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卷一百九十三 志第一百四十六 兵七

Volume 193 Treatises 146: Military 7

Chapter 193 of 宋史 · History of Song
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1
Military Affairs VII (Recruitment Regulations)
2
Recruitment as an institution began when the fubing garrison system was abandoned. In late Tang, troops exhausted by constant campaigning often fled. The Later Liang founder ordered every army to tattoo unit marks on recruits' faces, creating the standing expeditionary forces. At muster they first measured stature, then tested running, leaping, and eyesight; only then were faces tattooed, cash and kit issued, and names entered on the rolls. Early Song kept these methods: peasants might be recruited and formed locally; sons of serving soldiers could enlist with their parent commands; famine refugees might fill home garrisons; or convicts could be assigned as labor troops. Recruits came from many channels, but the fit went to the Palace Guards, the less robust to the Provincial Corps, organized in companies and governed by strict regulations. Peacetime still brought costs for ranks, rewards, and rations; but in war these men fought and moved supplies, turning the empire's toughest unemployed into protectors of ordinary citizens.
3
便
Taizu first picked the army's strongest men as "model soldiers," sent them to each circuit, and ordered recruitment to match those standards. Later wooden staffs graded by height—the "graded-height staffs"—replaced the models, and circuit administrators and camp supervisors measured recruits against them. Recruits sent to court were re-tested by the Military Appointment Bureau, presented before the emperor at informal audience, and assigned to regiments.
4
Under Zhenzong in the Xiangfu period, height standards were reset in five grades from five foot eight to five foot five; prefectures sent qualified men to court and slotted them by grade.
5
西西
In Renzong's first Tiansheng year, circuits from Jingdong through Huainan to Shaanxi were ordered to recruit; men sent to court were tattooed "Command," and their families received rations. Officers returning from duty were rewarded or penalized according to their recruitment totals. Another edict required Yi, Li, Zi, and Kui to raise troops yearly; once quotas were met, recruits were sent to court and assigned to the Fengjie, Chuan Loyalty, and Chuan Dedication armies. Thus fierce, jobless men from remote circuits all gained employment.
6
In Qingli 7, Provincial Corps men and recruits five foot seven or taller were sent to court for testing into the Palace Guards.
7
西
In Zhihe 1, Hebei, Hedong, and Shaanxi raised "grain-paid" troops, with four hundred cavalry or five hundred infantry per battalion.
8
In Jiayou 2 height standards were revised again: from the Upper Four Armies through Wusu and Zhongjing all required five foot or more, with pay graded by fractions of an inch—for a one-thousand-cash stipend, three grades at five foot eight, five foot seven, and five foot three. For seven hundred cash, three grades at five foot seven, five foot six, and five foot five. For five hundred cash, three grades at five foot six and five foot five and a half. For four hundred cash, two grades at five foot five and five foot four and a half. For three hundred cash, six grades from five foot five down to five foot two. For two hundred cash, four grades from five foot four to five foot two. Men without stipends were graded at five foot two or below, down to five foot seven or eight tenths of a cun. Only Wuyan and imperial scout units took men chosen for skill; warehouse clerks and technical specialists were exempt from height grading.
9
In year 7, Censor Tang Jie reported that recent Palace Guard recruits were often too slight for armor and urged locking heights to the original standards, with penalties for anyone who tried to lower them. An edict: "Forbidden Guard prepared for war should follow this order. Those in reserve—Xiongwu, Xuanchi Six Armies, labor detachments, and the like—follow the Horse Army edict."
10
西 使
In Zhiping 2, Shaanxi locals and soldiers' sons filled Palace Guard battalions only to eighty percent of quota. Envoys also recruited around the capital and in Cao, Pu, Dan, Chen, Xu, Cai, and Bo to fill Huyi and Guangyong units, with an extra bolt of silk and cloth per man.
11
In Zhiping 4, Yanzhou was ordered to raise five Baojie battalions for rotating frontier service. In Xining 1, all circuits were told to recruit famine refugees into the Provincial Corps.
12
便
In the second year, the Bureau of Military Affairs reported: "At the founding, frontier circuits disbanded troops when there was no alarm; now peace has been negotiated but garrison troops are extremely numerous, wasting silk and cash in vain. If in nearby districts where grain is cheap more camp troops are increased, but only sent to garrison the extreme frontier, this would be a very convenient plan." The emperor consulted Wen Yanbo, Han Jiang, Chen Shengzhi, and Lü Gongbi; some argued camp armies had always been hired and discharged after crises, others that border forces could not be cut deeply. He ordered Yanbo's group to study the matter and report back.
13
西
In month 7 of Xining 3, Jingxi was told to raise Provincial Corps in grain-rich prefectures, cap thirty thousand. In month 11, Dingzhou prefect Teng Fu asked to restore local archer militia recruitment for border defense. The request was granted.
14
西使
In the twelfth month of the fourth year, the Bureau of Military Affairs reported: "Labor-service troops in the capital had an old quota of 18,259; now 6,392 are short. If recruitment fills the gap, external circuits need not be drawn on, avoiding illness from unfamiliar water and soil, cold, hunger, and death on the road. They proposed recruiting young men near the capital for capital labor only, barred from official drafts, to reach full strength within a year. Then reduce correspondingly external recruitment, stockpile the reduced grain grants for imperial supply, to fund the ministries' needs." The request was granted.
15
In year 5, acting Yanzhou commissioner Zhao Qi raised 4,984 Han and tribal archers in eight commands; he was promoted to Vice Minister of Personnel with two hundred bolts of silver silk.
16
使
In year 7, envoys were sent to circuits to scout and recruit Xihe auxiliaries, names to be reported in advance. Hebei and Hedong recruiting was halted entirely. In year 8, soldiers with aged, ill parents lacking caregivers at home could transfer to posts nearer kin.
17
In year 9, vacancies in Pengri, Tianwu, and subordinate guards were to be filled at one-third for cavalry and half for infantry.
18
沿使 西
In the second month of the second year of Yuanfeng, the Frontier Finance Office of the Xihe circuit reported: "At Minzhou Qiongchuan, Lichuan, Lüchuan, and Tongyuan Army Shuyang stockades, request establishing ten pasture supervisors, recruiting troops as pasture-command supervisors. For garrison farming, follow the official estate precedent, recruiting two hundred Yongji soldiers; Yongji soldiers in all total one thousand as quota." The request was granted. In month 7, border officials asked, "Pay three thousand cash each for intelligence officers, recruited from officials or civilians to spy on enemies. Assistant prefects and supervisors should verify reports for rewards or penalties." The request was granted. That year famine in Yan, Yun, Qi, Ji, and other circuits led to recruiting refugees to fill capital and Jingdong unit vacancies.
19
In year 3, an edict noted ten thousand capital-region Guard vacancies and ordered rapid filling. Another edict directed Hebei flood victims without food into provisional army recruitment.
20
西調
In year 4, east and west Jingdong repeatedly asked for more garrison troops after troop deployments. The court, holding to fixed troop ceilings, usually ignored these requests. Still, coastal and mountain prefectures faced bandits and deserved consideration: widen recruitment and grant one-year exemptions from tied-garrison duty and other labor duties. In the sixth month, an edict: "In the capital, for salary below seven hundred, select and recruit ten thousand five hundred cavalry and infantry; The capital district would also raise ten thousand militia and baojia troops. if Jingyuan's five thousand are insufficient, select from Qinfeng circuit."
21
西
In year 5-V, tea commissioner Pu Zongmin proposed twenty-eight relay depots from Qinzhou to Xizhou with recruited escort troops. The request was granted. In month 8, recruits in the capital district and Jingxi received an extra thousand cash beyond standard bounty. In month 12, capital patrols recruited men under thirty-five at the four city gates. Hebei also set infantry quotas, allowing each command one hundred men above establishment.
22
In year 5, officers who recruited a hundred men within a year gained one rank. In month 4, Hedong asked to enlist Linzhou Feiqi and Fuzhou Weiyuan youths under twenty-five.
23
西使
In year 7, Guangxi reported large native-troop vacancies and asked to recruit four thousand transfer soldiers from Fujian, Jiangnan, and Guangdong. Jiangnan and Fujian officials were ordered to conduct transfers.
24
使 西
In the fourth month of the eighth year, Hedong pacifier Lü Huiqing reported: "Hedong dare-brave troops have a quota of three hundred; stipends are slight and few enlist. On Zhiyan he had raised pay three grades, loaned provincial horses at seventy percent fodder, and set up a training camp—after which enrollment surged. I wish to follow the directive already obtained in Shaanxi circuit." The request was granted.
25
In Yuanyou 1-III, Hebei militia volunteers meeting Palace Guard height and skill standards got extra bounties—five thousand cash above Central Army level, three thousand below. Men one finger short who could draw first-grade militia bows might still enlist. This followed a memorial from Right Remonstrance Su Che. In month 6, Vice Minister Sima Guang urged circuits with wholly inadequate garrisons to set quotas and recruit replacements.
26
In year 8, the Bureau noted new recruits were often famine refugees untrained in drill and asked garrison prefectures to train them six months before front-line deployment. In Shaosheng 1, the Bureau proposed reward-and-punishment standards for recruitment officers missing quotas.
27
西 便
In year 4, the Lanzhou frontier office approved four Baojie infantry and one tribal cavalry command at Jincheng Pass. Shaanxi was told to add ten five-hundred-man tribal commands at five prefectures, trained locally and recruited by the frontier commander. The Secretariat and Bureau had long tried recruiting herdsmen without success; Zeng Bu argued expanding cavalry was simpler. Native troops were the empire's best fighters, and expeditionary pools were drained; the plan won universal assent, including the emperor's. Pasture rents held seven million with 1.7 million annual income, while ten new commands cost only 250,000—so both cavalry expansion and civilian horse programs could coexist.
28
In Huizong's Chongning 1, Hubei commander Shu Dan was ordered to raise Shi and Qian native levies against Yao rebels, capped at seven hundred per prefecture. Yao raiders hid in ravines where regular armies could not operate.
29
In year 3, Jingdong and other circuits raised fifty thousand troops: cavalry named Chongjie and Chongrui, infantry named Chongwu and Chongwei.
30
使 使
In year 4-VII, Xihe commissioner Hong Zhongfu, arriving from Hedong, was asked whether the new Chongwei and Chongrui units were drilled. Zhongfu said: "Drill is the easy part. I do not know whether the armies Taizu used to conquer the empire and those Shenzong gave to commanders were ever cut; if not, expansion may be unnecessary. For troops value concise training, not numbers; now suddenly adding two armies, the expense is very great—I do not know whether those who proposed this have funds beyond the regular budget, or only look to the court for support." The emperor was taken aback. "When we first debated expanding the army, no one talked about cost—call it off at once." Zhongfu said: "Idle roving troops will no longer settle at farming in the southern fields; if dismissed at once, the strong will gather as bandits and the weak will wander—then again a heavy worry for the court. It would be better to use them to fill vacancies in the camps. Where there are no vacancies, allow taking them in beyond the quota—in one or two years they will all be gone." The emperor approved. In the ninth month, an edict: "Recent orders directed that in the capital and all circuits Chongjie, Chongwu and other commands should recruit one hundred thousand men, and also recruit Xiaozhong, Fanluo commands and shortfalls within quotas; fearing it would be hard to meet quotas at once, Chongjie and Chongwu may first recruit one hundred thousand. Wait until the numbers gradually show order, then report fully for imperial decision."
31
In the fifth year an edict declared that anyone of any status who had been forced into the army might appeal for himself or his kin, and that men already branded with military tattoos were also to have the matter corrected.
32
西西西
In the second year of Zhenghe, the Guangxi Commander reported: "Guangxi's two generals' quotas total more than ten thousand three hundred; from deaths and desertions, recruitment was delegated to northern and southern Jinghu, eastern and western Jiangnan; because those circuits did not consider it their primary duty, most did not apply themselves. Now troops are short six tenths; we wish to request from this circuit and neighboring circuits those guilty of exile and beating offenses of serious circumstances—except those sent to Shamen Island, distant Guangnan, violent robbers, murderers, arsonists, cases involving foreign states and those outside the law—all others exempted from beating and tattooing to fill quotas." The request was granted.
33
使
In the fourth year, Central Guard Grandee Tong Shimin said: "Southeast prefectures and commanderies routinely lack garrison troops; all labor service is hired labor. If prefectural magistrates and circuit judicial commissioners are all ordered to arrange recruitment to fill quotas, expenses could probably be saved." The request was granted.
34
使
In Xuanhe 1 Wu Jie, pacification commissioner of the Gaoyang Pass circuit, received a handwritten edict to fill forbidden-army vacancies across the empire. On a scale of ten parts, officials who filled four tenths or less would have their merit-review cycles lengthened step by step, while those reaching seven tenths or more would have them shortened. Hejian, Cang, Ba, En, and the Xin'an Army on the Gaoyang Pass circuit had filled their quotas and asked for promotion rewards. The request was granted.
35
使
In the second year, a handwritten edict: "Recently heard that various circuits and garrisons recruiting garrison troops such as River Clearers and Strong City units often take timid, weak, and young men who do not meet standards, wasting grain rations and unfit for service. From now on all must follow established regulations for recruitment; if violated, prosecuted as violation of regulations."
36
便
In the first month of the fourth year, the Eastern Liangzhe Circuit Commander reported: "We request converting Wen, Chu, Qu, and Wu prefectures' original six non-jianjiang forbidden army commands by additional recruitment into ten commands, each with a quota of five hundred, totaling five thousand, so as to complete a full general. And additionally recruit one non-jianjiang forbidden army command at Taizhou, with a quota of four hundred." The request was granted. In the third month, officials said: "We privately hear on the roads panic and mutual fear, saying various armies seize people and tattoo them to fill quota shortfalls; several men as a rule drive one strong man, dragging and beating him; commoners cry out, some biting their fingers begging release. At a recent great gathering at Jinming Pool, soldiers suddenly sealed the gates and swept the crowd, hauling off every tall youth they found with the cry that he was being drafted. Vegetable sellers stopped entering the city, and travelers, shopkeepers, and even servants hid in terror—a spectacle that horrified all who saw it. The empire was at peace; if the court truly wanted to fill the capital guard, it should publish clear rules, pay generous bounties in gold and silk, and spend a million in cash—then a hundred thousand men would enlist willingly. Snatching men on the highways truly shamed the state, and word of it spread everywhere, near and far, to the court's great detriment. We hope urgently to issue prohibition, to quell suspicion and fear." About then the Baolu Palace Daoist Zhang Jizi was branded while traveling to Weishi; when the case reached the throne, a handwritten edict ordered the judicial commissioners to investigate it to the full. In the fourth month, officials further said: "Recruiting and tattooing forbidden army quota shortfalls—the Bureau of Military Affairs set the deadline too urgent; the camps did not restrain themselves, and the people were greatly frightened. Fortunately an imperial grace edict soon forbade the practice, and public opinion settled. Many men who had been branded against their will had already been released, though some who had appealed to the authorities were still waiting. If such abuses occurred at the capital, what must be happening in the provinces? Petty men everywhere were abusing their power to seize victims, and even when a man escaped after pleading, his household was often already ruined. Travelers still moved about in fear. We hope the sage ruler will specially grant a warning edict: at all places outside recruiting troops, they must not exceed bounds." The request was granted.
37
In the seventh year the court cut Inner Palace spending, reduced the monthly stipends of attendants and higher officials, abolished concurrent bureaus, and directed the savings toward grain-purchase funds and recruitment bounties on the circuits.
38
使
When Qinzong took the throne, he ordered magistrates to enlist local strongmen as squad leaders, each to raise men from his own neighborhood. Leaders who raised fifty men received the rank of Advance Righteousness Vice Commander, and those who raised three hundred received Trustworthy Gentleman; civil and military officials versed in arms were recruited as unit commanders. On the day they marched, the issuing prefecture or garrison supplied arms and armor and half a month's rations, with counties along the route continuing payment for men coming from far away. The Capital Region Pacification Bureau said: "All circuits recruiting dare-brave effective troops—each man first given three thousand cash, comes to this bureau for testing and certification, then silver and silk rewards are distributed. Officials who raised two hundred or more skilled dare-brave volunteers were to receive one rank of promotion, with the same reward for every additional two hundred. Or if surveillance commissioners, prefects, and county officials and below regarding military deadline matters are slightly delayed, all are subject to military law." The request was granted.
39
西 使 西使使
In the first month of Jingkang 1 officials noted that circuits were recruiting troops but local transport offices lacked funds, and asked permission to draw on nearby imperial tribute stores and the Yanfu Palace treasury in the west city so recruitment could proceed quickly. The request was granted. Another edict ordered circuits to select men to fill vacancies in the Dragon Fierce, Dragon Cavalry, Return Far, Strong Brave, and related corps. A further edict directed each locality to recommend rewards by rank according to how many skilled dare-brave volunteers it had raised under earlier orders. Another edict: "We hear that those hoping for rewards coercively force recruitment. Henceforth only willing volunteers were to be accepted, and violators would face severe punishment. Must not take the weak and unfit for battle and those already on military registers and treat them the same as recruits." An edict also called for recruiting military examination graduates with proven talent and strategy, men with battle honors or field experience, frontier commissioners regardless of pending criminal cases, martial academy students of proven wit, former bow-and-horse institute trainees, and all other brave fighters willing to serve, and allowing them to report to the Personal Campaign Headquarters. Another edict ordered Shaanxi locals, commissioners, and volunteers to report to Yao Pingzhong's army, with recruits paid twenty strings if ranked Xi Wu Lang or higher, fifteen strings if Jin Yi Vice Commander or higher, and ten strings for soldiers and commoners, all from Kaifeng's official treasury.
40
In the fourth month, an edict: "According to previously issued orders, send back those returning to court toward the Great Jin army front; if unwilling to go, each place shall measure and give travel vouchers for repatriation; Officials who held posts were to suspend their duties and receive half pay. Those willing to serve at the army front are permitted to declare themselves."
41
西 西使 西 西 使西
In the fifth month, the Hebei and Hedong Pacification Bureau memorialized: "Hebei prefectures and garrisons have extremely few regular troops under their charge; moreover many idle drifting people in Shaanxi are willing to serve—as only because recruitment tattooing lacks standard gifts, army quotas are constantly short. Now if uniform silver and silk are given, converted to standard gifts for feasts and departure costs, recruits are enlisted as Righteous Braves with tattooing only on the right arm, and clothing, grain, and ration money paid per forbidden army standards, Shaanxi's five circuits together can obtain twenty thousand—compared with general troops obtained from Huai and Zhe circuits, they can truly be put to use." The proposal was approved, and the throne sent one civil and one military official to Shaanxi to raise twenty thousand men for the capital. Zhao Ding was specially appointed a Kaifeng prefectural clerk and Zhong Xiang a reserve general on the pacification staff, both assigned to Shaanxi solely to handle recruitment. That same month Household Vice Director Chen Shiyin was sent to Fujian to recruit spearmen and staff fighters. Director of Waterways Chen Qiudao said: "The court dispatched officials to Shaanxi to recruit troops—just when the harvest is abundant; I fear it will not be easy to fill quotas. If surveillance commissioners are entrusted to recruit baojia, enticed with standard gifts and exempted from corvée levies to rouse their spirit, fifty thousand strong troops can be obtained." The request was granted.
42
西 西
In the sixth month, Bureau Chief Zhe Yanshi memorialized: "Western people have allied with the Jurchen for a long time—how can they not covet Guanzhong? Every circuit was now stripped of troops and horses; if the enemy drove deep into the realm, how could the court hold them off? The thought was chilling, yet the court seemed not to have weighed it seriously. The crisis in the Hedong region has already become visible, and the people are anxious; the danger in Shaanxi had not yet materialized, so people ignored it. If each circuit were given one hundred thousand strings upfront and its commander ordered to recruit local men for defense, hold the passes, and bar enemy entry, the court would still have to back the effort. Transport commissioners should seize the time to store provisions broadly, taking this as an urgent task."
43
Kaifeng Prefect Nie Shan also memorialized: "Recruiting troops is today's urgent task. Recently every county around the capital had taken to branding recruits, and when no one volunteered they seized villagers and travelers off the roads. Country folk fled in panic and merchants stopped traveling, a gross betrayal of the court's duty to protect the people. Under the Zhenghe code, repeat thieves sentenced to flogging or worse who could not be released but were fit for service were to receive enlistment gifts and be branded into garrison corps. Bold, hardened thieves still prowled inside and outside the capital; though convicted, they remained unreformed. Drafting them into garrison service under that rule would not only supply strong recruits but also sweep the worst offenders off the streets. If the request is approved, then from inside to outside all can see it implemented." The request was granted.
44
西使使 使使 西 西
In the seventh month, Shaanxi Five Circuits Commissioner Qian Gai said: "Director of Waterways Chen Qiudao requests recruiting and tattooing fifty thousand baojia as soldiers. Regular troops in western Shaanxi were already scarce and local defense depended entirely on the baojia; after grain transport and corvée duties almost no able men remained. Drafting fifty thousand more would leave few prime males to choose from, alarm the populace, and invite unrest. He asked that prefectures and counties explain the plan to the baojia and accept only volunteers; and if too few volunteered, that the baojia office choose men from the remaining pool of prime males. Total men going to the capital together making seventy thousand can be sufficient." The request was granted. That month, Qian Gai memorialized: "Shaanxi recruiting locals as soldiers—most are market rabble, unfit to face the enemy. Now Zhe Yanshi disburses to Shaanxi's six circuits copper cash of one hundred thousand strings each; adding ten thousand cash per man, one can carefully select young strong men meeting standards—ten thousand regular troops can be obtained, six circuits together sixty thousand." The request was granted.
45
In the tenth month the Bureau of Military Affairs proposed recruiting men of proven martial skill and courage, including hunters and professional hunting households. The request was granted. It also memorialized: "Fujian circuit has loyal, righteous, martial, brave men seeking office through merit—properly they should be recruited; except baojia regular troops, archers, commoners, monks, and guilty soldiers are all permitted to enlist. If there are men of high martial skill, truly courageous, universally respected, and willing to enlist as unit leaders, they shall temporarily act as leaders according to each item's title, each temporarily supplementing official rank according to the number recruited." The request was granted.
46
滿 使
By the eleventh month a hundred thousand defenders manned the capital's four walls, and yellow-clad troops with yellow banners filled the streets. Most who enlisted were vagrants and beggars with no will to fight. In intercalary November He Li put Wang Jian in charge of raising irregular troops; even ladle-carrying beggars enlisted, and the unit was hurriedly assembled without proper discipline. The irregulars mutinied, assaulted Wang Jian, and slew dozens of court agents, throwing the Inner Front into chaos. Wang Zongsu beheaded several ringleaders and restored order. Sent into battle, they were overrun by heavy cavalry, broke and fled at first shock, and were wiped out.
47
In December an edict declared that any troops who masqueraded as Jurchen raiders to loot would receive amnesty if they returned stolen goods and surrendered within ten days. Routed soldiers were also to be collected and registered. They were to receive rations.
48
滿 滿 滿 使沿滿 沿 調 滿 滿
Desertion laws had been revised repeatedly since the dynasty's founding. In Xining 5 an edict decreed execution for Palace Guards on the five-hundred-cash pay grade who remained absent seven full days. Under the old rule, three days' absence meant death. At first the chief ministers proposed reform and asked that the limit be ten days. The emperor objected: "Men who flee during combat could still surrender after ten days — would that not reward cowardice?" Wang Anshi said: "Deserting in battle — the law does not count days; it immediately incurs the death penalty. Now ought we establish that desertion for a full three days at a place of military mobilization be judged under the law for facing enemy bandits?" Military Affairs Commissioner Cai Ting urged that frontier deserters absent three full days be beheaded. Wang Anshi said: "Along the frontier there are places that are not sites of military mobilization; one cannot uniformly impose heavy punishment. The original purpose of establishing severe law was merely to forbid evading enemy bandits and military mobilization." The emperor agreed. Wen Yanbo insisted that military law was the ministers' charge and should not be altered lightly, warning that past troop reductions had sparked uprisings. Wang Anshi said: "In earlier dynasties such as Du Yuanying reducing troops — it was their mishandling; it is not that troops cannot be reduced. Under Chancellor Xiao Fu the empire had fielded more soldiers than the populace could support — reduction had been unavoidable. When Youzhou sent Zhu Kerong and others to court with a plea not to return Kerong lest he stir rebellion in the north, the court instead kept them stranded in the capital, left them unassigned for years, and then sent them home again. Therefore Kerong's renewed rebellion — what has it to do with reducing troops?" Yanbo said: "At the founding of the dynasty, forbidden-army deserters absent a full day were executed. Emperor Renzong changed it to a full three days; discussants at the time already worried this would ruin military law." Wang Anshi replied that Renzong's reform had saved countless lives without any evident rise in desertions — it had been a sound change. The emperor ordered the limit raised to seven days.
49
In Yuanyong 1 Wang Shao, prefect of Ezhou, proposed allowing deserter-convicts turned bandits to be killed on capture, with a bounty offered. The throne replied with a formal note to Shao: offenses grave yet short of capital punishment were to be referred for imperial review.
50
In the sixth month of the third year, an edict: "Soldiers and militia who desert and follow the army as volunteers — if first captured, all shall be shackled and sent to their units and judged according to law. Battle honors would not be rewarded, and merit could not expiate the offense. The order was to be posted in proclamation with the army."
51
In the fourth year, an edict to Shen Kuo: "Memorialize that soldiers before the army who desert, routed and scattered on the roads, did not do so without cause; one must urgently recruit and pacify them for now. Shen Kuo was to issue a proclamation explaining that men had fled chiefly from hunger and cold, allowing them to surrender arms at nearby posts, draw rations, and rejoin their commands. Successively report the numbers pacified."
52
簿
In Chongning 4, ninth month, the Bureau of Military Affairs noted that the Xihe headquarters lacked roster records and asked each commander to keep daily strength accounts, submit ten-day reports on quotas and desertions, post a master ledger, and assign an aide for spot inspections. The request was granted.
53
In the tenth month, the Ministry of Revenue said: "Now deserters gather everywhere, reaching into the thousands; small groups startle townships, large ones openly become bandits. Repeated amnesties allowing surrender or transfer had failed to stop the problem. Shenzong had separated command from troops precisely because officers and men did not know each other. Commands charged with every aspect of troop welfare surely bore responsibility for desertion and death in service. Neither regulations nor active code assigned accountability to commanders and staff, so officers overworked their men until they deserted while responsible officials went unpunished. Nearly forty thousand men had recently deserted in Xihe alone, while deputies looked on, staff winked, and fugitives filled the countryside. Vague laws and a chain of squad leaders, officers, and clerks bound to the same camp made unchecked desertion inexcusable. If recruitment brought rewards, flight surely demanded penalties. Now after detailed review establish a dozen reward-and-punishment articles." All granted.
54
西便
In the fifth year, the Bureau of Military Affairs prepared Tong Guan's statement: "Shaanxi and other places dispatched officials to summon and advise deserters; all were permitted to surrender wherever located, without further inquiry, and were immediately issued ration vouchers to return to original camps. Border troops, dreading garrison duty, were surrendering in interior prefectures to collect vouchers and return — a habit that would undermine discipline. I request that from now on all soldiers who surrender must be interrogated regarding desertion amnesty limits, according to current summoning orders: if desertion occurred after the amnesty, I request handling according to the articles." The request was granted.
55
西 使便 使
In the third year of Daguan, the Bureau prepared officials' statement: "Since Shaanxi circuit Judicial Intendant Wu Anxian first proposed methods to entice deserting provincial garrison troops, regulations permitting transfer and re-tattooing were established. The practice had bred abuses and slackened discipline. The court had tightened the law, yet fraud in enlistment remained. Commanders were filling rolls with fugitives under false names to cover deserters, avoid censure, or shift troublesome men or skilled laborers between units. Officers evaded blame while drawing fraudulent pay; fraud became entrenched, and soldiers learned they could desert with impunity. If heavy rewards are added and strict punishment declared, perhaps this abuse can be reformed and benefit established law." The request was granted.
56
便
In the fourth year, the bureau said: "All circuits and the capital region have many deserters; though amnesty edicts set limits permitting surrender, they still fear and avoid. If each circuit specially entrusts a prefect, vice-prefect, or one official, and the capital entrusts county magistrates — if recruitment exceeds three hundred, reduce merit review one year; five hundred, one and a half years; one thousand, seek imperial grace — according to reason this is convenient."
57
使
In the second year of Zhenghe, officials said: "The forefathers' military governance was greatly complete; nothing to discuss. Recent desertions stemmed from lax enforcement by local and command officials. Six causes were cited: extortion, usurious camp loans, gambling, unfair assignments, excessive escort distances, and bachelor soldiers without family support. Though all were prohibited, violations were rampant. I wish to request dispatch to relevant offices for investigation; besides commanders establishing year-end reward-and-punishment articles, edict circuit judicial commissions each year-end to compare provincial garrison current and desertion counts, report highest and lowest prefectures with magistrate names to the bureau." The request was granted.
58
使便 沿
In the eleventh month of the third year, Kaifeng Vice Prefect Chen Yanxiu said: "All wards received five thousand seven hundred plus suffering cold exposure; among them many deserters — proper measures should be taken. He proposed escorting them in parties of twenty to stable official shelters, providing relief rations under the residency-care law until fair weather allowed transit. All route travel vouchers according to the prefecture escort-deserter law; I request beyond proper vouchers additionally to allocate travel expenses." An edict granted each man three hundred cash, a padded jacket, and dispatch after fair weather in the second month.
59
In the fourth year, the Ministry issued a regulation: "All forbidden army dispatched to garrison not yet reaching the army front, or arrived and relieved after half a year or more — desertion first captured, though meeting amnesty, assign per capture law; Upper-army deserters who surrendered or were captured during amnesty faced assignment under the seven-day rule. Lower-army men liable for assignment were sent a thousand li. If the original command rashly detains, same crime; though covered by amnesty still per assignment law." The request was granted.
60
In year 5 a law was enacted to tattoo the backs of mint workers' hands if they fled.
61
西西滿 滿 沿 滿
In Xuanhe 2 an imperial note directed the Pacification Office to address rising desertions. Tong Guan said: "All deserters — the winter sacrifice great amnesty already has hundred-day self-surrender pardon text; because among them original offenses, though surrendering, under normal law still warrant reduced sentence or reassigned exile — thus dare not go to office to declare. He asked a hundred-day surrender window for deserters in the capital region, Jingxi, Shaanxi, and Hedong, with restoration to original ranks. Replacement duties and official debts would be waived. Remaining penalties from pre-amnesty offenses would be specially waived. After the deadline, normal penalties would apply. Capital-based deserters surrendering in the capital were to be returned to camp the same day. Men on expedition were to be escorted via travel voucher to their garrison circuit and restored to duty with amnesty. Interior surrenders entitled men to two sheng of rice daily, same-day transfer in batches of twenty with escorts and travel rations to their home garrisons. Expedition troops were held at their staging garrison. Surrendering soldiers could not transfer to other units. All local responsible officials — if within limit diligently recruit deserters, arrange transfer to camp or expedition custody, after full — outside entrust judicial commission, capital entrust Kaifeng prefecture seek camp and expedition documents, verify numbers, best report to Pacification Office seek imperial grace." All granted.
62
使
In the third year, an edict: "Jiang and Zhe before army and such places fleeing soldiers — all specially grant pardon; permit at own general's current expedition route prefectures self-surrender, original pay, temporary custody wherever. Men captured elsewhere were to be sent promptly to their commander's summons. Still entrust each route Pacification, Command, and Judicial commissions to inspect; if anywhere dare conceal or commissions fail to inspect — all judged violation of regulations."
63
使
In the fourth year, officials said: "Central and external soldiers without cause desert — everywhere there are such. Under the founding emperors, military discipline was severe: garrison soldiers who went home or active-duty men who shirked service faced execution at the camp gate. Today they are pardoned and allowed to transfer to other units without permission from squad leaders; Amnesty deadlines were set—and then extended—to give deserters more time to turn themselves in. I fear deserters will take advantage of this, and the problem will only grow worse. I beg that aside from general amnesties, grace periods not be granted lightly, so they know limits cannot become routine, and perhaps they will have fear." The request was granted.
64
使使
In the fifth year, officials said: "Today deserters from the various armies are not reported truthfully. Units everywhere drew pay under false names; at muster they padded the rolls, and when they could not, they hired fugitive deserters to fill quotas—who promptly fled again—leaving no one of real use. In peacetime the burden of pay was hard to sustain; in crisis there was no one to deploy. Meanwhile schemers inserted themselves and simply wasted state revenues. Though collection and verification procedures were introduced and regulations grew ever more detailed, those who profited from the fraud all colluded. We ask that responsible officials first verify actual head counts, certify them to the Transport Commission, and on fixed dates have prefectural deputies inspect the rolls, with military offices notified to enforce the order; Where soldiers could not be summoned to the prefectural seat, officials should inspect on site, with the same deadline to establish the truth. Any fraud should be thoroughly investigated and punished without pardon. Supervisory commissioners should verify by prefecture, report numbers to court, await dispatched inspectors to investigate by region, necessarily apply punishment and reward, so offices have no wasted expenditure and armies have real effect—then discipline can be clarified and state revenues saved." An edict ordered the proposal sent to the Bureau of Military Affairs to draft implementing measures.
65
使
In the seventh year, second month, the Ministry said: "Kaifeng Prefecture reports: 'Request that those who committed theft in the capital, were assigned to exile outside, and then re-entered the capital to transfer and reassignment—permit people to inform and capture them, punish under the law for captured deserters, and appropriately increase their assignment. Officials and unit clerks who sheltered them would each receive one hundred strokes of the cane; Those who thereby turned to robbery would be punished under the statute for dispatched soldiers who commit crimes in the capital, with the same guilt as the offender. The maximum penalty was two years penal servitude, not reducible by amnesty upon leaving office. As for those convicted in the capital, placed under guarded exile outside, and who fled back to the capital—though statutes provided for increased assignment by region, rewards for informants were too light, and many repeatedly returned to the capital. They requested rewards of ten strings of cash for original cane offenses, twenty for penal servitude, and thirty for exile—all drawn from the offender's family property. Approved.'"
66
使
In month 12 an edict ordered that deserters from all circuits—including those who had surrendered under amnesty but then returned to their garrison posts and deserted again—must surrender wherever they were found, would be specially pardoned, assigned to regular units, paid their rations, and dispatched to the front for service. In the third month of Jingkang year 1, an edict declared, “If any soldiers of the palace guard forces accompanying the temporary imperial residence desert, they are all to be dealt with according to law.” In the fifth month, officials said, “Sizhou recently sent troops to aid the king, but those in charge failed to command them properly, and many deserted and returned home; afterward, fearing the law, they did not dare come forward, so the prefecture opened the offices to receive their surrender. Those outside have no means of support, and we fear they may gather and become bandits; other prefectures may have many cases like this as well. We request an order that all troops sent to aid the king who deserted and returned home, if they have already received amnesty, be required to surrender themselves.” This was approved.
67
滿 使使 使 歿歿 使 使
In month 6 an edict ordered that dispersed officers from all circuits in Hedong be dispatched by their circuit commanders to the Hedong and Hebei preparation commissions to redeem their faults through merit. Hebei preparation commission supreme commander Wang Yuan reported: by imperial order he had been appointed to gather the dispersed troops under Zhong Shidao and others to reinforce Taiyuan; those who failed to surrender by the deadline would have their families detained, and informants were permitted to capture them and deliver them to the front for severe punishment. The request was granted. The deadline was set at ten days from the day the order arrived. Hebei commissioner Liu Ge memorialized: "Recently preparation commissioner Zhong Shizhong led troops to Yuci, suffered defeat and dispersion, and Shizhong's whereabouts are unknown. By imperial order, all commanders, officers, and envoys under Shizhong had been granted amnesty. Your subject observes that when an army loses its commanding general in battle, commanders and officers should all be subject to military law. When military law is enforced, men regard the commanding general as paramount and in crisis must protect and rescue him. If military law is not enforced, in crisis all scramble to flee first, treating the commanding general like a stranger and showing no concern at all. In recent years when Gao Yongnian fell in battle, his officers and central army commanders were never punished under military law; then Liu Fa fell; now Zhong Shizhong has died in the service of the state. If two armies meet when strength is insufficient, and men fight to the bloody end and lose, or lose their commander—nothing more need be said. At the Battle of Yuci the army broke in moments: eight or nine out of ten commanders and officers fled, scarcely one or two soldiers in ten were wounded, and only Shizhong did not escape. Even if one holds that Shizhong was insufficiently gracious in command and discipline was lax, he accepted his commission and marched at once, reckless of his life; hearing the right wing had broken, he immediately sent reinforcements—but by then none of the other officers remained. When enemy troops attacked the camp, Shizhong still refused to mount his horse and flee. Had Shizhong harbored any wish to save his own life, he would surely have escaped the moment he heard of defeat. If the officers at that moment had united to rescue him, they might have broken the enemy. Now as soon as one wing wavers, the officers, disregarding their commander, flee one after another. At first they still showed fear; once they heard of amnesty, they all relaxed entirely. The court, because the siege of Taiyuan was not yet lifted, did not wish to pursue the matter to the end. Now armies are being raised anew; I deeply fear there will be no deterrent, and when they meet the enemy they will surely not give their all. I request an order that all commanders and officers under Shizhong be dealt with according to the imperial will, yet still sent to the front to prove themselves. If they obey orders and achieve merit, their previous guilt shall be pardoned; henceforth, unless they establish battlefield merit, even if covered by amnesty they may not be restored to rank. Also request an exceptional edict to posthumously honor Shizhong as encouragement to loyalty and righteousness." An edict ordered that all commanders and officers under Shizhong be demoted five ranks, that a list of positions and names be submitted to the ministry, and that the remainder follow Liu Ge's memorial.
68
使使使 滿
In month 8 the Hebei and Hedong pacification commission reported that supreme commander Wang Yuan had captured dispersed envoys and delivered them to deputy commissioner Liu Ge's army for execution under military law, but that officers and envoys who had not yet surrendered were still at large. Edict: "From the day this order arrives extend ten more days; permit them to surrender at their local garrison; still grant amnesty per the original order; specially provide courier vouchers; speedily dispatch to the front to prove themselves; upon merit grant exceptional rewards. If after the extended deadline they still did not surrender, their names would be published and heavy rewards offered for capture, and military law would be enforced without exception. Also post many notices to publicize this."
69
使使
Second year, fourth month, edict: "We have learned that dispersed soldiers gathering in bands commit outrages, forcibly tattoo civilians as soldiers, drive captives as attendants, send them ahead to meet the enemy, harming innocent people. Authorities were ordered to post notices: those forcibly tattooed while captured might declare themselves and receive certificates to return to their occupations. Those willing to serve may be tattooed by rank and fill the Forbidden or Garrison Armies, with standard provisions per regulations." Another edict: "Yesterday's deserters among the palace guards and various armies—though orders were already issued offering amnesty and sending them back to their original posts. Escort officers without orders—when the order arrives, permit them to declare at local offices, also granted amnesty."
70
西 沿 便
At the start of the Jianyan era recruitment drew mainly on northwesterners; afterward circuits' prefectures, garrisons, and fortresses, or the Three Commands, were to recruit, or select sons of Three Commands soldiers for tattooing, or select sons of central army soldiers from various prefectures and dispatch them. Another edict ordered prefectures along Cangzhou, Binzhou, and the Yangtze-Huai waterways to recruit skilled divers who could hold their breath underwater for extended periods, with a quota of five thousand. Shenwu Right Army commander Zhang Jun reported that the guard corps had gathered much rabble and proposed reassigning superior men to Shengjie and second-rank men to Zhenhua and Zhenwu so that units could be unified for training. An edict ordered Two Zhe and Jiangdong, except Jiangyin Army, each to recruit two hundred naval troops.
71
Shaoxing first year, Guangdong commander said: "This circuit's garrison troops originally five thousand two hundred, currently one thousand three hundred nineteen. Now propose stationed officers and circuit prefecture garrisons each recruit half their quota on a ten-part basis."
72
In year 2 repeated edicts to the capital garrisons forbade recruiting from each other or detaining soldiers from other units; violators would face military law.
73
西 沿
In year 4 an edict ordered, "Recruited Hebei men are to fill Hebei Zhenwu units, and others are to be tattooed into Shaanxi Zhenhua commands. Along the Yangtze, establish naval forces with warships; recruit southeastern men skilled in water, with a quota of five hundred per command."
74
使使
In year 10 an edict ordered the Three Capitals pacification commission to recruit ten thousand utility troops, including two thousand officer-envoys.
75
西
In year 15 Fujian pacification commissioner Mo Jiang reported, "The four prefectures of Ding, Zhang, Quan, and Jian border Guangdong and Jiangxi. In recent years bandits had plundered residents; local strongmen spent private funds gathering community households for defense, but officials failed to report their merit; ruined and with nowhere to turn, they inevitably joined the bandits. Government troops were unused to mountain terrain and suffered malarial pestilence; unable to pursue to the end, all the civilians under their jurisdiction turned to banditry. He requested that the four prefectures recruit rootless strongmen, one thousand each, under the name of utility troops—enough for preparedness and a lasting benefit." An edict ordered Zhang Yuan to handle the matter jointly.
76
殿使
Twenty-fourth year, Palace Front commander Yang Cunzhong said: "Under the old system, among the capital's Pengri, Tianwu, Gongsheng, Xiaoqi, Xiaosheng, Ningshuo, Shenqi, Shenyong, Xuanwu, Huyi, Guangyong forbidden armies—in Pengri and Tianwu select for palace guard duty; from Gongsheng and Shenyong downward select for Pengri and Tianwu—excluding deserters with excuse, barely one thousand nine hundred. Request recruiting one thousand within the designated months this year."
77
In year 27 Yang Cunzhong received an order that the Three Commands' utility recruitment should halt. The shortfall now stood at 6,726; if not recruited to fill, troop numbers would daily decline. An edict ordered this bureau to resume recruitment as before starting the first month of the following year.
78
In Longxing 1, Guo Zhen of the Infantry Office reported, "When this office was in the capital, its troop quota was 39,500; now at the temporary capital it is only 1,219." The court ordered 1,781 men recruited to bring the quota to 3,000 and tattooed into the Shenwei, Huyi, Feishan, Chuangzi Crossbow, Xiongwu, and other commands.
79
In Qiandao year 7 Cavalry Bureau director Wang Youzhi reported that the bureau had more than 2,700 war horses but only 600-odd grooms, and requested recruiting 1,500 grooms, all assigned to Xiongwei. An edict ordered recruiting one thousand men, tattooed with the characters for foot groom. Infantry Bureau director Wu Ting reported that the five infantry armies had a quota of 25,000 but were currently short 3,600. An edict ordered recruitment to fill the quota.
80
殿
In the first year of Chunxi6 deputy Palace Front commander Guo Jun reported that recruitment had halted in Chunxi year 5; now more than ten years had passed, and fire-team grooms for combat units were short. An edict ordered recruiting one thousand. In Shaoxi year 2 an edict ordered the Infantry Bureau to recruit one thousand soldiers. In the first year of the Qingyuan era, an edict ordered that the 261 men recruited in Chuzhou be used to fill crossbowman and service-troop posts. In year 5, an edict ordered that ordination certificates be issued to the Jinzhou commander-in-chief to recruit replacements for quota vacancies and select soldiers for discharge, recruiting in three grades from five chi four cun to five chi six cun according to the regulations from the beginning of Shaoxi. In the first year of the Kaixi era, Xingyuan commander-in-chief Qin Shifu said, “The army under this command has many quota vacancies; at the end of Shaoxing it administered more than 29,000 men. In Qiandao year 3 the established quota was 27,000; now it is 25,400, and men assigned to garrison duty or occupied by officials actually number 10,143. On inspecting the command, only 627 men were fit to wear armor and equipment. I request that this command be allowed to recruit and tattoo soldiers at its discretion according to the Shaoxing quota.” Vice Councilor Jiang Fu said, “Among the armies in the interior, no fewer than 400 men desert every month. If recruitment were temporarily suspended for a year and a half, and strong men were recruited once finances were somewhat adequate, this would not only save expense but also produce better troops. Moreover, in the troop registers since the southern crossing, Shaoxing year 12 had more than 214,500 men, year 23 had 254,540, year 30 had 318,138, and Qiandao year 3 had 323,301. Compared with year 23 alone, the increase was already 69,061 men. How could finances possibly be sufficient in such circumstances?”
81
Baoqing second year, Wugang prefect Wu Yu said: "Palace guard troops strengthen the root and awe foreigners—Taizu gathered over one hundred thousand elite troops in the capital, prefectures also over one hundred thousand. In the first year of Jiading5 the Three Commands' horse and foot armies totaled over 70,000, short 30,000 of the original quota—compared with garrisons in Sichuan, Jing-Xiang, and the two Huai regions, were they not several times the palace guard? Should follow old system: select prefecture forbidden troops to fill palace guard shortfalls; prefecture shortfalls filled by commanders."
82
Shaoding fourth year, officials said: "Prefectures have forbidden troops, city guards, garrison armies, local militia—one prefecture's finances should suffice for one prefecture's troops. In recent years rosters were largely fictitious; monthly recruitment and annual filling had all become empty formality. Because prefectures begrudged the cost of maintaining troops, of those recruited barely two or three remained, while six or seven had already deserted. It is fitting to warn circuit commanders strictly: when prefects arrive or depart, they should report how many troops were authorized, how many deserted or died, and how many were recruited to fill gaps, and promotions and demotions should follow review of those figures."
83
In the Baoyou era, vacant prefectures were run by acting officials who ordered recruitment without testing ability, chiefly to loot public funds.
84
In the late Xianchun years, daily frontier alarms made recruitment desperate and court bounties unusually rich. Forcibly drafting civilians was already forbidden by law. Local offices ignored the court's intent and simply seized people for the ranks. Some lured men with smooth talk; others posed as traders, waited for porters to gather, and hauled them away; some bribed ferry crews to rush entire boats to their camps; some sent soldiers' wives to dress up and bait travelers on the road, then tattoo every man they caught. Fields stood empty of farmers and roads of merchants; men often marched into town only in bands of dozens for safety. Some captives drowned or burned themselves; others maimed their hands to escape; some fought recruiters and killed them; and hoodlums used the chaos to prey on the public. In year 9, Jia Sidao submitted a memorial saying, “From Jingding year 1 to the present, successive recruitments of soldiers have totaled more than 233,000; after filling quota vacancies, newly recruited men numbered 95,000, and recently another 50,000 were recruited. It is said that the state cannot do without soldiers.” In year 10, Wang Lixin sent a letter to Jia Sidao setting out three policies. The first said, “What need does the interior have for so many troops? They should all be drawn out to cross the river; 600,000 could be sent. Troops are not valued for being numerous; what matters is that their training be disciplined and regular. If they are unfit to bear armor and are merely taken to fill numbers, what use will they be!”
85
Under the old rules, any unit short of quota was to recruit replacements. Xining and Yuanfeng reforms stressed militia, so hired armies shrank while the Three Palace Bureaus kept bloated, hollow rolls. By Jingkang the Palace Guards had withered. After the restoration the court returned to recruitment. Standards of height, courage, and fitness were restored and fraud was audited; although local camps still tattooed recruits, every enrolled man's record was held at the Bureau of Military Affairs.
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