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卷一百七十八 志第一百三十一 食貨上六

Volume 178 Treatises 131: Finance and Economics 1f

Chapter 178 of 宋史 · History of Song
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1
Food and Goods, Upper Scroll, Part Six (Service Law, Lower Section: Relief and Succor) Service Law
2
使使 使
Su Shi, a Secretariat drafter serving on the commission to finalize the service law, argued forcefully that corvée should be met by hiring laborers rather than by rotational assignment. His only objection was that the state should not collect more from the people than the actual cost of hired service. If revenues were measured against outlays and no surplus were taken, the system would benefit the people on its own. Sima Guang disagreed. He said, "Rotational assignment was already in effect, and we then heard a further order: only when hired recruitment proved inadequate might fixed rotational assignment be allowed. Orders were changed again and again, and the commands no longer matched one another. Transport commissioners also wanted a single law for an entire circuit instead of letting each prefecture and county adapt the rules locally. Some men already assigned by rotation were released; some who had refused hiring were forced back into service; some circuits still paid to recruit laborers while others recruited without pay. The result was chaos that steadily betrayed the policy's original purpose. Closing quotation mark He then cited the provisions of the original memorial and restored the permission once granted for prefectures, counties, and supervisory officials to report what worked and what did not. "Henceforth, whenever local officials outside the capital see benefit or harm in the law, counties may report straight to the transport commission and prefectures may memorialize the throne directly, so that grievances from below are not blocked. The review commission should examine what supervisory officials and local governments submit and decide what is feasible; opinions from men outside their proper duties who seek novelty without regard to facts should be rejected; nor may the customs and interests of one circuit, prefecture, or county be imposed on the entire empire. Closing quotation mark The court approved.
3
Soon afterward an edict declared: "In every circuit, urban households of the fifth rank and above, together with single-male households, female-headed households, official households, and monasteries rated third rank or higher that formerly paid exemption money shall all receive a fifty-percent reduction. All lower ranks are fully exempt, effective from the second year of Yuanyou. All payments for yamen-runners' hazardous duties, transport-corps service, clerks, and escort allowances shall come from market-stand and ferry revenues. Only if those revenues prove insufficient may the six categories of service funds be drawn upon; any surplus shall be sealed in reserve for emergencies.
4
便
Officials memorialized: "Although the court established rotational assignment, it clearly allowed households to hire substitutes, and most prefectures and counties had already put this into practice. The recent order requiring bowmen to serve in person may prove inconvenient for both government and populace. Closing quotation mark The throne replied: "Households unwilling to serve in person may hire men who have previously served as bowmen with proven merit. Although wages may be high, they must not exceed the original recruitment rate. Closing quotation mark Censor-in-Chief Liu Zhi argued: "Bowmen must be assigned by rotation. When a local man serves, he has not only his household retainers and sons to help him; kinsmen and neighbors all serve as his eyes and ears, and arrests follow swiftly. As natives bound to their home soil, they value their standing and do not flee. Since hiring was allowed, banditry has spread, because drifters and idlers cannot bear real responsibility. In the Five Circuits, before the Xining reforms bowmen served in person and were famed as the toughest; their skill at pursuit and arrest surpassed every other region. Since rotational assignment was restored, no one has complained or offered money to hire a substitute. Only in Sichuan, the Yangzi delta, and the southeast, where households promoted one rank for assignment had grown soft and proud, were men unwilling to bear patrol and arrest duties. We ask that the Five Circuits require service in person, while other circuits follow the new edict and divide households into three groups: those previously assigned by rotation; those with proven combat merit who should remain; and those willing to hire substitutes. With these three categories, old and new methods may blend until men gradually master patrol and arrest. Closing quotation mark Attending Censor Wang Yansou likewise warned that hired substitutes might not perform their duties, largely agreeing with Liu Zhi.
5
使 便
Investigating Censor Shangguan Jun said: "Of all corvée duties, none weighs heavier than yamen-runner service; bowman duty comes next. In the southeast, permanent yamen-runner posts are already filled by recruitment, so rotational duty no longer reaches upper households. Upper households are therefore assigned as bowmen—taking middle-household duties instead. This is a real privilege for the wealthy. The wealthy hold large estates yet bear light duties; the poor hold little and bear none. Relief should therefore target middle households. If upper households served longer terms so middle households could rest longer between rotations, the burden would balance fairly. Closing quotation mark He added: "The recent permission for assigned bowmen to hire substitutes is the most practical rule. Critics claim that men serving in person cherish their reputations and fear breaking the law. Yet under the long-standing Xining recruitment system, when was banditry ever rampant? Such self-regarding men can serve warrants and make arrests, but how can they be expected to fight bandits to the death? In the Liang-Zhe region, bowmen assigned under the statute must serve in person; some wept and begged to be released. How can such men be relied upon? Now that the law permits hiring men who have previously served as bowmen with proven merit, the result should differ greatly from indiscriminate recruitment.
6
殿
Palace Attendant Censor Lü Tao, granted leave to return to Chengdu, was instructed to work with the transport commission on finalizing the service law. They later proposed a method for adjusting service years: "In populous townships the cycle shall be twelve years; in sparse townships nine years, until every liable household has served one full rotation. Within each cycle, days of service shall be apportioned by household rank: higher taxpayers serve more days, lower taxpayers fewer, in proportion—achieving balance without injustice. Although assignment still rotates by rank, all may hire substitutes—so fourth-rank households are rarely assigned, and fifth-rank households scarcely at all. Yamen-runners shall all be recruited, with hazardous-duty pay drawn from market revenues—an acceptable arrangement.
7
At that time every proposal on the service law was referred to the review commission, which deliberated for months without reaching a decision. Wen Yanbo then said: "The rotational-assignment system was sent to a commission for collective debate, while contradictory orders kept issuing from above, and nothing was decided for months. Closing quotation mark The court then abolished the review bureau and placed the service law solely under the Ministry of Revenue.
8
使
Remonstrance Grandee Xianyu Shen said: "Kaifeng has many official households. In Xiangfu County an entire township had only one household liable for assignment. Please curb such abuses. All baojia members granted court audience ranks, like tribute contributors, should be exempt from categorized service only after reaching full court rank. Closing quotation mark Under the old law, households whose exemption payments reached three hundred strings were still required to pay money in lieu of service. Attending Censor Wang Yansou said: "This rule shows no benefit. Suppose two households: one pays three thousand strings in exemption money, the other two thousand eight or nine hundred. How great is the difference? Yet the household subject to rotation rests after three or five years, while the household paying assistance money pays for life without end. Unless ruined, it is never released. They will inevitably contrive exemptions: brothers will divide households, or families will sell property—anything to drop just below three thousand strings and escape forever. Within two or three years every wealthy household will have been reduced to middle rank. Closing quotation mark A later edict ordered households that formerly paid exemption money of one hundred strings or more to contribute assistance funds like the six service categories. The aim was to broaden hiring with those funds so households could enjoy longer rest between rotations. In townships with few households where rotation did not reach three cycles, the six categories of funds might recruit for prefectural service; if rotation fell short of even two cycles, they reported to the Ministry of Revenue to transfer funds from other prefectures and ease the assignment schedule. When a township yamen-runner had no substitute during rest, he received food wages as under the recruitment law; if willing to enroll in permanent recruitment, the household was exempt from personal service; if unwilling, a substitute was recruited at once.
9
便
In the second year of Yuanyou, Hanlin Academician and Court Reader Su Shi said: "Everyone says the rotational-assignment system is unsatisfactory. Under the old hiring system, how much did a middle household pay each year? Under rotational assignment, how much does a middle household spend each year? Compare the totals over a full rotation cycle and the advantage or harm becomes obvious. Moreover, when farmers serve in government posts, officials exploit them in countless ways. Compared with hired laborers, their suffering is ten times greater. The people of the Five Circuits are plain and unworldly. When occasionally assigned as clerks, they must hire experienced men in turn—an especially painful burden. Closing quotation mark The court soon ordered every prefecture and county to report the benefits and harms of rotational assignment in detail.
10
便 使便
In the fourth year, Right Rectifier Liu Anshi accused Censor-in-Chief Li Chang of seeking to restore hired recruitment out of treacherous intent harmful to governance. Earlier Chang had said: "When the rotational-assignment edict was issued, the people knew they would no longer pay money and once celebrated together. After it had been in force for some time, they began to see that not paying money was itself a harm. Why? The rotational system had been suspended so long that registers were unclear and burdens uneven. Broad townships with many households barely gained rest; narrow townships with few households served year after year. The wealthiest upper households once paid one hundred to three hundred thousand strings yearly; now they are assigned only as bowmen and hire substitutes for no more than thirty or forty thousand strings a year. Middle and lower households once paid only two or three thousand strings, but the warrant-bearers and attendants they must hire now cost at least thirty thousand. Thus the present law only favors the wealthy, while third- and fourth-rank households grow more distressed every day. We ask that one or two experienced officials join revenue officers in adopting whichever of rotation or hiring best serves the people. Do not cling to new texts or old doctrines. If the people find it good, that is enough. Closing quotation mark Anshi, however, condemned any policy that made the people pay money and urged the court to hold firm to the original rotational-assignment plan. He therefore accused Li Chang.
11
Su Shi, prefect of Hangzhou, also said:
12
"Switching to rotational assignment removed every burden on upper households. Only third-rank households suffered. Under hired service they paid at most three or four thousand strings a year, but one two-year rotation now costs more than seventy thousand. With no more than six years of rest in eight, they once paid thirty thousand strings gradually but now pay seventy thousand at once. The contrast in hardship is obvious.
13
The court took the six categories of funds and allowed hiring to replace middle-household service, removing one harm while preserving two benefits. Now only in narrow townships with few households, when rotation falls short of three cycles, may the six categories of funds recruit replacements for prefectural service. This rule is unsatisfactory. Why? The people paid money to escape service, yet the funds are limited by rotation cycles and not fully spent. Money left in government coffers is unjust in name, and too few hires are made to ease middle-household burdens.
14
使
Moreover, enrolled permanent yamen-runners did not fill the original quota, while township-assigned yamen-runners due for rotation were reassigned separately without pay; if willing to enroll permanently, full hazardous-duty pay was granted, with household service and twenty thousand strings of assistance money deducted by the day; for prefectural service only clerks and yamen-runners could be fully recruited; all else used rotation. If rest had not reached three years, assistance funds paid for recruitment—a rule especially incoherent. Before Yuanfeng no circuit reported unfilled yamen-runner quotas. Were men ever coerced? Monthly hazardous-duty pay simply sufficed. Even then commissioners like Li Chengzhi cut pay wherever they went. The Yuanyou reforms cut it again. With monthly wages often unpaid, who would volunteer for recruitment? Instead of addressing the root cause, the court would crush township assignees while paying recruits in full and remitting two thousand strings of exemption money to coerce enrollment. Why not simply raise monthly hazardous-duty pay so recruitment can work? We ask that unfilled permanent yamen-runner posts be filled by a fixed deadline. If higher wages are needed, report to supervisory officials, settle the amount, and implement at once.
15
Service rotated every two years. Formerly, if a household's rest fell short of three cycles, hiring was permitted—giving the people six years free of duty. Now that rest has suddenly been cut to two years. Since the six categories of funds are ample, rotations should be increased, not reduced while duties increase. Farmers clamor that the court is diverting their money elsewhere. Although a tenth is supposedly held in reserve, any surplus is used to reduce assessments on households without adult males and female-headed households—a promise without substance. Household size, tax assessments, and revenues change every year. How can officials know next year's service burden in advance and pre-allocate funds? If reductions are rushed through, shortfalls at deadline will force new levies—and clerks will exploit the chaos beyond all prevention. The six categories of funds were collected to buy exemption from service and should be spent entirely on hiring labor. Only then is the policy just and the people will accept it. One problem remains: the six categories of funds vary by prefecture and county. If each locality spends only what it collects, wealthy districts enjoy excessive rest while contributors in high-assessment areas feel overcharged. We ask that one year's reserve of the six categories always be kept, with annual needs calculated from surplus pooled across each circuit, apportioned by household wealth and duty weight, so every prefecture and county can hire fully—prioritizing the heaviest local duties first. Thus funds would be fairly distributed without abuse, hiring would expand, middle households would recover, and rotational assignment could endure.
16
便 西
At that time many officials argued that the service law remained unsatisfactory. In the fifth year, the court again ordered Secretariat drafter Wang Yansou, Bureau of Military Affairs duty attendant Han Chuan, and remonstrance grandee Liu Anshi, inspector of household-affairs documents, to review the law's benefits and harms together. The Ministry of Revenue proposed: "For township-assigned yamen-runners in Hebei, Hedong, and Shaanxi, pay half the hire wage received by enrolled recruits. Only village elders among enrolled yamen-runners shall be assigned by rotation; all other enrollees are exempt.
17
簿
In the sixth year, the Three Departments extended the Three Circuits' enrolled yamen-runner precedent to all other circuits. An edict declared: "Enrollees are exempt from second-rank and lower household duties; township assignees shall all be replaced by enrollees; long-term enrollment is permitted. Closing quotation mark Another edict stated: "Prefectures already pay measured hire wages and meal allowances to yamen-runners. Fearing excessive cost, transport and judicial investigation commissions shall set preferential rates and monthly meal allowances by local custom, drawing from compensation funds without exceeding original-law amounts. For prefectural duties still assigned by township rotation, if no household in a township had completed four years of service, assistance funds might recruit replacements. If a prefecture's assistance funds could not cover hire wages, narrow townships with heavy burdens might hire one rotation in advance, then resume normal assignment from the register when it ended. Each prefecture's annual assistance funds, beyond the one-tenth reserve, were balanced against hire wages; shortfalls or surpluses were adjusted circuit-wide by the judicial investigation commission. Where county hand-power was assigned by rotation, if every household in a township had rested less than three years, assistance funds might also hire replacements; after one rotation ended, if three years of rest had accumulated, rotational assignment resumed. Every prefecture and county kept a master rotational-assignment register ranking households by tax property and wealth into five grades, recording each duty's years of service and replacements beneath each name. Assignments followed the register from top to bottom; clerks could not alter the order. Surplus market-stand and ferry revenues after hiring yamen-runners were also used to subsidize other service personnel.
18
The Three Departments reported:
19
使
"The court has fixed commoners' service duties with rotation and recruitment combined and relief carefully weighed—an extremely detailed system; yet prefectures and counties do not fully use assistance funds to hire men for the most burdened districts. We now compile an outline and send it to every prefecture and county for strict compliance.
20
使 簿 簿 簿 使 沿 西
First: households of the third rank and above may rest four years between duties; fourth rank and below, six years. If households are too few to rotate and rest falls short of the required years, assistance funds shall hire replacements until the quota is met. Second: in narrow townships, except yamen-runners and prefectural clerks who may be hired while strong youths remain on rotation, all other county personnel may be recruited; enrollment dates count toward the four- or six-year rest periods of assigned households. Each county shall fix two quotas for assignments and recruitments: when assignees finish, the next assigned household takes over; if recruited posts fall vacant, new recruits shall fill them. Once both quotas are fixed, rank changes must wait for the triennial register revision; until then the fixed quotas alone govern. If the original rank cannot fill the county quota, the next rank may serve, or households of the original rank at seven-tenths of normal wealth. Third: in broad townships, except hired yamen-runners and prefectural clerks, all other duties rotate in order. Fourth: official bowmen shall first be hired from men who have previously served as bowmen; if insufficient, from registered martial men. Other personnel volunteering for hire are selected by the same rules. Fifth: strong youths rotate in strict register order, changing every half year. Sixth: where narrow townships lack recruitment funds, the judicial investigation commission shall transfer surplus assistance funds circuit-wide; if still insufficient, from surplus market and ferry revenues. Also calculate annual payments for yamen-runners and similar duties; each year retain two-tenths of surplus for five years as a rolling reserve for such payments, then stop further accumulation; if still insufficient, the Ministry of Revenue shall transfer surplus funds from other circuits. Seventh: one-tenth of assistance funds shall be reserved yearly until five-tenths is reached; emergency spending shall be replenished at once to maintain five-tenths. Eighth: "Soldiers assigned to escort duty replaced paid service personnel; escort expenses shall be counted by the judicial investigation commission and charged to the transport commission. Ninth: heavy-duty personnel due for replacement who wish to re-enroll may receive hire wages while serving. Tenth: recruits must hold taxable property. Men with hereditary redemption privileges or penal-servitude convictions shall not be hired even if willing. Artisans require two propertied households as guarantors. Hire wages may not exceed rates under the old law. Eleventh: yamen-runners at Zhenrong Deshun Army and Xi Prefecture in Shaanxi receive government fields in lieu of wages; inland households may follow the same method, with market and ferry revenues repaying the transport commission's rent.
21
Each county shall annually report to the prefecture the weight of each duty, whether townships are broad or narrow, and whether hire funds showed surplus or deficit. Prefectures report to supervisory officials, who convene and memorialize the Ministry of Revenue jointly. They shall also report circuit-wide transfers and counties with surplus funds to the Ministry of Revenue.
22
When confiscated government fields were received, an order once directed that fields registered to the government whose tenants had fled be seized to support recruited yamen-runners. The field-recruitment method was now put into practice.
23
In the eighth year, an edict stated: "Village elders and strong youths whose terms are complete may not serve consecutive terms. Closing quotation mark The court knew they profited from bribes and refused to leave office. Households in mourning for parents who would otherwise serve: third rank and below are exempt; third rank and above pay three-tenths of their assessed service money until mourning ends.
24
便 便
When Emperor Zhezong first took personal rule, the Three Departments said the service law was unfinished. The emperor said: "Simply restore the Yuanfeng law and remove surplus collections—how could the people be harmed? Closing quotation mark Fan Chunren said: "Regions differ; law must follow the people—only then can it endure. Closing quotation mark The Ministry of Revenue was ordered to deliberate. Right Bureau remonstrator Zhu Bo said: "Exemption payments sometimes exceed the quota; hired service sometimes sets wages too high; some duties are so light that men volunteer without wages. Please trim these abuses in detail. Closing quotation mark The Secretariat replied: "For ten years under rotational assignment the people have suffered harassment; debate has been endless and changes constant, with no end in sight.
25
便
An edict then declared: "Restore the exemption-from-service law under the Yuanfeng eighth-year regulations. Township assignees may be replaced and dismissed when volunteers enroll. Market, ferry, and sealed-reserve funds may be borrowed for hire wages but must be repaid when service revenues arrive. Exemption payments shall begin this seventh month. Village heads, household heads, and strong youths shall be recruited; if necessary, security officers may substitute; other hired duties follow the same rule. Surplus assessments may not exceed one-tenth; reductions shall begin with fifth-rank households and below. Each circuit shall appoint one supervisory official based where the judicial investigation commission sits. Where local conditions require changes to the old law, itemized proposals shall be submitted jointly with transport and judicial investigation commissions.
26
Another edict: surplus from added wine taxes under the old law shall pay legal-affairs clerks' meal allowances; if insufficient, pawn-interest funds may supplement. Collection was first ordered to begin in the seventh month, then postponed to the following year. Local assignment and hiring customs differ; for now keep existing practice until collection begins, then by the fifth month fully implement hiring and dismiss all assignees. Under the old exemption law some strong youths were assigned rather than recruited and paid no service money, as before. Assessments shall be based on three years' actual hire costs, using the median year as the annual quota. Surplus collected beyond this may not exceed one-tenth of the total quota. Before exemption payments resumed, assistance funds paid hire wages; if insufficient, exemption surplus might also be used.
27
便
In the seventh month the Ministry of Revenue reported: "Staff and supervisory officials on leave shall use hired escorts under Yuanfeng rules at fixed numbers; all Yuanyou garrison additions beyond quota are dismissed. Township assignees still serving, or who changed names to enroll, shall be dismissed in order as their replacement dates arrive. Extra-high strong households whose assessments had grown unbearable shall receive a thirty-percent reduction for every hundred strings of exemption money owed above the first hundred. Those who conceal property, borrow registers, or falsely claim official status to avoid assessment shall be punished for violating regulations; informants shall receive half the confiscated property. The Yuanfeng code exempted registered imperial clansmen and mourning kin of the Grand Empress Dowager and Empress. The Imperial Consort Dowager should receive the same exemption. Closing quotation mark The court approved all requests.
28
簿
Old household registers may be used if still reliable; if ranks are illegible, new registers shall be made even before the triennial deadline. The Ministry of Revenue implemented Yuanfeng rules, replacing village elders with security chiefs, household heads with cell heads, and strong youths with warrant-bearers. In the second year an edict to all circuits stated: "Service quotas and hire wages shall follow Yuanfeng regulations, with surplus collections still capped at one-tenth. Ever-Normal Granary and exemption funds, under Yuanfeng managed solely by supervisory officials, shall no longer involve transport or judicial investigation commissions.
29
使
The office revising statutory compilations, reviewing domestic regulations, noted that last year's township service assignments were flawed and proposed: "Chief and deputy security chiefs already bear lighter duties than village elders, and warrant-bearers handle documents—leaving great security chiefs with little real work. Under Yuanfeng rules, ten men served each security district: besides the deputy chief, each of eight cells appointed one great cell head. If two great cell heads rotate to collect taxes and Ever-Normal funds from the ten cells, one term per tax cycle, security youths need no longer serve as cell heads. Warrant-bearers must be chosen from the district itself, paid by government wages yearly—eliminating idlers who delay official documents. Warrant-bearers' wages keep their old rates; security chiefs' wages match village elders', and security heads' wages match household heads'; those unwilling to accept these three posts may decline. Strong youths in districts that never paid hire wages may follow old practice. Warrant-bearers' wages may draw on old surplus funds; where locals refuse security chief and head hiring, propertied natives may be recruited as village elders and strong youths instead. Coercion of hired village and household heads is already forbidden; forcibly hiring security chiefs and heads against their will carries two years' penal servitude. Closing quotation mark The court approved all proposals.
30
使 便
In the third year, left rectifier Sun E said: "Under the service law, Yuanfeng employed more officials and Yuanyou fewer; yet work was never neglected—fewer is better than more; hire wages were higher under Yuanfeng and lower under Yuanyou; yet recruitment never failed—lighter is better than heavier. The present law exempts lower households while taxing upper households entirely—the intent is noble, but the method is flawed. The late emperor established exemption-from-service, debated under Xining and Yuanfeng, and altered under Yuanyou—because no law is without flaws. Do not divide Yuanfeng from Yuanyou; seek only fairness and convenience for the people. That would be best. Closing quotation mark Hanlin academician Cai Jing replied: "Sun E's praise of Yuanyou's lighter, smaller system clearly favors Yuanyou over Yuanfeng. On the day Your Majesty restores the old policies, he dares say this—I am astonished. The exemption law has been restored nearly a year; officials are practiced and the people at peace, yet Sun E calls it flawed—slandering Xining and Yuanfeng. Yuanfeng is the hiring system; Yuanyou is rotational assignment—hiring and rotation cannot coexist. Yuanyou once mixed hiring with rotation into chaos, yet Sun E would blur Xining and Yuanyou—extending Yuanyou's treachery to confuse the realm. Closing quotation mark Sun E was dismissed as rectifier and demoted to prefect of Guangde Army.
31
Another edict forbade counties to summon cell heads and security heads for tax grinding or security chiefs for miscellaneous duties. Incumbent officials who occupy regular posts under the name of warrant-bearers shall be judged for embezzlement. If prefectural officials force them to deliver goods when supervising tax collection, punish under violation of regulations.
32
That year regulations on Ever-Normal Granary, exemption, farmland, waterworks, and security forces were compiled into the Statutes on Ever-Normal Granary and Exemption from Service and promulgated empire-wide. Cai Jing, Hanlin academician and service-law reviewer, was ordered to revise the statutory compilation. Attending censor Dong Dunyi said: "In early Yuanyou Cai Jing, as Kaifeng prefect, followed Sima Guang's rotational assignment—in Xiangfu County alone eleven hundred men were assigned within days. Entrust the service law solely to the Ministry of Revenue. Closing quotation mark The court ordered a detailed response. Cai Jing responded; Dong Dunyi was ordered to defend himself—Cai Jing was cleared.
33
西
In the second year of Yuanfu, Xiao Shijing and Zhang Xing were appointed court gentlemen. Both had once defended the exemption law under Yuanyou; the emperor promoted them citing their memorials. An edict ordered Hebei, Huainan, and metropolitan transport offices to stop collecting corvée exemption money from households once assigned as regular laborers. Another edict stated: "Even when border emergencies levy corvée labor, actual assignment and hiring numbers must be reported to the court—no arbitrary levies. The 168,000 laborers needed annually for river defense and ditch maintenance may be commuted to cash payments.
34
西 使 殿
In the first year of Jianzhong Jingguo the Ministry reported: "In the Jingxi North Circuit, locals volunteer as copyists, clerks, runners, and warehouse staff without wages; other circuits should consider the same. Closing quotation mark Approved. Fan Chunzhe, prefect of Yan'an, said: "Yamen-runners have openly embezzled government funds and fled when exposed. Permit rotational assignment of upper-rank township households for yamen service. Closing quotation mark Palace attendant censor Peng Rulin impeached Fan Chunzhe for undermining the good law. Fan Chunzhe's request was denied. Later Yu, prefect of Xiangzhou, noted that Xiangzhou received other prefectures' cloth-transport quotas and forwarded them onward—concentrating all yamen-runner burdens in one prefecture unfairly. Officials accused Yu of destroying Shaosheng law and demanded heavy punishment. Yu was demoted to irregular rank and assigned to Taiping Prefecture.
35
西
In the first year of Chongning the Secretariat said: "Making great security heads collect taxes without wages is rotational service, not exemption. Closing quotation mark Supervisory commissions were ordered to distribute hire money as under the old law. Yongxing Circuit officials sought to restore rotational assignment; Hunan and Jiangxi commissions sought lower clerk wages and no service wages because goods were cheap—all contrary to the law and to be reversed. The Ministry of Revenue was ordered to enforce the Shaosheng statutes and annotated service law empire-wide.
36
殿
In the second year officials said: "Ever-Normal interest at two-tenths yearly doubles in five years; exemption surplus at one-tenth yearly provides one year's reserve in ten. Shaosheng law therefore remitted Ever-Normal interest at doubling and exemption surplus at three quotas, showing the court did not profit from the people. Closing quotation mark But Lü Zhongfu, formerly vice minister of revenue and now prefect of Dengzhou, memorialized to delete that provision. Closing quotation mark Lü Zhongfu was demoted to prefect of Haizhou. Later, when Ever-Normal funds were abundant, commissions were to memorialize for remission under this rule.
37
In the first year of Daguan an edict stated: "Recruited clerks not of fourth rank or above, or with five prefectural cane convictions, shall be dismissed and never reappointed; recruit third rank and above instead. Closing quotation mark experienced clerks were dismissed, but veteran schemers hid in local government and manipulated the law worse than before. Later upper-three-rank households were barred from bowman service; recruits were drifters without local ties, and banditry spread everywhere. The court then ordered recruitment under Yuanfeng rules again.
38
In the first year of Zhenghe officials reported: "Gongzhou's service assessment was four hundred thousand under Yuanfeng; it now nears thirty thousand strings. eighth year of Yuanfeng capped surplus at two-tenths; Shaosheng reduced it to one-tenth. The surplus was renamed reserve funds with strict limits: unauthorized increases or excess reserves were punishable. Closing quotation mark Supervisory officials were ordered to investigate Gongzhou's excess assessments. Closing quotation mark Approved.
39
使
In the first year of Xuanhe critics said: "Emperor Shenzong first required official households to pay half service money to prevent excessive exemption. Closing quotation mark Now many claim official status while recruitment cannot be cut; official households' reductions are shifted to lower households, who pay regular tax plus officials' half—doubling their burden. Closing quotation mark Second-rank and above households receiving non-general office by demotion edict shall not claim official reductions; existing reductions are revoked. Tribute contributors follow the original law. Closing quotation mark Security heads receive monthly wages to collect taxes. Some counties assigned one tax collector per ten or twenty households, summoning them every ten days for grinding and punishment—harming good people; forbidden by edict. In the seventh year an edict noted: "Prefectures formed five-household security groups to inspect private coining. Urban ward chiefs received documents, faced summons and expenses, and some divided households or fled to avoid duty. Ward chiefs and deputies may be abolished.
40
Hired service restored under Shaosheng was abolished at the beginning of Jianyan. Soon officials argued the law could not be abandoned; councilor Li Gu told Emperor Gaozong: "The Ever-Normal system derives from Han Geng Shouchang—how can it be abolished because of Wang Anshi? Closing quotation mark Lacking funds for archers' wages, official households' reductions were suspended and common households' assessments raised twenty percent. Later assessments were reduced again. Concurrent officials once paid corvée money to recruit household heads; under security groups that money was stored for expenses. Security groups were soon abolished and household heads restored, but corvée money was no longer paid—it became a general revenue category.
41
退 西
Service arises from assessed wealth; if wealth assessments are accurate, the service law is fair. Since Shaoxing, transfer-cutting and transfer-ranking systems were refined: when property is sold, tax and wealth assessments transfer together. Transfer-ranking adjusts assessments every three years according to changes in assets. Abuses included registering every hoe, axe, chicken, and pig of households with only a little grain and a hut. Clerks set wealth assessments according to bribes received. Authorities imposed limits: pawnshops, warehouses, rented oxen, and chartered boats were excluded, and later plowing and rented oxen too. In the Yangzi delta, tax is calculated by mu and sometimes needs no transfer-ranking.
42
Security chiefs and heads are organized thus: five households form a group, ten groups a district, with cell heads and district chiefs; districts with fewer than three groups or five great groups are merged or attached variably. Households rotate service according to wealth, the wealthy serving less often.
43
使
Officials' landholdings are limited; on death descendants' exemption is halved; when hereditary privilege ends, they serve like ordinary households. (First rank fifty qing, second rank forty-five qing, third rank forty qing, fourth rank thirty-five qing, fifth rank thirty qing, sixth rank twenty-five qing, seventh rank twenty qing, eighth rank ten qing, ninth rank five qing.) Descendants of enfeoffed and bestowed officials serve like ordinary households. (Meaning: parents held no office in life, but rank was gained through enfeoffment via uncles or brothers.) All non-general and seven-category supplemental offices fall outside limited-land service exemption; Descendants recommended by memorial who originally entered through non-general or seven-category routes still bear rotational service like common households. Tribute contributors, military merit holders, bandit-catchers, chancellors' attendants, and reduced-year appointees who reach court audience rank become official households; On death, their descendants are treated like ordinary registered households. Imperial University students and examination degree-holders without limited fields may hire substitutes for service.
44
Single-male, female-headed, and orphaned-infant households are exempt from rotational assignment. A household without husband and sons is a female-headed household. When a woman marries, dowry establishes property registered under her husband's household. Security chiefs and heads are assigned by estate size; amounts beyond the limit rotate with official and registered households. Commanders-in-chief and unit officers are exempt from security chief and head duty. Exempt fields of Wenzhou righteous warriors may not be sold; on death they may be inherited.
45
便便
Recruits must be natives; discharged soldiers and former government runners may not be hired. Once substitutes are hired, officials may not summon the liable household in person. If hires abuse official power to harm the innocent, the recruiter is also punished. In Hebei, Emperor Gaozong saw how one bad magistrate and one service rotation could ruin a household, and therefore refined the service law with great care.
46
便 殿 便
In the fifth year of Qiandao, Songyang County in Chuzhou pioneered community service: neighbors pooled grain to support households on rotation, and the practice spread. In the eleventh year, censor Xie E said: "Community service should follow local preference; unwilling households should use rotational assignment." Closing quotation mark The emperor approved. Zhu Xi said community service still had four flaws. The pioneers feared incomplete planning, but successors were not all good men—so abuses spread daily. Some used clever schemes to monopolize community-service benefits; some bullied neighbors and seized control of rotational assignment. They abused the poor, favored the rich, and bullied the weak and solitary. Once community service was named, service households could not live in peace; when hired service ran, they could not settle their homes—truly the flaws Zhu Xi named. In the fifth year of Chunxi, officials proposed annual review of local assignment by litigation volume; service households would rotate management, recruits would handle documents, and community service would work for all.
47
In the second year of Qingyuan, Xu Jizhi compiled ancestral exemption laws and Shaoxing edicts into Essentials of the Service Law. In the fifth year, left chancellor Han Tong presented the completed book. The law could endure; when it failed soon, people were to blame.
48
使 沿
Floods, drought, locusts, and epidemics are unavoidable, but a state must prepare; this is the Zhou Offices' twelve famine policies. Song governance rested on benevolence; relief for the poor and afflicted was more earnest than in prior dynasties. In lean years prefectures released Ever-Normal and Beneficial granary grain, sold at fair price, lent seed, or gave direct relief to all households alike. If insufficient, they released provincial stores or transferred grain from other circuits; or recruited wealthy households with rank and merit records; loans to the destitute were repaid by government at harvest. If still insufficient, inner palace funds or monk diplomas were sold; in the southeast, transport grain in hundreds of thousands of shi was held for relief. Uncollected taxes were forborne, reduced, or deferred to fertile years. Overdue debts were relaxed, corvée rested, branch deliveries reduced, and harmful levies halted. Market duties were lightened; ox sales and grain transport were relieved of fees. Shared profits were not forbidden; water districts' taxes on fish, fruit, and reeds were remitted. Officials toured circuits, easing prisoners and reducing punishments. Starving people who raided granaries received lighter sentences; fugitives paid no ferry fees; at the capital, gates gave rice; along the road, lodging, gruel, or daily grain. Those who could return home were sent with daily provisions; others received land, entered the army, or were recruited for public works. The aged, ill, and young unable to survive were taken in by government. Flood districts used boats to rescue people and supply fuel and grain. The government buried victims of famine and drowning and compensated drowned victims' families. When the capital was bitterly cold or prices soared, rice and coal were sold below market price. This became constant practice. Locusts were fought by paying the people for captures; locust eggs were exchanged for grain. Prefects were ordered to care for the people; inner attendants inquired; incompetent officials were inspected.
49
使
In the third year of Jianlong, Shen Yilun returning from Wu-Yue said: "Yang and Si famine victims die in multitudes while military stores hold ten thousand shi—it should be lent to the people." Closing quotation mark Officials objected: "If next year fails, who bears blame?" Yilun said: "Granary relief summons harmony and harvest—why fear drought?" Closing quotation mark Emperor Taizu approved. In the fourth year, prefectures restored charity granaries, collecting one dou per shi of the two taxes for famine reserve. Pacifying Lingnan and Jiangnan, they repeatedly relieved famine—deep kindness to distant peoples.
50
Emperor Taizong was frugal and benevolent, urging farming and thrift. Beneficial stores had reserves; Ever-Normal granaries bought grain lest stores run short. Emperor Zhenzong extended Chunhua policy until Ever-Normal and Beneficial granaries covered the realm.
51
使
Emperors Renzong and Yingzong, on disasters, avoided court, changed dress, and reduced meals. Fear and repentance showed on their faces; compassion appeared in edicts. At Qingli's start, charity granaries were restored empire-wide. In the second year of Jiayou, Broad-Benefit granaries were ordered for the aged, young, ill, and poor. Successive courts inherited these policies; care for the people grew ever deeper. Local governors often excelled—Zhang Yong in Shu sold sixty thousand shi yearly, recorded in the Huangyou regulations. Fu Bi in Qingzhou lodged refugees in more than one hundred thousand buildings, saving five hundred thousand people and recruiting ten thousand soldiers—a model for the realm. Liu Qi of Yunzhou opened granaries; many lived; banditry ceased; the court praised him. Zhao Bian in Yuezhou posted notices inviting grain sales; merchants came; prices fell and none starved. Such policies are countless; here is a summary of ancient famine relief.
52
使
Earlier Renzong, pitying the sick without medicine, issued the Qingli Good-Relief Prescriptions. Wang Duan of Yun'an requested government-funded medicine for the people; the practice spread empire-wide. During a capital epidemic, Imperial Physicians compounded medicine; two rhinoceros horns from the inner palace were inspected. One was a heaven-piercing horn; attendant Li Shunju asked to reserve it for the emperor. The emperor said: "How can I value curios above the people?" Closing quotation mark He had it destroyed. Private and public rents were remitted ten days. Skilled physicians gave medicine through county officials so the poor were not harmed by quacks. In Tianxi, land near capital temples was bought to bury unclaimed dead. Burial paid six hundred cash per coffin, half for children; later payment ceased and corpses lay on roads. At Jiayou's end, payment was restored.
53
西 西 使 使
The capital's East and West Futian courts fed the destitute; later only twenty-four received grain. Emperor Yingzong added South and North Futian courts, feeding three hundred daily. Five million inner treasury cash yearly later became eight million from Sizhou profits. Edict: prefects remit rent three days in heavy snow, nine days yearly maximum. Xining second year: destitute beyond Futian quota received winter care until spring. Han Jiang of Taiyuan said: by law the old and ill received beans from the eleventh month to the third month. Hedong is colder; disburse from the tenth month to the second month; if surplus remains, until the third month. Closing quotation mark Approved. Destitute widowers, orphans, disabled, and poor without support dwelled in extinct-household properties; if none, in official houses funded by extinct-household property without monthly limit. Rice and beans were given under the beggar law; If insufficient, Ever-Normal interest money was provided. Early in Chongning, Cai Jing established Residency-Care courts and Relief-Dispensing wards. Ever-Normal grain was issued at several times the usual ration. Official soldiers served as staff; cooks were appointed; meals and padded clothing were supplied. Local officials overspent on curtains, nurses, and servants, levying broadly—the poor benefited while the wealthy were harassed.
54
使 殿 便
In the third year, Leak-Seep burial gardens were established. Earlier Shenzong ordered metropolitan monasteries holding coffins of the poor to receive three to five qing of barren land per county for burial under monastic management. At three thousand burials one monk was ordained; after three years he received a purple robe; with purple robe came a master title and three more years of leadership; renewal was permitted. Closing quotation mark Cai Jing extended this into registered gardens with three-foot burials and supervisory inspection. Relief wards recruited monk managers; healing one thousand patients in three years earned purple robe and a Ministry diploma. Physicians kept registers of cures and failures for annual evaluation. Cities, garrisons, and markets of one thousand households or more added Residency-Care courts, Relief wards, and Leak-Seep gardens. Frozen corpses on roads and unclothed beggars were sent to the nearest Residency-Care court for money and rice. Teachable orphan poor entered elementary school with clothing paid from Ever-Normal funds. Abandoned infants were nursed by hirelings or raised as temple acolytes. In the second year of Xuanhe, Residency-Care, Relief, and Leak-Seep were ordered to follow Yuanfeng precedent at moderate scale. Residents received one sheng of rice and ten cash daily, plus winter fuel; children received half. Relief ward funds followed Residency-Care rules; medicine followed old regulations. Leak-Seep gardens provided burial only; fasting and sacrifice expenses were abolished.
55
When Emperor Gaozong fled south, refugees followed like shoppers flooding a market. They were clothed, fed, and given medicine; those killed in war or on the road received diplomas for burial. (Beggars were kept in Residency-Care courts; the sick in Relief-Dispensing wards; the dead in Leak-Seep gardens—yearly as constant.) Since Shaoxing, annual floods and droughts opened Ever-Normal and charity granaries for relief, sale, and lending without stint. In hard times military grain was urgent and stores limited; rank rewards inducing wealthy assistance were necessary expedients.
56
西
In the twenty-eighth year, summer wind and flood damaged Zhejiang fields. By law relief applied at seven-tenths crop loss; now five-tenths also qualified. In the twenty-ninth year, local chiefs allocated two-tenths of Ever-Normal and charity grain for relief sale. In the thirty-first year, first month, snow and cold left the people hungry. Lin'an sold Ever-Normal grain at half price for ten days; poor households in Lin'an received two hundred cash, one dou rice, and fuel from the inner treasury; (On cold, heat, rain, fire, amnesties, prayers, enthronements, birthdays, and mourning, Lin'an people and armies received relief and tax and rent remissions.) Auxiliary prefectures followed Lin'an's Ever-Normal relief.
57
西 西 西 使 西
Longxing second year autumn rain ruined crops; forty myriad taels bought grain for relief. Qiandao sixth year summer relieved Zhe West flood victims. Seventh year of Qiandao, eighth month, Hunan and Jiangxi drought—rewards encouraged grain hoarders to sell. (Men without office: 1,500 shi earned Advance Righteousness Corps commander; 2,000 shi earned Advance Martial Corps commander; 4,000 shi Trustworthy Gentleman; 5,000 shi Trustworthy Officer. Civil officials: 1,000 shi reduced merit review two years; 2,000 shi three years; 3,000 shi one rank and two grades with dispatch; similar rewards for selection candidates. Martial officials: parallel rewards at 1,000–3,000 shi; two thousand shi: three-year merit reduction and one grade with dispatch; three thousand shi: one rank and two grades with dispatch. Five thousand shi and above: special grace by imperial order.) Officials proposed dividing drought duties among transport, Ever-Normal, judicial, and pacification commissioners. The emperor feared transport commissioners would inspect but refuse relief responsibility. Yu Yunwen said transport commissioners managed circuit finances called provincial accounts. Balancing surplus and deficit across prefectures was their duty. Chunxi eighth year: drought districts sold relief grain; the destitute without money received charity rice. Qingyuan first year, because prices soared, merchants were ordered to sell out and hoarding was reported. Jiading sixteenth year allocated twenty thousand shi from Chu Prefecture to Shandong.
58
簿簿
Chunxi eighth year, Zhu Xi said: in Qiandao fourth year he lent six hundred shi Ever-Normal grain—summer issue, winter repay with interest. Thereafter yearly cycle; lean years halved interest; great famine remitted all interest. In fourteen years interest built three granaries and returned six hundred shi to the prefecture. Three thousand one hundred shi remained as a community granary charging only three sheng loss per shi. Within forty or fifty li, even bad years brought no hunger. He asked to spread this through granary offices. Lu Jiuyuan in the Statutes Bureau sighed that community granaries were known but not implemented afar. Closing quotation mark It was compiled into the Relief section. (Borrowers formed groups of ten households with elected heads; fifty households chose a literate community head. Each first month the community head organized groups. Deserters, vagabonds, and the well-off could not join. Eligible households were asked whether they wished to join. Willing households listed mouths: adults one shi, children half; under five excluded. Group heads received double. Community heads verified lists at the granary. Grain was issued at planting and hoeing. Repayment was due by the eighth month thirtieth; bad grain was penalized.) At Jiading's end, Zhen Dexiu implemented this in Changsha; many relied on it in famine. Over time funds were diverted or collected like regular tax—the good law was lost.
59
西 使
Baoqing third year, Wang Gangzhong said fertile districts' cheap grain harmed farmers; famine districts lacked relief policy. Surplus regions should supply deficient ones so the hungry need not buy dear grain and farmers profit. Hoarding was to be banned; rice districts in the southeast were to trade freely; violators faced impeachment and clerks exile so orders would be enforced. Closing quotation mark Approved. Duanping first year, officials said Jianyang and Shaowu banditry arose from hoarding by wealthy households. Military force alone could suppress them; but without relief, hunger would drive people to despair. Followers grew daily. The court should use troops against active bandits and release grain to win those not yet rebelled—isolating the bandits for one stroke extermination. This was the Zhou policy of dispersing profit to remove bandits. Closing quotation mark Eighth month: one million shi of rice and wheat were allocated for newly recovered Henan. Chunxi eleventh year: Fujian drought received 250,000 shi for relief sale and 10,000 for the poor.
60
西
Jingding first year: Lin'an fair-sale granary had once held hundreds of thousands of shi but was depleted without replenishment. Lin'an was ordered to buy 400,000 shi using fair-sale and sealed-reserve funds totaling 14 million strings in notes. Second year: the capital relied on Zhe West rice; merchants were induced to sell in the capital with rewards surpassing Qiandao seventh year.
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