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卷八十二 志第三十二: 選舉二

Volume 82 Treatises 35: Selection of Officials 2

Chapter 82 of 元史 · History of Yuan
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1
Selection of Officials 2 — Appointment Regulations, Upper Section
2
宿宿使
On appointments from the keshig ranks: in the early Yuan the left and right palace guards served as the dynasty’s innermost bulwark, so descendants of the four keshig corps held the headship of the guard in hereditary succession and were allowed to nominate their own followers. Keshig who had long served at court were frequently advanced to prominent posts; fixed rules applied only when a chief officer recommended someone for appointment. In the twentieth year of Zhiyuan it was deliberated: "Those who have long attended the inner gates and whose family standing is lofty, when first receiving court appointment to nominal rank, shall have their substantive office reduced by one grade; otherwise, their substantive office shall be reduced by two grades as appropriate." In Zhida 4 an edict stipulated that Mongols would be reduced one grade, Semu two grades, and Han three grades.
3
滿 便
As for selection and use of censorate and surveillance officials: in the first year of Dade, the Secretariat deliberated: "Censorate offices formerly had no selection method; all were chosen from civilian posts. Later they mutually guaranteed selection, and the Secretariat and Censorate each formed a separate selection. Censorate officials and their staff should be free to choose their own appointees; only regional surveillance commissioners would be selected jointly by the Secretariat and Censorate. When censorate officials chose candidates from the Secretariat or ministries, they would deliberate jointly with Secretariat officials; when Secretariat officials select persons from the censorate and surveillance service, they likewise shall deliberate together with censorate officials." In Zhiyuan 8 it was stipulated that when investigating censors finished a term without notable achievements in office, those who had originally held seventh rank or below would routinely advance one grade, while those of sixth rank or above would receive promotion. Those who defied powerful interests, impeached wrongdoing, or advanced the public good would have their advancement considered separately. If any proved unfit, their appointments would be adjusted at discretion.
4
On the selection of prefects and magistrates: in Zhiyuan 8 an edict designated as top candidates officials who had achieved all five standards—growth in registered households, reclamation of farmland, reduction of litigation, suppression of banditry, and equitable taxes and corvée. In the ninth year, officials who fulfilled all five criteria were ranked as top selections and advanced one grade. Those who fulfilled four criteria had one qualification period waived toward promotion. Those who achieved three criteria were middle selections and transferred under the usual regulations. Those who fell short on four criteria had one qualification period added before promotion. Those who failed on all five counts were demoted one grade. In the twenty-third year, an edict stated: "Those who urge agricultural instruction and sericulture and who diligently fulfill their duties shall be promoted and rewarded in order. Those negligent in their duties were flogged and dismissed." In the twenty-eighth year, an edict stated: "At circuit, prefecture, subprefecture, and county levels, apart from the darughachi, chief officials should all be selected from Han persons of long-standing reputation, from families of meritorious ministers, and from those of Confucian-clerk background whose qualifications and rank correspond; deputy officials should be chosen with mixed use of Semu and Han, so that government may be level, lawsuits settled, the people secure, banditry stilled, and the five matters complete."
5
使 滿 滿 調滿 歿 歿 歿 歿 歿
As for advancing military officers: in the fifteenth year of Zhiyuan, an edict stated: "Military officers who had merit and were promoted—formerly their sons and younger brothers inherited the post; those killed in battle were permitted hereditary succession; if removed from office, a meritorious person was to replace them." In the seventeenth year, an edict stated: "For zongguan and baihu of the Cross-River [campaign] who were promoted for merit, the zongguan inherited by descending one grade from qianhu; for the baihu, if there was no successive lower title, they kept their original grade." In the nineteenth year, a memorial was drafted: "When wanhu, qianhu, and baihu die, if their descendants are fit to inherit, they inherit according to regulation; as for grand marshals, pacification commissioners, zongguan, and zongba, if their descendants are fit to inherit, they are only to be put in charge of their original troops. A marshal’s or pacification commissioner’s descendant would become a wanhu; a zongguan’s descendant a qianhu; a zongguan’s descendant a baihu—and would receive the original gold or silver tally of office. Those who died of illness had their grade reduced; only those killed in battle inherited at the original grade." In the twenty-first year, an edict stated: "Wanhu, qianhu, and baihu were divided into upper, middle, and lower thirds; red registers were established and transfers applied throughout. A three-year term would complete service; qualifications would be reckoned and ranks advanced. If old or dead from illness, their sons and younger brothers were to receive hereditary privilege according to regulation." That same year, because the old system had fathers and sons succeed one another in command of original troops without separate Mongol military officers, qualification terms were fixed at three years with transfers applied throughout. Later, when Mongol officers were appointed at every level in each wing and officers were also dispatched on campaigns away from their units, they could no longer be transferred or granted hereditary privilege like civilian officials. Wanhu, qianhu, and zhenfu would therefore count three-year terms from the date of approved memorial and transfer under the general rule. Centurion-commanders and lower ranks were not subject to this rule. Military officers were promoted or demoted according to verified achievements or failures in the field. Mongol ordo officials were also regulated: under large-wing wanhu an ordo chief steward’s office of rank 4b was established. Under small-wing wanhu an ordo official of rank 5b was established. Each qianhu ordo likewise had an ordo official appointed by commission from the Bureau of Military Affairs. Qianhu ordos numbering fewer than one thousand households—whether two or three hundred—would be consolidated from nearby and smaller units into qianhu-wing ordo officials commissioned by the Bureau. Where appanage holdings obstructed consolidation, the matter should be reconsidered. Leading officers were also required to hold edict patents: bureau managers and clerks of marshal and pacification offices would serve as wanhu-office managers and clerks upon exchange of patents; if the original wing was abolished, they would be reassigned elsewhere. Managers holding princely orders, provincial commissions, or Bureau commissions would serve as clerks in middle- and lower-grade wanhu offices. Provincial and departmental commissions would fill document-controller posts; managers and clerics appointed by each wing’s wanhu would uniformly serve as document controllers under Bureau commission. It was further deliberated: "Document controllers of qianhu zhenfu at court guards were already drafted to receive Bureau commission; document controllers of qianhu zhenfu on external assignment should receive provincial approval and a warrant from the wanhu office." In the twenty-fourth year, an edict stated: "All who seek to inherit their father’s or elder brother’s office should have the person examined and then employed. All sons and younger brothers of old ministers of meritorious houses and those with battle achievements should first be given small posts; if truly capable, they were then greatly employed." In the twenty-fifth year, officers killed in battle could inherit at the original grade; those who died of illness would have succession reduced by two grades. Even when an officer died in battle, unfit sons would not be appointed. Even when an officer died of illness, capable sons need not suffer grade reduction and could be appointed at the original rank. In Dade 4, because darughachi of wanhu, qianhu, and baihu posts in the Shangdu Tiger Guard and Martial Guard had died without approved rules for hereditary succession, the practice seemed unfairly inconsistent. Henceforth, when a wing’s darughachi died, capable sons would be examined and appointed; incapable heirs would not succeed. In the fifth year, an edict stated: "Military officers who did not take up their posts, who were ill or detained by affairs, or who having taken up post were dispatched out, finished public business, then claimed illness for private affairs and did not return—hereafter a limit of six months should apply. Those exceeding the limit were replaced by others; after a year they were given another office." In the eleventh year, an edict stated: "When a Semu zhenfu had died, if his son was capable, he was employed according to regulation. If the son was young, a capable son of his brother was taken and employed; when his son grew up, the office was returned to him." In the second year of Zhida, it was deliberated: "Leading officers of each guard wing, from manager upward, could not be promoted or demoted, seeming to be the same as regular troops, so their descendants could not inherit. Henceforth those over seventy whose nominal rank reached regular and subordinate fourth rank should be employed within regular and subordinate fifth-rank military officers." In the fourth year, an edict stated: "When a military officer had cause [to leave office], his eldest legitimate son [succeeded]; if dead, the eldest legitimate grandson did so. If the eldest legitimate grandson had died, the eldest legitimate son of that grandson would succeed. If no legitimate eldest heirs remained, a suitable nephew would succeed."
6
The Grand Prosperity Bureau. In Tianli 1 the Bureau of Assembled Blessings and Bureau of Special Auspice were abolished and this bureau was established at rank 2a. Subordinate offices under its jurisdiction were staffed at its own discretion.
7
The Bureau of Palace Insignia. In the second year of Huangqing, Secretariat ministers memorialized: "Warehouse and garrison-farm officials under its jurisdiction—half were employed by the Metropolitan Secretariat, half by this Bureau." By imperial order, all such appointments were to be made by Secretariat ministers.
8
The Central Governance Bureau. In the fourth year of Zhida it was stated: "Selection methods for fiscal offices of various bureaus are all to be managed by the Secretariat; persons may be reselected and employed, documents sent to the Secretariat, and edict commissions issued." In the seventh year of Yanyou, bureau ministers reported: "For appointments by the Central Governance Bureau under the empress, by imperial rescript, follow the precedent of the Bureau of Military Affairs, Censorate, and the like."
9
宿
Direct secretariat attendants attended the chief minister within the palace and transmitted Secretariat orders without; they were chosen from palace guards and sons of meritorious ministers. Two senior attendants were further selected to handle memorials exclusively. In the twenty-fifth year of Zhiyuan, Secretariat ministers memorialized: "Those who fill this office should be made to receive formal appointment." In Dade 8 it was stipulated that after sixty months of service they could enter regular government posts.
10
殿 滿 滿
On ritual offices: the Court of Imperial Sacrifices collator, in Zhiyuan 13, would be appointed to rank 8b after one hundred months of service. There was the Censorate Hall Duty shift manager; in the fifteenth year, appointment to rank 8a after ninety months was proposed. There were communication attendants; in the twentieth year it was deliberated: "Select from this bureau officials already in the regular ranks; when the term is full verify the qualification and rank due, and promote one grade for transfer. Persons not yet in the regular ranks were drafted to fill ceremonial attendants, received Secretariat commission, and after one term were appointed to rank 9b." In the thirtieth year it was deliberated: "Select from among sons of second- and third-rank officials, without limit of hereditary privilege; after two terms transfer at rank 7b." There were ceremonial attendants; in the thirtieth year it was deliberated: "Select from among sons of fourth- and fifth-rank officials, without limit of hereditary privilege; after one term, rank 9b." In the third year of Dade it was deliberated: "When there is a vacancy, the Ceremonial Bureau should select from regular-rank officials of ranks 9a and 9b who have reported to the ministry; they still receive provincial commission; thirty months is full; promotion follows court officials within; if insufficient, select from qualified prefectural and subprefectural Confucian-school instructors; after one term, rank 9a appointment." The ritual duty controller: in Dade 3 qualified personnel selected by the province would be recommended by the Court of Imperial Sacrifices; those not appointed through regular selection would be ranked only within their original bureau after completing a term. There were two directors of suburban altar treasury stores; in the third year of Zhida it was deliberated: "Those with provincial commission must have served more than one term; those with ministry commission more than two terms; then serve one term as subordinate of this bureau; appointment within rank 9b is drafted." In Tianli 2 court literary offices would nominate National University students for these posts.
11
滿 滿 滿
In the ninth year of Zhiyuan, the ministry deliberated: "Patrol inspectors are extra-regular posts; thirty months are drafted as one term; upon return from term, transfer at rank 9b." In the twentieth year it was deliberated: "After sixty months as patrol inspector, promotion to rank 9b." In the seventh year of Dade it was deliberated: "Patrol inspectors commissioned in various places, counting from the date of their own register, those who have served more than two terms follow the old rule of ninety months before leaving post; those with less than two terms must serve one hundred twenty months before being permitted to leave post and transfer." In the tenth year the Secretariat memorialized: "By imperial order, metropolitan patrol inspectors who completed a term and passed review were appointed only within patrol inspector posts. Those with insufficient service would be placed among fiscal officers, with patrol inspector months counted toward qualification. Provincial patrol inspectors who completed review would be decided by the province; those not yet completing review would be assigned to fiscal posts with months counted toward promotion under the old rules; those with less than one term who qualified by hereditary privilege or document-controller precedent would be assigned to miscellaneous offices and, upon review, have months counted at their original grade for promotion."
12
滿 使滿 滿 西西 使 滿滿滿 滿使使 滿 滿使使使 滿 使使 使 西滿 滿 滿 滿 滿 滿 滿 使滿滿 使 使使 西西 使使 西使使 使西 滿 滿 滿 滿 滿滿
Paper-note treasuries in use on metropolitan circuits: in the nineteenth year of Zhiyuan, the ministry drafted: "Select from prefectural and county civilian officials; persons of ranks 8 and 9; thirty months is full; upon return verify original qualification and rank, reduce one qualification period, reckon together for transfer. Treasury managers, commissioned by the Metropolitan Secretariat, would receive preferential promotion upon completing a term. Deputy treasurers, commissioned by the circuit, would serve twenty-month terms and rotate by public selection from leading local households. Paper-note treasuries of the supervisory offices of Shaanxi, Sichuan, Xixia Zhongxing, and other circuits were all under provincial administration; it was fitting to have treasury officers selected according to the above, send documents to the Metropolitan Secretariat, and issue edict patents and commissions." The Secretariat deliberated: "Apart from treasury managers and deputies consulted and selected by each province, supervisors were selected and registered by the provincial ministry." For metropolitan officials, in the twenty-sixth year appointment to warehouse and similar posts would advance one grade above due qualification, with service months counted toward promotion. Jiangnan officials who had previously served in the metropolitan interior would be promoted according to regulation if prior qualifications matched. Officials who had served in the Jianghuai region and moved elsewhere: if service exceeded one term, one term would count as foundation and remaining months would apply to later posts; those with less than one term would have one qualification period added. If appointed to warehouse and similar posts, they would advance one grade above due qualification and, upon return, be promoted in the metropolitan interior under the rules above. Officials appointed in succession to warehouse and related posts who would be rank 7b in their home region were credited with metropolitan-interior rank-7b qualifications. Those who had served one full term would begin counting months and days from that point, with remaining time carried over to later appointments. Any months beyond one term would also carry forward to later posts. Those with less than one term would add one qualification period before promotion. Fujian and Two Guang officials appointed to warehouse posts who would be rank 7b locally were credited with Jiangnan rank-7b qualifications. Those who had completed one term would begin counting months and days from that point; Any months beyond one term would carry forward to later posts. Those with less than one term would add one qualification period before promotion. Regular officials, upon completing a special appointment, could only be reassigned within the regular bureaucracy; miscellaneous officers would be promoted only within miscellaneous posts. The Trillion Treasury, Paper-Note General Treasury, and Eight Crafts Directorate had originally one-year terms, but their vast holdings made handover difficult, so two-year terms were set, with smaller offices at one year. Shangdu tax officers would follow the same promotion rules above. Under the Metropolitan Secretariat, two-year terms applied to: all Regional Transport commissioners, subordinates, and section heads; Grand Canal Transport commissioners and section heads; circuit-wide paper-note supervisors; circulation treasuries in the metropolitan interior and Jiangnan; paper-note printing treasuries; iron, gold, and silver supervisory offices and their section heads; grain-transport supervisory offices (new and old) and section heads; and section heads of the Trillion Treasury, Eight Crafts Directorate, and Paper-Note General Treasury. One-year terms covered: Rich Storehouse officers under the Commissariat; Grain-Ration, Four-Guest, and Light-Levy treasuries; Dadu tax, liquor, grand granary, and brewery-source supervisory offices and their section heads; provincial and river granaries; Tongzhou granaries; miscellaneous fiscal yard officers under ministry commission; the Dadu circulation treasury; note-burning treasuries; paper mills; and worn-note treasuries. Provincial jurisdictions with two-year terms included: Regional Transport and Grand Canal Transport commissioners and section heads; provincial paper-note supervisors; circulation treasuries in the metropolitan interior and Jiangnan; Regional Transport commissioners at Ganzhou and Ningxia; and maritime-trade and tea-monopoly supervisory offices with their section heads. One-year terms applied to Flourishing Exchange treasuries under the provincial Commissariat and to provincial receipt-and-disbursement treasuries for cash, silks, and goods. In the thirtieth year, the ministry deliberated: "For all internal and external circulation treasury officers: supervisor rank 7b, commissioner rank 8b, deputy rank 9b. Regular officials appointed to these posts would receive one waived qualification period toward promotion upon return. Miscellaneous personnel reckoned only months and days at their original grade." In the second year of Yuanzhen, the ministry deliberated: "Whenever granary posts were vacant, select from arriving candidates of corresponding rank, and from among persons with established origins in various offices—clerical translators, interpreters, seal keepers, dispatch envoys, and presentation memorial envoys who had served two terms or more—promote grades according to the difficulty of collection and amount of grain received; upon return transfer in the appropriate destination. Granary officers at Tongzhou, Hexi Station, Li'er Temple, and similar posts would advance one grade above due qualification; upon completing a term with no shortages at handover, they would receive one waived qualification period counted toward promotion. Capital and suburban granary officers handling more than fifty thousand piculs would advance one grade above due qualification and, upon completing a term with no shortages, be transferred under standard rules; Granary officers receiving above ten thousand piculs: only appoint at due rank; when term was complete and handover showed no shortage, reduce one qualification period and reckon together." In the first year of Dade, the province drafted: "Officers of the four Dadu Trillion Treasuries, Funing Treasury, Paper-Note General Treasury, and Shangdu Trillion Treasury: only select and register according to due qualification and rank; must complete two years with no shortage; draft promotion one grade like the court-attendant precedent." In the second year, the province deliberated: "Shangdu and Yingchang granary officers, compared with the Trillion Treasury officer precedent: two years is full; draft promotion one grade above due qualification and rank." In the sixth year, the ministry deliberated: "Capital circulation treasury officers: draft that they should uniformly have two-year terms like outer circuits; those originally selected from regular officials, upon return reduce one qualification period for promotion. Experienced Trillion Treasury clerks would advance one grade, while document controllers would receive reduced qualification requirements for transfer. Granaries at Karakorum, Sibaoci Balghasan, and Konggulie were reorganized as rank-5b supervisory offices. Each office would have a rank-5b supervisor, rank-6b associate supervisor, and rank-7b deputy supervisor on one-year terms, selected from candidates and advanced two grades above due qualification, with service months carried forward upon reassignment. On the Gan and Su circuits each site would have a rank-6a receipt overseer, rank-6b granary commissioner, and rank-7a deputy on two-year terms, appointed from candidates with one grade upon entry and another upon completing a term with no shortages. Receipt-and-disbursement treasury supervisor rank 9b; commissioner and deputy receive provincial commission; two clerks and two general attendants each established." In the seventh year, the ministry drafted: "Dadu Circuit Ever-Abundant Treasury: supervisor rank 7b, commissioner rank 8b, deputy rank 9b; select and register from arriving candidates of corresponding qualification. Circulation treasuries were established at Yingde Circuit and Hexi Station in Jiangxi, with rank-7b and lower officers appointed under standard rules. Yingde Circuit's circulation treasury would have one rank-7b supervisor, one rank-8b commissioner, and one rank-9b deputy. Hexi Station's circulation treasury would have a rank-8b commissioner and a Ministry-appointed deputy. Gansu's Abundant-Provision Treasury would have a rank-7b supervisor and rank-8a commissioner, appointed with grade advancement from western-qualified candidates. Datong granary officers: draft two-year rotation; Ever-Abundant Granary by precedent promote one grade; the other six granaries, upon return draft reduce one qualification period for promotion." In the eighth year, the ministry deliberated: "Huguang Province subprefectural clerks filling granary posts, following Henan Province subprefectural clerks filling granary posts, compared with those taken from surveillance-commission clerks: decide by lowering grade." In the second year of Zhida, the ministry presented: "All circulation treasuries establish two officers, Ever-Normal Granaries establish three officers; select and register from regular officials; two years is full; reduce qualifications according to regulation." In the fourth year, the ministry deliberated: "The two Shangdu granaries: two years is full; promote one grade above due qualification and rank; months previously served—hereafter reckon together proportionally." In the first year of Huangqing, the ministry deliberated: "Shangdu Ever-Abundant Treasury: two years is full; reduce one qualification period for promotion." In the fourth year of Yanyou, the ministry deliberated: "Jiang-Zhe Province circuit clerks currently in service who had reached two terms, selected to fill granary posts: above fifty thousand piculs, compare with those who completed review and entered as record clerks—one term promotes to clerk registrar. Those handling less than fifty thousand piculs would add one term to their record-clerk standing and transfer under standard rules. Huguang Province granary officers: if route clerks with two terms, selected to fill granary posts for one tenure, same as those who completed review and entered as record clerks—one term promotes to clerk registrar, transfer to treasury officers; one year reckons months at original grade; when review complete promote according to regulation."
13
使 使 使滿 使 滿 使使使調使 使 使使 滿 使使 使
On promotion and transfer of tax officers: in the twenty-first year of Zhiyuan, the province deliberated: "Revenue officers to be ranked in three grades: above one hundred ingots, establish one supervisor and one commissioner. Offices above fifty ingots would have one yard commissioner. Offices below fifty ingots would have one chief inspector. Offices below ten ingots would be managed by circuit appointees. Chief inspectors would advance to yard commissioner after three tenures on one-year terms, with shortfalls in service time carried forward. Yard commissioners would advance to supervisor after three tenures. Supervisors would become provincially commissioned fiscal officers after three tenures, and after three more tenures be appointed among qualified fiscal and miscellaneous posts. Deputy officers whose revenue increased by two compensation shares could be reappointed by their dispatching office. If increased by three shares or more, or increased again in a later tenure, report to the ministry for decision." In the twenty-ninth year the province set promotions and demotions based on revenue increase and deficit figures. A sixty-percent increase merited two grades of promotion; a thirty-percent increase merited one. Increases below the threshold would still receive preferential consideration at selection compared with no increase. A ten-percent deficit would demote one grade. In the thirtieth year, the province drafted: "Supervisor two years is full; provincial ministry selects and registers from regular officials; above ten thousand ingots draft rank 6b, above five thousand draft rank 7a, above two thousand draft rank 7b, above one thousand draft rank 8a, above five hundred draft rank 8b. Commissioner and deputy both rotate yearly; commissioner transferred from provincial personnel ministry among persons with complete credentials of corresponding qualification; deputy publicly selected from registered leading households of each circuit." In Zhida 3 an edict established the revenue-management regulations. Revenue yards below one hundred ingots were divided into three grades; upper-grade yards above fifty ingots would have a provincially commissioned supervisor and a ministry-commissioned commissioner; middle-grade yards above twenty ingots would have one commissioner and one deputy; lower-grade yards below twenty ingots would have ministry-commissioned chief and associate inspectors on one-year terms with simultaneous rotation. Chief and associate inspectors would advance to deputy after four tenures, commissioner after four more, supervisor after three more, and qualified fiscal or miscellaneous posts after three more. Provincially dispatched officers would require two additional tenures for each promotion, counting service from the established tenure onward only among officers with proper promotion backgrounds, without appointing unqualified persons. Under the prior regulations, supervisors would be drawn from commissioners and chief inspectors appointed at original grade, counting only twelve tenures of service. After Zhida 3, newly appointed fiscal officers and enfeoffed descendants of rank-6 and 7 officials would follow the old promotion rules without extra tenures, while other entrants would need fourteen tenures under the new rules.
14
滿 滿 滿 調 滿 滿滿 滿
In the ninth year of Zhiyuan, the ministry deliberated: "All document controllers additionally established by surveillance commissions were mostly persons long in office; it seems comparable to patrol inspectors—upon review completion transfer to rank 9b. Since rank 9b was reserved for patrol inspectors, literate case documenters were ill-suited to arrest duties, and rank-9b vacancies far exceeded qualified candidates. Promotion rules: rank 9b required three terms for rank 8b, rank 9a two terms; patrol inspectors and case documenters entered at rank 9b after review, then three terms for rank 8b, with one hundred twenty months counted together. Patrol inspectors would follow existing rules, while case documenters would provisionally reach rank 9a in sixty months and rank 9b after one hundred twenty months—an easier path than patrol-inspector subordinate posts. Clerk registrars would advance to chief clerk registrar after one term, case documenter after another, and enter the regular bureaucracy upon review. When chief and clerk registrars should be promoted but no vacancy exists, only register at original post title and verify for promotion and transfer." In the twentieth year, the ministry drafted: "Document controller: ninety months promotes to rank 9." In the twenty-fifth year, the ministry drafted: "Circuit clerks actually serving sixty months; clerk registrar two terms promotes to chief clerk registrar; one term promotes to document controller; two terms promote to rank 9a. If following circuit clerks at ninety months, clerk registrar serving one term receives chief clerk registrar; the rest all promote and transfer according to the above." The province deliberated: "Jiangnan document controllers: apart from circuit clerks compared to metropolitan-interior circuit clerks per the twenty-fifth-year Zhiyuan approved fixed regulation for appointment and removal, the rest already directly appointed, and those who on their own pursued and served two terms of case documents, add qualification for appointment and removal." In the thirtieth year, the province approved: "Document controllers supplementing patrol-inspector registration, promotion qualification and rank do not compete for precedence; if months as document controller were already served, upon return only transfer within document controllers." In the thirty-first year, the province deliberated: "Chief clerk registrar and patrol-inspector vacancies, though not matching, if not flexibly transferred seem to involve obstruction; send down first exhaust arriving patrol-inspector candidates, remaining vacancies permit reported selection and registration; upon return each reckons months at original grade." In the second year of Dade, the province approved: "Capital and outer-province granary record clerks: by precedent drawn from Dadu Circuit prefectural clerks and county record clerks; two years promotes to clerk registrar. Apart from provincial jurisdictions, lower prefectures of the metropolitan interior and miscellaneous offices and the like, totaling over one hundred clerk-registrar posts established, those not yet registered in the roster—select and register in order; all draft thirty months as full; upon return within original grade non-sequential selection and registration." In the third year, the ministry drafted: "Document controllers and chief clerk registrars with three-year, two-year, and one-year full terms—all take thirty months as full." In the eighth year, the province approved: "Karakorum Military Command persons managing documents and the like, compared to lower prefectures, should establish one clerk registrar; issue supplemental appointment outside the registered clerk registrars; upon return appoint at rank 9b, add one qualification period for promotion. Four clerks were drafted in number; select and supplement from this office persons skilled in clerk duties; sixty months, appoint within document controllers." In the ninth year, the ministry presented: "Chief and clerk registrars already selected and registered from record clerks; it is fitting to verify service history of registered case documents, from distant to near, jointly register in clerk-registrar vacancies; each reckons months at original grade." In the eleventh year, Jiang-Zhe provincial ministers said: "Circuit document controllers changed to receive disposition edicts—no general precedent is seen." The ministry reviewed: "North-of-the-Yangtze document controllers all transferred from prefecture, subprefecture, and county offices to route clerks; drawing salary ninety months before obtaining clerk registrar; one term promotes to chief clerk registrar; chief clerk registrar one term promotes to document controller; two terms rank 9a; reckon together two hundred ten months to enter flowing rank; those commissioned by provinces: ninety months with rank 9. The proposed abolition of document controllers would have provinces appoint from subprefectural and prefectural case documenters, chief clerk registrars, and miscellaneous fiscal officers, counting service months toward promotion. Thereafter provincial document controllers and chief clerk registrars would follow the north-of-the-Yangtze path from local offices through route clerk, with service months counted together, entering the regular bureaucracy only upon review completion."
15
使滿 使滿 使 滿 使滿 使使使 滿 使 滿 使 滿 使 滿 便 滿 使 使 滿
On selecting dispatch envoys and presentation memorial envoys: in the nineteenth year of Zhiyuan, the ministry drafted: "The Six Ministries' fixed quota for presentation memorial envoys—within every ten, order each ministry to select four; ninety months with rank 9b; the remaining fixed quota all select from arriving patrol inspectors, case documenters, and chief clerk registrars; when review is complete, verify the following qualification and rank for selection and registration." The province approved: "When credentials arrive at the ministry, select from among personnel with complete joint verification. Candidates due for clerk registrar would serve three terms as presentation memorial envoys before receiving rank 9b. Clerk registrars due for chief clerk registrar after one term would serve two terms as presentation memorial envoys before rank 9b. Chief clerk registrars due for case documenter after one term would serve one term as presentation memorial envoys before rank 9b. Patrol inspector, case documenter after one term, selected to fill presentation memorial envoy: one term with rank 9a." In the twenty-sixth year, the province approved: "Shangdu Rear-Guard Commission concurrent circuit surveillance-commission record-clerk origin, serving ninety months, compared with Communications Council precedent, should transfer to supplement this office's dispatch envoy; when review complete decide according to regulation." In the twenty-ninth year, the province deliberated: "Provincial and itinerant-commission dispatch envoys select from rank-9a and 9b officials with credentials; if insufficient, select from each circuit Pacification Commission presentation memorial envoys with one term or more, and record clerks of this office with three terms. The itinerant censorate would draw from rank-9 officials first, then Surveillance Commission presentation memorial envoys or office record clerks with three terms, with balanced Semu and Han selection. Self-nominated candidates must still be qualified, receive one grade lower upon review, and serve ninety months before leaving office. Dispatch envoys throughout the bureaucracy would balance Semu and Han appointees on ninety-month terms, with self-nominated candidates demoted one grade. Vacancies for Metropolitan Secretariat dispatch envoys among all internal and external dispatch envoys, communication attendants, seal keepers, and presentation memorial envoys would be filled from senior dispatch envoys in the Censorate and commissions or from credentialed rank-8 officials, except for direct Metropolitan Secretariat picks, with balanced Semu and Han selection. Self-nominated candidates would be demoted one grade upon review and required to serve ninety months before leaving office. Privy Council dispatch envoys would be drawn from rank-9 officials with balanced Semu and Han appointment. Self-nominated Privy Council candidates must still be qualified, receive one grade lower upon review, and serve ninety months before leaving office. Censorate dispatch envoys would be selected from rank-9 officials. Self-nominated Censorate candidates would be demoted one grade upon review and serve ninety months before leaving office. Xuanzheng Commission dispatch envoys would follow the same selection rules. Pacification Commission presentation memorial envoys would be chosen from office record clerks with three terms of service. Self-nominated candidates would receive demoted-grade promotion, require balanced Semu and Han use, and serve ninety months before leaving office. Shandong Transport Commission presentation memorial envoys would serve ninety months and be drawn from junior fiscal grain officers. Dadu Transport Commission: decide as one body." In the seventh year, the province approved: "Gongchang and other convenient Pacification-General's office registrars and the like, already drafted to follow each circuit Pacification Commission registrars' origin as one body; those pursued on their own initiative receive demoted-grade promotion; vacancies select from record clerks with three terms in this commission." In the eighth year, the ministry presented: "Each temple and supervisory commission nominates local record clerks to fill presentation memorial envoy; if originally salaried record clerks or bureau insiders were appointed, when review is complete it is the same as self-nominated, demoted-grade promotion." In the ninth year Xuanhui Commission record clerks with ninety months' service could become dispatch envoys or registrars of subordinate temples. In the tenth year, the province drafted: "Zhongzheng Commission dispatch envoys select from record clerks with three terms or more in this office and from rank-9a and 9b officials, with Semu and Han mutually participating; those pursued on their own initiative demote one grade." In the eleventh year, the province drafted: "Yannan Surveillance Commission presentation memorial envoys—select and fill from prefectural clerks; when review is complete, transfer among chief clerk registrars." In the third year of Yanyou, the province deliberated: "Record clerks of each office must serve ninety months before permitted to transfer to presentation memorial envoy."
16
使使 使使 使使 使使使 使使 滿 使使 使使
Craftsman officials: in Zhiyuan 9 the Works Ministry set route craftsman ranks by verified household counts from two thousand down to one hundred. The province deliberated: "Except where under the metropolitan Directorate-General, follow the draft. For Dongping Miscellaneous Manufacture and route Dyeing Directorates with two thousand or more households, the intendant would be rank 5a, associate 6b, and deputy 7b. At one thousand or more households, ranks would be intendant 5b, associate 7a, and deputy 8a. From five hundred to one thousand households, ranks would be intendant 6a, associate 7b, and deputy 8b. At three hundred or more households, the director would be rank 7a and the deputy 8a. At one hundred or more households, the director would be rank 7b and the deputy 8b. Below one hundred households there would be one institute director, like institute affairs staff outside the regular bureaucracy, receiving a modest food allowance. Craftsman officials under one hundred households who held a superior's writ would serve as institute directors under the draft. Those already receiving an edict plaque as bureau envoys: compare downward from bureau-director qualifications for households of one hundred and above, set as rank 9a qualification." In the twenty-second year promotion rules for craftsman officials left no fixed ranks for directorates of two thousand or more households. At one thousand or more households, ranks would be intendant 5b, associate 7a, and deputy 8a. From five hundred to under one thousand households, ranks would be intendant 6a, associate 7b, and deputy 8b. For three hundred or more households, the bureau director would be rank 7a and the deputy 8a. At one hundred or more households, the bureau director would be rank 7b and the deputy 8b. Below one hundred households there would be one institute director, like an affairs institute, outside the regular bureaucracy. The Works Ministry deliberated: "Deputy bureau directors rank 8b for three hundred households and above, rank 9a for one hundred households and above; when vacancies occur, select from institute directors below one hundred households to fill. Institute directors would advance after 120 months to rank 9a, then through stated terms to ranks 8b and 7b. Vacant rank-8a posts without qualified candidates would be filled from rank-8b craftsman officials with ninety months' total service before promotion to 7b; rank 7b required three terms for 7a, and rank 7a two terms for 6b; rank 6b required three terms and rank 6a two terms for promotion to 5b. Without subordinate rank-6b posts, a craftsman official with two terms at 7a could receive honorary 6b and remain among 7a craftsman officials until ninety months brought promotion to 5b. Vacant rank-6a craftsman posts would be filled from honorary rank-6b holders with ninety months' service for promotion to 5b. After three terms at 5b, promotion to 5a was proposed; without rank-5a craftsman posts, honorary 5a would be added while officials remained among rank-5b craftsman officers. Long-serving officials would receive case-by-case decisions. Those commissioned before Zhiyuan 12 would keep their received qualifications under civilian-official precedent. After Zhiyuan 13, over-promoted appointees would have salaries verified and transfer capped one grade below due qualification. Vacant craftsman posts without qualified candidates would be filled from miscellaneous-service appointees of matching qualification. In the Central Plains and Jiang-Huai, sons of rank-5 officials would inherit rank-9 craftsman posts, and sons of rank-6 and 7 officials would serve as institute directors. Because craftsman officials have no rank 9b and the name is vacant, draft that sons of rank-5a and 5b officials entitled to inheritance register among rank-9a craftsman officials; upon return, reckon from-nine-month date." In the twenty-third year, an edict stated: "Craftsman officials—if manufacture is good or bad with shortfall, do not permit transfer." In the twenty-fourth year, the ministry stated: "Leading officials of craftsman offices should be selected and commissioned from suitable personnel within the office who understand manufacture, and should not be transferred. Following the old rule, this ministry should select suitable personnel from the regular selection pool to manage documents; when their term is complete, they hand over and transfer by the promotion sequence." In the first year of Yuanzhen, the Huguang Branch Secretariat draft was approved: "For directorates of three thousand households and above, rank 5b; intendant rank 5b, associate intendant rank 7a, deputy intendant rank 8a. Two-thousand-household directorates would be rank 6a, with intendant 6a, associate 7b, and deputy 8b. Thousand-household bureaus would have a rank-7a director and rank-8a deputy. Five-hundred-household bureaus would have a rank-7b director and rank-9a deputy. Below five hundred households: one institute director."
17
簿
Princes holding appanage lands or ceremonial fiefs could nominate their own men, report names to court, and receive appointment thereafter. In Zhiyuan 2 appanage surveillance chiefs would not leave their jurisdictions, but subordinate prefectural and county officials would rotate within the appanage's assigned cities. In the fourth year, a provincial writ stated: "Officials due to receive seals—if they hold imperial appointment, princely orders, appanage officers' endorsements, or writs from the Secretariat, provincial offices, Privy Council, or Offices of the Left and Right—verify households and grant the seal." In the fifth year, an edict stated: "All appanage officials must include Mongol personnel." In the sixth year most non-Mongol darughachi among Jurchen, Khitan, and Han appointees were to be removed, except Hui, Uighur, Naiman, and Tangut treated like Mongols, with former incumbents reassigned as civilian officials. In the nineteenth year, an edict stated: "Each appanage chief should rotate every three years according to regulation." Provincial ministers memorialized: "Jiangnan princely appanage chiefs have already been ordered to rotate according to regulation; among them, if some also command troops and garrison as darughachi, replacing them as one body seems unsuitable. They should countersign above the appanage chief and jointly preside over affairs." In the twentieth year it was deliberated: "Each prince's appanage qianhu in Jiangnan fiefs have already been commissioned among chiefs; prefectural and county chiefs should likewise be ordered—this seems suitable." In the twenty-third year recommended personnel with prior service would be placed in prefectures and counties by verified qualification; those without service history would remain within their appanage. By the thirtieth year appanage prefectural and county chiefs would rotate every three years on issued credentials, or report to central authorities and the Surveillance Commission when no rotation was possible. In Dade 1 appanage darughachi of rank 7b and below would follow categorical selection rules. In the tenth year it was deliberated: "Appanage officials may not leave their posts on their own initiative without a document from the Secretariat or ministries." In the second year of Huangqing, an edict stated: "For chiefs of appanage fief cities, those used by the regular selection stand above the multitude; those commissioned by the appanage are supplementary; reduce one regular post within each interior circuit prefecture and each county." In the third year lower and middle county registrars and Record Affairs recorders handling revenue and policing would not be cut, and a deputy darughachi would be added. In the fourth year appanage prefectures could appoint their own darughachi and deputy posts were abolished. Appanage vacancies would be filled internally, not from the regular selection pool.
18
滿
On ditch-fort officials: in the nineteenth year of Zhiyuan, the province and ministries drafted: "The Waterways Commission was merged into this ministry; ditch-fort officials follow the origin of presentation memorial envoys in the various ministries." In Dade 2 ditch-fort officials would receive rank 9b upon completing review.
19
西西 滿 西 西 西 西 西
On grain-for-office appointments: in the third year of Tianli, when the people of Henan, Shaanxi, and other places suffered famine, provincial ministers deliberated: "Wealthy households in Jiangnan, Shaanxi, Henan, and other places who wish to donate grain for offices—verify grain amounts by grade, have the grain donor transport grain to the disaster area, immediately issue tallies and vermilion notes, substantively appoint tea-salt circulating officials, and consult the Secretariat and ministries for appointment. Provincial fiscal officials would be registered by their branch secretariat and metropolitan ones by the Ministry of Personnel, with promotion upon review. Donors paying in notes would use Zhongtong currency as the standard. Rates would be forty taels per shi in Jiangnan, eighty in Shaanxi, and sixty in Henan and the interior. Substantive appointees unwilling to serve could instead ennoble their parents. In Shaanxi, one thousand five hundred shi or more brought rank 7b. One thousand shi or more brought rank 8a. Five hundred shi or more brought rank 8b. Three hundred shi or more brought rank 9a. Two hundred shi or more brought rank 9b. One hundred shi or more conferred upper-grade fiscal grain official status. Eighty shi or more conferred middle-grade fiscal grain official status. Fifty shi or more conferred lower-grade fiscal grain official status. Thirty shi or more brought commendation at the gate and lane. In Henan and the interior, two thousand shi or more brought rank 7b. Fifteen hundred shi or more brought rank 8a. One thousand shi or more brought rank 8b. Five hundred shi or more brought rank 9a. Three hundred shi or more brought rank 9b. Two hundred shi or more conferred upper-grade fiscal grain official status. One hundred fifty shi or more conferred middle-grade fiscal grain official status. One hundred shi or more conferred lower-grade fiscal grain official status. In the three Jiangnan provinces, ten thousand shi or more brought rank 7a. Five thousand shi or more brought rank 7b. Three thousand shi or more brought rank 8a. Two thousand shi or more brought rank 8b. One thousand shi or more brought rank 9a. Five hundred shi or more brought rank 9b. Three hundred shi or more brought an upper-grade fiscal grain office. Two hundred fifty shi or more brought a middle-grade fiscal grain office. Two hundred shi or more brought a lower-grade fiscal grain office. Those who had previously donated grain for distant honorary titles would, upon donating again, receive substantive tea-and-salt regular offices matching verified grain amounts and their due qualifications. In Shaanxi, one thousand shi or more brought rank 7b. Six hundred sixty shi or more brought rank 8a. Three hundred thirty shi or more brought rank 8b. Two hundred shi or more brought rank 9a. One hundred thirty shi or more brought rank 9b. In Henan and the metropolitan interior, one thousand three hundred thirty shi or more brought rank 7b. One thousand shi or more brought rank 8a. Six hundred sixty shi or more brought rank 8b. Three hundred thirty shi or more brought rank 9a. Two hundred shi or more brought rank 9b. In the three Jiangnan provinces, six thousand six hundred sixty shi or more brought rank 7a. Three thousand three hundred thirty shi or more brought rank 7b. Two thousand shi or more brought rank 8a. One thousand three hundred thirty shi or more brought rank 8b. Six hundred sixty shi or more brought rank 9a. Three hundred thirty shi or more brought rank 9b. Those who had already received substantive tea-and-salt offices through grain donation would, upon donating again, advance one grade according to verified grain amounts. In Shaanxi the promotion thresholds were seven hundred fifty, five hundred, two hundred fifty, one hundred fifty, and one hundred shi. In Henan and the metropolitan interior the promotion thresholds were one thousand, seven hundred fifty, five hundred, two hundred fifty, and one hundred fifty shi. Monks and priests who relieved famine victims from their own resources would receive a six-character honorific title from the Metropolitan Secretariat at three hundred shi or more. At two hundred shi or more, a four-character honorific title was granted; one hundred shi or more brought a two-character honorific title; all issued by the Ministry of Rites. Affluent households in Sichuan jurisdictions able to transport grain to Jiangling would follow the Henan grain-for-office precedent. When the grain was to be deployed, the senior authority would decide. Jiangzhe, Jiangxi, and Huguang had sold official grain; agents would take the resulting paper notes to Henan for separate storage, with deployment decided by the senior authority when needed."
20
As for rewarding office for capturing bandits: in the fifth year of Dade, an edict stated: "Capturing five armed robbers earns one office. Bandit-capture officers and authorized pursuers who failed to catch thieves in their own district but caught thieves elsewhere could offset gains against losses. Beyond five armed robbers, capture officers would receive one waived qualification period; at fifteen captives they advanced one grade; authorized pursuers received an appointment outside the standard merit-reward reckoning."
21
使
For Konghe umbrella attendants: in Zhiyuan 22 it was proposed, "Konghe who received Secretariat warrants and were guaranteed for service as imperial-front umbrella attendants shall be appointed controllers in the Gongwei Direct Commandery, with the official title Advance-in-Merit deputy commandant." In the twenty-eighth year, Konghe controllers who received edicts as Advance-in-Merit deputy commandants and managed a hundred-household unit of Konghe, after one evaluation term, were proposed for transfer within the lower eighth rank, since their original honorary office was lower eighth rank and their functional office regular ninth rank. In Yuanzhen 1, a Konghe controller who by imperial command served one year as sugurchi, then received a Secretariat warrant to serve as an imperial-front umbrella attendant and had completed 332 months of service, was ordered appointed within the lower sixth rank. In Dade 6, the ministry deliberated that Konghe hundred-household officers should be appointed among patrol inspectors. Hundred-household officers and others leaving service were proposed for the lower eighth rank, while umbrella attendants were proposed for the lower seventh rank. In Yanyou 3, Konghe hundred-household officers who had completed more than two evaluation terms were proposed for appointment at the regular ninth rank.
22
On yudianchi attendants: in Zhiyuan 27 those who had served thirty to ninety months would receive appointment as county darughachi or Advance-in-Merit deputy commandant. Those with one hundred months or more of service would receive the office of Dunwu commandant. In Zhida 2 yudianchi were temporarily appointed from among prefectural judges and county assistants. In the third year the old rule was restored: after ninety months they would be appointed lower subordinate seventh-rank county darughachi, with one qualification period added upon return.
23
調 調
As for barbarian and tribal officials: it was deliberated: "The Bozhou Pacification Commission recommends deputy chiefs for barbarian and tribal military-civilian affairs; as distant barbarian and tribal peoples, they are not bound by regular-transfer posts; the recommendation should be approved. Although tribal territories were exempt from regular transfer rules, recommended candidates were often unqualified. Henceforth, aside from hereditary native chiefs, urgent or long-vacant tribal posts would be filled by suitable candidates under standard rules without advance nomination; violators and responsible offices would be punished."
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