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卷一百九十八 志第一百五十一 兵十二

Volume 198 Treatises 151: Military 12

Chapter 198 of 宋史 · History of Song
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Chapter 198
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1
沿
The state horse-breeding system had gradually declined through the Five Dynasties, but by the Song dynasty its regulations and institutions were fully in place. From the Jianlong era onward, the regulations governing its offices, pasture administration, the profits from procurement and marketing, the extent of grazing lands, and the grades of allocation — whether coupon horses, provincial horses, horse societies, or compulsory purchases — the entire history of their rise and decline can be traced.
2
殿 使使 退 駿
Imperial horses were divided into three grades, fifteen for hall attendance, fourteen for leading the imperial carriage, and twenty for escort duty.) Fifteen grades governed allocation and use, including "selected middle grade," "not for dispatch," "added price," "bright trust," civil officials, various ranks, the Imperial Dragon Guard Direct, the Sun-bearer and Dragon Guard units, Gong-sheng, Xiao-qi, the Cloud and Martial Riders, the Heavenly Martial and Dragon Fierce units, army assignment, miscellaneous servants, and horse stations.) Seventeen characters were used in herd designations, "Left," "Right," "Thousand," "Stand," "Water," "Official," "Auspicious," "Heaven," "Lord," "King," "Square," "With," "Come," "Ten Thousand," "Small," an undecipherable character followed by "Official," and "Retreat.") Ninety-two varieties of coat color were recognized, comprising eight subtypes of chibo, two of blue, one of white, five of black, five of red, six of purple, eleven of jun, six of ochre-white, eight of liu, six of gua, five of luo, five of zhui, eight of yu, six of piebald-flank, three of piebald, and seven of biao.)
3
使
Regarding its administrative structure, Taizu adopted the institutions of earlier dynasties and initially established the Left and Right Flying Dragon courtyards, each headed by its own commissioner. In the fifth year of Taiping Xingguo (980), the Flying Dragon courtyards were renamed the Heavenly Stable Wards. In the fourth year of Yongxi (987), the Heavenly Stable Wards were reorganized as the Left and Right Fine Steed courtyards, to which the four Heavenly Horse Superintendencies and the two Heavenly Stable Wards were all subordinated.
4
使
In the first year of Xianping (998), Emperor Zhenzong established the Horse Appraisal Office. Whenever horses were purchased, this office assessed their quality, set fair prices, and allocated them among the various pasture superintendencies. Three years later, a Herd Pasture Commissioner was appointed; an inner-court eunuch was placed in charge of the Herd Pasture Bureau, with a capital official serving as its administrative judge.
5
In the second year of Jingde (1005), all Dragon-Pasture Wards in the prefectures were converted into superintendencies, each granted an official name and issued a cast seal. There were fourteen superintendencies outside the capital: Daming (at Daming Prefecture), Guangping (at Luozhou), and Qishui (at Weizhou), each divided into first and second divisions. The others were Luoyang (Henan), Yuanwu (Zhengzhou), Shayuan (Tongzhou), Anyang (Xiangzhou), Zhenning (Cangzhou), Anguo (Xingzhou), Chunze (Zhongmou), and Danzhen (Xuzhou).
6
使使 滿
In the fourth year, Chen Yaosou, Director of the Bureau of Military Affairs, was appointed Herd Pasture Commissioner-in-Chief; deputy commissioners and chief superintendents were also added, and the number of administrative judges was increased to two. All pasture administration issued from the Herd Pasture Bureau, and every office from the Fine Steed courtyards downward fell under its authority. Each prefecture had pasture superintendencies concurrently overseen by the prefect and vice-prefect, and each superintendency was staffed with two managing officials. Inspectors for the left and right wings were also appointed. Upper and Lower Pasture-Nurture superintendencies were also set up to care for and treat sick horses from the capital's various wards and superintendencies. An edict also fixed three-year terms for officials of the wards and superintendencies under the Left and Right Fine Steed courtyards; those skilled in horse management who wished to stay on would be reported to the throne by the Herd Pasture Bureau and transferred to another superintendency.
7
Pasture administration began when Taizu established one Horse-Rearing Office and restored four former offices as grazing lands.
8
殿 便
In the fourth year of Taiping Xingguo (979), Taizong inspected troops at You and acquired more than forty-two thousand horses from Fen, Jin, Yan, and Ji. With the imperial stables full to capacity, the horses were distributed among the prefectures for pasture rearing. Around this time, Palace Direct Li E was convicted of corruption while supervising pasture at Xuzhou; he had stolen official fodder, and many horses died. He and the chief clerk were both executed in public. An edict also ordered eight Dragon-Pasture Wards established on fertile, open lands to facilitate grazing.
9
便殿
In the twelfth month of the second year of Chunhua (991), grooms were ordered to select several dozen fine horses and set up stables and mangers in the informal hall to demonstrate proper feeding. The method was explained to the chief ministers and promulgated to the various armies. Effective prescriptions for treating horses were also bestowed on the emperor's close advisers. At Zhao Shoulun's recommendation, fifteen thousand brood mares were kept at the Dragon-Pasture Wards across the prefectures and pastured according to available water and grass, saving fodder costs. Foals multiplied in abundance, fully supplying military needs. At this point Shoulun reported again: "The wards pasture ten thousand horses and should produce four thousand foals each year, yet this year there were only twenty-five hundred. The responsible officials have failed in their duties and should be strictly punished. If a herd of one hundred horses produces seventy foals in a year, the officials should receive accelerated promotion. Foals born at the wards should be registered and reported immediately. Pasture soldiers should be recruited from young and able-bodied men." All of these recommendations were approved.
10
In the first year of Dazhong Xiangfu (1008), reward-and-punishment regulations for pasture superintendencies were established. For outer superintendencies, deaths exceeding one tenth of the herd by year's end would cost the managing official one month's salary, with further graduated corporal punishments for higher mortality rates. Officials whose herds showed high birth rates and low mortality received cash rewards in varying amounts. For every foal born, military officers and men below them each received one bolt of silk as a reward. At that time, horses kept at inner and outer wards, superintendencies, and various armies totaled more than two hundred thousand, tended by sixteen thousand thirty-eight military officers and soldiers. Each year the capital alone consumed six hundred sixty-six thousand bundles of hay, sixty-two thousand two hundred four shi of bran fodder, and more than ninety-five thousand jin and shi of salt, oil, medicine, and sugar — not counting supplies for prefectures and garrisons elsewhere. The six wards and superintendencies under the Left and Right Fine Steed courtyards kept only about two thousand horses. Each spring they were turned out to pasture, and in early winter the weak and sick were separated and kept in stables for stall feeding. Only reserve horses for the Imperial Carriage Office were kept on site.
11
Among the pasture superintendencies north and south of the Yellow River, the Lingchang Superintendency was devastated by a Yellow River breach after the Tianxi era. By the Qianxing and Tiansheng periods, the army had long gone untested, and critics widely argued that horse pasture was costly and unproductive. The Dongping Superintendency was abolished and its land distributed to the people. In the fifth year, the Danzhen Superintendency was abolished. In the sixth year, the Luoyang Superintendency was abolished. Thereupon all superintendencies south of the Yellow River were abolished, and all horses were transferred north of the river. Soon afterward, horses from the Yuanwu Superintendency were ordered to the capital, and breeding horses from north of the river were transferred to pasture at Yuanwu.
12
In the eighth year, the Herd Pasture Bureau reported that Yuanwu had ample land but too few horses and requested an increase in the herd. An edict assigned four-year-old horses from the Second Qishui Superintendency to Yuanwu. Each year, four-year-old breeding horses from north of the river were divided between the Second Qishui and Yuanwu superintendencies, while inferior horses from Yuanwu were pastured at the abandoned Lingchang Town site, still under Yuanwu's jurisdiction.
13
In the ninth year, breeding piebald horses at the various superintendencies were ordered to graze year-round and no longer be stabled.
14
便 便
In the first year of Mingdao (1032), critics argued: "Since the six superintendencies south of the Yellow River were abolished, obtaining horses for the capital from north of the river is inconvenient given the distance." The court dispatched Wang Shunchen, Inspector of the Left Wing, to assess the situation. Shunchen reported: "Although the Zhenning, Lingchang, Dongping, and Chunze superintendencies were abolished, their lands still graze horses for the original superintendencies and the Fine Steed courtyards. Luoyang and Danzhen are close to the capital, and abolishing them would be impractical." The two superintendencies were accordingly restored to pasture breeding horses from north of the river.
15
In the second year of Jingyou (1035), nineteen hundred horses selected from superintendencies north of the river were pastured within Zhao Prefecture, under the Anyang Superintendency. Soon afterward, one of the abolished Guangping superintendencies was retained, and the horses pastured within Zhao Prefecture were placed under its jurisdiction again. The stable buildings of the remaining superintendency were ordered preserved.
16
In the fourth year, the Second Yuanwu Superintendency was reestablished as Danzhen and relocated to Changge County, concurrently overseen by the county magistrate and chief superintendent. In the third year, horses from the courtyards, wards, and superintendencies beyond those kept in reserve each year were formed into two herds and pastured at Motuogang outside Xianfeng Gate.
17
便
When sick horses were taken in for care, the Horse Appraisal Office and Fine Steed courtyards sent mildly ill horses to the Upper Superintendency and seriously ill ones to the Lower Superintendency, where they were divided among ten stalls for treatment. In the sixth year of Tiansheng (1028), one chief superintendent or administrative judge was assigned each month to oversee the operation. In the eighth year, critics noted that the Upper Superintendency was too far from the capital, making it inconvenient to transport sick horses there. It was abolished, and mildly ill horses were distributed among the six wards and superintendencies of the Left and Right Fine Steed courtyards. Abandonment and mortality rates were compared quarterly, with rewards and punishments graded at year's end. Fine Steed courtyard officials were instead assigned in rotation to oversee the operation.
18
In the second year of Mingdao (1033), the Upper Superintendency was restored under the name Tian to care for healthy horses, while all sick horses were assigned to the Lower Superintendency.
19
In the second year of Jingyou (1035), horses from the Pasture-Nurture superintendencies were ordered herded in groups and pastured at Fenghuang Po on the Chen-Xu prefectural border, saving fodder costs. This became standard practice.
20
In the second year of Zhiping (1065), sick horses from the courtyards, wards, and superintendencies that were unfit for appraisal and sale were sent to the First Qishui Superintendency and pastured as a separate herd.
21
For horse breeding, the seven superintendencies at Daming Prefecture, Luozhou, Weizhou, and Xiangzhou selected fine breeding stock and formed mare-stallion herds. Each December the administrative judge inspected the wards and superintendencies, branded two-year-old foals, and graded rewards for pasture soldiers. Foals collected by the various armies were sent to the government once they reached two years of age.
22
滿
In the seventh year of Tiansheng (1029), the Herd Pasture Bureau reported: "Under the old system, prefects and vice-prefects jointly oversaw pasture affairs. At year's end, officials were fined if horse deaths exceeded one tenth or if foals born fell short of four tenths of the herd. Low mortality and high foal production earned graded rewards reported to the throne. Performance was compared every three years, and qualifying officials were reported for reward. We now request that the old system be clarified: when a vice-prefect first takes office, the number of horses under his jurisdiction should be recorded; annual assessments should be conducted; and at the end of his term, totals should be compared to determine rewards and punishments." The request was approved.
23
In the eighth year of Jiayou (1063), the Herd Pasture Bureau reported: "Each of the seven breeding superintendencies is allotted two thousand brood mares, four hundred stallions, and an expected four hundred foals per year as fixed quotas."
24
滿滿 滿滿
In the second year of Zhiping (1065), an edict ordered: "Foals at the various superintendencies thirty months and older should be branded each year. Fine stallions were to be sent to the Second Qishui Superintendency, and all remaining mixed adult horses to the three superintendencies south of the Yellow River. Horses at the Second Qishui Superintendency, once sixty months old, were to be allocated among the various superintendencies. Brood mares at the various superintendencies, once thirty months old, were to be formed into separate herds and pastured at their home superintendency; once fifty months old, they were to be transferred and paired at other superintendencies."
25
殿 西
When horses were procured through market purchase, frontier peoples drove horses to the border in groups of tens or hundreds under a single coupon. Each horse received a prepayment of one thousand cash, with fodder supplied by the government for the journey to the capital, where officials sold them and distributed them among the superintendencies. These were called coupon horses. Border prefectures established markets to purchase Tangut and Han horses in convoy groups, dispatching palace attendants to escort them to the capital or assigning them directly to the various armies. These were called provincial horses. Armies such as Guangrui and Jinyong in Shaanxi formed mutual societies. Whenever horses were purchased, society members pooled additional funds beyond the government price. These were called horse societies. When the army mobilized, civilian horses were registered and purchased to supply military needs. This was called compulsory purchase.
26
西 西西
In early Song, horse markets operated only along the Hedong, Shaanxi, and Sichuan Gorges routes, and horses were recruited only from Tibetans, Uyghurs, Tanguts, the Zangya tribe, and various other tribes including the Baima, Bija, Baojia, and Mingshi peoples. By the Yongxi and Duangong periods, Hedong markets included Lin, Fu, Feng, and Lan prefectures, Kelan, Huoshan Army, Tanglong Town, and Zhuolun Stockade; Shaanxi markets included Qin, Wei, Jing, Yuan, Yi, Yan, Huan, Qing, and Jie prefectures, Zhenrong, Bao'an Army, Zhisheng Pass, and Haofu; Hexi markets included Ling, Sui, Yin, and Xia prefectures; Sichuan Gorges markets included Yi, Wen, Li, Ya, Rong, Mao, and Kui prefectures and Yongkang Army; and Jingdong had Dengzhou. After Zhao Deming seized territory south of the Yellow River, horse procurement was limited to Lin and Fu prefectures, Jing, Yuan, Yi, Wei, Qin, and Jie prefectures, Huanzhou, Kelan, Huoshan, Bao'an, and Baode Army. Later, when markets were established, they were further reduced to Huan, Qing, Yan, Wei, Yuan, Qin, and Jie prefectures, Wenzhou, and Zhenrong Army alone.
27
使
Under Taizu, palace emissaries were dispatched each year to border prefectures to purchase horses. Previously, people from the two He regions had entered Tangut territory to steal horses and bring them into Song territory. The government paid them the purchase price. The court was then focused on pacifying the frontier peoples, and the practice was prohibited by edict.
28
In the fourth year of Taiping Xingguo (979), the court ordered the purchase of one hundred seventy thousand horses from officials and civilians. In the sixth year, when affiliated frontier peoples drove horses to the capital, tribal leaders were supplied with provisions at each county along the route, and wealthy civilians were forbidden from making private purchases. In the twelfth month, an edict declared: "When frontier tribes sell horses, the government selects only the finest and rejects the inferior, while private purchase is also forbidden. Annual intake falls short, and there is no way to win the goodwill of distant peoples. Henceforth, local officials are to carefully assess each horse's quality. Inferior horses shall be marked with an official seal, and private purchase by civilians shall be permitted." Previously, the various tribes had been paid for horses in copper cash. In the eighth year, officials reported that frontier peoples were melting cash to cast utensils, so payment was switched to cloth, silk, tea, and other goods.
29
During the Tianxi era, Chief Councillor Xiang Minzhong reported that state horses had doubled since the previous dynasty, consuming vast amounts of fodder and grain. An edict then ordered army-assigned horses thirteen years and older to be appraised and sold. Previously, purchased horses had to be between three and thirteen years of age. During the Tiansheng era, purchases were limited to horses between four and ten years of age. When purchases still fell short, the Herd Pasture Bureau petitioned the throne, and coupon horses and provincial horses were ordered purchased between three and twelve years of age. The following year, Fuzhou and Kelan Army were ordered that three- and four-year-old provincial horses would no longer be graded by rank. Horses five to twelve years old with sound bone structure and gait could be convoyed to the Horse Appraisal Office; all others not bound for the capital were sent to the Bingzhou Horse Selection Office.
30
使
In the first year of Jingyou (1034), Censor-in-Chief Han Yi argued: "Tribal chiefs bring horses to sell at Yongkang Army for minimal profit, yet it only teaches the Qiang the mountains, rivers, and roads of Shu. This is a poor strategy." The market was accordingly abolished.
31
In the fourth year, the Herd Pasture Bureau reported that Hebei armies lacked horses and requested six measuring rods be issued to Tianxiong Army, Zhending Prefecture, and Ding, Ying, Bei, and Cang prefectures to purchase locally raised horses twelve years and younger at graded prices. Horses ranged from four chi seven cun to four chi two cun in height, divided into six grades. Prices ranged from twenty-five thousand four hundred fifty to sixteen thousand five hundred fifty cash, with levies from thirteen thousand four hundred fifty to eight thousand nine hundred fifty-nine across six grades, funded from frontier defense military household shortfall accounts. First-grade horses were sent to the capital; the rest were assigned locally to the various armies.
32
西 西西 使使使 使殿使
At the start of the Kangding era, Shaanxi was at war and horses were in short supply. The capital region, eastern and western Jing circuits, Huainan, and Shaanxi circuit were ordered to compulsorily purchase war horses between four chi six cun and four chi two cun in height, at prices from fifty thousand to twenty thousand cash across five grades. Chief councillors and Bureau of Military Affairs directors could keep seven horses; vice grand councillors and vice directors five; Ministers, Academicians, and officials down to gate commissioners three; court officials and gate attendants one; and all others by rank down to office functionaries and temple and monastery heads one each. Military governors, prefects, Palace Front and Rear Cavalry and Infantry commanders, Army Head Office irregulars, and deputy horse commanders were all exempt. Seven border prefectures and garrisons were also exempt. Pearls from the inner treasury were issued to compensate civilians for their horses. Private purchases by frontier officials were also prohibited; shortages were to be supplied by the government. In the second year, an edict declared: "Although Hebei prefectures and armies have established horse markets with set grades and standards, acquisitions have been limited. Prices should be raised. First grade twenty-eight thousand, second grade twenty-six thousand, third grade twenty-four thousand; fourth grade and below and brood mares would remain at the old prices. From second grade downward, each grade would decrease by one cun in height requirement."
33
西
In the fourth year of Qingli (1044), an edict ordered branding of civilian horses in Hebei. Beyond those already purchased, twenty thousand seven hundred remained. Urban third-rank households and rural households of third rank and above could keep horses as before; all others branded were to be gathered for selective purchase." In the fifth year, two hundred thousand bolts of silk from the inner treasury were allocated to purchase horses at Qinzhou and Kelan Army. In the sixth year, when society horses died in Shaanxi and Hedong, home camps were ordered to raise funds through sales to help cover replacement horse costs.
34
沿 西 西
In the first year of Jiayou (1056), the State Finance Commission was ordered to allocate thirty thousand bolts of silk to purchase horses at Qinzhou for Hedong armies. In the fifth year, Xue Xiang reported: "When coupon horses from Qinzhou reach the capital, payment plus travel expenses cost tens of thousands of cash per horse. I request that markets be established at Yuan and Weizhou and Deshun Army for local purchase, paying with jie-salt exchange certificates so as not to drain the Department of Revenue's silk and cash reserves. The coupon horse system should be retained for now to attract distant peoples. Each year an additional eight thousand fine horses could be obtained — three thousand for frontier cavalry and five thousand for the Herd Pasture Bureau." In the seventh year, the Shaanxi Horse Purchase and Pasture Superintendency reported: "Under the old system, Tangut and Han at Qinzhou delivered two hundred fine horses monthly to the capital, receiving colored silk, silver bowls, belts, and brocade jackets. Tribal officials and Uyghurs who concealed horses were punished under Song law. When annual recruitment reached two thousand, beyond standard rewards tribal chiefs were appointed tribal officials, tribal officials received rank advancement, and Uyghur commoners received elevated rewards. Now that horse markets have been established at Yuan, Wei, and Deshun armies, I request the Qinzhou precedent be applied." The request was approved. Previously, the court had ordered a review of the advantages and disadvantages of horse purchase. Wu Kui and others proposed establishing markets at Guwei and Yongning stockades in Qinzhou and at Yuanzhou and Deshun Army. The capital would annually allocate forty thousand taels of silver and seventy-five thousand bolts of silk and gauze for horse purchases, supplemented if needed by jie-salt certificates and miscellaneous funds. The proposal was approved and implemented. In the eighth year, Chief Councillor Han Qi reported: "Yongning Stockade at Qinzhou formerly used certificates for horse trade. Since Guwei Stockade was built west of Yongning and became a hub for Tangut-Han trade, a horse market was established there — annually more than one hundred thousand strings of cash flowed into enemy territory, seriously depleting state resources." The market was restored at Yongning and the market within Guwei Stockade was abolished. When tribal chiefs brought horses, they were sold directly at Qinzhou.
35
In general, early Song horse purchases yielded only about five thousand horses per year. During the Tiansheng era, provincial horses from tribal departments reached more than thirty-four thousand nine hundred. Before Jiayou, markets at Yuan, Wei, and Deshun purchased seventeen thousand one hundred horses over three years, while Qinzhou coupon horses averaged fifteen thousand per year.
36
使
Pasture lands in the capital district and nearby prefectures were selected for good water and grass and marked for official use. Between the Chunhua and Jingde eras, inner and outer wards and superintendencies totaled sixty-eight thousand qing, not counting another thirty thousand nine hundred qing held by various army units. Over time officials lost the land registers, boundary markers grew unclear, and abolitions and reestablishments were frequent. Much land fell to encroachment.
37
使
In the twelfth month of the second year of Chunhua (991), Tongli Army submitted the "Ten Pasture Lands Map." Fearing encroachment on civilian fields, the emperor dispatched a palace emissary to inspect the boundaries.
38
During the Jiayou era, Han Qi requested a survey of all superintendency pasture lands, allowing lower-rank households to farm and tenant land beyond grazing needs. Gao Fang, Outer Section Member of the Director of Punishments, and others surveyed Hebei and found three thousand three hundred fifty qing of idle land for tenant farming, yielding annually about one hundred seventeen thousand eight hundred shi of grain, three thousand two hundred fifty bolts of silk, and one hundred sixty-one thousand two hundred bundles of hay. The Herd Pasture Bureau reported: "Superintendency pasture lands are subject to flood and drought. Beyond active grazing, each superintendency mows tens of thousands of bundles of white grass annually for winter feeding. If all this land is assigned to civilians, future herd increases and flood or drought will leave no land for relocation and grazing." Left and Right Wing inspectors were dispatched to assess the situation. Land previously encroached upon and recovered could be temporarily rented out; the Herd Pasture Bureau would review the rest for retention, with idle land open to tenant farming. In the fifth year, the Herd Pasture Bureau reported: "Each pastured horse, moving to and fro while grazing, requires fifty mu of land. The superintendencies already have no surplus land for tenant farming. I request that pasture lands be retained as before. Land from the abolished Guangping superintendency previously assigned to civilians should also be reclaimed." An edict declared: "Pasture lands under Hebei and Jingdong superintendencies must no longer be open to private occupation. Violators will be prosecuted for violating regulations."
39
使西 使 西 西
Herd Pasture Commissioner Ouyang Xiu observed: "Tang pasture lands extended west from Longyou, Jincheng, Pingliang, and Tianshui to the wilds beyond the river bend; inward through Qi, You, Jing, and Ning; east through Yin and Xia to Loufan. Today they have sunk into Tangut territory and fallen to encroachment and private farming, beyond recovery. Only between Lan and Shi in Hedong, where mountains are largely barren and pasture lands beside the Fen River are broad, is the water and grass most suitable for grazing. This was the land of Tang's Loufan Superintendency. By this reasoning, the old lands of the Loufan, Yuanchi, and Tianchi superintendencies might still be recoverable. On a mission in previous years, I traveled east of Weisheng and to Liaozhou and Pingding Army and found the land mostly idle and open. The entire Hedong circuit has excellent water and grass; its high, cold terrain is well suited to horses. Between Tang and Ru in western Jing, wasteland is also extensive. I request that the Hedong and western Jing transport commissions dispatch officials to assess whether new pasture superintendencies can be established, in which case the Hebei superintendencies could soon be abolished."
40
By the end of the Zhiping era, pasture lands totaled fifty-five thousand qing: thirty-two thousand for the six superintendencies south of the Yellow River and twenty-three thousand for the six in Hebei.
41
便殿
For allocation, the Fine Steed courtyards and Horse Appraisal Office inspected horses due for army assignment and newly received horses at the informal hall, with no more than two hundred presented at a time. For army assignment, horses from four chi six cun to four chi three cun were matched to soldiers with salaries from one thousand to three hundred cash in four grades, allocated in descending order until the fifth month when the program temporarily ceased. Soldiers in outer prefectures and armies who lacked horses had to petition for approval before receiving them. Soldiers of the Guiyuan and Xiongwu armies on the Jinghu circuit were assigned locally bred horses. Soldiers lacking horses were supplied according to fractional quotas.
42
西
In the fourth year of Qingli (1044), Shaanxi, Hebei, and Hedong were allotted five tenths of available horses; other circuits four tenths. Military officers in other prefectures, armies, and capital-district patrol units could purchase horses themselves, with government reimbursement up to thirty thousand cash. That year, circuits were ordered to supply horses to soldiers based on martial skill tests: top performers received horses first, and those who tested twice could receive two; shortages of ten horses or fewer were fully supplied; larger shortages followed the old quota system.
43
使 殿
In the first year of Baoyuan (1038), ministers customarily granted horses — from chief councillors to Direct Academicians of Military Affairs, from envoy-governors to regular prefects, and imperial clansmen and affinal relatives due gifts — would continue under the old system; all others would receive cash in lieu: Vice Ministers and above thirty-five thousand, Inner Hall Assistant Commandants and below twenty-three thousand. Ministers who borrowed official horses for tribute presentation were registered with the Left Treasury at a compensation rate of forty thousand cash, but many later failed to repay. Borrowers were then required to pay upfront, and those long in arrears had their salaries deducted.
44
Since the Xining era, there have been guaranteed horses and household horses, which later evolved into land-grant pasture horses.
45
使 使
Emperor Shenzong once lamented poor horse administration and told Bureau of Military Affairs Director Wen Yanbo: "The wrong people hold herd pasture offices — there is no way to demand results. Have the Secretariat select commissioners and you recommend administrative judges, so that state horses may multiply and supply war cavalry." Bi Section Outer Section Member Cui Taifu was appointed acting Herd Pasture administrative judge, and Liu Hang and Taifu were ordered to revise the Herd Pasture Edicts and Commands, drawing on Tang institutions and Song precedents for imperial approval.
46
使 使使宿 使
In the first year of Xining (1068), the emperor wrote to Yanbo and others: "Although prefectural chiefs and deputies nominally oversee herd pasture, they never attend to it personally. Discuss reform: superintendency and prefectural officials should all be court-appointed; together with ward and superintendency commissioners, their performance should be graded with rewards, punishments, and promotions — draft laws and report." Another handwritten edict asked: "Horse administration is in disrepair and officials produce no results. Is it because terms are too short for talent to be fully employed? How can there be so many superintendencies and so many officials, yet so little talent! Tang employed Zhang Wansui's family for three generations to manage herd pasture; grace and trust prevailed throughout the ranks, and horse administration flourished. Later ages hailed him as a model official. Today, from supervising officials down to ward and superintendency commissioners, since none are carefully selected and transfers are rapid — mere 'passing through' — it is impossible to expect officials to master their duties and fully employ their abilities. The solution is to select officials for merit and ability and advance them in proper sequence. From wards and superintendencies up to the Herd Pasture chief superintendent, all should have their achievements assessed and be promoted by grade, to encourage diligent service." Vice Director of Military Affairs Shao Kang then proposed developing surplus pasture farmland to support grazing operations. The Herd Pasture Bureau reported: "Horse superintendency pasture lands total more than forty-eight thousand qing. At fifty thousand horses, each requiring fifty mu, the four superintendencies of Daming and Guangping have little surplus farmland and should remain as before. But the superintendencies of Yuanwu, Danzhen, Luoyang, Shayuan, Qishui, Anyang, and Dongping have seventeen thousand qing of surplus good farmland that could be assigned to civilians to produce fodder and grain." This was approved.
47
使 使 使 使 使 西便 使
Soon afterward the Bureau of Military Affairs reported: "Under the old system, the Left and Right Fine Steed courtyards overall managed state horses. During the Jingde era, deputy herd pasture commissioners, chief superintendents, and administrative judges were added to oversee pasture administration. Although the commissioner-in-chief's position was prestigious, he never personally inspected operations and could not fully grasp the condition of the herds. For this reason horses failed to multiply. Separate offices should now be established with dedicated responsibility and accountability." Pasture commissioners were accordingly established separately north and south of the Yellow River, with Liu Hang and Cui Taifu appointed, each supported by one chief superintendent. The superintendency at Heyang was designated for breeding. All outer superintendencies were divided between the two commissioners, each reporting upward on matters within their jurisdiction. Officials including pasture-land county magistrates and assistants were placed under pasture commissioners for impeachment, reporting exclusively to the Bureau of Military Affairs rather than the Herd Pasture Commissioner-in-Chief. Previously, the Herd Pasture Bureau had requested a superintendency at each general headquarters in Hebei, Hedong, and Shaanxi to supply the armies, and officials were dispatched to assess the various circuits. Subsequently, at Taiyuan Prefect Tang Jie's request, five hundred Shayuan horses were dispatched and a superintendency established at Jiaocheng. Pasture commissioners were also separately appointed for the regions south and north of the Yellow River. The emperor was then focused on superintendency pasture lands, but these broad fields had been widely encroached upon, and critics competed to propose collecting surplus revenue to supplement fodder and grain supplies. Profit-seekers seized the opportunity and made increasing tax revenue their priority.
48
In the second year, a survey was ordered of total pasture lands under the pasture bureaus north and south of the Yellow River. The old register recorded sixty-eight thousand qing, but the current register showed only fifty-five thousand, with the remainder concealed by civilians. From this point, proposals to assign pasture lands to civilians proliferated, and the various superintendencies were soon abolished. That year, horses on the national rolls totaled more than one hundred fifty-three thousand six hundred.
49
Initially, guard direct units and various army horses were turned out to pasture in the fourth month and returned to the mangers by the eighth month. Uneven exposure to wind, rain, labor, and rest caused many to sicken and die. Grooms were beaten and fined each year; officials exploited pasture affairs to harm civilians; and levies for stables and wells brought no year of peace. In the tenth month of the fourth year, Co-compiler of the Daily Record Zeng Xiokuan was ordered to assess the advantages and disadvantages. Xiokuan proposed ending pasture turnout for guard direct units and army horses and recruiting civilians to rent the pasture lands. The proposal was approved from the following year, with the State Finance Commission ordered to supply the fifth month's fodder and grain for stalled horses.
50
西
In the fifth year, the Taiyuan Superintendency was abolished. In the seventh year, the Dongping and Yuanwu superintendencies were abolished and the two Qishui superintendencies merged into one. In the eighth year, all eight superintendencies north and south of the Yellow River were abolished, leaving only Shayuan. The two pasture bureaus were abolished as well. Shayuan had first been subordinate to the Shaanxi Pasture Superintendency but was now reassigned to the Herd Pasture Bureau.
51
使便
When abolition of superintendencies was first discussed, Herd Pasture Commissioner-in-Chief Wen Yanbo argued: "Critics wish to assign pasture lands to civilians and collect rent, dispersing state horses among registered households and demanding breeding returns. This is impractical." Yuan Jiang and Cai Que were ordered to assess the advantages and disadvantages and report. The Secretariat and Bureau of Military Affairs then reported: "The twelve superintendencies north and south of the Yellow River, from the second to fifth year of Xining, produced sixteen hundred forty horses annually — only two hundred sixty-four suitable for cavalry, with the rest barely sufficient for postal relay. Yet the two pasture bureaus' personnel costs and land rents totaled more than five hundred thirty-nine thousand strings of cash, making each horse produced cost more than three hundred sixty-four thousand strings. The nine remaining superintendencies held thirty thousand horses; without reform, they would continue to decline." The superintendencies were finally abolished. Fine horses were distributed among remaining superintendencies; the rest were sold. Land rents funded the Market Exchange tea capital and were deposited in Ever-Normal Granary and interest-bearing loan accounts for horse purchases. Five thousand superintendency soldiers were reorganized as the Guanggu Command to repair and maintain the capital. Later the Gaoyang, Zhending, Taiyuan, Daming, and Dingzhou superintendencies were abolished. Beyond funding the Market Exchange, abolished superintendency revenues also supplied the Xixi annual budget.
52
使
After the superintendencies were abolished, the Silt-Farmland Bureau proposed broad silt irrigation with increased levies to recruit farmers. The Hebei Pasture-Land Commission reported that more than five thousand seven hundred qing of pasture land had been lost to civilian occupation. Strict encroachment laws were enacted with increased rewards for reporting violations, and revenue subsequently increased. In the third year of Yuanfeng (1080), abolished superintendency rent revenue reached one million one hundred sixty thousand cash. Rewards were distributed in varying amounts from the herd pasture commissioner downward. Court of Imperial Sacrifices Doctor Lu Changheng and Secretariat Assistant Director Wang Dechen were ordered, together with each circuit's transport commission and the Kaifeng capital-district inspectorate, to survey rental lands and set annual quotas based on three-year average prices. Delays in collection would be prosecuted under the law on unauthorized disbursement of sealed reserves.
53
𢇲 使
Initially, the Xixi Frontier Finance Commission proposed ten pasture-nurture superintendencies at Dichuan, Lichuan, and Luanchuan stockades in Minzhou and Shuyang Stockade in Tongyuan Army. Critics then discussed the Tangut horse method, and the emperor wished to test it in the near capital districts. In the sixth year, the emperor wrote to the Bureau of Military Affairs: "Horse pasture is a weighty matter. At its inception, close ministers should oversee its administration. Following the method developed at the Wuze Po horse pasture, ten superintendencies should first be established within the capital districts, then extended to the various circuits. Bureau of Military Affairs Chief Receptionist Zhang Chengyi and Vice Chief Receptionist Zhang Shanfu should plan and establish the system, temporarily independent of the Ministry's Carriage Section and the Court of the Imperial Stud. Matters requiring imperial disposition would be managed by the Bureau of Military Affairs." None of these proposals proved effective. In the eighth year, Co-Commissioner for Planning and Establishment Cao Song reported: "Since Vice Envoy for Honored Rites Wen Congji proposed breeding superintendencies two years ago, foals have failed to multiply while deaths have increased." The Censorate verified that since the superintendencies were established, foals born fell short of one point four percent while horse deaths reached sixty percent. The proposers and supervising officials were held accountable, and the ten capital-district superintendencies were abolished.
54
西西 使 使
At the beginning of the Yuanyou era, abolished superintendencies were discussed for revival to restore the old system. Treasury Section Director Guo Maoxun was dispatched to Shaanxi and Hedong to determine where superintendencies should be established. Soon the Hebei and Shaanxi transport and judicial inspectorates were ordered to inspect pasture lands between the Yellow, Wei, Bing, and Jin rivers and report. The baojia system had been abolished, cavalry training was underway, and household horses were being returned to civilians. Right Office Remonstrance Official Wang Yansou argued: "Armies depend on horses, and pasture superintendencies are what make them multiply. When superintendencies were abolished, the knowledgeable all predicted a nationwide horse shortage within ten years. Already, without waiting ten years, the harm was evident. This greatly harmed the state. I request recovering thirty thousand household horses, restoring superintendencies as before, and entrusting pasture affairs to transport officials without appointing special commissioners. Dongping in Yanzhou, Daming and Yuancheng in the Northern Capital, Qishui in Weizhou, Anyang in Xiangzhou, the Guangping Superintendency in Luozhou, and pasture lands between Ying and Ding all retain their boundaries. Most commissioner officials and pasture soldiers remain. With modest recruitment, arrangements could be settled quickly. Civilians would escape cash payments; the state would regain pasture benefits. Is this not sound policy? Moreover, since abolishing superintendencies, assigning pasture lands to civilians has caused many harms. Restoring superintendencies and reclaiming the land would be a great relief to the people." The Luoyang, Danzhen, Yuanwu, Qishui, Dongping, Anyang, and other superintendencies were all restored.
55
覿
During the Xining era, the four Heavenly Horse superintendencies had been merged into two, and the Left and Right Heavenly Stable Wards abolished. At this point, the Left and Right Heavenly Stable Wards were restored. An order also placed all inner and outer horse affairs under the Court of the Imperial Stud, bypassing the Carriage Section to reach the Ministry directly. Minister of War Wang Cun and Right Office Remonstrance Official Wang Di argued: "The late emperor studied methods of successive dynasties and rectified the duties of ministries, censorates, courts, and commissions, each with proper hierarchical oversight. Where obstruction occurred, appropriate correction should be applied. Order must not be destroyed in the process." The proposal was not implemented. An edict also placed former Herd Pasture Bureau affairs exclusively under the Court of the Imperial Stud, reporting directly to the Bureau of Military Affairs and bypassing the Ministry and Carriage Section. By the Chongning era, the Yuanfeng system was restored.
56
使殿
At the beginning of the Shaosheng era, those in power again reorganized according to their own preferences, and public opinion shifted once more. The Court of the Imperial Stud reported that beyond occupied tenancy, more than three thousand qing of capital-district pasture land remained, and revival of ten capital-district breeding superintendencies was discussed. Vice Commissioner for Estates Mai Wenbing and Inner Hall Honored Company Wang Jingjian were appointed commissioners-in-chief. Two years later, the land-grant pasture horse policy was implemented.
57
西沿
Previously, Ren County Prefect Han Jun and others proposed that for each qing of pasture land granted to civilians, one horse would be pastured for the government in exchange for rent exemption. The county would register each horse's quality, age, strength, and coat color, inspect annually, hold owners liable for losses, and apply the same rules to those already tenanting pasture land. Xingzhou Prefect Zhang Fu submitted the proposal, arguing that one qing for one government horse was preferable to the Shaanxi frontier archer-soldiers who both raised horses and guarded the border. A trial in one superintendency and one county should bring benefit without harm. The Bureau of Military Affairs approved the request and noted: "During Xining, abolishing superintendencies and assigning lands to civilians yielded more than one million strings of cash annually. At the beginning of Yuanyou, without weighing advantages and disadvantages, the sole aim was abolishing Yuanfeng and Xining policies, seizing tenanted fields, and restoring old superintendencies. Mulberry and jujube trees, wells, and dwellings were widely destroyed. Superintendency expenses were incalculable, pasture soldiers harassed civilians, and forced allocations for stables and wells caused many harms. Since restoring superintendencies, officials had repeatedly memorialized about public and private harms. Following Yuanyou's hasty reforms would only worsen matters over time. Moreover, the left and right wings registered more than thirteen thousand horses this year, but few were suitable for army assignment. Only Shayuan's six thousand surpassed other superintendencies. Zhang Fu's land-grant horse rearing exempts rent without demanding breeding returns, imposes no coercion on the unwilling, and sets height requirements — yielding horses usable in both urgent and routine situations." Detailed regulations were drawn up and sent to the Court of the Imperial Stud for implementation in all superintendency prefectures and counties.
58
殿
Palace Attendant Censor Chen Cisheng argued: "Land-grant pasture horses began with a request from Xingzhou prefectural officials and was never assessed by supervisory commissions. Each circuit has its own advantages and disadvantages, which remain unknown. Where civilian dwellings are far from the land, farming and grazing are impractical. One qing of land is not worth much, yet loss liability runs forty to fifty thousand cash — surely not what people would willingly accept." The objection was ultimately ignored. The Vice Director of the Bureau of Military Affairs at the time was Zeng Bu.
59
西 西
In the fourth year, the Qishui, Danzhen, Anyang, Luoyang, and Yuanwu superintendencies were abolished along with the inspectorate and left and right wings, leaving only Dongping and Shayuan. Zeng Bu himself recounted: "During Yuanyou, superintendencies were restored, but the two wings raised only thirteen thousand horses, more than half unsuitable. Now rent revenue funds the Tribal Ten Fingers Command in Shaanxi, raising thirty-five hundred horses. Several thousand households also volunteer to raise horses, and the two remaining superintendencies can each pasture ten thousand horses. Horse numbers exceed the old superintendencies while official expenses are greatly reduced — an unmatched method of recent times." All three secretariats praised the arrangement. Subsequently, Shayuan was reassigned to the Shaanxi Horse Purchase and Pasture Superintendency, while Dongping remained abolished.
60
西西
In the first year of Chongning (1102), officials compared land-reared horse numbers across circuits — more than eighteen hundred total. Hebei West Circuit accounted for fourteen hundred; other circuits ranged downward to just nine in Hedong. Kaifeng capital district, southwestern Jing, and eastern Jing east had no volunteers. Although the regulations were complete, they had not yet been fully implemented.
61
調 西
In the first year of Daguan (1107), the Ministry reported: "Yuanyou-established superintendencies failed to multiply horses while expenses were incalculable. Shayuan is renowned for its herds, yet it occupies more than nine thousand qing of pasture land. Fodder, grain, and official offices cost more than four hundred thousand strings annually while only six thousand horses are pastured. From the first to second year of Yuanfu, thirty-nine hundred horses were lost. Moreover, they were never trained and unsuitable for use. Using nine thousand qing and four hundred thousand strings to raise unusable horses with such losses — the balance of costs and benefits is clearly unfavorable. Of the nine thousand qing, even after removing one third as barren, six thousand qing of good farmland would remain. At more than five hundred strings per qing, recruiting one horse per qing would benefit both people and horses, continuing the late emperor's intent of embedding military capacity within agriculture. I request that the Yongxing Army circuit judicial inspectorate and Tongzhou assess the proposal in detail and report. Once actual benefits were demonstrated, the policy would be extended in order to idle lands along the six new frontier circuits. The Xixi Lantang circuit Horse Pasture Bureau also requested recruiting volunteers to raise brood mares: of every three foals, two would go to the government and one to the breeder as reward. The proposal was approved. That year, officials reported that Minzhou volunteers had raised more than ten thousand horses, and graded rewards were distributed from prefects and vice-prefects downward. The following year, all county, town, fortress, stockade, pass, and fort officials in the Xixi circuit were ordered to concurrently manage land-grant pasture affairs. In the fourth year, land-grant pasture horses in eastern and western Jing were abolished again and the Dongping Superintendency restored.
62
In the second year of Zhenghe (1112), all circuits were ordered to resume land-grant pasture horses, and the Dongping Superintendency was abolished again. In the fifth year, Hedong Land-Grant Pasture Horse Commissioner Shang Zhongxing was demoted to a distant minor superintendency post for delayed reporting and attempting to alter the law on his own authority. Officials then rushed to comply, and many pasture prefects and commissioners received promotions and graded rewards for completing preparations first. In the seventh year, officials reported that land-grant pasture expansion regulations were complete and various circuits reported their achievements. Spring and autumn collective training was then ordered across the circuits to prepare horses for selection. Once the order was issued, implementation intensified.
63
便
After Cai Jing was removed from power, the newly empowered again criticized the policy as impractical. In the second year of Xuanhe (1120), land-grant pasture horse regulations since Zhenghe were abolished. Existing horses were collected for the army, and pasture lands and superintendency sites reverted to the old system. The Dongping Superintendency was restored again. Superintendencies were established and abolished inconsistently, but Shayuan alone was never abolished. Three years after the land-grant pasture horse policy was abolished, it was restored. Much pasture land had already been granted and occupied, and officials who again requested occupation of current or confiscated holdings would be prosecuted for violating regulations.
64
In the sixth year, reward standards were established: three thousand horses for a whole circuit, one thousand for a prefecture and its counties, or three hundred for a county earned judicial inspectors and prefectural officials one rank advancement, with double amounts further reducing merit-review years. Volunteer pasture horse households across the circuits totaled more than eighty-seven thousand six hundred, raising twenty-three thousand five hundred horses. After rewards were distributed as ordered, Ministry of War chiefs and deputies also received rank advancement for jointly overseeing horse policy across eight circuits. Yet with trouble in the north, horse administration had become urgent as well.
65
西 便
In the first year of Jingkang (1126), Left Vice Grand Councillor Li Gang argued: "Since the founding ancestors, thirty-six superintendencies had been established on fine, cool, well-watered lands in Shaanxi, Hedong, and Hebei. In recent years they have been nearly all abolished. Civilians raised horses haphazardly to fill quotas while officials used paperwork to satisfy responsibility, and no good horses remained. Now more than half the armies lack horses. The old system should be restored as a timely measure: register all horses nationwide and pay fair prices. Within ten days, tens of thousands of horses could still be assembled." Yet at the time his proposal could not be fully implemented.
66
西
Baojia horse rearing began in the fifth year of Xining (1072). Previously, the Secretariat and Bureau of Military Affairs discussed the matter before the emperor. Wen Yanbo and Wu Chong argued: "State horses must not be lacking. Under the current law, compensation is required for dead horses, which civilians may not willingly accept." Wang Anshi countered that fifteen hundred capital-district households had already volunteered once the order was issued, certainly not from coercion, and held his position more firmly. In the fifth month, Kaifeng capital-district baojia units willing to pasture horses were permitted to do so, with horses selected from Shaanxi purchases.
67
In the sixth year, Zeng Bu and others submitted regulations: volunteer baojia in all five circuits could raise one horse per household, or two if willing and of sufficient means. Horses would be supplied from superintendency stock or purchase price paid for self-acquisition, with no forced assignment. The capital district was capped at three thousand horses and the five circuits at five thousand. Beyond pursuing bandits, riding beyond three hundred li was prohibited. In the capital district, breeders were exempted from two hundred fifty bundles of assessed hay and given additional cash and cloth; in the five circuits, they received annual exemption from conversion and supplementary payment obligations. Households of third rank and above formed bao units of ten households; households of fourth rank and below formed she units of ten households to share liability for sick, dead, or absconded horses. If a bao household's horse died, bao households compensated alone; if a she household's horse died, she households compensated half. Horses were inspected annually for condition, and harsh detention was prohibited. Fourteen articles in all were first promulgated in the capital district. The five circuits were entrusted to supervisory commissions, frontier commissions, and prefectural officials for reassessment. Baojia horse rearing was then implemented across the various circuits.
68
便 便
Hedong cavalry then numbered more than eleven thousand horses, with frontier rotation averaging one cycle every ten years. To reduce expenses, the Five Circuits Volunteer Baojia Horse-Rearing Law was implemented. The Ministry of War proposed: "Hedong's nine thousand five hundred regular army horses — temporarily suspend government supply and supplement with five thousand volunteer baojia horses to meet quota. Resume government allocation only when regular army horses fall below five thousand." The proposal was sent to the Secretariat and Bureau of Military Affairs. The Bureau of Military Affairs argued: "Government-reared horses cost twenty-seven thousand cash per year each. Civilian-reared horses save only six thousand five hundred in conversion and supplementary payments, worth fourteen thousand four hundred when converted to grain — the rest borne by civilians, certainly not willingly. Moreover, reducing army horses by five thousand — what would supply frontier defense needs? If government army horses remain as before, gradually allowing civilian pasture without a five-thousand limit would be reasonable." The Secretariat countered: "Government-reared horses cost twenty-seven thousand cash each at average price. Recruiting civilians to pasture horses could save more than eighty thousand strings in miscellaneous expenses. Over the previous two years, government horse deaths had doubled baojia horse deaths. Moreover, baojia with horses could train for combat and repel bandits, benefiting both state and civilians." The emperor ultimately sided with the Bureau of Military Affairs. In the ninth year, capital-district baojia horse rearers ceased receiving cash and cloth, retaining only hay payment exemption while horse numbers increased.
69
In the sixth year of Yuanfeng (1083), two tenths of Hedong baojia were selected for cavalry combat training, funded by the circuit's salt interest revenue. Twenty-five thousand cash was allocated per horse for purchase, with a five-year deadline.
70
西西 西
In the seventh year, eastern and western Jing baojia were exempted from drill review. Each dubao was to rear fifty horses at ten thousand cash per horse, with ten years to reach quota in eastern Jing and fifteen in western Jing. Baojia horse commissioners were appointed: Lü Gongya for western Jing and Huo Xiang for eastern Jing. The order for rural property-based horse rearing was abolished, and household horse rearers were exempt from baojia obligations — all proposed by Huo Xiang.
71
西
Once in charge, Huo Xiang and Lü Gongya made many proposals. They requested borrowing fifty thousand strings of Ever-Normal Granary funds per circuit for prefectures and counties to lend at interest, rewarding well-fed and breeding horses. Those willing to have private horses branded as guaranteed horses were permitted. Beyond corvée exemption, rearing up to three horses allowed one secondary male adult per horse to redeem non-injury beating offenses. All proposals were approved. Lü Gongya further ordered each dubao to purchase twenty horses per year, compressing the fifteen-year deadline to two and a half years. Western Jing did not produce horses, and impoverished civilians could not bear the burden. Fearing officials demanded too much, the emperor ordered a return to the original quotas with slight increases. Lü Gongya then requested eight horses per dubao per year, with an eight-year deadline and ten years for mountain counties. Huo Xiang further reported that his circuit already had ten thousand horses and requested each county archer-soldier raise one horse to redeem failure-to-capture offenses.
72
便 西
When Emperor Zhezong succeeded to the throne, critics of the new laws prioritized abolishing guaranteed horses. An edict declared: "Eastern and western Jing guaranteed horses had extremely generous deadlines. Officials failed to follow them diligently, causing harassment. The late emperor had already reprimanded this by handwritten edict, yet compliance remained lacking. Both circuits' horse purchase deadlines were restored to the original decree." Soon both circuits' guaranteed horses were allocated to the armies, with the remainder sent to the Court of the Imperial Stud. Unsuitable horses were returned to civilians with official compensation demanded. Huo Xiang and Lü Gongya were both removed for offenses, and guaranteed horses were abolished.
73
使
Household horses — during the Qingli era, Hebei civilians were ordered to raise horses based on property assessment to supply government purchase. In the second year of Xining (1069), Hebei Investigation Commissioner Zeng Xiokuan raised the idea, and reference implementation began. Superintendencies had been abolished, leaving the court reliant on purchased horses while volunteer baojia horses again came from government supply. The court worried about horse shortages.
74
西西 西西西
In spring of the third year of Yuanfeng (1080), at Wang Gongchen's request, households in the Kaifeng capital district, eastern and western Jing, Hebei, Shaanxi, and Hedong were ordered to raise horses based on assets: one horse for urban property of three thousand strings, rural five thousand, or combined three thousand; doubled assets meant doubled horses, up to three maximum. Horses had to be at least four chi three cun in height and eight years old or younger, with repurchase required at fifteen years. All were registered with the commissioner-in-chief. Each circuit then reported its totals: Kaifeng capital district four thousand six hundred ninety-four; Hebei East six hundred fifteen; Hebei West eight hundred fifty-four; Qinfeng and others six hundred forty-two; Yongxing one thousand five hundred forty-six; Hedong three hundred sixty-six; eastern Jing East seven hundred seventeen; Jing West nine hundred twenty-two; southwestern Jing five hundred ninety; Jing North seven hundred sixteen.
75
便
When the law was first enacted, fearing merchants would inflate prices, the emperor ordered one thousand Xiao-qi and above horses from the Herd Pasture Bureau released to market to stabilize prices. During Xining, Tangut tribes at Deshun Army were once ordered to raise horses, and the emperor asked about the advantages and disadvantages. Wang Anshi argued: "Wards and superintendencies now pay five hundred strings per horse. Entrusting this to Xixi Tangut tribes should not be excessively costly. Tangut lands suit horses and livestock is their livelihood — truly convenient." Subsequently foals proved inferior, losses required compensation, and Tangut tribes suffered. The method was soon abolished. The Huancqing frontier commission reported that various Tangut tribes had been ordered to raise horses. Verified qualified horses would receive five bolts of silk each, with Yan-Yan, Qinfeng, and Jingyuan circuits following the same standard.
76
西調 西
With war in the west, many household horses were requisitioned for war cavalry. Borrowed horses were returned; dead ones compensated at purchase price. In the seventh year, Hedong, Yan-Yan, and Huancqing circuits were each ordered to dispatch two thousand household horses for regular troops. Hedong supplied from its own circuit; Yan-Yan supplemented from Yongxing Army and other circuits plus western Jing urban horses; Huancqing from Qinfeng and other circuits plus Kaifeng capital district horses.
77
西
Once household horses were assigned to troops, they were never replenished. Eastern and western Jing having switched to guaranteed horses, horse-rearing orders across the circuits were abolished by the eighth year. Subsequently, land-grant pasture horses also originated from the intent behind household horses.
78
For procurement and marketing, the Jiayou system was retained with a Horse Purchase Office at Yuan and Weizhou and Deshun Army, supplemented by recruitment marketing orders. When Xixi was opened, a Horse Purchase Office was established there, subordinating the Qinzhou Horse Purchase Office. In the eighth year, six Xixi circuit horse markets were established, and the Yuan, Wei, and Deshun markets were abolished. Markets were subsequently established at Minzhou, Tongyuan Army, and Yongning Stockade in Xixi, and the Deshun Army horse market was restored. Previously, three hundred horses purchased on the Lin-Fu circuit cost more than Xixi horses and many were weak and exhausted. The circuit's exchange trade was abolished and the Army Horse Bureau ordered to purchase independently. At frontier officials' proposal, locally bred horses from Kelan and Huoshan Army were purchased to increase war cavalry. When frontier people began stealing horses across borders for profit, these markets were soon abolished. From this point, state horses relied exclusively on purchases from Xixi and Qinfeng.
79
西 西
In the seventh year of Xining (1074), war in Xixi cut off horse routes. Chengdu Prefect Cai Yanqing was ordered to also serve as commissioner-in-chief for horse purchase in Rong and Lizhou to oversee the effort. The following year, Yanqing reported: "Wei, Ya, Jia, Lu, Wen, and Long prefectures border the Wuman and Western Qiang and all produce fine horses. I request that prefects and stockade chiefs be authorized to purchase horses with brocade, tea, and silk." Before implementation, tribal raids from Wei and Maozhou occurred and western horses had already arrived. In the eighth month, the Rong-Lizhou horse purchase commission was abolished.
80
During the Yuanfeng era, military mobilization created a horse shortage. In the sixth year, Chengdu Prefect Lü Dafang and the Chengdu and Lizhou transport commissions were ordered to plan frontier horse markets. Markets were established at Jiazhou Zhongzhen Stockade and Yazhou Lingguan, but no horses arrived. At the beginning of Yuanyou, they were abolished.
81
西西
During Yuanyou, Shu horses were ordered to supply Shaanxi armies while Shaanxi horses were sent to the capital. In the fifth year of Chongning (1106), Lizhou circuit horses were increased to four thousand. Among Shu horses, only Shenli's purchases were substantial. Other prefectures such as Rong and Lu traded with tribal peoples annually, offering preferential treatment and a few horses at set prices. At the beginning of Daguan, Bozhou tribal-border patrol inspector Yang Rong was permitted to purchase fifty horses annually at Nanping Army at grants matching Rongzhou's quota.
82
During Xining, coupon horses were abolished in favor of recruitment marketing, saving the State Finance Commission two hundred thousand strings annually. Once horses no longer left mangers for pasture, the State Finance Commission resumed fodder payments in mutual offset and reimbursed the Herd Pasture Bureau one hundred thousand strings annually to increase horse purchases. Coupon horses had long been abolished. At the beginning of Shaosheng, Horse Purchase Commissioner Lu Shimin restored the practice: Tangut and Han merchants selling horses on coupon had them inspected and branded at markets, received price certificates, and were reimbursed by the Court of the Imperial Stud. The argument was that once coupon horses flourished, convoy horses could be abolished. After three years, the Bureau of Military Affairs reported coupon horse mortality below one tenth of one percent, while convoy horse deaths were ten times higher. Lu Shimin was granted gold and silk and promoted to Hanlin Compiler to reward his achievement. Contemporary opinion no longer approved coupon horses, and Horse Purchase Director Yan Ling also called them wasteful. Yet Zeng Bu forcefully maintained the policy. During Chongning, horse purchase was ordered to follow the Yuanfeng system entirely.
83
西使西
From Jiayou, the Shaanxi transport commissioner first concurrently oversaw pasture and horse purchase affairs; later the Shaanxi Jie-Salt Commissioner-in-Chief joined in management. During Xining, the Xixi circuit Horse Purchase Commissioner was established with Xizhou Prefect Wang Shao appointed and the judicial inspector as co-commissioner.
84
In the eighth year, Tea Market Commissioner Li Qi argued: "Selling tea and buying horses are inherently one matter. I request co-commissionership for horse purchase." The request was approved. In the tenth year, a Herd Pasture Mobile Bureau was established to supervise horse purchases.
85
便 便
In the third year of Yuanfeng (1080), it was reorganized as the Horse Purchase and Pasture Superintendency. In the fourth year, Herd Pasture administrative judge Guo Maoxun reported: "Per the decree to use tea exclusively for horse purchase, goods and silk for grain, and merge tea and horse affairs into one bureau. I understand that recently tea was exchanged for horses with gold and silk also permitted as convenient. In recent years, with affairs divided, exclusive use of silver, silk, and paper money was not what tribal departments desired. Moreover, tea and horses in fact depend on each other. I request following the decree." The memorial was approved. Yazhou Mingshan tea was decreed for exclusive use in horse exchange. Tribal horses arriving gradually increased thereafter. In the sixth year, the Horse Purchase Bureau again ceased concurrent tea affairs. In the seventh year, horse purchase was subordinated to the Xixi Finance Commission. When the finance commission was abolished, the former arrangement was restored.
86
From Li Qi's proposal, the tea commissioner first concurrently handled horse purchase; afterward the two posts were divided and merged inconsistently. In the fourth year of Chongning (1105), an edict declared: "Emperor Shenzong diligently refined administration and established the Xixi Tea-Horse Bureau to obtain state horses, with fully complete regulations. Afterward supervisory commissions seized its profits for grain purchase, so tea profits were no longer exclusive and horses fell short of quota. Although new treaties ordered the Tea-Horse Bureau to manage tea transport and horse trade, there remained concern that officials would seek immediate profit without regard for long-term harm. The three secretariats must carefully preserve current practice and not rashly alter the Yuanfeng established system." From this point, duties were unified.
87
使
Horse purchase quotas increased and decreased according to the times. Initially, Yuan, Wei, and Deshun purchased seventeen thousand one hundred horses over three years. Herd Pasture administrative judge Wang Hui reported: "Before the sixth year of Jiayou, Qinzhou coupon horses averaged fifteen thousand annually. Now the coupon horse system is broken. I request increased purchases and enhanced rewards for envoy-officials." In the third year of Xining (1070), Jing, Yuan, Wei, and Deshun were ordered to purchase ten thousand horses annually. After three years, officials reaching sixty-seven percent of quota earned one rank advancement, with further graded merit-review reductions. Horse purchase rewards became generous from this point. Hui submitted the Horse Administration Regulations, which were promulgated by decree. Afterward, Xixi circuit horse purchases increased to fifteen thousand annually. During Shaosheng, purchases increased to twenty thousand horses at five hundred thousand strings annually. This became the fixed quota, with specially decreed additional purchases excluded.
88
In the fourth year of Chongning, commissioners Cheng Zhishao and Sun Aobian each purchased more than twenty thousand war horses beyond quota and each advanced one rank. Sun Aobian was additionally granted third-rank robes. In the first year of Daguan, Pang Yinsun and others purchased more than thirty thousand fine horses for the imperial presence and received rewards following Cheng Zhishao's precedent. During Xuanhe, Yu Wenchang, He Jian, and others saved incalculable expenses by following the Yuanfeng system and each received additional posts and rank advancement. Such cases were quite numerous at the time. Reward standards were excessively generous; officials profited from purchasing many horses merely to fill quotas.
89
Allocation. Under the old system, allocation proceeded from imperial horses to ministerial grants, then the various armies, with relay horses last.
90
使
At the beginning of Xining, the Bureau of Military Affairs reported: "Under the founding ancestors, ministers serving frontier posts sometimes received armored horses, showing remembrance of border affairs. Long peace had bred opportunism. I request that envoy-officials and gate attendants serving as Three Routes overall commanders and controllers continue receiving horse prices as before, while all others cease receiving grants." The memorial was approved. In the tenth year, the Herd Pasture Bureau reported: "Last year more than three thousand horses were allocated to the Annan expedition, both provinces, imperial clansmen, guard direct units, armies, and offices, with two thousand still undistributed. I request reducing grants below imperial clansmen and ceasing grants to various offices." This was approved. From abolishing superintendencies until now, horse shortages had begun.
91
西 西
At the beginning of Xining, Hebei cavalry were ordered to establish societies following the Shaanxi and Hedong precedent, mutually assisting with funds to purchase horses at progressively increased official prices. Soon more than one hundred thousand pearls from the Fengchen Treasury were issued to cover the expense. Afterward, Shaanxi horse societies suffered from excessive levies. During Yuanfeng, the circuit was ordered to abolish the method and receive supply from the Horse Purchase Bureau instead. Generals were established across circuits; when horses could not all be supplied, cash was given and generals entrusted to purchase on their own. In the Xixi Lan-Hui circuit, this counted toward horse purchase quotas.
92
西西
Initially, inner and outer armies typically received less than their original horse quotas, with fractional allocation according to shortage levels. Yuanfeng established fixed quotas: armies lacking horses would receive no more than seven tenths in the capital, capital district, eastern and western Jing, Hedong, and Shaanxi circuits, and six tenths in Hebei. Many armies still lacked horses. In the third year of Shaosheng (1096), Commissioner Lu Shimin was ordered to purchase thirty thousand horses beyond the annual quota for Yan-Yan and Huancqing regular troops and archer-soldiers, temporarily without fractional limits.
93
At the beginning of Xuanhe, Zhending, Zhongshan, Gaoyang, and other circuits lacked horses. Monk ordination certificates were again issued for commanders to purchase locally and supplement army shortages.
94
In the second year of Shaoxing (1132), a horse superintendency was established at Raozhou under garrison soldiers, with official land selected as pasture and a commissioner restored. It was soon abolished. In the fourth year, superintendencies were established at Yuhang and Nandang near Lin'an.
95
In the nineteenth year, an edict ordered: "Five hundred horses form one superintendency — one stallion to four mares. Each superintendency forms four herds. Rewards and punishments applied for annual foal production of thirty percent and deaths exceeding twenty percent." The emperor told chief ministers: "Critics say southern lands are unsuitable for horse pasture. Since pasture rearing began two or three years ago, we have already obtained several hundred horses." Previously, horses from the Sichuan circuit were pastured annually at Zhenjiang. That spring, seeing no multiplication, the emperor distributed them to various armies along the river. Later a superintendency was established between Ying and E with one thousand breeding horses. Over ten years only twenty foals were born, all unusable, and the effort was abandoned. Therefore all war horses relied entirely on the Qin, Chuan, and Guang frontiers.
96
Qin horses formerly numbered twenty thousand. During Qiandao, Qin and Chuan horse purchase quotas totaled more than eleven thousand nine hundred annually — six thousand for the Chuan bureau and five thousand nine hundred for the Qin bureau. The transport bureaus of Yi, Zi, and Li three circuits annually disbursed one hundred four thousand bolts of silk and gauze for horse exchange. Eleven prefectures in Chengdu and Lizhou circuits produced twenty-one million two hundred thousand jin of tea. The Tea-Horse Bureau's receipts were roughly thus. At the beginning of Qingyuan (1195), the Chuan and Qin bureaus combined totaled eleven thousand sixteen horses. By the end of Jiatai (1204), the two bureaus combined totaled twelve thousand ninety-four horses.
97
西 西
However, over successive years, purchase quotas were often not met. Before the southern crossing, purchased horses were divided into two types: war horses, born in the western frontier posts, fine and strong and suitable for battle — such as those produced at Dangchang, Fengtiexia, and Wenzhou; and tributary-control horses, produced by various southwestern tribes, short and substandard — such as those from Li, Xu, and four other prefectures. Tributary-control horses came fifty per convoy — of these, no more than three to five were fine, about a dozen middling, and the rest inferior and unsuitable for riding. Prefects and vice-prefects coveted reward standards and valued quantity over quality. Traversing dangerous and distant routes, with convoy soldiers stealing fodder, dead horses lined the roads.
98
The Chengdu Prefecture Horse Office annually dispatched fifty-eight convoys to armies along the river, at two hundred strings monthly in coupon cash and grain, totaling eleven thousand six hundred strings per year. The Xingyuan Prefecture Horse Office annually dispatched one hundred twenty convoys to the Three Yamen at comparable expense. Quotas were rarely met because the Tea-Horse Bureau withheld cash and silk, failing to pay promptly when horses arrived.
99
貿
Formerly, tribal horses had fixed prices for good and inferior quality. During Shaoxing, Lizhou Vice-Prefect Zhang Song, hoping to exceed quota and win rewards, purchased horses at inflated prices. Tribal peoples grew insatiable and their demands ever more excessive. Later the Qiongbu River tribes leveraged their service merits. Zhao Yanbo first paid them in fine tea and brocade. Yet whenever tribal peoples traded horses, they complained the tea and brocade were unsatisfactory.
100
殿
During Qingyuan, after the Jurchens lost the lands north of Ji, horses reaching the Qin bureau became rare. Formerly, Chuan and Qin horses sent to the Military Affairs Bureau suffered heavy losses along the route. In the twenty-seventh year of Shaoxing (1157), Chuan horses were ordered not to the mobile court but distributed among river armies: seven hundred fifty each to Zhenjiang, Jiankang, Jing, and E; five hundred each to Jiang and Chi; two thousand five hundred to the Palace Front Office; one thousand each to the Cavalry and Infantry Bureaus; and two hundred fine Chuan horses to the emperor. This was the quota fixed in the nineteenth year.
101
西 殿 駿
Guang horses — at the end of Jianyan (1130), Guangxi Cave-Ding Commissioner Li Yu requested purchasing horses for the mobile court. At the beginning of Shaoxing, the operation was subordinated to the frontier commission. In the third year, a commissioner was established at Yongzhou to purchase from the Luodian, Ziqi, Dali, and other tribes. Soon the Horse Purchase Bureau was abolished and military commanders took charge. In the seventh year, Commander Hu Shunzhi purchased twenty-four hundred horses annually and was rewarded by decree. Horses grew finer thereafter. Annual expenditure was five taels of yellow gold, two hundred fifty taels of medium gold, four hundred bolts of brocade, four thousand bolts of silk gauze, and two million jin of Lianzhou salt, yielding fifteen hundred horses. Only horses four chi two cun and above were purchased. The base price was forty taels of silver, with ten taels added per additional cun in height — some reaching sixty to seventy taels. Locals said the finest swift horses at their place of origin sometimes traded for twenty taels of yellow gold and traveled four hundred li per day, but fixed official prices could not obtain them.
102
西西
The Ziqi tribes originally had no horses of their own — they resold horses from Nanzhao. Nanzhao was the Dali kingdom. In the ninth year of Qiandao (1173), twenty-two Dali envoys including Li Guanyinde arrived at Hengshan Stockade seeking to trade horses. Yongzhou Prefect Yao Ke lavishly displayed gold and silk to impress them. They were greatly pleased and produced a document dated "twelfth month, second year of Lizhen," promising to bring horses the following year. They requested the Wen Xuan, Five Classics, Discourses of the States, Three Histories, Primary Learning Record, and medical and Buddhist texts. Ke generously sent them as gifts but dared not report to the throne. Lingnan itself produced small ponies at ten-odd thousand per horse, no different from those of the Huai and lake regions. Dali bordered the Western Rong and had many horses. Although traded at Guangnan, they were in fact still western horses. The finest were selected for the Three Yamen; the remainder distributed to armies along the river.
103
貿 耀
In the fourth year of Baoqing (1228), the Two Huai commandery traded more than five thousand northern horses, and other prefectures also continued purchasing horses. At the end of Xianchun, Ji Zhili submitted a plan: Two Huai military officers, martial officials, and wealthy households all kept horses. Units would be formed on a graduated mobilization basis — three borrow two, two borrow one, one fully called up — to assist river defense. Horse-keeping laborers would ride their own horses for the government with generous monthly pay for one year on six-month terms, released when the river was calm. He also cited Chen Yan's defense of Zhaoxin, where seven thousand organized horses appeared and disappeared with great effect, as proof of the concept. Officials argued that the founding ancestors' intent should be followed and horse purchase urgently planned — exempting certain corvée obligations for each horse contributed. However, transporting Chuan and Qin horses overland meant crossing lofty ridges and layered peaks on winding, precipitous routes; while transport by boat meant navigating gorge rivers with swift currents and treacherous shoals and rapids. Each convoy cost ten times normal public and private expenses, exhausting both men and horses. It depleted state resources above and distressed prefectures and counties below. Where convoy soldiers passed wrought worse havoc than bandits. Although officials submitted detailed memorials in succession, none ultimately grasped the essentials. Was it not that horse administration must adapt to local conditions, and was ill suited to the advantages of the southeast?
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