five routes: examination candidacy, hereditary privilege by memorial, provisional appointment, service outside the regular stream, and military service. The Ministry of Personnel's appraisal commission assigned only prefectural, county, and secretariat posts; for officials of the sixth rank and below in the two capitals and the various ministries, it exercised no selection authority; civil officials from vice director and commissioner upward were handled by the Secretariat, while capital officials fell to the Office for Review of Appointments; military officials from prefect and deputy commander-in-chief upward and inner-service posts were handled by the Bureau of Military Affairs, while envoy-officials were handled by the Third-Class Hall. Later the duties of managing selection were split four ways: civil selection went to the Eastern Hall of the Office for Review of Appointments and to the Within-the-Stream Selection; military selection went to the Western Hall of the Office for Review of Appointments and to the Third-Class Hall. After the Yuanfeng reforms fixed the institutions, appraisal and assignment were wholly reunited under the Selection Department: the Eastern Hall became the Ministry Director's Left Selection, the Within-the-Stream Selection the Vice Director's Left Selection, the Western Hall the Ministry Director's Right Selection, and the Third-Class Hall the Vice Director's Right Selection—giving the Ministry of Personnel its fourfold selection law. Civil honorary ranks from Court Gentleman for Discussion upward and substantive posts from Director of the Court of Judicial Review downward, when not granted by Secretariat edict, belonged to the Ministry Director's Left Selection; military officials in court audience from Imperial City Commissioner upward and substantive posts from the Jinwu Guard and Palace Arms Service downward, when not proclaimed and appointed by the Bureau of Military Affairs, belonged to the Ministry Director's Right Selection; from first appointment through prefectural and county staff posts, they belonged to the Vice Director's Left Selection; from temporary assignment and supervisory duty through palace attendant and army commissioner, they belonged to the Vice Director's Right Selection. All matters of assignment, promotion, reinstatement, yin supplementation, enfeoffment and posthumous honors, and reward required verification under the appropriate jurisdiction; registers were then submitted to the Ministry, while from Grandee of Palace Attendance and Gate Commissioner upward a selection-and-seniority memorial went to the Secretariat and Bureau of Military Affairs; only after marked imperial approval were appointment credentials issued.
3
使 簿
Candidates' ranked posts fell into seven grades. The first comprised judicial administrators of the three capital prefectures, judicial administrators of commissioners in residence, and judicial administrators of military and surveillance commissioners; (That is, later the rank of Chengzhilang, Court Gentleman for Direct Achievement.) the second comprised military commissioners' secretaries, surveillance commissioners' staff envoys, and judicial administrators of defense and training commissioners; (That is, later the rank of Rulinlang, Gentleman of the Forest of Scholars.) the third comprised military judicial administrators and investigating officials of the capital prefecture, commissioners in residence, military commissioners, and surveillance commissioners; (That is, later the rank of Wenlinlang, Gentleman of the Forest of Letters.) the fourth comprised investigating officials of defense, training, and military commissioners and judicial administrators of army and supervisory posts; (That is, later the rank of Congshilang, Gentleman for Attendant Service.) the fifth comprised county magistrates and recording secretaries; (That is, later the rank of Congzhenglang, Gentleman for Participation in Governance.) the sixth comprised county magistrates holding provisional titles and acting recording secretaries; (That is, later the rank of Xiuzhilang, Gentleman for Cultivation of Office.) the seventh comprised military patrol judicial administrators of the three capitals, judicial, household, registry, law, and judicial-review secretaries, chief clerks, and county vice magistrates. (That is, later the rank of Digonglang, Gentleman for Meritorious Achievement.) Candidates in the seven grades had to complete three terms and six performance reviews and secure memorial recommendations and merit rewards before they could be promoted.
4
使 殿 使 使 簿 簿
On promotion to higher office: presented scholars who had served as judicial administrators of commissioners in residence, the two metropolitan prefectures, or the two commissioners received appointment as Vice Director of the Court of Imperial Sacrifices, (Formerly they might also receive Rectifier, Investigating Censor, or Erudite of the Court of Imperial Sacrifices, but later these posts were seldom filled.) while others received Vice Director in the Heir Apparent's Household; (Formerly they might also receive Vice Director of the Palace Domestic Service.) staff envoys, secretaries, and judicial administrators of defense and training commissioners: presented scholars received Vice Director in the Heir Apparent's Household, (or Secretary of the Palace Library.) while others received Assistant Editor in the Palace Library; investigating officials of the two commissioners, military judicial administrators, magistrates, and recording secretaries: presented scholars received Assistant Editor in the Palace Library, others Vice Director of the Court of Judicial Review; entry-level officials serving as county magistrates, acting recording secretaries, investigating officials of defense, training, and military commissioners, and judicial administrators of army and supervisory posts: presented scholars received Vice Director of the Court of Judicial Review, others Vice Director of the Court of the Imperial Stud; only judicial administrators, secretaries, chief clerks, and county vice magistrates with seven appraisals: presented scholars received Vice Director of the Court of Judicial Review, others Vice Director of the Court of the Imperial Stud. From military and surveillance judicial administrators down to clerks and vice magistrates, those who failed their appraisals were demoted one grade at a time.
5
使
Those who had not passed the examinations or received a special edict could not be assigned office until they were twenty-five. In the Third-Class Hall, men twenty and older could be sent on assignment; first appointments were always supervisory duty, second appointments supervisory custody, patrol inspection, or county magistrate. Outside-the-stream personnel, after three terms and seven appraisals with six recommenders, could be transferred to county magistrate or transit intendant; with three recommenders from the roster ranks, they received merit review. Those who entered by purchase, after six appraisals with four recommenders who were substantive officials or county magistrates, received transfer assignment; after four terms and ten appraisals, with five recommenders who had themselves been promoted, they received merit review.
6
殿 殿 滿
The four-season candidacy system was first established: selection memorials from the home jurisdiction had to reach the capital by the fifteenth of each first month of the season; departures from one's post were staggered in five grades from one thousand li to beyond five thousand li; if the deadline was missed or the form was incorrect, the local judicial administrator was fined fifty strings, and the recording secretary and bureau officials each suffered one demotion in the selection roster; prefectures each season submitted vacancy registers to the Ministry of Personnel; if these were overdue or contained omissions and errors, the judicial administrator was fined seventy strings and the recording secretary and subordinates suffered one demotion in the selection roster; capital ministries that issued selection memorials or transmitted vacancies were likewise penalized for lateness; officials returning to their home bureau reported when their term expired; after the edict issued, they took their bureau's release document to assemble for selection under the regulations; the outside-the-stream commission relied on the candidate's own petition and likewise followed the four-season schedule for release and candidacy; Prefectural and county officials who were aged, ill, or unfit for duty could be impeached and reported by judicial administrators and recording secretaries; judicial administrators and recording secretaries in turn were impeached by the prefectural chief. In frontier prefectures and pasture commissions, court officials were often sent as acting administrators, and they frequently acted with arbitrary authority. Taizu first curtailed the power of regional strongmen and ordered civil officials to take charge; thereafter appointments inside and outside the capital were often not to substantive posts, and seniority was reckoned chiefly by temporary assignment.
7
滿 滿
In the fourth year of Jianlong, an edict ordered court officials selected to govern demanding counties in rotation, thereby elevating the importance of the post. Director of the Court of Judicial Review Xi Yu was assigned to Guantao, Investigating Censor Wang You to Wei, Yang Yingmeng to Yongji, and Vice Director of the Field Cultivation Bureau Yu Jihui to Linqing—thus began the practice of regular-attendance officials serving as county magistrates. Under the old system, counties within the capital circuit were classified as red or next red; outside the circuit, counties of three thousand households or more were eminent, of two thousand or more pressing, of one thousand or more upper, of five hundred or more middle, and below five hundred lower-middle. The relevant offices requested that, on the basis of household figures from registers submitted by the circuits, counties throughout the realm be reclassified: four thousand households or more as eminent, three thousand or more as pressing, two thousand or more as upper, one thousand or more as middle, and below one thousand as lower-middle. Thereafter assignments were ordered with this classification as the basis for seniority. Another edict stated: "In the Guangshun era of Zhou, prefectural and county officials due to leave the selection process submitted petitions at the Southern Bureau; if examination under the regulations and edicts found no impediment, office was conferred; those seeking reinstatement were collated by the Ministry of Justice and sent to the selection commission."
8
Previously the selection regulations were incomplete. In the second year of Qiande, Tao Gu and others were ordered to deliberate:
9
使 殿 滿
All who passed the Exceptional Promotion, Decree Examination, and Presented Scholar examinations and achieved a middle grade on the Nine Classics judgment entered entry-level office; those at the lower grade followed regular selection. Those first appointed investigating officials of defense, training, and military commissioners or military judicial administrators all received Gentleman for Initial Service and were tried out as Secretary of the Palace Library. After a full three years' seniority they advanced to investigating officials of commissioners in residence, the two metropolitan prefectures, and military commissioners, or to military judicial administrators, receiving Gentleman for Court Service and a trial appointment as Evaluator in the Court of Judicial Review. After another full three years' seniority they advanced to secretaries and judicial administrators of defense and training commissioners, receiving Gentleman for Promoting Virtue and a trial appointment as Evaluator in the Court of Judicial Review concurrent with Investigating Censor. After a full two years' seniority they advanced to judicial administrators of commissioners in residence, the two metropolitan prefectures, military commissioners, and surveillance commissioners, receiving Grandee for Court Assembly and a trial appointment as Directing Judge in the Court of Judicial Review concurrent with Investigating Censor. After one full year they advanced to similar substantive posts and junior administrators of the various prefectures. After another full year their names were sent to the Secretariat and Chancellery and, according to official grade, divided into four ranks. Those who had already reached judicial administrators of the two commissioners and above, on entering similar substantive posts in the next term, received added provisional titles or transfer to censorial ranks. Surveillance judicial administrators and above wore crimson for fifteen years before being granted purple. Each term was limited to a full three years, intercalary months excluded; each full year completed one performance review. Regular appraisals, following the precedent for magistrates and recording secretaries, were recorded as "middle" or "upper"; if public business was neglected or they had once been demoted in the selection roster, the appraisal was lowered one grade; if an outstanding appraisal was completed, the Southern Bureau prepared a record of achievements and requested reward; or if a term ended before a successor arrived, after one more full year a fourth appraisal was completed; those dismissed did not assemble for selection; for memorial-appointed substantive posts, appraisal grades were recorded, and all followed the new regulations for candidacy.
10
From this point the appraisal regulations gradually acquired systematic order. The Emperor also feared that the selection office relied solely on seniority while talented men languished in obscurity; he therefore ordered the Ministry of Personnel to identify candidates assembling for selection whose successive terms showed many appraisals without fault and whose ability warranted promotion, and send them to the Secretariat for verification and report. By then officeholders had grown so numerous that the backlog could not be cleared.
11
At the beginning of Kaibao, qualified candidates were ordered to assemble as soon as they reached the capital, without waiting for the four seasonal rounds; once the register order was formed, time limits were set: eight days for the Southern Bureau, fifteen for the selection office, seven for the Chancellery—from merit review and assignment through inspection of the thanks-for-appointment address, the whole process was not to exceed one month. if merit was separately assessed or a record of fault required verification, dispatch proceeded according to law; those whose seniority and appraisals did not yet qualify for assignment were not subject to this limit.
12
祿 西 滿 滿 滿 簿 滿簿 滿簿簿 滿簿 仿 西滿
In the third year, an edict stated: "When officials are too numerous, good governance is hard to achieve; when salaries are too thin, integrity cannot be demanded. Rather than maintain a redundant staff at heavy expense, it is better to reduce posts and increase salaries. Prefectural and county posts should be reduced in proportion to household population, and former monthly salaries increased by five thousand cash. For prefectures within Xichuan circuit with twenty thousand households, the former complement of three bureau officials was retained; where households fell short of twenty thousand, one recording secretary and one judicial-review secretary were appointed, with the judicial-review secretary also serving as registry secretary; where households fell short of ten thousand, only judicial-review and registry secretaries were appointed, with the registry secretary also serving as recording secretary; where households fell short of five thousand, only a registry secretary was appointed, who also served as judicial-review and recording secretary. for counties of one thousand households or more, the former three posts of magistrate, vice magistrate, and chief clerk were retained; where households fell short of one thousand, a magistrate and vice magistrate were appointed, with the county magistrate also handling chief clerk duties; where households fell short of four hundred, only a chief clerk and vice magistrate were appointed, with the chief clerk also serving as acting county magistrate; where households fell short of two hundred, only a chief clerk was appointed, who also served as magistrate and vice magistrate. "Staff reductions in the other circuits likewise followed this system. Xichuan officials who completed their term appraisals and were replaced no longer had to wait for selection.
13
簿
When Lingnan was first pacified, the Emperor, seeing that its people had long suffered under harsh government, wished to nurture them with benevolent care. He ordered the Ministry of Personnel to select prefectural and county officials from south of Xiang and Jing, choose incumbents under fifty years of age, transfer them to transit intendant posts in the Lingnan prefectures, and permit them to bring their families to office. Former officials of the southern Guang regime were sent to the Academy of Scholarly Worthies for document-judgment examination; those who performed somewhat better were appointed chief administrators, magistrates, recording secretaries, chief clerks, or vice magistrates. Initially, when prefectures and counties had vacancies, officials with prior service records were dispatched to fill them provisionally; The Emperor, seeing that this disrupted the regular system, ordered each locality to report vacancies at once so that the responsible offices could appoint replacements. He also said: "Provisional officials in the various circuits who have shown real administrative ability are all being dismissed—that is truly a waste. Let the responsible offices review their successive service records and report by name those who served three provisional terms without absence or failure.
14
In the sixth year, at the request of the Within-the-Stream Selection, the four-season selection was restored, and those called for audience received audience once each season. At the time the state had taken Jing and Heng, conquered Liang and Yi, and subdued Jiao and Guang; with territory extending far, many posts stood vacant, and so selection was regularly opened each year. Candidates submitted petitions to the Southern Bureau; once judgments were completed, they were sent to the selection commission, which drew up assignments in order. Thereafter, when the Selection Department had vacant posts, special edicts exempted candidates from waiting and allowed out-of-season assembly—called "open selection"—which became customary, while the system of obtaining qualification and seasonal assembly gradually fell into disuse. That winter, Vice Grand Councilor Lu Duosun and others were ordered to use the current Long-Term Regulations, Seniority Regulations, and broadly issued edicts to rectify discrepancies, eliminate duplication, fill gaps, compare and deliberate in detail, select provisions of lasting use, compile them into a book and submit it, and promulgate it as permanent regulations—whereupon the duties of comprehensive appraisal gained greater order.
15
殿
Previously, candidates were tested with three document judgments: if two were wholly passed with both literary composition excellent, that counted as upper grade; if one was wholly passed with literary composition slightly adequate, middle grade; if all three failed, lower grade. Upper judgment: substantive officials advanced one rank; prefectural and county officials skipped one seniority grade; middle judgment followed seniority; lower judgment entered with peers; only yellow-robed candidates were reduced one grade. At this point the grades were increased to four: all three wholly passed but with unremarkable literary composition counted as lower-middle, using the old lower-judgment rule; complete failure with flawed literary composition counted as lower grade, with one demotion in the selection roster.
16
使 滿 滿
In the sixth year of Taiping Xingguo, an edict ordered that capital officials—except those in the two Secretariats and the Censorate—from Vice Director and Commissioner downward who had served missions or held outside posts and returned after replacement were to have their service merit jointly appraised by Secretariat Drafter Guo Zan, Bureau of Rites Director and Concurrent Supervisory Censor with Mixed Affairs Teng Zhongzheng, and Bureau of Revenue Director Lei Dexiang; their talents were to be weighed, vacancies issued by the Secretariat used to draw up assignments, and after audience they were dispatched—this was called the Assignment Hall. In former dynasties, court officials from first rank downward were called regular-attendance officials; those not in regular attendance were called non-regular-attendance officials; Under the Song designation, those in regular attendance were called court officials; those from Secretariat Director downward who did not regularly attend were called capital officials. Under the old system, capital officials had fixed quotas; appointments were phrased as "replacing so-and-so's post" or "filling a current vacancy." Capital officials all belonged to the Ministry of Personnel; after each thirty-month term, upon leaving office they had annual appraisal grades reviewed, obtained qualification, and assembled for selection. Since Taizu, all who temporarily served as prefectural administrators, transit intendants, or supervisors of material affairs had no fixed quotas. When the monthly term expired, the responsible office stopped salary payment; those still conducting affairs sent documents to the office for reinstatement, which ceased when the affair ended. But because they did not regularly attend court, appointments and assignments all came from the Secretariat and no longer passed through the Ministry of Personnel. At this point, they and court officials were all handled by the Assignment Hall. All yellow-robed Ministry of Personnel candidates were first permitted to become white-robed candidates.
17
簿
In selecting subordinate officials, Taizong always granted them audience and exceptionally promoted those whose responses were worth taking. He again feared that connections and artifice might enable lucky advancement, and therefore decreed: "All officials selected at the imperial audience are to be sent to the Secretariat-Chancellery to have their service records examined and advancement or rejection determined. " Under the old system, prefectural and county officials had judgments completed by the Southern Bureau and assignments drawn up by the Within-the-Stream Selection; substantive officials were appointed by the Secretariat. However, merits and faults in successive terms had to pass Southern Bureau verification; therefore officials leaving secretariat posts were all sent to the selection bureau, while those specially appointed followed court edict. Another edict stated: "Prison officials are especially important; newly passed examination graduates serving as judicial secretaries are naturally not fully practiced—let superior officials inspect them; those found incompetent are to be memorialized, and judicial administrators, secretaries, chief clerks, and vice magistrates are to exchange posts.
18
殿
In the fourth year of Chunhua, candidates were exempted from selection waiting by the Southern Suburbs amnesty and all assembled at the capital. The Emperor said: "If all are granted open selection, the guilty are fortunate—how are the innocent to be encouraged? " He therefore ordered those who had suffered demotion in selection to observe regular waiting for selection. Another edict stated: "Judicial and judicial-review secretaries who commit offenses while in office, if they encounter amnesty or receive written poor appraisals, are granted only exemption from selection and no longer exceptional advancement in seniority. " Bureau of Works Director Zhang Zhibai memorialized: "Tang minister Li Jiao once said: 'The method of bringing peace to the people lies in selecting prefectural administrators. The court esteems inner-circuit officials and undervalues outside appointments; I hope worthy men will be chosen from the halls and pavilions to share in governing great prefectures and together bring prosperity. ' Vice Director of the Phoenix Pavilion Wei Sili then requested to act on this and went out to head a prefecture in his original rank. Now the Jiang and Zhe prefectures and commanderies urgently need men of quality; though I am unworthy, I wish to follow this former example. " The Emperor said: "Zhibai's request to give weight to posts close to the people is truly commendable. " Yet his request was not granted.
19
簿 殿 祿
Before Chunhua, seniority was not uniform; at this point the system for rank advancement was first fixed: Decree Examination, Presented Scholar, and 《Nine Classics》 graduates moved from proofreader, collator, directorate and commission chief clerk, and assistant instructor to Grand Court Assessor; assessor to vice director of the same directorate; court invocator or ceremony attendant to vice director of various directorates and commissions; those vice directors to Assistant Editor in the Palace Library, or were exceptionally promoted to Vice Director in the Heir Apparent's Household or Secretary of the Palace Library; from Vice Director of the Court of Judicial Review to Vice Director of the Palace Domestic Service; from Assistant Editor to Vice Director of the Palace Library Directorate; those of shallow seniority might become Editor in the Palace Library, while those exceptionally advanced became Vice Director of the Court of Imperial Sacrifices; from Vice Director in the Heir Apparent's Household or Secretary of the Palace Library to Vice Director of the Court of Imperial Sacrifices; the three vice directors and editors all advanced to Court Scholar of Imperial Sacrifices, then to Vice Director of the Bureau of State Farms; the superior to the Ministries of Rites, Works, Ancestral Temples, or Foreign Guests; from State Farms to Capital Crimes; the superior to the Ministries of Revenue, Punishments, Budget, or Treasury; from Capital Crimes to Bureau of Offices; the superior to the Ministries of Personnel, War, Seals, or Merits; Promotion to director followed the same pattern. Left and Right Department Vice Directors existed in the Taiping Xingguo era; later they were rarely appointed. Left and Right Department Directors were held only by draft attendant-compilers and above who were due to become vice directors. from front-rank directors to Vice Director of the Court of Imperial Sacrifices or Vice Director of the Palace Library Directorate; from these two posts to Right Remonstrance and Reviser, Director of the Palace Library, or Director of the Court of Imperial Entertainments; Remonstrance and Reviser transferred to Drafting Attendant; those of shallow seniority might move from right to left; Drafting Attendant transferred to Vice Minister of Works or Rites; reaching the Ministries of War or Personnel, one transferred to Left or Right Vice Director; from Left or Right Vice Director to Minister. From Vice Minister upward, whether passing through bureaus or skipping bureaus, all depended on special edict.
20
簿 殿殿
Miscellaneous examination and non-graduate candidates moved from proofreader, collator, directorate and commission chief clerk, and assistant instructor to court invocator or ceremony attendant; court invocator or ceremony attendant to Grand Court Assessor; assessor to vice director of various directorates and commissions; those vice directors to Vice Director of the Court of Judicial Review; Vice Director of the Court of Judicial Review to Central Secretariat Drafter; the superior to Left or Right Tutor; those of shallow seniority to Groom-in-Waiting. Those who entered as secretariat staff and became Assistant Editor transferred to Vice Director in the Heir Apparent's Household. from Vice Director in the Heir Apparent's Household, Tutor, Central Secretariat Drafter, or Groom-in-Waiting all transferred to Vice Director of the Palace Domestic Service; Vice Director of the Palace Domestic Service transferred to Court Scholar of the National University, (Formerly those appointed through the 《Five Classics》, upon reaching Court Scholar of the 《Spring and Autumn Annals》 transferred to Court Scholar of the National University; later such appointments were rare.) from Court Scholar of the National University to Vice Director of the Bureau of Parks and Forests; the superior to the Bureau of Provisions; from Parks and Forests to Comparison; the superior to Granaries; from Comparison to Transport; the superior to Merits; or from Waterways to Gatekeeping; Gatekeeping to Storehouses; Promotion to director followed the same pattern. Upon reaching front-rank director, one transferred to vice director or commissioner; after one, two, or three transfers, one became grand director or commissioner of the various directorates; from grand director or commissioner, by special grace one might be rewarded and promoted, or enter drafting and remonstrance.
21
殿
For Censorate and Secretariat officials: Rectifier and Investigating Censor were comparable to Court Scholar of Imperial Sacrifices; Palace and Remonstrance and Reviser were comparable to rear-rank vice director; Diarist and Attending Censor were comparable to middle-rank vice director; Diarist transferred to Vice Director of the Ministries of War or Personnel; Attending Censor to Vice Director of the Bureau of Offices; the superior to Ministries of War, Seals, or Drafting Attendant for Edicts; from Rectifier upward to director, all advanced by regular promotion of two grades; middle-rank directors became Left and Right Department Directors; if rewarded out of turn, some advanced three grades or only one; when Left and Right Department Directors served as Drafting Attendant for Edicts or Hanlin Academician, they transferred to Secretariat Drafter, (Formerly some were also appointed directly from front-rank directors; later the Ministries of War and Personnel promoted only to Remonstrance and Reviser.) from Secretariat Drafter to Vice Minister of Rites and above; entering vice director or director skipped one grade or more. (Inner-circuit posts, academicians, and draft attendant-compilers followed the same rule.) Vice Censor-in-Chief transferred from Remonstrance and Reviser advanced to Vice Minister of Works; from Drafting Attendant to Vice Minister of Rites; those changed from vice director or director approximated their original seniority.
22
使 使
For academic officials, Vice Rector was comparable to vice director; Rector to grand director. For judicial officials, Director of the Court of Judicial Review was comparable to Vice Director in the Heir Apparent's Household or Tutor. All Rectifier and Investigating Censor and above were appointed only by special grace or recommendation. Those serving in the Hall of Literature, the Three Fiscal Commissions, princely household substantive posts, judicial administrators and investigating officials of Kaifeng Prefecture, Yangzi-Huai transport commissioners, circuit transport commissioners, and judicial intendant commissioners all received preferential advancement; those specially rewarded for diligent achievement likewise. Drafters of both Secretariats, Dragon Diagram Hall, and the Three Institutes did not carry concurrent Censorate posts; Privy Council Direct Academicians and Vice Commissioners of the Three Fiscal Commissions did not carry concurrent Censorate or Secretariat posts; draft attendant-compilers and above did not carry concurrent vice director or commissioner posts.
23
殿使使使使 使使使使使殿使 西使使 西使西使 使使 使使使使使 使
For inner-service posts, from provisional rank upward all advanced by seniority; upon reaching Eastern Hall Attendant Officer one transferred to Gatehouse Usher; Gatehouse Usher to Inner Hall Honored Corps; Honored Corps to Draft Artisan; Draft Artisan to Vice Commissioner of Various Offices; from Vice Commissioner upward, one might advance one grade, or five or seven grades, or directly become full commissioner; reaching full commissioner followed the same pattern. Upon reaching Imperial City Commissioner one transferred to Commissioner for Brilliant Proclamation; Commissioner for Brilliant Proclamation to Commissioner for Proclaiming Celebration; Commissioner for Proclaiming Celebration to Commissioner of the Hall of Glorious Blessings. For Gatehouse Ushers, by special grace one transferred to Herald Master of Ceremonies; Herald Master of Ceremonies to Western Upper Gatehouse Vice Commissioner; some also received concurrent Vice Commissioner of Various Offices with Herald duties; Western Upper Gatehouse Vice Commissioner transferred to Eastern Upper; Eastern Upper to Commissioner for Introducing Tribute; Introducing Tribute to Guest Reception; Guest Reception to Western Upper Gatehouse Commissioner; From this point upward, advancement likewise followed the Vice Commissioner's pattern; only upon reaching Eastern Upper did one also transfer to Commissioner of the Four Directions Hall. Guest Reception Commissioner transferred to Inner Guest Reception Commissioner; Inner Guest Reception Commissioner to Commissioner of the Bureau of Palace Attendants; or one went out as observation commissioner. From Inner Guest Reception Commissioner upward, none were appointed except by special grace.
24
使 使使使使殿
From Deputy Commander-in-Chief of the Military Class upward to General-in-Chief, advancement through the guard commands followed the pattern of vice and full commissioners of various offices. When changed from regional governor or inner-service post, observation commissioner and above became General-in-Chief; training commissioner or gatehouse commissioner and above became Grand General; prefect or commissioner of various offices down to Honored Corps became General; Gatehouse Usher or Attendant Officer became Commander-in-Chief; Palace Attendant and above became Deputy Commander-in-Chief.
25
殿
In the Palace Attendant Service and the Inner Palace Attendant Service, from Junior Yellow Gate Attendant through Inner Attendant Officer, all advanced by successive grades. Upon reaching Inner Eastern Hall Attendant Officer one transferred to Inner Hall Honored Corps; those who became Palace Attendants or Regular Attendants likewise advanced directly to Honored Corps.
26
使 簿 簿 簿 簿 簿 簿 簿
The selection system worked as follows: recording secretaries of the two metropolitan prefectures, secondary capital county magistrates, and judicial administrators of commissioners in residence, the two metropolitan prefectures, military commissioners, and surveillance commissioners, as well as Vice Prefects, required one selection round; judicial administrators and section officers of the two metropolitan prefectures, capital-district county magistrates, secretarial recorders, staff envoys, and judicial administrators of defense and training commissioners required two selection rounds; section officers and recording secretaries of various prefectures, secondary capital-district county magistrates, registrars and vice magistrates of the four secondary capitals, military judicial administrators, investigating officials of commissioners in residence, the two metropolitan prefectures, military and surveillance commissioners, defense and training commissioners, and judicial administrators of army and supervisory posts, together with presented scholars and special-examination graduates, required three selection rounds; judicial affairs administrators, judicial administrators, and section officers of various prefectures, upper-tier county magistrates, and examinees of the 《Nine Classics》, required four selection rounds; judicial affairs administrators, judicial administrators, and section officers of auxiliary prefectures and great protectorate prefectures, recording secretaries of highest tight-rank prefectures, magistrates of highest tight-rank counties, registrars and vice magistrates of secondary capitals and the two capital districts, and examinees of the 《Five Classics》, 《Three Rites》, 《Three Commentaries》, 《Three Histories》, 《Comprehensive Rites》, and legal code required five selection rounds; judicial affairs administrators, judicial administrators, and section officers of grand upper-tier prefectures, recording secretaries of middle-rank prefectures, middle-rank county magistrates, and secondary capital-district registrars and vice magistrates required six selection rounds; judicial affairs administrators, judicial administrators, and section officers of highest tight-rank prefectures, recording secretaries of lower and lower-middle prefectures, magistrates of lower-middle and lower counties, registrars and vice magistrates of tight upper-tier counties, and classicists required seven selection rounds; judicial affairs administrators, judicial administrators, and section officers of middle and lower-middle prefectures, and registrars and vice magistrates of upper counties, required eight selection rounds; judicial affairs administrators, judicial administrators, and section officers of lower prefectures, and registrars and vice magistrates of middle counties, required nine selection rounds; registrars and vice magistrates of lower-middle and lower counties required ten selection rounds. Temple of Ancestors Acolytes and chamber chiefs counted their service together as nine years; Suburban Sacrifice Acolytes and seat attendants counted together as eleven years.
27
簿簿簿簿簿簿簿
On first entering office, presented scholars were assigned as judicial administrators and section officers in upper-tier prefectures or as registrars and vice magistrates in secondary capital districts. Examinees of the 《Nine Classics》 took judicial administrator and section officer posts in tight-rank prefectures or registrar and vice magistrate posts in upper-tier counties. Examinees of the 《Five Classics》, 《Three Rites》, 《Comprehensive Rites》, 《Three Commentaries》, 《Three Histories》, and legal code took posts in upper-rank prefectures or tight-rank counties. Classicists with examination standing went to middle-rank prefectures or upper counties. Temple of Ancestors Acolytes went to lower-middle prefectures or middle counties. Suburban Sacrifice Acolytes and holders of provisional titles without examination standing went to lower prefectures or lower-middle counties. Entrants to the regular stream from various offices went to lower prefectures or lower counties.
28
滿 殿
Early in Emperor Renzong's reign the official roster was still lean, yet the Ministry of Personnel reported that more than eight hundred secretariat staff and prefectural and county officials empire-wide had finished their terms without replacements. In Sichuan and Guang the backlog was especially severe. The Emperor said, "Surely no one would willingly endure this? Replace them at once. " The Emperor held court in the rear hall and sometimes worked so late that dinner was delayed. The Secretariat asked to restore the old Tianxi rule limiting the Office for Review of Appointments, the Third-Class Hall, and the Within-the-Stream Selection to presenting no more than two candidates per day for imperial audience, but the Emperor refused. Since Emperor Zhenzong's reign, candidates tested in physique, speech, calligraphy, and judgment had received only graded promotions. Now a special edict declared, "The state scrutinizes official performance closely. Knowing that some candidates languish in the regular selection process, we test their ability in four areas. Having received the imperial succession, I follow established precedent and command my ministers to examine candidates with the greatest care. Let Hanlin Academician Li Zou and the Ministry of Personnel's Within-the-Stream Selection draw up assignments from fully qualified vacancies. " Thereafter all who passed were promoted, and the practice soon became routine. Later critics argued that testing physique, speech, calligraphy, and judgment served no purpose, and the practice was abolished.
29
滿簿 調 使
For merit reviews leading to promotion to capital official rank, the requirement was raised from four appraisals to six, the number of recommenders from four to five, and one additional appraisal was required of anyone who had previously committed an offense. Each recommending official had a fixed quota, and a candidate needed recommendations from circuit commissioners, chief officials, or inspecting officials of his home jurisdiction before he could undergo merit review; and one full appraisal after taking office was required before anyone could recommend him. All candidates twenty-five and older, when a suburban sacrifice occurred, had half a year to take the selection examination. Three drafters of edicts were appointed to conduct a sealed examination at the Ministry office, with names concealed and papers copied for grading. Candidates trained in literary studies were tested on essays and regulated verse; acceptable reasoning within proper form earned a middle pass. Those trained in classical studies specialized in one classic and were also tested in law; answering five of ten correctly earned a middle pass and qualified them for preliminary selection. Candidates who had completed seven selection rounds and passed three examinations, with three capital court officials as guarantors, were assigned to distant posts as judicial administrators, section officers, registrars, or vice magistrates. Those without recommenders became Registry Officers. Anyone who skipped the examination and lacked recommenders was permanently barred from preliminary selection. Capital officials twenty-five and older took the examination at the Directorate of Education at the start of each year under the same rules as selection candidates; those who passed at the middle grade received new assignments. After two terms without private offenses and with five recommendations from circuit commissioners, prefects, or vice prefects, they were assigned to posts dealing directly with the people; with three recommenders they received only lower-grade revenue and supplies posts.
30
調 使
At first many prefectures and commanderies lacked officials, and the county magistrate pool was especially low in quality. Elite officials looked down on such posts, and candidates often failed to secure assignments. An edict then ordered the Ministry of Personnel to appoint secretariat staff officials as county magistrates with full authority, established a recommendation law to elevate the magistrate pool, and commanded each circuit to investigate poorly governed counties. But recommended candidates grew so numerous that responsible offices lacked vacancies for them all, and the Secretariat memorialized to abolish the county magistrate recommendation law. Before long critics argued that treating posts dealing directly with the people too lightly would harm governance and that the law should not be abolished. The court again ordered that difficult counties be designated for memorial recommendation. Two recommenders were required, one of them the circuit commissioner of the candidate's jurisdiction. Once in office, further recommendation was needed before promotion; otherwise the official followed the regular selection process and could not be casually advanced. Regular court attendees who had already received outside appointments were not to be recommended by memorial. Yet the selection regulations were intricate, bureau clerks corrupt, and officials awaiting merit review often queued in outside prefectures for two or three years before promotion. Many exploited thin records of service to cut ahead in the register and obtain imperial audience. An edict thereafter forbade the practice.
31
便 西
Emperor Shenzong wished to reform the institutions. Ministers who proposed changes argued that the Tang selection system differed greatly from the present one and that mixing the two would create obstruction and confusion. They began revising old regulations for simplicity and convenience, abolished the Southern Bureau, and merged its functions into the selection office. Initially the Western and Eastern Halls of the Office for Review of Appointments jointly handled civil and military selection. They were later placed under the Ministry of Personnel and divided into Left and Right Selection. Since the founding of the dynasty, the Secretariat had exercised Secretariat selection, and the various offices, commanderies, and counties had used memorial recommendation. Though the categories differed in rank, none fell under the regular selection offices. In the Yuanfeng reforms memorial-recommendation vacancies were assigned to the Selection Department and Secretariat selection was removed from the Secretariat. The institutions were changed at a stroke, aiming to open appointments to the realm and establish lasting order. Grace exempting candidates from the selection wait was abolished, the examination for first office was strengthened, rules of reward and punishment were fixed, and the proper scope of yin privilege was determined. Examinations awaited those entering selection assignment: apart from yin supplementation and the selection examination itself, there were tests in legal principles for presented scholars, presentation examinations for military officials, and judicial examinations, among others. But the selection examination drew by far the widest pool of candidates. The Secretariat reported, "Some candidates awaiting selection waited three years before a grace amnesty released them; others had just returned when grace arrived unexpectedly. The system was already unequal. Yin supplementation exempted candidates from examination, yet many appointees failed because they lacked experience. Those who were tested faced only a poetry examination. How could that identify talent? Those already appointed without records of achievement, whether through recommendation or grace laws exempting examination, had to retake three document-judgment questions, yet even that was empty formality.
32
滿 便殿 便
In the fourth year of Xining the selection examination was fixed. All candidates awaiting selection were tested each February and August on two case briefs, or five essential principles of statutes and ordinances, or three policy essays. Classic meaning was later added to the examination. Officials were dispatched to join the Selection Department in setting the examination. Results were divided into three grades: the top grade exempted candidates from the selection wait and granted immediate office; the superior grade advanced seniority as if judgment exceeded grade; those without examination standing received it. Thereafter document judgment was no longer tested and the grace regulation exempting the selection wait was abolished. Anyone with five recommenders across successive terms was automatically exempted from examination and granted office. Sons receiving yin privilege who reached twenty were permitted to take the selection examination. Those who failed or could not take the examination were permitted office assignment after three years as candidates, but could not become county magistrates, judicial administrators, or judicial-review officials. Sons receiving yin privilege could participate in assignment only at thirty. If appointed at thirty after three years' waiting, they also needed no examination for first office. If promoted to capital court rank, they had to extend supervisory custody for three years, unless two persons recommended them while in office, in which case the extension was waived. Candidates due for promotion had to appear for audience in the Convenient Hall. Under the old system audience was held every five days, with no more than two candidates presented. By this time so many candidates were waiting that some queued more than two years before receiving audience. Pitying their delay, the Emperor ordered that four candidates per register cohort be presented for audience to speed the process.
33
While discussing prefects, the Emperor said to his chief ministers, "I often reflect that our ancestors won the realm through a hundred battles, yet today we entrust prefectures and commanderies to mediocre men. That constantly grieves me. What do you consider the key to proper selection and appointment? " Wen Yanbo proposed selecting supervisory commissioners to inspect them. Chen Sheng-zhi said, "Take the hardest commanderies to govern, select close ministers from the Office for Review of Appointments, and charge them with finding talent. Suitable men should be obtainable.
34
西 使 滿 西使使 使使祿 使 使
When the Western Hall of the Office for Review of Appointments was first established, it conducted merit review of military officials under the same regulations as the main office, while the former office was renamed the Eastern Hall. Censor-in-Chief Lü Gongzhu said, "Under Emperor Yingzong, civil officials undergoing merit review routinely had one year added to their term, with the limit stopping at vice director and director. Military officials of hengxing rank and above and envoy-officials still followed the old system and had never faced the restraints applied to civil officials. Moreover, under Emperor Renzong a regulation had been issued that substantive defense and training commissioners and above could not be promoted without frontier merit. Now after ten years of outside service transfer was permitted, yet this still lacked the fixed limits applied to vice directors and directors. " An edict ordered drafters of edicts to examine the matter in detail. Wang Gui and others reported, "Civil and military merit reviews already both use a uniform four-year term. We propose that from substantive prefect upward, if an official has served less than ten years, those with conspicuous achievement may receive special transfer. Out-of-turn grace should be limited to changing prefecture or commandery assignment as a mark of honor. If an offense occurred, years should be extended as for civil officials. " The proposal was approved. Li Shoupeng, director of the Western Hall of the Office for Review of Appointments, reported, "More than thirty Imperial City Commissioners on register, many holding distant honorary commands, still underwent merit review and were promoted to prefect, training commissioner, or defense commissioner. Each promotion added fifty thousand in salary, with grain rations and allowances likewise. The expense was wholly unjustified. We propose establishing two new commissioner titles above Imperial City Commissioner, treated as equivalent to former Langzhong rank, with commensurate salary. Distant-command prefects, training commissioners, and defense commissioners should be promoted by the court for meritorious service and no longer advance by regular sequence. " An edict declared, "Distant-command prefects, training commissioners, and defense commissioners all undergo ten-year merit review, with promotion stopping at observation commissioner deputy. Promotions for merit or special grace beyond the prescribed limit are not bound by this regulation.
35
使 使使 使西使使 使使 使 使 使使
Commissioners and vice commissioners of various offices all followed the regular merit review system, with no special treatment even for military merit. Yet gatehouse attendants and inner attendants advanced seven grades with every promotion. The Emperor said, "Close attendants leapfrogged ranks without meritorious service, while those who had actually achieved merit received no preferential advancement. This is not proper regulation. " Vice commissioners with military merit deserving promotion were permitted special advancement of seven grades. The seven-grade leapfrog rules for Gatehouse Herald Masters of Ceremonies, bearers of imperial arms, heads and ushers of the two inner palaces, and envoy-officials of the Imperial Pharmacy were all abolished. Later Guest Reception, Introducing Tribute, and the Four Directions Hall each received two commissioners; the Eastern and Western Upper Gatehouses together received six commissioners; and Guest Reception, Introducing Tribute, and Gatehouse vice commissioners totaled eight posts. Vice commissioners underwent merit review under the same rules as commissioners of various offices. When a commissioner post fell vacant, the Bureau of Military Affairs screened candidates who had changed office and completed five terms. Gatehouse officials who committed serious offenses were reassigned to other posts on the day they would otherwise have been promoted; Gatehouse and Four Directions Hall commissioners with seven years without private offenses but no vacancy for promotion received distant honorary commands; Those granted substantive appointment by special edict transferred from Introducing Tribute to training commissioner in four years and from Guest Reception to defense commissioner in four years. All these rules were fixed as permanent regulation.
36
Previously censors had asked to abolish Secretariat selection, but Zeng Gongliang insisted it could not be done. Wang Anshi said, "The Secretariat oversees all affairs, yet even transit intendants fall under Secretariat selection. That merely causes delay and prevents careful choice. Such appointments should return to the responsible offices. " The Emperor replied, "Lu Zhi of Tang said, 'The chief minister should select the heads of the hundred offices, and the heads of the hundred offices should select the officials beneath them. ' If the Office for Review of Appointments has the right people, how could it fail to select officials with care? " In the fourth year of Yuanfeng, Secretariat selection and Secretariat reserved posts were entirely abolished.
37
簿沿使 西 仿
Initially low-ranking subordinate posts in the various offices did not fall under Ministry of Personnel selection; chief officials were generally ordered to recommend candidates by memorial. Li Shiliang, chief clerk of the Directorate of Waterways, reported, "More than one hundred sixty riverine duty envoy-officials along the rivers were all recommended by the Waterways Directorate. Many knew nothing of water management and obtained their posts through solicitation. " An edict then ordered the Eastern and Western Halls of the Office for Review of Appointments and the Third-Class Hall to select and assign them. Thereupon all methods of recommendation by chief officials inside and outside the capital were entirely abolished. The next year the Ministry of Personnel was ordered to establish fixed selection standards for the first time. Each category was to follow the duties of the post in question, using entry-to-office service records to meet the standards and await proposed assignment. When selecting circuit patrollers and bandit-capture officials, for example, candidates had to come from military examination or military academy graduates, or from those who had entered office through recommendation or by presenting strategy. All other categories followed this model.
38
祿
Once the office system took effect, former vice directors and commissioners became Court Gentlemen for Discussion, full directors and commissioners became Grandees of Palace Attendance, and the Director of the Palace Library became a Grandee for Court Assembly. By precedent drafters of edicts did not transfer to director or commissioner posts; each time they reached front-rank bureau director they were specially promoted to Grandee of Remonstrance. Front-rank bureau director corresponded to the salary rank of Court Gentleman for Attending Court; Grandee of Remonstrance corresponded to the salary rank of Grandee for Palace Attendance. The Emperor said, "Merit review is the ancient method of assessing performance, shared with all officials. Yet those in palace proximity alone received special promotion. That is unlawful. " An edict then ordered that from Attendant Gentleman downward all officials would transfer once every three years, rotating through Court Gentleman for Discussion, Grandee of Palace Attendance, and Grandee for Court Assembly. From this point transfers and seniority became fair and even. From Grand Preceptor with honors equal to the Three Excellencies down to Grandee for Consultation, there was no merit review law; from Grandee for Palace Attendance to Gentleman for Responsible Service, all were subject to merit review. From Attendant Gentleman upward, two ranks were transferred every six years, stopping at Grandee for Palace Attendance; from Gentleman for Responsible Service upward, one rank was transferred every four years, stopping at Court Gentleman for Attending Court. Court Gentleman for Discussion was capped at seventy posts; when vacancies occurred, the next in order filled them. Candidates underwent merit review under Ministry of Personnel law; promotion to capital official rank followed the newly fixed system. When appointing substantive duty officials, all followed the higher or lower salary-rank grade: one grade higher meant acting appointment, one grade lower meant holding appointment, two grades lower meant trial appointment, and equal grade required none of these.
39
滿便
During Emperor Zhezong's reign, Censor Shangguan Jun reported, "Today's service roster totals more than twenty-eight thousand civil and military officials. The Ministry of Personnel draws on vacancy queues two terms in advance, yet an official needs seven years to complete one term. The source should be cleared, and restraint should be increased. " The court sent down his memorial for deliberation. Remonstrance Official Su Zhe argued, "Under ancestral law, hereditary privilege appointees had to reach twenty-five before taking office. Presented Scholars and graduates of various categories, whether on first appointment or already serving but required to wait for selection, could not be released for selection except by grace edict. The previous court, troubled that officials did not study laws and regulations, sought to induce them to read the law. It reduced the age at which hereditary privilege appointees could take office, removed the waiting-for-selection rule, and generally ordered a law examination; those who passed could immediately receive assignment. From this the realm vied to recite laws and regulations, which was not without benefit. Yet once everyone studied the law, none failed the test. Yin-supplemented appointees routinely had five years reduced, and candidates no longer faced selection waiting limits. The Ministry of Personnel this year has already consumed summer and autumn vacancies four years ahead. Official redundancy has reached an extreme. The ancestral waiting-for-selection law should be restored, and when the waiting period is fulfilled the law examination should also be administered. That too would serve the present need. " The matter was reported and noted.
40
覿
The Three Secretariats reported, "Candidates formerly appointed directly by the Secretariat, except those who had served as provincial and metropolitan judicial administrators, censorate and remonstrance officials, chief and vice directors of directorates and commissions, bureau directors, or supervisory officials, were all handed to the Ministry of Personnel for selection and assignment. Whatever rank the standards entitled them to, they were advanced one grade as a preferential treatment. In border prefectures and commands, fort and stockade patrollers, superintending commissioners, supervisory commissioners, stockade chiefs, defensive patrol officers, bandit-capture officials on the various circuits, and revenue-producing transport posts with annual profits of thirty thousand strings and above -- for all posts formerly subject to memorial recommendation, when vacancies occurred memorial recommendation was still permitted. " At the time, from Grandee for Consultation upward, some received rank transfer through special grace or merit review. Compared with the old standards, some actually advanced two ranks, or even three or four. Right Rectifier Wang Di argued that this was no way to cherish titles of honor and requested that from Grandee for Palace Attendance upward merit review transfer not be used. An edict stated, "Attendant Gentlemen and Grandees for Palace Attendance subject to merit review stop at Grandee for Consultation; other offices stop at Grandee of Palace Attendance. For Grandee of Palace Attendance and above, meritorious service rewards entitling rank advancement were permitted only as transferred privilege to descendants. Special appointments and special transfers were not bound by this system.
41
使 使 使使 使 使
Initially, when military officials received reward for battle merit, each qualification credit advanced them one grade in succession from their current post. Accordingly some Imperial City Commissioners suddenly rose to distant honorary prefectures or entered the hengxing series; Moreover, from Gatehouse Commissioner upward, ranks appeared comparable yet their weight differed enormously. At the Bureau of Military Affairs' report, an edict stated, "Gatehouse and Left Storehouse deputy commissioners receive two qualification credits; Guest Reception and Imperial City commissioners receive three. Only one transfer is permitted; those with reduced years may transfer privilege to relatives. " For junior envoy-officials undergoing merit review and transfer to the exalted class, the annual quota was not to exceed eighty persons. Inner-service officials from Zhaoxuan Commissioner upward had no merit review law; only from Procession Marshal upward was discretion exercised; the rest followed five-year merit review.
42
At the beginning of Shaosheng, the 《Selection Examination Standards》 were revised. Provisional officials returning to candidacy for the first time, honorary-rank officials, acting officials returning to their bureau, and newly conferred degree holders were all exempt from examination. For each hundred examinees, only one entered the superior grade and was submitted to the Secretariat for decision; two were upper grade and five were middle grade. After Chongning the Yuanfeng system was restored, but yin-supplemented appointees had to enroll in the National University one year without punishment before taking the selection examination. If in school examinations they twice entered the grades, they were exempt; Those who once ranked first in public or private examinations received grace comparable to the selection examination. In the Zhenghe era this was written into regulation. Later officials reported, "Among Presented Scholars meeting selection standards, out of every two hundred only five or seven received superior grace, and sometimes upper grades were left unfilled. Yet the court took the standards for enrolled Imperial University examinations and applied them to selection and assignment. Over five years those receiving upper or superior grace already number two hundred forty, not counting those exempt from examination. Thus yin-supplemented students enrolled at school are favored over those who repeatedly tested and obtained degrees. " An edict then ordered that those who once ranked first in one school examination might receive the old grace; the rest were only exempt from examination for assignment. Vice Minister of Personnel Peng Ruli asked that the Ministry of Personnel be charged with distinguishing ability. For all capital officials whose talent and performance had anything worth recording, the ministry director and bureau directors were to select them and report. The Three Secretariats were to examine them over three years; the highest were presented in audience, the next were tried in office, and the lowest returned to their original candidacy; If seniority and recommendations entitled them to higher entry but conduct and ability did not match, memorials were permitted to lower their grade. All were generally permitted departure from the law with added promotion or demotion, not exceeding three persons per year in each category.
43
Initially, candidates changing office had an annual quota of one hundred persons. The Yuanyou reforms changed this to three persons per register group and three audiences per month. By the beginning of Shaosheng those waiting numbered more than two hundred eighty. An edict ordered return to the Yuanfeng rule of presenting one register group every five days, three per group, not exceeding one hundred forty per year. When those waiting fell below one hundred, a separate memorial would fix the rule. It was also ordered that after serving through three full appraisals in successive posts, and with seniority having reached staff posts or magistrates and recorders, recommendation for office change was permitted. The Ministry of Personnel reported, "The Yuanfeng selection standards, after many Yuanyou alterations, left queue order in assemblies, distance of circuit route, and seniority and merits or faults wholly undifferentiated. Skipping grades and exceeding qualification was whatever one wished. The imperial intent having restored the Yuanfeng old system, the special recruitment route still remains. We ask to restore the old law entirely to quiet opportunism. " Special recruitment was then abolished.
44
Initially, before the office system was reformed, the duty post generally served as the salary rank. For example, Ministry of Personnel Director was the salary rank, while Concurrent Grand Councilor of the Secretariat-Chancellery was the duty. As for candidates, staff posts and magistrates and recorders served as salary ranks while temporary assignment was the duty. Name and substance were greatly confused. Yuanfeng did not in time reform this. In the second year of Chongning, Minister of Punishments Deng Xunwu spoke forcefully on this, and the seven candidate ranks were fixed: Court Gentleman for Direct Achievement, Gentleman of the Forest of Scholars, Gentleman of the Forest of Letters, Gentleman for Attendant Service, Gentleman for Government Service, Gentleman for Entering Office, and Gentleman Preparing for Office. In the Zhenghe era Gentleman for Government Service was renamed Gentleman for Participation in Governance, Gentleman for Entering Office became Gentleman for Cultivation of Office, and Gentleman Preparing for Office became Gentleman for Meritorious Achievement. Only the three lowest ranks were used for memorial supplementation of those not yet in office. From Court Gentleman for Direct Achievement through Gentleman for Cultivation of Office required six appraisals and Gentleman for Meritorious Achievement seven. With official guarantors, one of whom held office in the responsible bureau, merit review was permitted. If guilty of offense, additional appraisals were added according to severity and recommending officials were penalized differentially.
45
滿 使
At the time a powerful faction held the state. Opportunists advanced together, official ranks grew ever more redundant, and selection law was obstructed. Officials reported, "The increase in officials stems from the daily growth of those entering the regular stream. At the Xining suburban sacrifice, civil and military memorial supplementation totaled six hundred eleven posts; In the sixth year of Yuanfeng, candidates undergoing merit review and changing to capital official rank totaled one hundred thirty-five posts. Examining the Ministry of Personnel, in the sixth year of Zhenghe suburban grace memorial supplementation was about one thousand four hundred sixty odd, and candidates changing office about three hundred seventy odd. To restrain this redundancy, only strict adherence to the old merit review law will suffice. Yet today's merit review has reduced appraisals for transport-post duty, reduced recommenders for distant Sichuan posts, used reward precedents by analogy, relied on special recommendation by high officials, used arrival at court on business to avoid completing a full term, and permitted prior-order change when the law was violated. All these abandon law and use precedent. Law cannot bind while precedents daily grow more numerous. If not cut back, they will multiply again beyond reckoning. We ask that an edict order the Three Secretariats and the Ministry of Personnel: where old fixed law exists, it should remain as before; all else must not use precedent. " An edict then stated, "Only for Sichuan and Guang regions with harsh terrain and water are reduced recommenders permitted as regulated; all else wholly follows Yuanfeng law. " Later they again reported, "The Yuanfeng purchase-of-office law imposed many restraints. Those entitled to magistrates and recorders and those receiving substantive posts through reward were given only supervisory duty. Those subject to merit review received exchanged appointment as reduced-grade envoy-officials and still could not escape tax levies. The intent of the law was profound. Recently in the southeastern campaign, commoners who contributed gold and grain could all be supplemented as civil or military officials, processed for selection like official households, and intermingled with scholar-officials like the Jing and Wei rivers. Their households were restored and exempted from tax transport. This gains several thousand strings in one day but loses tens of thousands of hu forever. Moreover, when great households are restored, their tax burden shifts to lesser households. Lesser households are heavily impoverished. In prefecture and county emergencies, upon whom will responsibility fall? This too is among the greatest abuses. " The court did not heed this.
46
西 殿 調
At the beginning of Jianyan under Emperor Gaozong, the Ministry of Personnel was established at the mobile capital. At the time the four selection streams were scattered and lost, and name registers could not be verified. An order was first sent to prefectures, commands, and supervisory posts on the various circuits to itemize subordinate officials and stationed officials' titles, residences, age, entry to office, successive service merits and faults, recommenders, and arrival and departure dates, compile them, and register them. Yet since the military crisis records had been scattered and lost. Clerks exploited this for private gain, clarifications were numerous and harsh, application was confused and contradictory, guarantors multiplied, blocking assemblies had no fixed term, and those assembling for selection suffered. It was then ordered that for all documents not conforming to present rules, if case files and references were clear, bureau directors were to review and chief and vice directors decide. Minor incompleteness was permitted to proceed; if there was favoritism or personal motive, censors were ordered to impeach. An edict also ordered that scholar-officials of the capital region, eastern capital circuit, Hebei, western capital circuit, and Hedong who were at the ministry for assignment, even if they had not passed selection but their age qualified, were all permitted assignment. In the second year, capital officials proceeding to the mobile court were ordered examined by the Ministry of Personnel. Only those who had not, after Zhenghe, submitted books of praise or gone directly to the palace examination were permitted to assemble for selection. For prefects and commanders, transit intendants, assistant judicial administrators at the ministry, and capital officials serving as county magistrates or supervisory duty on three-year terms, the term was provisionally changed to two years. This was because those proceeding to audience assembled in the southeast and selection law was delayed. An edict also ordered that where prefectures and counties long lacked regular officials, candidates at the ministry were permitted to apply, and vacancies would be posted after review for assignment.
47
In the first year of Shaoxing, Attending Gentleman Hu Yin reported, "Today institutions and cultural artifacts have fallen into ruin with little remaining. Among the hundred offices and various bureaus that cannot be lacking, none compares to the Ministry of Personnel. For the moment appoint one vice minister, two bureau directors, and thirty clerks, and then the routine matters of merit review, enfeoffment and posthumous honors, and memorial recommendation can be carried out in order.
48
退
An edict stated, "Of the chiefs of the six ministries who assist the king in governing the realm, is not selection and weighing the foremost? Since the chaos and dispersal, scholar-officials have wandered in exile. Some have gone barefoot to the mobile court. Corruption in posting vacancies for assignment grows daily, and poor scholars suffer greatly -- a matter deeply to be lamented. The Three Secretariats should be ordered to discuss removing these abuses, strictly establish rewards and prohibitions, select capable clerks to oversee the work, and have the Censorate conduct regular scrutiny. " Thereupon the Three Secretariats established eight categories of abuse: hoarding vacancies in proposed assignments, opportunistic applications, questioning over lost documents, tearing up vacancy lists, delaying joint consultations, ambiguous review of doubtful cases, demanding payment for disbursement, and guarantors backing away from difficulties. Chief and vice directors were ordered to restrain them. An edict also ordered that academy-post candidates who had served one year upon taking office and completed four merit evaluations in total were all to self-petition for promotion to capital official rank.
49
仿使
In the second year, Lü Yihao said, "In recent times direct Secretariat appointments often encroach on Ministry assignments, and scholar-officials lose their proper posts. We should follow the precedents of the dynastic founders. Externally, from circuit supervisors and prefects downward, and transit intendants under the old standards for direct appointment; internally, from censorate and ministry bureau directors upward, academy posts, and Secretariat Chancellery compilation editors excepted; all remaining vacancies including directorate and commission deputies, judiciary posts, the Six Bureaus, and the like; for military officials from reserve commanders and regular and deputy commanders upward; company commanders, patrol prefects, directors, and below should all revert to Ministry assignment. " The court assented. The civil officials' selection examination was restored, with classical interpretation, regulated verse, current policy essay, case judgment, and statutory interpretation as five sessions. Those wishing to test in only one session were permitted, and the top candidate advanced one seniority grade. Military officials who passed the presentation examination were all permitted to assemble for selection.
50
In the third year, Right Vice Director Zhu Shengfei and others submitted the 《Statutes, Commands, and Formats of the Ministry of Personnel's Seven Bureaus》. Since crossing the river, documents had been scattered and lost. The Guangdong Transport Commission happened to submit its records of Yuanfeng and Yuanyou Ministry of Personnel laws, and the ministry then used archived old laws and subsequently issued directives, reviewed and fixed them, and completed this book. Previously, Supervising Censor Shen Yuqiu had said, "Today in over-correcting we have gone too far; the worthy and the foolish alike are stalled. " The Emperor said, "If there is truly a heroic talent, even promotion from commoner status to chief counselor would be acceptable; if we cannot verify substance, it is better for the moment to observe seniority standards. " The Ministry of Personnel was ordered to assign county magistrates using only qualified persons.
51
In the fifth year, an edict stated, "For all proposed assignments, only select persons who are not aged or ill, who have not previously committed corruption offenses, and who have not been punished for civil-administration matters. " At the time a proponent said, "No one governs the people like the county magistrate. Now we generally limit by seniority standards -- even greedy and timid men, once they meet the standards, can choose among large posts and large counties for themselves. We request an edict to circuit supervisors and prefects to itemize and submit demanding counties and carefully select persons of integrity, fairness, and sharp judgment for them. " Then another edict stated, "County magistrates, according to the old law, require only the seniority grade of two terms' sequential promotion to transit intendant. " The next year, Supervising Censor Zhou Mi said, "Today there are those with no examination standing or rank placement who, through recommendation and audience by close court officials, immediately receive office change and promotion -- this truly encourages unscrupulous competition. We hope the Emperor will edict the great ministers that from now on only persons of virtue, talent, and ability should receive such favor, and all others shall be assigned according to standards. " Some court officials requested replacing office change through recommendations by former chief counselors with Sima Guang's ten categories, recommending five persons per year, but the Secretariat Chancellery objected. An edict said only that "recommendations by former chief counselors for capital rank conferral shall not count toward supervisory posts."
52
In the thirty-second year, Vice Minister of Personnel Ling Jingxia said, "The state established selection to govern the administration of the multitude of officials. It is managed in seven bureaus, recorded in statutory commands, and what is observed is law. Today promotions and demotions lie in the hands of clerks; there is what is called precedent. Chief and vice directors are transferred and bureau sections have replacements. Newcomers cannot again know the precedents, and those departing cannot fully inform their successors. When seeking precedent and not obtaining it, even if one has forceful clarity and vigorous sensitivity, one no longer enters into deliberation; when citing precedent that is inappropriate, even if there is a matter of utmost fairness and complete reason, it can no longer be upheld. Bribes proceed openly and corrupt practices grow worse daily. I have seen that in Han the public offices had litigation precedents and the Ministry had decision precedents; the word bi means what today we call precedent. Now the Ministry's seven bureaus ought to establish precedent volumes. For all deadlines on replacement credentials, fixed locations of military merit, guarantor responsibility for lost documents, verification of written forms, intervals for memorial recommendations, and whether rewards apply -- for all matters that pass through application, whether decided by hall consultation or by obtaining imperial intent -- once each matter is completed, bureau directors should draft the decision in sequence and chief and vice directors record it in the volume as permanent precedent. Every half year it is submitted to the Department of State Affairs, and the Censorate is also notified. If so, clever clerks have nowhere to apply their tricks, and selection and seniority ranking will be fair.
53
調
There was discussion of reducing yin privilege for sons. Emperor Xiaozong held that dynastic founding laws were difficult to change abruptly and ordered the Ministry to tighten selection examination regulations. From this time, first office could not use grace precedent to skip examination; even chief counselors were not permitted self-petition for transferred appointment. Under the old system, sons receiving yin privilege who received reduced-rank literary supplementation and persons of grace examination category were all exempt; from this time all were examined. All who had not passed selection examination or presentation examination were not to receive direct Secretariat appointment; even with sealed edicts, holding up and memorializing objection was permitted. Under the old system, clansmen with civil credentials competed with outside civil officials for regular vacancies, while those with military credentials could not compete with military officials for assignment and received only supplementary appointments. From this time, they were first permitted assignment to revenue and supplies posts. In the seventh year, it was first ordered that those who failed selection examination at age forty and those who failed presentation examination at age thirty were to submit household registers and, after reading law, receive office assignment. Chen Shizheng said, "We request that when clansmen's sons receiving grace appointment take first office, they undergo selection examination in measured fashion, like common scholar-officials' sons -- increase the quota and make the system preferential. " An edict then stated, "From now on clansmen who have taken the examinations and received preliminary qualification are permitted to assemble for selection. All others shall take the selection examination, with two of three passing. Those who after three full examination attempts still failed were permitted office assignment without regard to waiting limits.
54
In the first year of Chunxi, Vice Grand Counselor Gong Maoliang said, "The way of appointing officials: at court one should measure talent; at the selection ministry one should observe established law. Law in itself has no flaw; precedent is what ruins it. Law is made for the public good of all under Heaven; precedent is established for individuals and destroys the public good of all under Heaven. The former trouble lay in using precedent to break law; today's trouble lies in legislating through precedent. Proverb calls the Ministry of Personnel the 'Ministry of Precedent.' Now the 《Seven Bureaus Law》, since Yan Dunfu's revision, is not without omissions, yet observing it can still avoid abuses. Yet indulging personal favor and abandoning law, one teaching another until it becomes custom -- using precedent to break law harms little, but legislating through precedent harms much. Law is always strict and precedent always lenient. Today laws and commands are numerous and offices redundant -- largely from this. We hope to order gathering the supplementary statutes and Qianlong-era subsequently issued clarifications, conduct renewed review and fixing, remove nothing unless greatly contradictory, and correct all involving undue leniency. Thus perhaps the state's established law will be simple and clear, bribery's wickedness ended, and the gate of reckless advancement blocked. " Thereupon it was revised. Subsequently Minister Cai Guang classified regulations on office change, memorial recommendation, merit review, and assignment by category, naming it 《General Collection of Ministry of Personnel Statutes》. In the eleventh month, the 《Clarifications to the Seven Bureaus' Statutes, Commands, and Formats》 was completed.
55
In the third year of Chunxi, Drafter Cheng Dachang said, "Under the old system, after candidates changed rank, two terms' sequential promotion reached transit intendant; two terms as transit intendant reached prefect; two terms as prefect then counted toward judicial commissioner seniority. At time of appointment and conferral, there were also separate cases: using county magistrate seniority two ranks lower to serve as prefect was called 'acting dispatched'; using transit intendant seniority one rank lower to serve as prefect was called 'acting prefect'; upward, judicial commissioner and transport commissioner followed the same pattern. Appointment across ranks was selecting talent and ability; differences in formal title reflected combined use of seniority standards. Now those meeting both talent and seniority standards should rank first. Next, select those in a second term as county magistrate or above with evaluation merit to serve as prefect; those in a first term as transit intendant or above to serve as circuit supervisor; and those in a second term as transit intendant or above to serve as commission supervisor -- thus perhaps human talent and law will both be employed. " The court assented.
56
殿
During Qingyuan under Emperor Ningzong, the 《Military Officials' Sequential Promotion Standards》 were re-fixed. Previously, persons first changing office had to serve as magistrate, called "required county service." From this time, it was again ordered that except for the top three in the palace examination and the provincial first place, all were to serve in counties; Later it was ordered that Grand Court reviewers who had changed office but never served in counties were all to govern people once, established as regulation.
57
使
In the seventh year, Investigating Censor Chen Gai submitted advice, requesting imperial admonition to rectify ten abuses of selection law: first, too many supplementary appointments, breaking law and wasting resources; (That is, vice prefects, staff posts, advisory officials, expedient officers, overall commanders, seal-holding controllers, supervisory commissioners, and the like.) second, numerous requisitioned assignments, prefectures and counties neglecting duties; (That is, circuit supervisors' and commanders' staff often requisitioned other incumbent prefecture and county officials to serve in temporary acting posts.) third, illegal acting posts, corrupting administration and harming the people; (That is, circuit supervisors and commanders privately favor appointing provisional staff and similar posts.) fourth, "required county service" not enforced, opportunistically circumventing law; (That is, persons first changing office must serve as county magistrate, but today many plot exemption, grasp at capital posts, overreach for vice prefect posts, so that persons who never served in counties presumptuously hold prefectural trust.) fifth, improper memorial appointments, unscrupulous competition growing daily; (That is, by law persons not yet having served in a post were not permitted memorial appointment; today some with first office or distant vacancy sequence change to appoint those at current sequence.) sixth, clever manipulation of transferred appointments, disordering regular official duties; (That is, by law one already granted assignment dispatch may not importune to exchange. Today once granted that office, they again scheme for other posts, refusing the humble and seeking the honored, abandoning that for this.) seventh, unfair recommendations, mostly yielding to solicitations; eighth, numerous borrowed provisional appointments, official ranks flooding the system; ninth, absentee dereliction of duty, hearts set on external seeking; tenth, concealing faults while holding office, treating state law lightly. (That is, those who had committed offenses must wait for pardon and amnesty. Today once impeached, even before amnesty, they maneuver for assignment dispatch.)
58
使便
Under the old system, persons supplementarily appointed for military merit should have followed the army. Only if aged or ill were they to be eliminated -- there was no method of assembling at the ministry or seeking appointment. In recent years the various circuits reported merit falsely. Through connections they inserted names, were permitted to come to the ministry, and the various offices clamored to memorial-appoint -- truly obstructing selection law. When the Jianyan military crisis arose, numerous persons of mixed streams received supplementary appointment -- some called 'submitting books and offering strategies,' 'diligently serving the throne,' 'defending borders,' 'capturing bandits,' 'bearing imperial missions' -- names not uniform. All military commissioners used provisional imperial dispatch authority to appoint and promote at will. Some degree holders were directly supplemented to capital official rank; some unknown persons falsely assumed names and immediately became bureau directors or grandees. An edict was then issued: "Those due reward for military service are to be ranked for supplementation through the Right Selection, with pure-stream grades. " Moreover, civilians who wished to practice archery had their names registered. Prefects and magistrates tested them monthly and selected the most skilled for use in the Three-Circuit baojia defense districts.
59
歿
At the beginning of Shaoxing, repeated warfare had left military funds short, and responsible offices proposed recruiting civilians to purchase office by contributing funds; the Emperor was reluctant. Participating Administrator Zhang Shou said: "Under the founding emperors, such men were granted Acolyte of the Temple—the equivalent of today's Gentleman for Initial Service. " Director of the Bureau of Military Affairs Li Hui said: "This is still preferable to levying exactions on the people. " They then permitted supplementation to six grades from Gentleman for Upholding Integrity and Gentleman for Upholding Trust through Literary Scholar of Various Prefectures down to Deputy Vice Commander for Advancing Righteousness; later they extended the range to Gentleman for Unimpeded Service, Gentleman for Cultivating Military Affairs, Gentleman for Upholding Righteousness, and from Gentleman for Upholding Integrity through Gentleman for Meritorious Achievement. Their assignment, seniority appraisal, merit review, transfer, yin supplementation, and enfeoffment and posthumous honors all followed the law governing memorial-supplemented entry; they could not be assigned as magistrates, recording secretaries, or people-governing officials. After the peace agreement, regulations were established to purchase lost books, and office was also granted as reward. For all who died in royal service without a final memorial or retirement under standard law, memorial supplementation was permitted for sons, grandsons, younger brothers, and nephews of the same surname in the patriline—civil officials to Gentleman for Initial Service, military officials to Gentleman for Upholding Trust; other kin to Literary Scholar of Upper Prefecture or Vice Commander for Advancing Military Affairs—thus loyalty and righteousness were honored and comforted. Moreover, because the Huai region and Jing-Xiang lands were broad and vast, civilians were recruited to cultivate the fields. Commoners who encouraged others to open fields totaling seventy-five qing received appointment as deputy vice magistrate; at five hundred qing they were supplemented to Gentleman for Upholding Trust.
60
When Xiaozong took the throne, he ordered commanders, circuit supervisors, prefects, former two-administration officials, and capital officials to send kinsmen to present tribute; by grade they received appointment as Gentleman for Entering Office or Gentleman for Initial Service, with extended grace counted toward selection waiting limits. In the third year of Chunxi, an edict abolished the sale of ranks; except in famine years when civilians wished to contribute grain to relieve hunger to the benefit of the community, office supplementation was permitted—all else was stopped. From this time, purchase entry and military merit were not subject to selection waiting limits; Gentlemen for Entering Office and Assistant Instructors of Various Prefectures were not permitted to take substantive posts, being limited to redeeming offenses and requesting release at the transport commission.
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