← Back to 元史

卷八十一 志第三十一: 選舉一

Volume 81 Treatises 34: Selection of Officials 1

Chapter 81 of 元史 · History of Yuan
← Previous Chapter
Chapter 81
Next Chapter →
1
Selection of Officials 1
2
The methods by which officials are chosen are ancient indeed. In the Zhou of King Cheng, state and village schools taught the people through the three village norms and advanced the worthy as guests. Candidates were chosen in the village, sent up to the ministers of education and war for review, and only then appointed to office. Under the two Han dynasties there were categories such as Worthy and Upright and Filial and Frugal in Farming, and candidates sometimes answered imperial questions in person—practices that still bore some resemblance to antiquity. Sui and Tang established categories such as Cultivated Talent, Understanding the Classics, Presented Scholar, Understanding Law, and Understanding Calculation, and sometimes added poetry and rhapsody as well. Scholars began to abandon fundamentals and chase ornament. The Song greatly promoted literary governance and relied almost entirely on the examination system. For a time it produced many able men, but in time the style of writing grew feeble and scholarly habits grew slack—failings that thoughtful observers lamented. Liao and Jin ruled the north, where the custom favored bow and horse. Even so, Liao's Emperor Jingzong and Daozong held tribute examinations, and Jin's Emperor Taizong and Shizong opened the examination fields many times; they too could be said, in a rough way, to have secured able men.
3
宿 輿
Early in the dynasty, as soon as Emperor Taizong gained the Central Plains, he took Yelü Chucai's advice and used the civil examination to select scholars. After Emperor Shizu had settled the realm, Wang E offered plans and Xu Heng drafted regulations, but the reforms were never fully implemented. Not until Emperor Renzong's Yanyou reign did the court weigh the old rules and put them into practice, taking scholars on the basis of virtue and testing them with classical learning first. Men who answered the throne's call came forward in refined succession. Yet advancement into office had many paths and assessment had no single standard. School graduates might come from the Directorate of Education, the Mongol Script School, the Hui Nationality School, medical schools, or yin-yang schools. Those who gained office through recommendation included recluses of outstanding merit, men of exceptional talent, petitioners offering counsel, presenters of books, and child prodigies. Those from the households of palace guards and meritorious ministers were promoted out of regular order. Those who served in the Xuanwei and Central Administration bureaus were treated as weighty inner-court officials. Hereditary privilege followed regular grades, while extraordinary promotion had its own selection categories. Those who entered office through the Direct Secretariat, Ceremonial Attendants, and similar posts were also counted among posts of clear reputation. Posts charged with granaries and tax collection were routinely treated as low-status routine work. Bandit-catchers advanced by merit, grain donors by wealth, and even artisans entered the official roster; runners and clerks too could rise into the ranked service. Princes and princesses were favored with appanages and empowered to guarantee appointments. Distant peoples and border communities were given chief posts to hold in hereditary succession. Cases such as these are precisely what people mean when they say the paths of officialdom were tangled and manifold. Moreover, Confucians had annual tribute posts and clerks had supplementary appointment routes—aide clerks, order clerks, copyists, selection copyists, document clerks, registry clerks, and more titles than one can easily list. From secretariats, censorates, courts, and ministries down to circuits, prefectures, subprefectures, and districts, the paths into office were beyond easy reckoning. Even men who bore the titles of high minister or grandee often rose to important posts and received eminent ranks by these routes; while lowly clerks who wielded the brush came to seize power and twist the written law. Accordingly its rules for selection and assessment were elaborate and exact—court service and outside appointment, provincial selection and ministry selection, civil and military posts, examination counts and qualifications—and not a single rule could be crossed. Yet some invoked precedents, some borrowed seniority, some won preferential promotion, and some were sent down in rank. Those who bent the rules to serve private ends under cover of public business could be detected only by the sharpest observers. All of this sprang from prolix paperwork and the abuses of clerical government.
4
The present compilation draws on older records, setting them down in full or in summary and arranging them by category—almost too much to recount in full. For now we preserve the institutions of the dynasty in this Treatise on Selection of Officials. Examination Categories
5
<>西 便
When Emperor Taizong first took the Central Plains, Chief Minister Yelü Chucai asked that scholars be chosen through Confucian learning, and the emperor agreed. In the eighth month of autumn in the ninth year, an edict ordered the judicial officer Shuhudai and Liu Zhong, head of the Shanxi Eastern Circuit tax office, to hold examinations throughout the circuits. Candidates were tested in discourse, classical exegesis, and lyric composition, divided into three categories over three days. Each was to specialize in one subject, though those able to combine subjects were allowed; selection depended on sound understanding of the texts. Those who passed had their tax and corvée obligations restored and were ordered to handle public business alongside local chiefs. Among those chosen were Yang Huan of Dongping and several others, all celebrated scholars of the day, but many contemporaries found the arrangement impractical, and the program was halted again.
6
便
Early in Emperor Shizu's Zhiyuan reign, the emperor ordered Chancellor Shi Tianze to compile in detail the major reforms that should be undertaken. The civil examination was discussed, but never implemented. In the ninth month of the fourth year, Hanlin Academician Wang E and others asked that the selection law be implemented. They reviewed the Zhou system, then Han, Sui, and Tang methods of recruitment, and cited Liao and Jin practice together with the success of our Taizong in securing talent. They argued: "With the tribute-examination system abandoned, scholars have no path into office. Some learn clerical skills to become aides, some serve as attendants to officials, and some turn to crafts and trade as artisans or merchants. For the present, nothing is more urgent than restoring the civil examination, and the precedents of the former dynasty should especially be revived." When the memorial reached the throne, the emperor said, "This is sound policy. Put it into practice." The Left Three Departments of the Secretariat and the Hanlin academicians drafted procedures and further asked that, following earlier dynasties, a National University be established. One hundred descendants of Mongol officials were to be chosen and taught the classics by appointed teachers; only after they had mastered their studies were they to be tried in office, so that meritorious households might produce talent for extraordinary promotion." In the eleventh month of the eleventh year, while Crown Prince Yuzong was in the Eastern Palace, provincial ministers reported again that, having received orders the previous year to implement the civil examination, they now submitted the procedures drafted by senior Hanlin scholars. By imperial command they approved Mongol and Han Presented Scholar categories and drafted a system suited to the times, but the reforms were still not implemented. In the ninth month of the twenty-first year, Chancellor Huoluohusun and Liu Mengyan and others spoke on the matter. In the eleventh month Secretariat ministers memorialized that few men in the realm studied Confucian learning, while many gained office through clerical service. The emperor asked, "What is to be done about it?" They answered, "The tribute-examination system is the best remedy. If Mongol scholars, Confucian clerks, yin-yang specialists, and medical practitioners were all required to sit for examinations, they would devote themselves to study." The emperor approved the memorial. Xu Heng then proposed reforms to schools and the civil examination, abolishing poetry and rhapsody, emphasizing classical learning, and establishing a new system. Although the reforms had not yet been implemented, the framework for official selection was already in place.
7
In the tenth month of the second year of Emperor Renzong's Huangqing reign, Secretariat ministers memorialized: "As for the civil examination, Emperor Shizu and Crown Prince Yuzong repeatedly ordered its implementation, and Emperors Chengzong and Wuzong soon issued further edicts. If we do not report progress now, someone may obstruct the project. The proper way to recruit officials is through classical learning, which cultivates the self and governs others. Lyric composition is merely the art of polished phrasing. Since Sui and Tang, recruitment has favored poetry and rhapsody, and scholarly habits have grown showy and hollow. We propose to abolish regulated rhapsody, provincial-topic poetry, and minor exegetical questions, and to establish only the categories of Virtue and Conduct and Understanding the Classics. By this means we may hope to secure true talent." The emperor agreed. In the eleventh month the emperor issued an edict: "Our ancestors settled the realm by divine martial prowess. Emperor Shizu established offices and divided duties, recruited cultivated scholars, honored schools as places to nurture talent, and planned the civil examination as the means to recruit officials—a design of vast scope. I, in my slight person, have received the great succession and now carry on the work of my forebears, taking their instruction as my model. Looking back from the Three Dynasties, each age had its own recruitment categories. In essentials, candidates should be judged first on virtue and conduct, and in testing, classical learning should come first and literary composition second. Showiness without substance is what I reject. I therefore command the Secretariat to weigh past and present practice and fix the regulations. In the eighth month of the third year of Huangqing, commanderies and districts throughout the realm shall present their worthy and able men to the responsible offices. In the second month of the following year they shall assemble in the capital for examination, and those who pass I shall examine in person. The regulations to be carried out are as follows. Examinations shall be held once every three years. Candidates shall be recommended by the offices of their native place from among all household categories. They must be twenty-five or older, praised in their community for filial piety and fraternal duty, and trusted by friends for faith and integrity. Scholars accomplished in the classics and conduct shall be recommended under sworn guarantee, sent forward with proper ceremony, and dispatched to circuit and prefectural offices. Where recommendations are made from private favor or where qualified men are passed over, investigating censors and the Commission for Upholding Justice shall investigate and punish offenders. Examination procedures: For Mongols and persons of other colors, the first session consists of five classic questions drawn from the Great Learning, Analects, Mencius, and Doctrine of the Mean, using Zhu Xi's collected commentaries. Those who show clear understanding of principle and elegant expression shall pass. The second session is one policy question on current affairs, of no fewer than five hundred characters. For Han and southern candidates, the first session has two questions on Understanding the Classics and classic difficulties, drawn from the Four Books with Zhu Xi's commentaries, with an additional personal conclusion of no fewer than three hundred characters; one question on classic exegesis, each candidate specializing in one classic—the Odes chiefly by Zhu, the Documents by Cai, the Changes by Cheng and Zhu, with ancient commentaries also permitted for these three; the Spring and Autumn Annals may use the Three Commentaries and Hu Anguo's commentary; the Record of Rites uses ancient commentaries—no fewer than five hundred characters, without formal constraints. The second session is one question in ancient rhapsody, edict, patent, memorial, or table—ancient rhapsody and edict-patent in ancient style, memorials and tables in parallel prose, with some use of ancient style permitted. The third session is one policy question drawn from the classics, history, and current affairs. Candidates should not indulge in ornament but write plainly, in no fewer than one thousand characters. Mongols and persons of other colors who choose to sit for the Han and southern examinations, if they pass, receive appointment one grade higher. Mongols and persons of other colors form one roster; Han and southern candidates form another. First place receives the title Presented Scholar with Honors at rank 6b; from second place through the second class, rank 7a; third class and below, rank 8a—the same for both rosters. If local offices delay the opening of examinations, investigating censors and the Commission for Upholding Justice shall impeach and punish them. Descendants of ranked officials receive hereditary privilege under the old rules; those who choose to sit for the examination and pass are promoted one grade preferentially. Officials not yet in the ranked grades who wish to sit for the examination are permitted to do so. If a successful candidate already holds qualification of rank nine or above, appointment shall be one grade higher than his present standing; if he holds no rank, appointment follows the examination rules with preferential assessment. The sites for provincial examinations and all remaining provisions are referred to the Secretariat for deliberation and implementation. Alas! May men clear in the classics and cultivated in conduct serve as true Confucian officials; may customs be transformed and governance brought to its fullest height. Take heed, all regions, and embody my utmost intent."
8
Articles fixed by the Secretariat:
9
Those who pass the provincial examination shall each receive credentials and a connected record of their examination papers. The regional secretariat shall consult the metropolitan secretariat and forward the papers to the Ministry of Rites. Pacification commissions in the core region and each circuit shall submit to the Ministry of Rites, with the relevant investigating censor and visiting official recording the papers and reporting to the commission, which forwards them to the metropolitan secretariat for verification.
10
Provincial examination, twentieth day of the eighth month: Mongols and persons of other colors sit for the five classic questions; Han and southern candidates take two questions on Understanding the Classics and classic difficulties, and one on classic exegesis. Twenty-third day: Mongols and persons of other colors take one policy question; Han and southern candidates take one question in ancient rhapsody, edict, patent, memorial, or table. Twenty-sixth day: Han and southern candidates take one policy question.
11
Metropolitan examination: following the provincial model, the ministries hold the first session on the first day of the second month of the following year, the second on the third day, and the third on the fifth.
12
殿
Palace examination, seventh day of the third month: beforehand the court appoints two examination officials, two investigating censors, and two reading officials to conduct the examination in the palace hall.
13
One imperial guard is assigned to watch each candidate. Han and southern candidates take one policy question of no fewer than one thousand characters. Mongols and persons of other colors take one policy question on current affairs of no fewer than five hundred characters.
14
Examination officials shall be chosen by the regional secretariat, pacification commission, and core circuits, consulting together with regional commission and censorate officials where those offices exist. At Shangdu and Dadu the ministries appoint one investigating censor and one visiting official to supervise the examination. Each site shall appoint one chief examiner and one associate examiner, chosen from incumbent or retired officials of reputation and literary accomplishment; and one sealing official and one copying official, chosen from upright civil officials of regular rank. All copied examination papers and official documents shall be written in red ink, with safeguards established to prevent favoritism and cheating. For the metropolitan examination the metropolitan secretariat appoints one Director of Tribute Presentation, one Associate Director, four examiners, two investigating censors, and one each of sealing, copying, collation, and gate-guard officials.
15
西西
Provincial examinations are held in eleven regional secretariats: Henan, Shaanxi, Liaoyang, Sichuan, Gansu, Yunnan, Lingbei, Eastern Campaign, Jiang-Zhe, Jiangxi, and Huguang. Two pacification commissions: Hedong and Shandong. Under the metropolitan ministries there are four circuits: Zhending, Dongping, Dadu, and Shangdu.
16
西西 西西 西 西
Three hundred qualified candidates from across the realm proceeded to the metropolitan examination, of whom one hundred were selected. Mongols, persons of other colors, Han, and southern candidates sat in separate rolls of twenty-five each. Seventy-five Mongols were to pass: fifteen from Dadu, six from Shangdu, five from Hedong, five from Zhending and related circuits, and five from Dongping and related circuits. Shandong four, Liaoyang five, Henan five, Shaanxi five, Gansu three, Lingbei three, Jiang-Zhe five, Jiangxi three, Huguang three, Sichuan one, Yunnan one, and Eastern Campaign one. Seventy-five persons of other colors were to pass: ten from Dadu, four from Shangdu, four from Hedong, four from Dongping and related circuits, five from Shandong, five from Zhending and related circuits, five from Henan, three from Sichuan, two from Gansu, three from Shaanxi, two from Lingbei, two from Liaoyang, two from Yunnan, one from Eastern Campaign, seven from Huguang, ten from Jiang-Zhe, and six from Jiangxi. Seventy-five Han candidates were to pass: ten from Dadu, four from Shangdu, eleven from Zhending and related circuits, nine from Dongping and related circuits, seven from Shandong, seven from Hedong, nine from Henan, five from Sichuan, two from Yunnan, two from Gansu, one from Lingbei, five from Shaanxi, two from Liaoyang, and one from Eastern Campaign. Seventy-five southern candidates were to pass: eighteen from Huguang, twenty-eight from Jiang-Zhe, twenty-two from Jiangxi, and seven from Henan.
17
In provincial and metropolitan examinations, candidates may bring only the Ministry of Rites Rhyme Compendium; no other written materials may be carried in. One official is appointed to search for concealed materials; each candidate is assigned one soldier as guard, or a patrol soldier where no regular troops are available.
18
便
An upright official is appointed to secure the examination grounds, lay out seats at adequate distance, and from the time examiners enter the compound remain on duty at the outer gate. For provincial and metropolitan examinations, clerks under the sealing, copying, and collation officials are assigned from the various offices as convenient.
19
Papers failing to meet standards—those violating imperial or temple taboos, showing confused reasoning, or containing more than fifty corrections—are not graded. The copying office receives the papers, transcribes the main text in red ink, counts all corrections, marks successful collation, and forwards the red copies to the examination office. Any corrections on the red copy are likewise counted and marked, and the copying official signs and seals the document. Once grading is complete and the number of successful candidates fixed, the code numbers are recorded, the original papers retrieved, and the supervising examiner, Director of Tribute Presentation, and associate examiners open them by number.
20
簿
Each candidate prepares examination and draft papers for all three sessions, twelve sheets per roll, with three generations, native place, and age written at the head; these are submitted to the stamping office half a month in advance. A register records receipt, seals are applied along the stitched seam, and the papers are returned to each candidate.
21
On examination day candidates enter before sunrise and submit their papers at dusk. The roll-receiving official forwards them to the sealing office, assigns code numbers, completes sealing, and sends them to the copying office.
22
殿
Once the civil examination was in force, candidates holding circuit tribute credentials or recommendation documents were ordered to return to their home districts to sit for the examination. Members of actors' and entertainers' households, the seriously disabled, and those guilty of the ten abominations or theft and robbery were barred from the examination. Candidates must not make noise within the examination grounds; violators are punished and barred from the next two examinations.
23
殿
Candidates related to an examiner within the five degrees of mourning must declare the relationship and withdraw; the associate examiner grades the paper instead. Failure to declare a required withdrawal results in deferral for one examination.
24
殿
In provincial and metropolitan examinations, carrying concealed materials, employing a substitute writer, or sitting for the examination while in mourning for parents (for Han and southern candidates) all incur deferral for two examinations.
25
Directorate students on annual tribute and those who entered through companion-reading service followed the old rules; those who wished to sit for the examination were permitted. Those who passed received appointment one grade above their Directorate qualification.
26
Mongols, persons of other colors, and Han registered in another circuit but with permanent property and long residence in Dadu or Shangdu were recommended for examination by the two-capital offices under the above rules; false registration elsewhere was punished. The Director of Tribute Presentation and subordinate officials assembled in the Hall of Ultimate Justice and drafted the regulations to be carried out, as follows:
27
退 退
Anyone who at the sealing office inquires into a candidate's code number or name, or leaks such information, shall be punished. Leaking examination topics before they are issued may be reported by informants. Collation officials who delegate collation to clerks rather than performing it personally, when errors impede grading, are subject to punishment. Copyists whose careless writing or errors impede grading are severely punished. Officials who deliberately allow candidates to remove examination papers, or attendants who knowingly transmit them, may be reported by informants. Supervising examination officials manage the examination grounds and must not interfere in grading. Officials inside the examination curtain may not converse with those outside it. No unauthorized persons may enter the examination hall. Candidates who slander the chief examiners, incite noisy disturbances, or refuse to obey orders are punished. Candidates who enter without caps, change seats without permission, sit beside relatives without declaring it, or carry concealed materials, use substitute writers, or pass answers are escorted out. Anyone who tears off the family-status sheet at the head of an examination paper is investigated and punished. Candidates who write extraneous matter on their papers are rejected; those involving slander are investigated and punished. On examination days, anyone who transmits documents for candidates or accepts payment for doing so may be reported. Candidates who draft on separate paper are posted as failed. Compositions must not include personal hardship or family background; the copying office inspects for violations. Offending papers are not copied, the examination office is notified, and the candidate is posted as failed. False registration, use of alternate names, or accepting payment to carry materials, write for others, or pass answers may all be reported. Candidates dismissed who lodge frivolous appeals are punished. Gate guards inspect all entry and exit; permitted items are unsealed and inspected. Patrol officers and soldiers must not cause disturbance, view examination papers, or allow candidates to move about without cause; they may not speak privately with candidates except on official business. After sealing and stamping, each paper is marked with a code of three incomplete characters, with seals also applied at correction marks.
28
宿 退 退
Each candidate is assigned one attendant patrol soldier, who enters the grounds overnight and lodges in the assigned seat room. On examination day, the bell marks each stage of the proceedings. At the first bell, all examination officials wash and prepare. At the second bell the gate guard unlocks the gates; candidates enter, are searched, and present their credentials. The ceremonial attendant calls "Candidate, bow twice." The Director of Tribute Presentation receives one bow through the curtain and returns it kneeling; the examiner receives and returns one bow. At the third bell the topics are distributed and candidates take their seats. At midday, food is provided. When submitting papers, candidates bow at the roll-receiving office and withdraw without speaking. The roll-receiving official records the candidate's name; the candidate bows, collects credentials, and leaves with the patrol soldier. In the evening the bell sounds once and the examination grounds are locked. In the second session candidates enter and are searched as before; in groups of ten they stand below the Hall of Ultimate Justice, bow, receive the topics, and take their seats. The third session follows the same ceremony.
29
簿
The roll-receiving official forwards the papers to the sealing office, which seals the family-status and draft rolls at the waist, separates Mongol, other-color, Han, and southern rolls, and assigns codes of three incomplete characters. Each candidate uses one code number across all sessions, written on the roll and recorded in the register. The copying office distributes papers to clerks, who transcribe the main text in red ink, count corrections on both original and copy, sign the end of each roll, seal the seam, and forward papers to the collation office. The Hanlin clerk reports the total number of copied papers to the investigating censor. The collation official personally compares original and red copy, signs, submits the papers to the tribute-presenting grounds, and returns the originals to the sealing office. All official documents are written in red ink, and examination papers are filed by their original code numbers.
30
簿
Examiners grade the papers with the Director of Tribute Presentation seated in the center and associate examiners facing each other. Papers are divided into three grades, each subdivided into upper, middle, and lower, and marked in ink. Once grading is complete, the paper custodian records scores in the register. The Director of Tribute Presentation, associate examiners, investigating censor, and sealing official jointly open the original papers by number, and the director writes each candidate's metropolitan rank on the family-status sheet. When all numbers have been opened, the papers are deposited in the Ministry of Rites archive and the examination officials leave the grounds. The Secretariat posts the successful candidates in two rosters to the left and right of the Secretariat gate.
31
宿
On the fourth day of the third month the Secretariat reported approval to hold the palace examination at the Hanlin National History Academy on the seventh, appointing supervising examiners and all attendants. On the fifth day all officials entered the examination grounds. On the sixth day policy questions were drafted and presented for the emperor's selection. On the seventh day attendants set a table before the hall facing the palace and placed the policy topic upon it. Candidates entered and were searched. Mongols formed one company, were led before the hall, bowed twice toward the palace, received the policy topic, bowed again, and took their seats. Persons of other colors formed one company; Han and southern candidates formed another, following the same ceremony. Each presented scholar was assigned one Mongol palace guard to supervise. At midday, food was provided. When the presented scholars had submitted their papers, they left the grounds. The supervising examiner and reading official ranked the policy responses and divided them into three classes for presentation to the throne. Two rosters were written on imperial yellow paper and posted to the left and right of the inner red gate.
32
殿
The day before, the Ministry of Rites notified the successful presented scholars to appear before the palace the next day. The responsible office prepared the incense table, ceremonial attendants called names, the scholars gave thanks, and the roster was published. On a chosen day a banquet of grace and honor was held at the Hanlin National History Academy, presided over by a Secretariat official; all examination officials attended. Banquet officials and presented scholars wore flowers in their hair as they proceeded to their lodgings. On a chosen day they respectfully proceeded to the palace and submitted a memorial of thanks. The next day they paid their respects at the Secretariat. On another chosen day all presented scholars went to the Confucian temple to perform the vegetable-offering ceremony. The top graduate composed and read the prayer; names were carved on stone at the Directorate of Education.
33
In the third month of spring in the first year of Taiding, eighty-six presented scholars including Balie and Zhang Yi took the palace examination. In the third month of spring in the fourth year, eighty-six presented scholars including Achachi and Li Fu took the palace examination. In the third month of spring in the third year of Tianli, ninety-seven presented scholars including Dulietu and Wang Wenye took the palace examination.
34
In the Yuantong guiyou examination, presented scholars including Tongtong and Li Qi took the palace examination; the quota was increased to one hundred. The system was slightly altered: three candidates on each roster received Presented Scholar with Honors; the rest received differentiated ranks. The civil examination never flourished more than at this time. Three years later the system was abolished. Seven years later it was revived with revised procedures: for Mongols and persons of other colors the two Understanding the Classics questions were reduced and classic exegesis on one's chosen classic was added; for Han and southern candidates the first-session Four Books question was changed to a question on one's chosen classic; and beyond ancient rhapsody in the second session, one additional question in edict, patent, memorial, or table was added. Such was the Yuan examination system for recruiting officials, in broad outline.
35
As for those who failed the metropolitan examination, at the founding of the Yanyou system Chancellor Temuder, Asan, and Vice Director Li Meng memorialized: "Failed candidates aged seventy or above shall receive retirement as ranked officials at rank 7b; those sixty or above shall receive instructor posts; those who already held official standing shall receive a slight preferential advance above their due qualification grade; those without prior official standing received posts as academy director or school rectifier. They received provincial appointment documents, but this was not made a standing precedent. Those who arrived too late to sit for the examination had not yet been assigned posts. The court sought the emperor's decision." The emperor said, "Grant them favor under the failed-candidate precedent, but do not fix this as a permanent rule."
36
In the third month of the first year of Taiding, Secretariat ministers memorialized: "Under Emperor Renzong's Yanyou reign, failed candidates were given teaching posts by the Secretariat to comfort them on their return home. Now, at the beginning of a new reign era, favors should be broadly distributed. Mongols and persons of other colors aged thirty or above who failed two examinations shall receive instructor posts; those below that age shall receive school rectifier or academy director posts. Han and southern candidates aged fifty or above who failed two examinations shall receive instructor posts; those below that age shall receive school rectifier or academy director posts. Those who already held official standing shall receive a further preferential advance; those unwilling to serve shall be retained as Directorate students. This shall not become a standing rule thereafter." The memorial was approved. Other failed candidates could not regularly receive such favors; occasionally some passed clerk examinations and entered the official register. Only after the examination was revived and then abolished again did the practice change: failed candidates were routinely given posts as circuit or prefectural school rectifier or academy director. The reserve roster for the provincial examination was expanded as well, with appointments as commandery school recorder or district instructor. At this point the civil examination produced talent in exceptional abundance.
37
Schools
38
In the first month of spring in the eighth year of Emperor Shizu's Zhiyuan reign, an edict established the Capital Mongol Directorate of Education. Sons of Mongol and Han officials at court and of keshik officers were selected for study, though no fixed quota was yet set. The Essentials of the Comprehensive Mirror was taught in Mongol translation. When students showed progress they were tested, and those who answered with mastery received official appointments. In the second month of spring in the tenth year of Dade under Emperor Chengzong, student grain stipends were increased from thirty to sixty. In the second year of Zhide under Emperor Wuzong, forty companion-reader posts were established, filled from registered students of superior accomplishment. In the tenth month of winter of the second year of Yanyou under Emperor Renzong, the school had set quotas of one hundred students—fifty Mongols, twenty persons of other colors, and thirty Han—but children of officials in attendance often exceeded two or three hundred. Their stipends were therefore increased by removing one hundred fourteen commoners from the regular rolls, allowing them to study in the hall without full stipend, and adding fifty places beyond the existing one hundred funded students. The original quotas were twenty Mongols and thirty Han. Paper, documents, brush, and ink were supplied only to thirty students, disbursed twice yearly.
39
In the seventh month of autumn in the sixth year of Zhiyuan, Mongol Script Schools were established throughout the circuits. In the twelfth month the Secretariat finalized and promulgated the school regulations, requiring sons of circuit and prefectural officials to enroll: two each for superior and inferior circuits, one each for prefecture and subprefecture. Commoner students were capped at thirty per superior circuit and twenty-five per inferior circuit. Volunteer students were exempted from personal miscellaneous corvée duties. A Mongol translation of the Essentials of the Comprehensive Mirror was distributed to every circuit for study. In the tenth month of winter of the fifth year of Dade under Emperor Chengzong, quotas were reset at twenty for scattered prefectures, fifteen for superior and middle subprefectures, and ten for inferior subprefectures. In the first year of Yuanzhen, authorities were ordered to allocate land to fund grain stipends for Mongol students in each circuit. School appointments were regulated in the nineteenth year of Zhiyuan. Circuits, prefectures, and subprefectures each received instructors, with the national script taking precedence over all others. A single term as prefectural instructor ranked at Associate Eighth Grade; after a further term as circuit instructor, at Regular Eighth Grade, after which one returned to promotion within one's original grade. In the fourth year of Dade an additional school rectifier post was created. From the National University down to district and county schools, top students were examined by the Hanlin Academy and appointed as school officers or translators.
40
稿簿
In the sixth year of Taizong (the guisi year), Feng Zhichang was made chief instructor of the Directorate of the Sons of the State, and eighteen sons of court ministers were enrolled. In the seventh year of Zhiyuan under Emperor Shizu, eleven sons of court ministers entered the school: four older students under Xu Heng and seven younger ones under Wang Xun. In the twenty-fourth year the Directorate of the Sons of the State was formally established and its regulations set. Erudites were appointed to direct all academic affairs, teaching the three halls, expounding the classics, and correcting pronunciation. They oversaw instruction above and examined students' progress below. Assistant erudites were also appointed to share academic oversight, each responsible for one hall; rectifiers and recorders enforced the rules and supervised coursework. The curriculum began with the Classic of Filial Piety, Elementary Learning, Analects, Mencius, Great Learning, and Doctrine of the Mean, then advanced to the Odes, Documents, Record of Rites, Rites of Zhou, Spring and Autumn Annals, and Changes. Erudites and assistants taught punctuation and glosses directly; rectifiers, recorders, and companion-readers passed the lessons down in sequence. Lectures followed the reading sequence, and rectifiers, recorders, and companion-readers continued instruction in the same order. The next day lots were drawn and students were made to recite their lessons from memory. For paired composition, verse, classical commentary, and historical critique, erudites set the topics. Students drafted answers, submitted them first to assistants, and only after erudites approved were entries made in the coursework register for grading. The student quota was set at two hundred, with an initial enrollment of one hundred students and twenty companion-readers. Of the first hundred, half were Mongol and half were persons of other colors and Han combined. Xu Heng also drafted entrance rites and daily routines for students. In the seventh year eighty students were enrolled, and this became the permanent standard.
41
In the twelfth month of winter of the eighth year of Dade under Emperor Chengzong, quotas for Directorate students were first set: one Mongol, one person of other colors, and one Han graduate every three years. In the intercalary tenth month of winter of the tenth year the Directorate set two hundred students, with two graduates presented from each category every three years.
42
In the intercalary seventh month of autumn of the fourth year of Zhide under Emperor Wuzong, the student quota was fixed at two hundred. In the twelfth month of winter the Directorate examination and presentation system was restored: Mongols received sixth-rank posts, persons of other colors seventh rank, and Han associate seventh rank. Mongol students were tested leniently, persons of other colors under somewhat stricter standards, and Han students under the full civil examination format.
43
西 簿 殿 滿
In the eighth month of autumn of the second year of Yanyou under Emperor Renzong, one hundred students and twenty hall companions were added, and the Directorate presentation examinations were revised along lines proposed by Zhao Mengfu, Yuan Mingshan, and others. First: advancement through the halls by grade. Six halls faced each other east and west. The lower pair were Recreation in the Arts (left) and Resting in Benevolence (right), for recitation, elementary lectures, and paired composition from Elementary Learning. The middle halls were Resting in Virtue (left) and Aspiring to the Way (right), for the Four Books and poetry. The upper halls were Timely Practice (left) and Daily Renewal (right), for the Changes, Documents, Odes, Spring and Autumn, and examination essays on classical meaning. Each hall had a different capacity. Quarterly examinations of coursework and conduct determined orderly promotion. Second: rules for internal examinations. Han students qualified from the Daily Renewal and Timely Practice halls; Mongols and persons of other colors from Aspiring to the Way and Resting in Virtue. Students with at least two full years in a hall and no infractions were allowed to sit the internal examination. Presentation to the civil examinations required at least three full years' residence in a hall. Han internal exams assigned one classic doubt in the first month of each season, one classic meaning in the second, and one policy question, memorial, or edict in the third. Mongols and persons of other colors took one classics subject in the first two months of each season and one policy question in the third. Superior answers in both reasoning and style earned one point; sound reasoning with ordinary expression earned half a point. At year's end points were totaled. Students scoring at least eight-tenths were promoted to advanced standing, capped at forty—ten Mongols, ten persons of other colors, and twenty Han. Year-end presentations did not require a full quota—only genuine ability mattered. Ties for limited slots were broken by length of residence in the hall. Students who missed the threshold, or met it when no vacancy existed, forfeited that year's points and began accumulating anew. On the second day of each month at dawn, after the ceremonial bow, erudites and assistants seated themselves and summoned candidates. Each received sealed examination paper, fixed-format questions, no aides or cheat sheets, answers in regular script, copying by rectifiers and recorders, and grading by assistants then erudites according to civil examination practice. The next day supervisors re-checked papers, logged scores, and the school retained the records until the year-end tally. Third: demerits, penalties, and expulsion. Students in the point system who neglected coursework or broke rules lost one point on the first offense, two on the second, and were expelled on the third, upon report by rectifiers or recorders; officials who failed to report faced penalties from the supervisor. Advanced students who broke rules were barred from presentation for one year on the first offense and expelled on the second, upon report by rectifiers or recorders, with the same penalty for officials who failed to report. At year's end any student with less than half a year's actual residence in a hall was expelled. Only monthly leave was credited; other absences did not count toward residence. At year-end rectifiers and recorders reviewed all students. Mongols and persons of other colors were judged separately; Han students who after three years had not mastered one classic or refused diligent study were expelled. Other penalties followed the previous rules.
44
殿
In the sixth month of summer of the third year of Taiding, the point system was replaced with direct presentation and examination under Emperor Shizu's original rules. The presentation examinations followed proposals from the school supervisor, broadly similar to the earlier rules but with tighter safeguards. The school had two rectifiers, two recorders, one director of music, two librarians, one registrar, and ceremonial attendants. Under the point system these posts went to top students; after points were abolished, rectifiers and recorders were drawn from the upper halls among students over thirty whose conduct could serve as a model; the musically skilled became director of music; capable administrators became librarians and registrars. Ceremonial attendants were chosen from the upper and middle halls among students skilled in ritual, with clear delivery, who had assisted at the seasonal Confucian sacrifice, monthly new-moon rites, and other public ceremonies. In the third month of spring of the second year of Tianli under Emperor Wenzong, companion-reader quotas were adjusted: originally twenty with two presented yearly, then forty with six under Dade, four under Zhide, and eight under Yanyou causing a backlog. With the quota fixed at forty, four were to fill Secretariat clerkships and four circuit instructor posts. Thereafter, presented students sat the metropolitan examination with candidates from across the empire at the Ministry of Rites and faced palace interrogation; the reserve roster was expanded and further selection applied.
45
使 便 滿 滿
When Emperor Taizong first secured the Central Plains, he immediately planned to establish schools and recruit scholars by examination. In the second year of Zhongtong under Emperor Shizu, school officers were appointed in every circuit, with strict instruction so that advancing students might become qualified talent for official service. In the fourth month of summer of the nineteenth year of Zhiyuan, every circuit in Yunnan was ordered to build schools for sacrifice to the sages. In the second month of the twenty-third year, while at the traveling palace in Dexing Prefecture, the emperor ordered that former school lands in Jiangnan be restored to support students. In the twenty-eighth year elementary schools were ordered within Jiangnan circuit schools and each district school, taught by elderly scholars of accomplishment, or by those who recruited their own teachers or had been educated at home, as they preferred. Sites associated with former Confucians, places where renowned scholars had lived, and philanthropists who funded students were also established as academies. Teachers appointed by the court were called instructors and served in circuits, prefectures, and superior and middle subprefectures. Appointments from the Ministry of Rites, regional secretariats, or pacification commissions were school rectifiers, academy directors, school recorders, and instructors, for subprefectures, districts, and academies. Each circuit had one instructor, school rectifier, and school recorder; scattered prefectures and superior and middle subprefectures one instructor each; inferior subprefectures one school rectifier; districts one instructor; academies one academy director. In the Central Plains, subprefecture and district school rectifiers, academy directors, recorders, and instructors all received credentials from the Ministry of Rites. In the provinces, the same posts received appointment documents from the regional secretariat or pacification commission. Circuit, prefecture, and subprefecture academies each had a direct student to manage finances, appointed after examination by the prefect and surveillance officials. After completing his term, the direct student submitted ten compositions in his specialty and, upon passing, was promoted to school recorder or instructor. Rectifiers, academy directors, school recorders, and instructors might be appointed on recommendation from the Academy of Scholarly Worthies, the surveillance apparatus, or other offices. After two rounds of assessment, instructors and recorders were promoted to school rectifier or academy director. After one assessment, rectifiers and directors advanced to instructor in scattered prefectures or superior and middle subprefectures. After another assessment, subprefecture instructors were promoted to circuit instructor. Each province appointed two school superintendents above the rank of instructor—a chief at associate fifth rank and a deputy at associate seventh rank—charged with all educational administration. Later reforms made direct students who completed their terms into subprefecture clerks. Lower-tier civil examination graduates routinely filled rectifier and director posts, alternate-list graduates served as instructors and recorders, and nominees were also considered. Students at the capital school, local schools, and academies were recommended by magistrates, vetted by the surveillance system, and appointed either as instructors or clerks—yielding a steady stream of talent.
46
使 使 調 使使滿 簿
In the fifth month of summer of the second year of Zhongtong, Wang You, director of the Imperial Medical Service, reported to Emperor Shizu: "Medical education has long lain dormant, and no teachers remain for the young. I fear that if the court recruits physicians hastily without proper training, the harm will be grave." The emperor then sent Deputy Commissioner Wang Anren with a gold tablet to establish medical schools in every circuit. Students were exempted from medical corvée and draft duties. Once they had made progress, monthly examinations on difficult cases determined rewards and discipline according to their performance. Regulations were later codified and circuit superintendents appointed to oversee medical education. Graduates serving the palace or secretariat could enter the regular civil roster and hold magistracies, but physicians promoted from within the Imperial Medical Service were excluded—a sign that mixed paths must not adulterate the civil service. Officials of the Imperial Medical Service who received imperial commissions were promoted like fifth-rank civil and military officials; others advanced by seniority, and descendants enjoyed hereditary privilege on the regular roster. Pharmacy stewards rose through chief supervisor and direct chief to deputy and then commissioner of the Imperial Pharmacy; upon completing their terms they were assigned transitory posts under the usual rules. All medical instructors were appointed by the Imperial Medical Service; circuit chief practitioners were proposed at the same rank as instructors—associate ninth. Court physicians, sons of medical officials, and students at circuit and local medical schools were all subject to examination. Medical texts attributed to renowned local physicians were all examined and verified. The origins, properties, and authenticity of drugs were all inspected. Each year circuit schools received thirteen categories of difficult cases from the Imperial Medical Service. Students studied these cases, and year-end reports sent to the ministry determined their standing.
47
In the sixth month of summer of the twenty-eighth year of Zhiyuan, Emperor Shizu first established Yin-Yang schools in every circuit. In the metropolitan region and Jiangnan, those versed in yin-yang lore were vetted by circuit officials. Following the model of Confucian and medical schools, each circuit appointed a professor to instruct them. Those expert in divination and numerology were each year reported to the provincial authorities and summoned to the capital for examination. The genuinely gifted were allowed to serve at the Astronomical Bureau. Early in the Yanyou era, yin-yang practitioners were regulated like Confucian and medical students, with one instructor at each circuit, prefecture, and subprefecture, all under the Grand Astrologer.
48
西 使 使 使
The court sought recluses by summoning the neglected, and elevated exceptional talent to await men of uncommon ability. During the Zhongtong era, Xu Heng was summoned and made instructor for Huaimeng Circuit, with orders to educate gifted youths from that region. That same year Li Ye, a Jin advanced scholar, was summoned and made Hanlin Academician. Liu Yin was summoned as Academician of Scholarly Worthies but declined to come. On the recommendation of Grand Councilor Yexian, Prince of Xianning, Xiao Ji was summoned but refused; he was nevertheless appointed superintendent of Confucian schools in Shaanxi. In the eighteenth year of Zhiyuan, the throne called for descendants of ancient sages, scholars, physicians, diviners, experts in astronomy and calendrics, and recluses in mountain retreats. In the twentieth year Liu Yin was again offered the post of Right Assistant in the Palace; he declined, and the court would not accept his refusal. Soon he pleaded to retire and care for his aged parents, accepting no salary at all. Later envoys brought appointment to his home; citing illness, he still refused to serve. In the twenty-eighth year another edict sought hidden worthies, requiring local officials to submit their names. In the sixth year of Dade, Wu Cheng, a commoner from Linchuan, was summoned and made Attendant of Hanlin Script; he accepted the post and at once went home. In the ninth year the throne sought virtuous and learned men in mountain retreats who understood government, and sent envoys to summon Xiao Rang with this message: "If office holds no appeal, come once to speak with Us, and you may go home." In the third year of Zhida, Wu Cheng was again summoned as Vice Commissioner of the Directorate but returned ill; in the third year of Yanyou he was made Direct Academician of Scholarly Worthies but did not attend owing to illness; in the third year of Zhizhi he was appointed Hanlin Academician. Emperors Wuzong and Renzong summoned Xiao Rang repeatedly, offering him posts as Academician and Directorate Vice Commissioner; he declined, and the offer was changed to Attendant Lecturer of Scholarly Worthies. He was summoned again as Right Mentor to the Heir Apparent and only then came to the capital, receiving joint appointment as Academician and Directorate Rector while retaining his mentor title. In the eleventh month of the seventh year of Yanyou, Emperor Renzong issued an edict: "Civil examinations have lately been instituted to recruit talent, yet we fear that eminent men dwelling in obscurity among hills and gardens cannot be reached. Wherever men of moral excellence live in seclusion, possess lofty talent and virtue, understand government deeply, and seek no fame, local offices shall report their names to the circuit surveillance commission for review and possible appointment." Repeated edicts also invited criticism from below. Even denunciations of current policy went unpunished. The court often adopted such counsel and appointed the speakers to various posts in pursuit of good government. Authors whose writings enriched education and enlightened posterity were also considered for appointment, and this became standing practice.
49
西
The presentation of child prodigies first appeared in Tang and Song examinations but had no fixed quota. In the third year of Dade under Emperor Chengzong, the prodigies Yang Shantong and Haitong were presented. In the fifth year the Daidu school superintendent presented Zhang Qinshan of Anxi Circuit, and the Jiangzhe regional secretariat presented Zhang Shengfu. In the first year of Zhida under Emperor Wuzong, Wu Fu'an was presented. In the third year of Yanyou the Jiangzhe regional secretariat presented Yu Fusun and Feng Hugge. In the sixth year Henan Circuit presented Zhang Dahan, and Academician Wan Zhebuhua presented Ding Wanwan. In the seventh year Hejian District presented Du Shantong and Daxing District presented Chen Dan. In the first year of Zhizhi under Emperor Yingzong, Lianjiang District in Fuzhou Circuit presented Chen Yuanlin. In the third year of Zhizhi the Henan regional secretariat presented Zhang Ying. In the fourth year of Taiding, Fuzhou presented Ye Liujing. In the second year of Tianli under Emperor Wenzong, Du Suling was presented. In the second year of Zhishun, Mailaide, son of Dabutai, was presented by special decree. All were admitted to the Directorate of Learning because their native gifts far outstripped their peers—some could recite classics from memory or write large characters, others compose essays or expound on the classics and histories. Zhang Qinshan excelled especially in seal script; Chen Yuanlin had mastered Neo-Confucian principle; when Ye Liujing was questioned on the Four Books, he answered: "Nothing surpasses serving one's parents with all one's strength and serving one's ruler with one's life." Contemporaries looked to him for great things ahead.
← Previous Chapter
Back to Chapters
Next Chapter →