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卷一百九十五 志第一百四十八 兵九

Volume 195 Treatises 148: Military 9

Chapter 195 of 宋史 · History of Song
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1
Regulations on Military Training
2
退
Members of the Imperial Guard who received five hundred cash or more per month were required to drill in martial skills every day. Those paid less than three hundred cash either performed corvée duties or trained in military skills. Later, when garrison troops were recruited separately, they too were drilled in martial skills; these units were designated instruction-review garrison troops. Troops stationed in Sichuan and Guangdong had traditionally received no drill, but after the Jiayou period they gradually began training. Daily drill followed drum cadence: cavalry practiced five routines and infantry four, since these formations for sitting, standing, advancing, and retreating were not the same as maneuvers used when two armies met in battle. From the founding of the dynasty onward, all armies throughout the empire adopted these methods.
3
使
In 1033, Privy Councillor Wang Shu memorialized: Garrison troops across the empire perform only corvée labor and have never been drilled in martial skills. Brave men should be selected for training and promoted into the Imperial Guard. The emperor approved the proposal.
4
便殿 退 西
In 1040, the emperor reviewed army battle formations in the informal audience hall. Critics argued that troops were drilled only in ceremonial marching, which looked impressive but would prove useless in combat. They proposed that after formation reviews, soldiers should dismount and practice shooting with bows and crossbows. Each camp was to stock three grades of bow, ranging from one picul draw weight down to eight-tenths of a picul; and four grades of crossbow, from two piculs eight tenths down to two piculs five tenths, with men trained on each grade in succession. An edict ordered these measures implemented in the Shaanxi, Hedong, and Hebei circuits. That same year an edict declared: Soldiers who drill without wearing armor and weapons will be unprepared when battle comes. Henceforth each army unit is to receive ten suits of body armor and five horse armors, with troops taking turns wearing them during drill. Troops were also permitted to practice assorted martial skills in their companies without arbitrary prohibition.
5
In 1041, border troops who had received no training were transferred to interior prefectures and, once they had mastered martial skills, were sent back to frontier garrison duty.
6
滿
In 1042, armies began rewarding and punishing troops based on close-range shooting accuracy. Those who hit the target were exempted from all corvée duties for that month, and their names were recorded. When a company commander's post fell vacant, the man with the most recorded hits was promoted to fill it. Privy Council academician Yang Jie proposed that cavalry be trained on three grades of bow ranging from nine-tenths to seven-tenths of a picul. The target was marked with five concentric rings at twenty paces; archers drew to full draw and released immediately. Hits were rewarded in cash according to which ring was struck. Cavalry carried array-breaking sabers; during drill wooden staffs were used in their place. The emperor approved the proposal.
7
殿 使 西
In 1044, an edict declared: Any cavalryman who cannot loose an arrow while wearing armor shall forfeit his mount to the most skilled archer in his camp. Han Qi argued: Archery drill today emphasizes posture and heavy bows alone. Troops who never practice close-range shooting cannot be sent into battle. When I reached the frontier, I established standards for bow draw weight, crossbow foot-stomp force, and close-range shooting accuracy. I ask that these standards be applied across all armies with rewards offered for diligent practice. Each spring and autumn a review would be held. Every camp would first report how many officers and men had qualified in close-range shooting, and court officials together with the Palace, Cavalry, and Infantry Bureaus would conduct the inspection. Men who qualified in close-range shooting at grades four through seven would receive preliminary rewards in proportion to their grade; those who reached grade three or above, or who met the standards for bow draw weight and crossbow foot-stomp force, would all be presented to the emperor for personal inspection; and commanders whose units produced the greatest number of high-grade performers would themselves receive graded gifts of gold and silk. An edict ordered all armies trained according to these established grade standards. In 1044, officials were dispatched to teach Hebei troops the battle formations used in Shaanxi.
8
便 使
In 1045, a secret edict to the supervisory commissioners of the Yi, Li, Zi, and Kui circuits ordered troops trained with bows and crossbows. Once the local population had grown accustomed to seeing the drills, thirty men per day were to be trained in close combat weapons, with the group rotated every ten days. Bingzhou prefect Ming Hao reported: I have recently registered the most skilled soldiers in every camp, tested them in armor for assignment as elite troops, and divided them into three grades so that commanders may know precisely which men are strongest and weakest in martial skill and deploy them effectively in battle. An edict ordered his method promulgated across all three frontier circuits. Fan Zhongyan proposed that any soldier who could shoot a one-picul bow in armor be classified as an elite trooper. The remainder, graded from nine-tenths down to seven-tenths of a picul in three tiers, would be promoted as soon as they met the standard for their grade. An edict codified this as permanent regulation.
9
In 1046, an edict forbade bow and crossbow drill during the third month of summer; troops were to practice only close-combat weapons. Another edict declared: At the major spring and autumn reviews, any archer who shot a one-picul-four-tenths bow, any crossbowman who drew a three-picul-eight-tenths weapon, or any spearman or saberman who defeated three opponents would qualify for the outstanding martial skill grade. Qualified men would be promoted in order of merit whenever a rank fell vacant in their camp.
10
In 1054, an edict declared: When selecting officers from the ranks, if candidates are equal in martial skill, close-range shooting proficiency shall be the deciding factor. Han Qi added: Under the edict, any soldier who draws a four-picul-two-tenths crossbow, or any archer or spearman who meets the old selection standards, is immediately given an officer's tally and appointed acting deputy on the waiting list. This renders the old platoon and company promotion system meaningless. I ask that at the major spring and autumn reviews on the three frontier circuits, soldiers of outstanding martial skill receive preferential rewards and exemption from other camp duties, and that when ranks fall vacant they be promoted according to the established system. The emperor approved the proposal.
11
西
In 1065, an edict declared: Hebei's 301,000 combat troops, Shaanxi's 450,900, together with militia and similar forces, are entrusted to the overall command offices for training and must not be diverted to non-military duties.
12
西使殿使
In 1068, an edict declared: The state maintains armies for war and defense, yet many officers in command of troops are diverted to non-military duties, drill is neglected, and military readiness suffers. Commanders, pacification commissioners, and supervisory officials shall investigate their jurisdictions for violations of these regulations and report them. In the tenth month, the Bureau of Military Affairs proposed that Shaanxi and Hedong select third-rank envoys and scholars serving as palace attendants to serve as drill instructors for the Hebei circuits in cavalry training. Some officials reported that Hebei troops bore the title of instruction-review units but received no actual training. They proposed assigning drill instructors to these armies and demoting to garrison status any soldier who failed to master the skills within a reasonable time. The emperor approved the proposal.
13
使殿
In 1069, the emperor often asked his chief ministers: How can we bring frontier troops to full martial proficiency? Wang Anshi replied: The troops trained in Jingdong are already highly skilled. Your Majesty should extend this system to hold frontier commanders accountable and occasionally summon their troops for personal inspection. Commanders whose troops fail to meet drill standards should be punished, while those whose units excel should be rewarded. If rewards reach even the humblest soldier and punishments fall even on the highest officers, the regulations will be enforced, commanders will be motivated, and every soldier will strive to excel. In the ninth month, drill instructors were appointed to tour all armies: four from the Palace Guard Bureau and three each from the Cavalry and Infantry Bureaus.
14
退 殿使
In 1070, the emperor personally reviewed shield-bearers trained in Hedong. Their maneuvers were swift and agile, and they showed no fear of arrows or stones. The emperor then ordered the Palace Guard Bureau to select one hundred robust spearmen and sabermen from infantry units about to deploy on garrison duty, train them by the Hedong method, and exempt the most skilled from corvée labor as a reward.
15
殿使 殿 殿 退
In April 1072, an edict ordered drill instructors for all capital armies of the Palace, Cavalry, and Infantry Bureaus to conduct graded examinations in spring and autumn. Archers who hit their targets received graded silver dish rewards. Barracks offices kept score registers, with overall rankings determined by the number of hits. In May, troops trained in battle formations under Cai Ting in Jingyuan circuit were presented at Chongzheng Hall, and the formation method was promulgated to all circuits. The method organized troops in squads of five, five squads in a formation arrayed horizontally, with two cavalry squads similarly arranged in groups of five. All maneuvers followed drum cadence. Bundles of straw shaped like human figures served as targets; hits were rewarded. Both cavalry and infantry placed spearmen and sabermen in the front three ranks and archers in the rear two. Each squad carried one crouching-tiger crossbow and one bed-frame crossbow. Shooting and thrusting alternated in sequence, and all withdrew at the sound of the gong. The strongest men and horses were registered in advance and concealed within squads, to be deployed separately as surprise forces when needed. The emperor judged their drill thorough and always ready for field deployment, and ordered the method promulgated empire-wide.
16
使殿殿 使便殿 便殿
In 1073, an edict declared: The four Hebei circuits have enjoyed peace so long that they resist innovation. Continued inertia will only further erode military readiness. The sixty-two camps of the Jingdong Martial Guard and similar units are to be assigned to the various circuits for rotating drill, while all remaining armies are to receive dedicated training officers. In September, an edict declared: When touring instructors rank units on a ten-point scale, any unit whose troops achieve first-grade martial skill at nine points or above, or close-range shooting at four points, shall be exempt from punishment even if ranked last overall; but any unit ranked first overall whose martial skill reaches only second grade at eight points, or whose close-range shooting falls below three points, shall have its reward reduced. In October, skilled archers from Jingyuan were selected to train Hebei cavalry in mounted galloping and field combat. The emperor remarked: By consolidating army camps we have reduced personnel by more than four thousand — the equivalent of resources for a hundred thousand troops. If training makes them elite and each man is used to his full capacity, we will not only defeat our enemies but also save state revenue. Wang Anshi and others replied: Your Majesty has for years appointed dedicated training officers and occasionally reviewed troops personally in the informal hall. With rewards and punishments clearly enforced, every soldier strives to excel. When their skills are honed, one soldier can match several ordinary men. This truly bears on the security of the state. At this time the emperor instituted the inner-court drill system, reviewing troops in the informal hall every ten days, assessing their ability and encouraging or restraining them as appropriate. No soldier failed to strive for excellence.
17
使使
In 1074, an edict on instruction-review battle methods directed commanding generals to adapt tactics to the terrain. In February, an edict declared: Beginning this year, an envoy shall be dispatched annually to inspect pacification commissioners and all officials responsible for drill review of armies, militia, and baojia units across the five circuits, assess their performance, and recommend rewards or punishments.
18
調
In 1075, an edict noted: Army camps in the capital are too cramped for cavalry drill. Four new drill grounds have been established, spacious enough for full galloping exercises. Cavalry units assigned to drill shall rotate one camp per day for mounted galloping exercises. In May, Zang Jing presented six mounted archery techniques: shooting along the horse's neck, backward shooting, shooting while wheeling, close-range shooting, field combat shooting, and wheeling maneuvers — each explained in detail for the instruction of archers. An edict ordered training conducted according to these methods. In August, the emperor ordered Zeng Xiaokuan to observe formation drill. A grand review of the eight armies' formations was held at Jingjiapo, followed by generous rewards.
19
滿
In October 1078, an edict established capital-wide standards for testing troops' martial skills, divided into upper, middle, and lower grades. For foot archery, three hits out of six shots qualified for the first grade, two hits for the second, and one hit for the third. For mounted archery, five shots were required: three while galloping straight and two backward. Hit counts and grade assignments followed the foot archery rules. For crossbow shooting, six hits down to two qualified; for bed-frame crossbows and catapults, three hits down to one qualified. All qualified performers received graded silver rewards. Spearmen, sabermen, and shield-bearers competed in paired contests, with rewards graded according to victories won. Dropping the bow or crossbow, failing to reach the target butt, breaking form while drawing, setting but not drawing the crossbow, failing to seat the arrow fully, failing to stomp the crossbow trigger, failing to release the catch, or falling from one's mount all counted as disqualification. Even if earlier shots had earned a reward, any subsequent unqualified shot lowered the grade by one rank; if no lower grade remained, the soldier was dismissed.
20
西 西
That month, Jia Kui, Yan Da, and others reported: Recent modifications to the southeast shield-crossbow squad method differ from weapons actually used in the southeast. We ask that only the original southeast squad method be followed, with crossbowmen replacing the small shield unit. At greater distance they shoot; at close range the left hand holds the crossbow like a small shield for parrying while the right hand grips a saber for cutting, coordinated with long weapons. The edict approved the proposal; spearmen were still required to practice with shield standards as well. In November, Jingxi general Liu Yuanyan proposed: Cavalry who fail to master their drill should be demoted to infantry; if they fail again, to garrison troops. An order was then issued to all armies: any soldier who failed to master his assigned skills within one season would be demoted as proposed. In the twelfth month, an edict ordered that among commanding troops in the Kaifeng prefectural boundary and the East and West Jing circuits, one soldier in ten was to train in mounted archery under drill instructors sent from the capital. Infantry archers in the capital's various camps were likewise required to have one man in ten train in mounted archery at the cavalry training office. Once they had mastered the skill, they were to teach it in rotation throughout their own units.
21
西 使 祿 殿 使使 西 使使
In the fourth month of the second year, the palace eunuch Shi Deyi was sent to review the cavalry under instruction by the Fifth Command of Jingxi. In the fifth month, Deyi reported that drill standards had been grossly neglected. An edict required the unit commanders Chen Zong and his colleagues to submit full written accounts. Chen Zong and the others pleaded guilty. The Emperor rebuked them: "The court has lately regarded the pride and violence of the frontier as a grave concern. We chose generals to command the Imperial Guard in separate divisions so they would drill on schedule and stand ready for emergencies. Every rule of command and every standard of drill has been weighed by Us personally. Our repeated admonitions could scarcely have been more explicit. Even men less responsive than wood and stone ought to have grasped something of Our meaning. They have long lived off empty stipends, grown obstinate and slack. To show mercy now would make it impossible to rouse the ranks. All are to be dismissed from their posts. " That month, an edict directed the Palace Guard Bureau and the Infantry Bureau each to appoint chief drill instructors to supervise training. From five crossbow camps, ten archer camps, and five spear, saber, and shield camps, each was to nominate one soldier of outstanding skill for imperial appointment. Each bureau was to name two officers on detached duty as coordinators, and the touring drill commissioners were abolished. That same day, an edict went to the Hedong and Shaanxi circuits: "Under the former rule, cavalry trained in galloping archery and field combat from the first day of the tenth month until Grain Rain. On the northern frontier the climate is colder; henceforth drill is to begin in the eighth month and end on the first day of the fifth month. " In the seventh month, an edict limited instruction-review drills for Imperial Guard units in every circuit to no more than two sessions per day. In the ninth month, the palace issued training regulations together with illustrated drill forms for distribution throughout the army. Foot archery—grip, release, hand movement, footwork, and stepping—and mounted archery, foreign lance work from horseback, mounted field fighting, and infantry shield-and-standard drill all had prescribed forms. The text ran to more than a thousand characters, which soldiers were to memorize and practice.
22
In the fifth month of the fourth year, transport and judicial inspection commissioners in the southeast were ordered to investigate whether soldiers under regional commanders had faced doubled personal expenses since the new instruction-review regulations took effect, and to report their findings. The reason was that, once regional army commands were established, soldiers drilled in instruction-review every day. Men who had once used spare hours and side skills to meet private expenses no longer had the time.
23
In the sixth year, at Guo Zhongshao's request, first-tier infantry crossbowmen were ordered to train with the Divine Arm bow as well.
24
西
In the eighth month of the seventh year, an edict directed that supervisory officials be specially chosen in the Kaifeng prefectural boundary and the East and West Jing circuits to oversee instruction-review drills. Emperor Shenzong devoted himself to military preparedness. He founded the Martial Academy and had the Seven Military Classics collated to train military examination candidates, then promulgated battle doctrine to drill the armies—subtle, far-reaching, and shaped entirely by his own understanding, beyond anything his ministers could equal.
25
使 使 便 便
In the fourth month of the first year of Yuanyou, Right Remonstrance Bureau censor Su Zhe memorialized: "Since regional commanders were placed over the Imperial Guard in every circuit, troops have drilled in martial skills day and night. Commanders hold instruction morning and evening, and newly recruited men sometimes cannot rest from dawn to dusk. In ordinary times, when we grind them down morning and night with instruction-review, they have no strength left to make a living. Food and clothing run out; they grow gaunt and hopeless. When crisis comes, how can we expect them to fight to the death? I ask that the Imperial Guard, except for newly recruited men still in basic training, be limited to one drill session per day. That month, Court Gentleman Ren Gongyu said: "Having the army memorize the new regulations has become a genuine hardship for slow-witted men. Archery seeks to hit the target; thrusting and hand-to-hand fighting seek victory. Must every man reproduce the forms exactly? " The Bureau of Military Affairs agreed that the instruction-review regulations originally issued should be taught by drill instructors through direct demonstration, not recited in chorus by the rank and file. An edict approved the proposal. In the ninth month, the Bureau of Military Affairs reported: "Formerly, after cavalry finished defensive-formation drill, they also trained in mounted archery. The method called for the entire unit to gallop in double ranks tracing a zigzag 'Zhi' pattern, loosing arrows into open air so that men could cycle out in turn. It was the most practical approach. In recent years training has relied solely on shooting straight along the horse's mane and backward shots by sweeping the saddle bow—useful only for light cavalry skirmishes. In massed action the ranks cannot hold a double line. That is unsatisfactory. We ask that from now on, on scheduled camp-review days, cavalry alternate between zigzag-pattern shooting and stationary backward shooting, teaching one method one day and the other the next. " The edict approved.
26
In the fifth month of the third year, the office charged with supervising cavalry training was abolished.
27
In the sixth month of the sixth year, the Three Yamen petitioned the Bureau of Military Affairs to suspend drill in all armies for the seventy-day dog-days period, as regulations prescribed. Wang Yansou told Han Zhongyan: "Under the Jingde precedent, the Palace Domestic Service investigated the matter and issued the announcement. If we treat it as an annual routine, the court's gracious concern will no longer be felt. " Han Zhongyan agreed and raised the point with the Grand Empress Dowager. She said: "If it becomes an ordinary annual matter, let the Palace Domestic Service handle the arrangements. " An edict followed: "Henceforth, when the dog days begin, eunuch attendants are to be sent to announce to all armies that drill is suspended.
28
In the third month of the first year of Shaosheng, the Bureau of Military Affairs reported: "Under the spring and autumn grand drill reward rules for the Imperial Guard, two hundred and ten additional men are chosen for every thousand; rewards are graded accordingly. " The proposal was approved.
29
In the second month of the second year, the Bureau of Military Affairs reported: "From the ninth month through the third month, cavalry are to leave the city once every ten days for field drill, training in field-combat responses, galloping maneuvers, advances and retreats, and shooting. Training may be temporarily suspended for wind, snow, or approved leave. " The proposal was approved.
30
殿
In the fifth month of the third year, an edict ordered that hand-to-hand combat methods for Imperial Guard units in the capital, the prefectural boundary, and all circuits were henceforth to follow Yuanfeng regulations. In the seventh month, an edict directed that crossbowmen be selected to train with the Divine Arm bow as well. In the eighth month, an edict ordered: "From among the Palace Guard Bureau's and the Cavalry and Infantry Bureaus' current drill instructors, select men of exceptional skill who fully understand the illustrated training forms, and have them teach in rotation. For archers in mounted and foot close-range shooting, the index fingertip and second finger are used to feel the arrowhead—all according to Yuanfeng regulations. " That month, another edict restored the Divine Arm bow shooting distance to one hundred twenty paces.
31
使使
In the tenth month of the first year of Yuanfu, after submitting penalty regulations for touring drill commissioners, Zeng Bu added: "Since the founding of the dynasty, favor shown to officers and soldiers has always been made to reflect on the sovereign, while discipline and command have rested with the unit commanders. Must military discipline wait for the court to pass a law before it can be enforced? To require such legislation is itself a dereliction by the commanders. " The Emperor strongly agreed.
32
In the second month of the first year of Zhenghe, an edict ordered: "In the spring and autumn grand drills, bow and crossbow draw-strength competitions for all armies shall follow the former Yuanfeng system.
33
殿
In the fifth month of the fourth year, officials memorialized: "With the Divine Arm bow at a stacked target one hundred twenty paces away, ten arrows are issued and five hits are required to qualify. Too few soldiers earn rewards, and practice may grow slack. Refer the matter to the Palace Guard Bureau and the Cavalry and Infantry Bureaus for review: count hits on the target face as upper-mound hits, with one target-face hit equal to two upper-mound hits. " The proposal was approved.
34
In the third month of the fifth year, an edict declared: "Henceforth anyone who dares hold back commanding troops from instruction-review shall be punished for violating an imperial rescript. Officials who fail to report such offenses shall be punished equally. " In the eleventh month, officials reported: "In the spring and autumn grand drills, bow and crossbow competitions reward the strongest draw and the most close-range hits, yet the incentive payments are too small to motivate the troops. " An edict ordered a return to Yuanfeng regulations.
35
In the eighth year, at Mao You's request, an edict required that when prefectural Imperial Guard units were sent on external garrison duty, half the force was to remain in the prefecture for instruction-review drill.
36
In the fourth month of the third year of Xuanhe, reward rules for mounted archery were established: backward shots that hit the upper mound or the target face were to be rewarded by the same standards used for foot archery.
37
使 使
In the second month of the first year of Jingkang, an edict declared: "The army has long gone without proper drill and must be purged of slack and redundant men. Today the Three Yamen and regional generals recruit solely to inflate numbers and claim rewards. So long as a man meets the height requirement, no one asks whether he is brave or timid. Recruitment is careless, training irregular, and miscellaneous assignments consume the men—three or four out of every ten. Recruits should be carefully chosen. Once enrolled, they should train exclusively and must not be pulled away for miscellaneous duties. The Divine Arm bow and the locust crossbow are among the empire's finest weapons. They should be taught widely to counter enemy horsemen on the frontier. Drill should also be conducted periodically in armor so that men grow accustomed to fighting in full kit. " In the fourth month, an edict reestablished drill grounds, restored spring and autumn grand reviews, and revived palace training standards backed by reward incentives.
38
使
Battle Formations. In the eleventh month of the second year of Xining, Zhao Xu asked to investigate Zhuge Liang's Eight Formations and teach them to frontier generals so they could respond to changing conditions. An edict directed Guo Kui to join Zhao Xu in the investigation, survey the terrain, finalize formation diagrams, and submit a memorial.
39
In the fifth month of the fifth year, an edict required Cai Ting to submit instruction-review formation diagrams in advance. The Emperor once remarked: "Our frontier commanders today understand neither the basic principles of orthodox and unorthodox formations, nor—what is harder still—their transformations. Heaven, earth, and the Five Phases never exceed the number five. The variations of the five formations arise from nature; they are not arbitrary inventions. " Chancellor Han Jiang then asked every frontier commander to submit his own battle-formation methods so the court could adopt the best and codify them. The request was approved. The Emperor was troubled that campaigning generals had no marching-formation doctrine and once said: "When Li Jing grouped three men into a squad, he must have had a purpose. In astrological writings, the Feathered Forest constellation is arrayed in threes. Li Jing understood that deeply; his method was not groundless. " He then ordered Jia Kui and Guo Gu to trial the method. In the twelfth month, Wang Shao, administrator of Tongyuan Army, requested copies of regulations in force. An edict granted him one copy each of the imperial Attack and Defense Diagrams, Marching Ring-Pearl, Essentials of the Military Canon, Secret Strategies of Divine Warfare, Collected Wind-Omen Divinations, and Four-Circuit Battle-and-Defense Regulations; other titles were to be copied by the Qinfeng Circuit frontier commission.
40
In the sixth year, an edict to every circuit frontier commission required squad organization to follow Li Jing's method: three men to a small squad, nine to a medium squad. Rewards and punishments were to be fixed once the system was in order. Squad counts and armor allotments were to follow the Jingyuan Circuit drill-teeth regulations. In the ninth month, Zhao Xu proposed: "In future grand reviews of Han and non-Han formation units, I propose a standard force of twelve thousand five hundred men, with banners and pennants colored according to the cardinal directions. In Warring States times a field commander's banner bore the tortoise emblem, signifying that the vanguard must see ahead of all others. The central army should likewise adopt the tortoise as its emblem. The eight unit banners should be painted with Heaven, Earth, Wind, Cloud, Dragon, Tiger, Bird, and Serpent. Heaven and Earth would show square and round forms; Wind and Cloud their rising motion; Dragon and Tiger their fierce power; Bird and Serpent their wheeling flight—all for the grand review. " The Bureau of Military Affairs objected that if formation banners depicted all eight symbols, troops would struggle to tell them apart, and some symbols have no fixed shape that can be painted. An edict followed: banners were to use directional colors only, with distinct shapes so units would not be confused—and no more.
41
In the seventh year, Lü Huiqing and Zeng Xiaokuan were ordered to compare the three-five squad-formation methods. In the tenth month, palace attendant Li Xian delivered the newly fixed squad-formation method, reward-and-penalty regulations, and deployment diagrams to Zhao Xu with this message: "Li Xian has already explained the formation doctrine to you in person. The diagram provided shows only one small formation. Question him at leisure; he can answer every point. Deployment doctrine has long been lost. We have now improvised a system from Our own understanding and set it down hastily as law. We fear it is incomplete. Speak without reserve and report everything in full. " A follow-up edict read: "We recently sent Li Xian to deliver the new squad-formation method and reward-and-penalty regulations for your joint review. This work accompanies the establishment of regional commanders and the reform of battle formations. You must grasp the court's strategic purpose fully. If the review can be finished soon, have Li Xian bring the materials to court. " Zhao Xu replied in memorial:
42
In deployment doctrine, squad organization comes first. Li Jing made fifty men one squad. Every three compatible men formed a small squad; three small squads formed a medium squad; five medium squads formed a large squad. The remaining five—the supervisory officer, squad leader, deputy leader, and left and right adjutant-banner men—brought the total to fifty, all bound to one another. Under the imperial regulations now in force, each large squad comprises five medium squads, fifty men in all; each medium squad comprises three small squads of nine men; and each small squad is three men chosen for mutual trust and compatibility. One stalwart skilled with the spear is chosen as flag leader and allowed to pick two men of comparable skill and temperament as his left and right adjutants; next a fierce fighter is chosen as vanguard; and one military officer with drawn blade is posted to the rear as rally guard. Within every squad, when one man goes all out, two must support him; when a small squad is committed, the medium squad must respond; when a medium squad is committed, the large squad must respond; When the large squad is committed, the small squads must respond in turn. Anyone who hangs back or waits instead of rushing to the rescue, thereby causing defeat or loss, shall be investigated by the rally-guard officer of his own squad and the commander of the next squad in the chain; once the reason for failure to rescue is established, the offender is to be beheaded. No penalty applies where rescue was impossible, where help could not arrive in time, or where a man was himself under heavy attack and gravely wounded—provided the situation was truly beyond rescue. The doctrine matches the ancients, but its application is far more exact. This surely reflects courage and wisdom heaven-bestowed upon Your Majesty— mastery without need of study.
43
使
Critics object, however, that one leader for every forty-five men is less tight than one for every five. One leader per five men means ten leaders for fifty; carried to hundreds, thousands, and tens of thousands, leaders multiply and unified command breaks down. Consider the Zhou system: five men formed a squad under a squad chief; five squads formed a pair under a neighborhood clerk; four pairs formed a platoon under a clan instructor; five platoons formed a company under a precinct chief; five companies formed a division under a prefectural chief; five divisions formed an army under an appointed minister. This parallels the present military organization: one hundred men to a company, five companies to a battalion, five battalions to an army, and ten armies to a wing. From the wing commander down, every rank has its grade and authorized strength—the same functions once held by squad chiefs, neighborhood clerks, clan instructors, and precinct chiefs.
44
便
Critics hold that the decimal-and-five-squad system suits company drill well enough, but company drill is hardly the art of meeting the enemy in battle and winning. The eight-formation doctrine had long been lost; Your Majesty's new system, compared with earlier accounts, fits them like tally to seal. Once a formation is fixed, the enemy can easily manipulate you. If the enemy likes to strike where we seem weak, we show weakness; if he likes to turn away from strength, we show strength. Yet what he strikes is not truly weak, and what he turns from is not truly strong—so the rested enemy can be worn down and the fed enemy can be starved. This is what it means to move the enemy without being moved by him.
45
使 使
In the seventh year, seventh month, an edict directed every circuit pacification commissioner to submit workable squad-and-formation methods and to seek out and report anyone versed in such doctrine. In the ninth month, Honored Ceremonial Commissioner Guo Gu was granted audience for his work jointly codifying ancient and modern formations; the court then issued twenty-five copies of the Attack-and-Defense Diagrams to Hebei.
46
使
In the eighth year, second month, the emperor wrote in the margin: "The seven-army camp formations under review have uneven troop strengths and conflicting front-and-rear arrangements, making them hard to use. Order the review officers to gather what is workable and draft an eight-army method for submission. " Earlier an edict to the Bureau of Military Affairs had said: "Li Jing's Tang military treatise survives only in fragments scattered through the Comprehensive Institutions, disjointed and corrupt. Official titles and equipment names differ from present usage, and most officers and aides cannot make sense of them. Have the bureau's review officers, together with Wang Zhen, Zeng Shou, Wang Bai, Guo Fengyuan, and others, collate, classify, and explain the text so that it can be put into practice today. " The court also ordered Vice Director of Palace Reception Zhang Chengyi of the Bureau of Military Affairs and Inner-Palace Escort Chief Li Xian, together with Wang Zhen and Guo Fengyuan, to find open ground and drill two thousand eight hundred mounted and foot soldiers in Li Jing's camp-formation method. Foot Army Vice Commander-in-Chief Yang Sui was appointed chief superintendent; Zhang Chengyi and Li Xian were co-superintendents; Wang Zhen and Guo Fengyuan were planning officers; Xia Yuanxiang, Zang Jing, and others served as deputy generals, troop squad commanders, and staff officers—thirty-nine men in all.
47
Zhang Chengyi and his colleagues began with Li Jing's six-flower formation, using roughly twenty thousand troops as the standard and organizing seven armies. Each rear-guard army numbered two thousand eight hundred men, of whom one thousand nine hundred combat troops formed seventy-six squads. In each army's combat force there were three hundred crossbowmen, three hundred archers, five hundred cavalry, four hundred assault troops, four hundred surprise troops, and nine hundred baggage handlers—two thousand eight hundred men per army. The emperor told his close ministers:
48
涿鹿 使 殿 殿
The Yellow Emperor first devised the eight formations and defeated Chiyou at Zhuolu. Zhuge Liang laid out the eight-formation diagram on the flat sands at Yufu, stacking stones in eight ranks. When Huan Wen of Jin saw it, he said, "This is the coiling-snake formation of Mount Chang. " That is the nine-armies formation doctrine. In Sui times Han Qihu mastered the method and passed it to his nephew Li Jing. Because the realm had been torn by long disorder and many commanders already understood the old method, Li Jing devised the six-flower formation as a variant of the nine-armies doctrine so that others could not easily grasp it. In essence the eight formations are the nine armies, and the nine armies constitute the square formation. The six-flower formation corresponds to seven armies, and the seven armies constitute the round formation. Formations take the circle as their underlying form: a square formation is round within and square without; a round formation is round both inside and out. Test this with square and round objects: a square encloses one center with eight sides, a circle with six petals—such is the broad principle of the nine-armies and six-flower formations. The six armies are the left and right rear-guard armies—two rear-guard armies in all; two wings on the left and two on the right—four wing armies; together with the center army, seven armies in all. The eight formations add front and rear armies for nine armies in total. Since the dynasty's founding, the three commanders of the Palace Guard and the mounted and foot armies have been alternate names for the center, front, and rear army commanders; the mounted and foot armies' rear-guard commanders are the two rear-guard armies, and the four wings of the Celestial Martial, Sun-Upholding, and Dragon Spirit Guards are the four wing armies. The center army commander who commands all nine armies—that is, the Palace Guard rear-guard commander, who oversees the center army—matches the ancient nine-armies and six-flower systems in name and substance without the slightest deviation. Military theorists today all treat the formation diagrams in Li Quan's Tang Secret Classic of the Great White as authoritative— a grievous error.
49
使
We have reviewed the formation diagrams recently submitted by officials; all are empty show, and not one is usable. If their doctrine were true, two armies could fight only after envoys had fixed a date in advance, chosen open ground, leveled hills and filled ravines, and cleared brush and trees like a parade ground—only then could the method be fully deployed. Reason alone shows they are unusable. We shall now adapt Li Jing's method into the nine-army camp-formation system. Li Quan's diagrams describe camp organization, not battle formations. Drawing on ancient methods and adapting them to present needs, camp and formation are one doctrine: halted, it is a camp; in motion, a formation; in the language of regular and irregular deployment, the camp is the regular force and the formation the irregular.
50
使
That August a grand review of the eight-army formation was held at Jingjiapo south of the capital. When the review ended, Yang Sui and his subordinates down to adjutants and mounted and foot troops received grants of silver and silk in varying amounts. In the eighth year an edict directed all circuits to suspend drill in the five-army formation and teach only the four defensive formations.
51
使使
In the ninth year, fourth month, the emperor discussed camp and formation doctrine with his chief ministers, saying, "Too few generals understand how to command troops. In both the eight-army and six-army systems the commander stands at the center—the commander is the heart, the armies the four limbs. Direct the mind, move the body to command the arms and the arms to command the fingers—strike the left and the right responds, strike the right and the left responds, and the same for front and rear. How then could the army be defeated!
52
In the fourth year of Yuanfeng the single-army camp formation of the nine-army method was inspected at Haocao Po south of the capital; afterward commendations were issued.
53
In the seventh year an edict declared: "The five-formation method has been issued; all generals are to drill in it, and previous formation instruction is abolished. " The nine-army camp formation has five variants—square, round, curved, straight, and sharp—constituting the five formations.
54
In Yuanyou 1 Gao Xiang memorialized asking that defensive formations be drilled alongside the new formation method; the request was granted. In the seventh year of Yuanfeng an edict had mandated the five-formation method alone, and drill in the old defensive formations was dropped; now both were to be taught again in combination. In Shaosheng 3 drill in defensive formations was abolished once more.
55
In Daguan 2 an edict ordered the five-formation method issued to every circuit.
56
穿
In Gaozong's first year of Jianyan the Bureau of Military Affairs instruction-review regulations were first issued, focusing on defensive combat, shattering enemy vanguards, full armor drill, short-post Divine Arm bow practice, long-handled saber, mounted archery against armored targets, and wooden staff work. Each year new standards were set for spring and autumn instruction-review drills. With the Divine Arm bow, twenty arrows were issued per day; archers shot at targets one hundred twenty paces from the rampart. Sabers at least twelve chi long, wrapped in felt and leather, were drawn and thrust fifty-two times without letting the tip touch the ground. Each battalion chose twenty men for review; those who passed two reviews were formed into fifty-man squads to drill in splitting and combining, then assigned among the five armies according to squad strength. Each army had its flags and signals: the front army bore scarlet flags with birds as its sign; the rear army black flags with the turtle as its sign; the left army green flags with the flood dragon as its sign; the right army white flags with the tiger as its sign; the center army yellow flags with the divine figure as its sign. Rally flags and split flags were also made in five colors with corresponding emblems. Raise the rally flag and the five armies answer with their flags and combine into formation; raise the split flag and they answer and divide into squads. Movement left, right, forward, or back; splitting to lie in ambush or detaching as a surprise force—all were signaled by flags. Small bells and response drums supplemented the signals for men who could not see in time. Ambush positions were agreed in advance: a slow small bell meant halt; a rapid response drum sent surprise troops from formation into battle; a rapid small bell brought ambush troops out. Promotions and rewards from the spring and autumn grand drills followed the standard regulations.
57
沿
Li Gang said, "Naval warfare suits the south. Command centers and key prefectures along the Yellow River, Huai, coast, and Yangtze should build warships on ancient models, valuing maneuverability, speed, and stability. They should also train in fire attack to burn enemy ships. An edict ordered Yang Guanfu to oversee arrangements in Jiangsu and Zhejiang, with separate officials appointed for the Yellow and Huai river regions. In the third year, the emperor personally reviewed the naval forces outside Dengyun Gate in Zhenjiang.
58
殿
In 1134, an edict ordered a review in the inner hall of the Shenwu Central Army's officers and soldiers, with rewards granted according to merit.
59
In 1154, officials memorialized: Prefectural Imperial Guard troops in distant postings roam freely and receive little training. Spring and autumn drill reviews are padded with numbers at the last minute. We ask that the old regulations be strictly enforced.
60
In 1161, an edict declared: We have learned that across the circuits, prefectural garrison troops, Imperial Guard units, and local militia are being diverted to private service by officials, interfering with drill and review. Command headquarters must strictly require that garrison and active troops return to camp, train to full proficiency, and stand ready for inspection.
61
In 1166, Emperor Xiaozong visited the area outside Houchao Gate and then Baishi to review troops. The Three Yamen led their officers in escorting the imperial procession, and hunting archers presented their quarry beneath the imperial carriage. That day, several generals wielded great sabers single-handedly. The emperor asked: How heavy are those sabers? Li Shunju replied: Each saber weighs several tens of jin. The emperor replied: Your drill and review work has been excellent. He also told Chen Min: The troops' horses, clothing, and equipment are impressively disciplined. He specially granted saddled horses and gold belts, and soldiers received graded rewards according to merit.
62
西
In the fourth year, the emperor visited Maotan for a drill review. Yellow flags were raised; after three drumbeats the troops shifted into square formation; after five drumbeats white flags were raised and the troops shifted into circular formation; then after two more drumbeats red flags were raised and the troops shifted into wedge formation; green flags were raised and the troops shifted into linear formation. When the review was complete, the emperor was greatly pleased and doubled the rewards. Troops divided into eastern and western formations, displaying great sabers and cannon. The emperor asked Li Shunju: How does this review compare with earlier ones? Shunju replied: Today's soldiers, trained personally by Your Majesty, nurtured with deep kindness and rewarded generously, are twice as loyal and brave as before.
63
During the Qiandao era, an edict ordered promotion standards for archers and crossbowmen who increased their draw weight: archers who had drawn one picul four tenths received a three-tenth increment for promotion; those who had drawn one picul received five tenths; crossbowmen who had drawn four piculs received five tenths; those who had drawn two piculs seven tenths received eight tenths. Rank advancement and rewards varied accordingly. The chief ministers presented reward standards based on close-range shooting. Yu Yunwen objected: Trial examinations use draw-weight increments to determine pay. If rewards are now based on close-range shooting alone, soldiers may neglect building draw strength. The emperor agreed: That is so. Strong bows and crossbows may win battles in the future, but if soldiers practice only close-range shooting, their draw strength will never improve. These reward standards should not be implemented.
64
殿
During the Chunxi era, standards were established for spearmen and for shooting at iron curtain targets. The emperor told his chief ministers: I hear that when troops shoot at iron curtain targets, every army drums and leaps with fierce enthusiasm. Zhou Bida replied: With troops long unused in battle, these men lack ambition and naturally grow slack in spirit. Now Your Majesty's encouragement and admonition have made every man a match-ready soldier. Across all armies of the Palace and Infantry Bureaus and the Cavalry Bureau's crossbowmen, more than 1,840 soldiers qualified at iron-curtain shooting. An edict ordered that archers who hit the curtain target with a one-picul-two-tenths bow using ten arrows, and crossbowmen who qualified with a four-picul weapon using eight arrows, be promoted two ranks and each granted one hundred strings of cash; archers who qualified with a one-picul bow and ten or more arrows, and crossbowmen with a three-picul weapon and eight arrows, were each promoted two ranks. An edict extended these reward standards to all armies throughout the empire.
65
殿
In the second year, the Bureau of Military Affairs reported: For Palace and Infantry Bureau archers, the base standard is shooting in armor at sixty paces with a one-picul-two-tenths bow, twelve arrows, with six hits on the target mound. For crossbowmen, the base standard is shooting in armor at one hundred paces with a four-picul weapon, twelve arrows, with five hits on the target mound. For spearmen, the base standard is forty upward thrusts delivered from a firm stance. Commanding generals delegate regimental and battalion commanders to assess their men's skills. Beyond the base grade, the fifteen archers, crossbowmen, and spearmen in each army of 5,500 or more who show the greatest improvement proceed to the commanding general for verification, then to the Bureau of Military Affairs for re-testing. The two top performers in each group are promoted two ranks; the remainder receive five strings of cash and await future re-testing.
66
In 1196, the emperor held a grand review outside Houchao Gate. In 1202, an edict ordered that when reviewing all armies, rewards be increased according to the Qingyuan second-year standard.
67
退
In 1226, Mo Ze memorialized: Prefectural Imperial Guard troops serve in peacetime against bandits and in emergencies for military campaigns. They are registered with the court and must not be diverted to private service by prefectures. In recent years prefectural military administration has collapsed. Rations are withheld stingily and vacancies remain chronically unfilled. Prefectural officials and military officers hold illicit allotments; retired officials borrow troops for personal errands. Fewer than one in ten soldiers actually remain in camp. At drill review time, supervisory and circuit officers nominally in command maintain only empty registers and dare not summon the troops. When troops enter drill, their marching is scarcely better than child's play. Prefects profit by leaving vacancies unfilled; military officers accept heavy bribes to falsify age records. Each soldier's pay and rations cost at least one hundred strings per year. A prefecture holding three hundred ghost soldiers on its rolls wastes thirty thousand strings annually. Private employment of Imperial Guard troops has always been prohibited by statute. Prefects and commanders develop gardens and build mansions without paying meal allowances; retired officials living far from the city routinely borrow troops and harass the countryside. Even near the capital, retired officials in auxiliary prefectures hold four or five hundred soldiers apiece. This stems from the weak authority of military officers and the lax enforcement of prohibitions on private holding of troops. We ask that supervisory officials, prefects, and deputies be strictly warned: only garrison troops may be borrowed, and even then drill must not be obstructed. No other officials may borrow troops, garrison or otherwise.
68
In 1251, censorial officials detailed the abuse of military artisans who never drill in their spare time: Under the old system, Imperial Guard troops must not be privately employed. In recent years, wherever prefectural armies are garrisoned, old habits persist. Each prefecture keeps several hundred military artisans, claimed by officials of every rank for carving, embroidery, metalwork, coloring, and every other craft. Their crafts may be fine, but they never drill in combat. At the first alarm, how can they take up arms? We ask that commanders and military officers be strictly instructed to return all military artisans to their companies for drill in spare time, cease useless craft work, stop wasting rations, and restore military readiness.
69
調 沿 使
At the beginning of the Xianchun era, officials memorialized: Regimental commanders, battalion commanders, chief officers, and deputies are meant to train within the ranks and master military affairs. When orders come, they march at once; soldiers know their commanders' minds and commanders know their soldiers' courage. Such armies are invincible. Today in Jiangnan prefectures and along the Yangzi, frontier commands appoint personal staff officers devoted solely to logistics — not suited for the army's benefit but for their own households. They win no battlefield honors yet rise through personal staff appointments. An army of only two or three thousand men may have five or six hundred staff officers assigned to miscellaneous duties.
70
使
In the ninth year, officials reported: Recent recruitment fills ranks with anyone available simply to claim reward quotas. After tattooing, they receive no further drill or review. Military officers torment them with corvée labor day and night without rest. The slightest infraction brings imprisonment. Flogging is so brutal that soldiers cannot endure it, and deaths and desertions follow one after another. We ask that newly recruited soldiers be assigned to squads, drilled in discipline and martial skills, and reviewed monthly or every ten days in each prefecture. Abuses had reached this point, and the training system lay in ruins.
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