← Back to 元史

卷八十四 志第三十四: 選舉四

Volume 84 Treatises 37: Selection of Officials 4

Chapter 84 of 元史 · History of Yuan
← Previous Chapter
Chapter 84
Next Chapter →
1
Selection of Officials, Part Four — Merit Examination
2
滿 滿
For officials serving at court: under the regulations of Zhiyuan 6 (1269), one merit review advances one rank, and two reviews together advance two ranks at most. Vice ministers of the Six Ministries (rank 4a) are promoted to rank 3 after a combined total of eighty months of service, as under the former rule. Directors, vice directors, and chief clerks in the Left and Right Secretariat offices advance two ranks upon completing their review. Directors, vice directors, and section chiefs in the Six Ministries advance one rank after a thirty-month review and two ranks after two reviews combined.
3
On the number of reviews required for promotion, the central ministries prescribed: officials at rank 9b must complete three terms before advancing to rank 8b. Rank 9a officials advance to rank 8b after two terms. Rank 8a officials advance to rank 7b after three terms. Rank 7b officials, after three terms, are referred to the Secretariat for decision. Rank 7a officials advance to rank 6b after two terms. Rank 6b officials advance to rank 5b after three terms in all. Rank 6a officials advance to rank 5b after two terms. Promotion from rank 5b to 5a: because fourth-rank posts are scarce, after two terms one must also serve as prefect of an upper prefecture before entering the fourth rank. Fourth-rank officials, whether in the capital or in the provinces, are promoted to rank 3 after a combined total of eighty months.
4
簿 簿
On verifying officials' conduct records: in Zhongtong 3 (1262) an edict established a register format requiring each official's name, birthplace, age, and sequence of appointments. In Zhiyuan 19 (1282), when officials' departure credentials reached the central ministries, their performance was reviewed to determine promotions and dismissals. In Dade 1 (1297), provincial officials' credentials went to the Ministry of Personnel, with criminal records checked only at the Ministry of Justice; each career was recorded in a conduct register and appointments were decided accordingly.
5
滿 調
On demotion upon return from assignment: in Zhiyuan 19 it was fixed that Jianghuai officials who held imperial appointment edicts at matching rank were routinely advanced two grades when transferred out. Jianghuai officials continued to be posted within the Jianghuai region as before. Those who had completed their merit review were exempt from demotion upon return. Those who had not completed a review retained one rank lower than the rule would otherwise allow. Officials with formal qualifications not yet in the regular civil ranks who held appointment edicts, upon return: rank 3 was treated as rank 6, rank 4 as rank 7, and ranks 5a/5b as rank 8a; Those holding commission edicts: ranks 6a/6b were treated as rank 8b, ranks 7–8 as ranks 9a/9b, and ranks 9a/9b as record clerks or patrol inspectors. Those without formal qualifications or commoners who held appointment edicts: rank 3 was treated as rank 7, rank 4 as rank 8, and ranks 5a/5b as rank 9a; Those holding commission edicts: ranks 6a/6b were treated as rank 9b, ranks 7–8 as record clerks or patrol inspectors, and ranks 9a/9b as bureau supervisors. The above officials with qualifying ranks, if posted again in adjoining Fujian or the two Guang stream-cave prefectures, were to advance one rank. Promotion rules for the two Guang regions and Fujian were considered separately. In Zhiyuan 14 (1277), for officials who before central registration had founded offices and pacified the populace with real merit: if entitled to appointment edicts, rank 3 was treated as rank 7 and ranks 4–5 as rank 8; If entitled to commission edicts, ranks 6a/6b were treated as ranks 9a/9b, ranks 7–8 as record clerks or patrol inspectors, and ranks 9a/9b as bureau supervisors. Commoners without formal qualifications not eligible for regular promotion: if entitled to appointment edicts, rank 3 was treated as rank 8 and ranks 4–5 as rank 9; If entitled to commission edicts, ranks 6a/6b were treated as record clerks or patrol inspectors, and rank 7 and below as bureau supervisors. The above officials, if posted again in adjoining Fujian or the two Guang stream-cave prefectures, were to advance one rank. Promotion rules for the two Guang regions and Fujian were considered separately. After Zhiyuan 14, newly pacified prefectures and districts were governed by the precedents above. Jianghuai officials whose prior rank did not qualify them but who had been advanced two grades and transferred out: upon return, their proper prior rank was fixed and they received two grades under the above rules, limited to Jianghuai transfers; interior postings followed the same rules. Officials of rank 7 and below who had previously served at ranks 3 or 4 were treated one rank higher than the precedent for qualified officials not yet in the regular civil ranks. The first three categories received one additional rank on their proposed qualifying grade at appointment. In year 21, an edict stated: "Military officers entering civil service who held appointment edicts but had not taken office were to be reassigned at their approved rank, with seniority counted from the ceremonial assumption date for merit reviews and promotion. If they had already ceremonially assumed office at matching rank, months were totaled for promotion; for rapidly promoted officials, prior-service months beyond one review period were combined with later-service months at the approved rank; those without a completed review were reassigned at the approved rank from the ceremonial assumption date. For regular interior officials: besides those at matching rank promoted under standard rules, rank-6-and-below holders of appointment edicts whose prior rank was not yet in the regular civil ranks were assessed for formal qualifications and post rank; after one review from the commission date they were treated under Jianghuai rules, otherwise advanced one further rank. Officials of rank 5 and above were decided by analogy and submitted to the Secretariat; for those already appointed, decisions were made comprehensively upon return from office."
6
滿 使 滿 滿 使滿滿 使滿 滿 滿滿 滿 滿滿 滿 滿 滿 滿 西 西西滿 滿滿 滿 滿 滿
On clerical seniority and grades: in Zhiyuan 6 the Ministry of Personnel submitted that secretariat and ministry interpreters and liaison officers, formerly leaving office after 120 months, should complete service after 90 months given the increased documentary burden. In year 19 the ministry proposed: for provincial liaison officers, interpreters, clerks, and envoys abolished or replaced under precedent with unequal service months, those originally sent from secretariat clerks without one review were to have service supplemented; those with one review or more were decided by the precedent for Censorate and court clerk qualifications. Those recruited locally were entered one rank lower; those without one review were returned for use within their province. Pacification commission staff sent from the central offices without one review were to have service supplemented; those with one review or more were decided one rank below the ministry clerk qualification precedent. Those recruited locally were lowered one further rank; those without one review received no separate ruling. In year 20 the province proposed that clerks and interpreters in the Yunnan Branch Secretariat's most remote border posts complete review after 60 months. Gansu Branch Secretariat clerks and interpreters complete review after 65 months; native personnel continue under the former rules. In year 25 the province approved that Burma Branch Secretariat clerks share the same qualification rules as Yunnan. In Dade 1 provincial ministers reported that secretariat, censorate, and court clerks, interpreters, liaison officers, seal keepers, and envoys, formerly completing service at 90 months with overly rapid promotion, should now complete at 120 months and be promoted within qualifying posts. Also edict writers, memorial-selection managers, and bituqchi handling criminal documents had counted eight months as ten; this conversion was abolished thereafter. In year 4 a regulation set all office clerks, interpreters, and envoys at 120 months' completion. The ministry ruled that distant-region clerks and interpreters sent from Gansu, Fujian, and Sichuan complete service at 90 months. Those sent from the two Guang regions and the Haibei Hainan Circuit complete at 80 months; Yunnan Province at 80 months. Native personnel complete at 120 months. The Secretariat ruled that all complete review at 90 months, while native personnel remain at 120 months under precedent. In Zhida 1 the ministry ruled that the Karakorum Branch Secretariat, as a distant region, releases staff after 90 months like Sichuan and Gansu. In year 2 an edict restored Shizu's 90-month completion for clerical staff everywhere; those who had served 120 months and been appointed followed the Dade 11 interior rule, with one qualification deducted for provincial appointments. Those on the roster after the edict not yet appointed, and those reporting completion with 120 months' service, were calculated as four reviews combined; no further qualification deduction applied to provincial appointments. The province proposed 90 months as completion, with remaining months counted in the next post. Those who should have completed service but did not leave their post could not count excess months. In year 3 the province approved rules for Hexi Surveillance Commission clerks' service months. The ministry ruled per former precedent: Yunnan 60 months, Hexi and Xichuan 65 months, native personnel 90 months. In Huangqing 2 the ministry noted that all clerical staff had completed at 90 months until Dade 1 changed this to 120 months, restored in Zhida 2. Many received appointments during this twelve-year period. Original appointments used either 30 or 40 months per review; unequal treatment led to frequent appeals citing precedent, disrupting selection rules. It was proposed to follow the issued edict: those entering service after Dade 1, 3rd month, 7th day until the old system was restored, appointed or not, used 40 months per review and 120 months total for completion, with qualification reduction on promotion. Those appointed before completing service had reviews calculated uniformly; over 26 remaining months qualified for one-rank promotion; over 15 months deducted one provincial qualification; under 15 months counted in the next post. After the rule change, those who should have completed service but did not leave their post received no ruling on excess months."
7
滿滿 使 滿 滿
On clerks completing review and receiving rank 6b: in Zhiyuan 9 the province approved that secretariat clerks before Zhongtong 4 were promoted to rank 6, afterward appointed at rank 7; after Zhiyuan, given heavier duties, those completing review should uniformly receive appointment as before Zhongtong 4. In year 31 the province ruled that Three Preceptors staff—Mongolian bituqchi, clerks, and envoys—follow secretariat establishment; those not transferred from the censorate or courts were entered at a lower rank. In Yuanzhen 1 the province ruled that National History compilation staff follow Three Preceptors rules; those not transferred from the censorate or courts were entered at a lower rank. In Dade 5 the ministry reported the qualifying ranks of secretariat clerks who had completed review. The province ruled that court, censorate, and branch secretariat clerks selected as secretariat clerks must serve 30 months before leaving office despite review completion; ministry clerks may not directly count secretariat clerk months, distinguishing centrally sent from locally recruited staff.
8
滿 滿 使 滿 滿 西 滿 滿 滿 滿 滿 滿 使 滿 滿 滿 滿 滿 滿 使調滿 滿調 滿 使
On clerks completing review and receiving rank 7a: in Zhiyuan 9 the ministry proposed that court, censorate, and Grand Secretariat for Agriculture clerks qualify at rank 7a after three reviews. With one review or more, rank was decided by verifying months served. Below one review, 20 months or more qualified for rank 8b; 15 months or more qualified for rank 9a; below 15 months but above 10 qualified for rank 9b with one added qualification; below 10 months qualified as patrol inspector. In year 11 the ministry ruled that Jarquchi clerks and interpreters completing review follow Privy Council and Censorate clerk rules—rank 7a after three reviews; locally employed staff one rank lower; vacancies filled from ministry clerks. In year 14 the ministry proposed that former station superintendent clerks, now under the rank-2b Communications Office, should share censorate and court staff qualification rules for liaison officers, interpreters, and clerks. In year 15 the Hanlin National History Academy reported that its clerks, provincially approved, share Censorate qualifications and should be drawn to fill secretariat clerk vacancies. Per the Ministry of Personnel dispatch, academy clerks complete review at 90 months with ministry clerk qualifications; as both academy and Censorate are rank-2 court offices, academy clerks share Censorate clerk qualifications, with vacancies filled from ministry clerks. In year 19 the ministry proposed that Treasury Office rank-2b court clerks and interpreters sent from central offices follow Communications Office rules upon review completion; locally employed staff one rank lower. In year 20 chief clerks of the Anxi King's chancellor's office were placed under the same transfer rules as censorate and court clerical staff. In year 22 the ministry proposed that the raised-to-rank-2 Xuanhui Court, equal to censorate and court offices, should grant clerk qualifications at rank 7a, with vacancies filled from ministry clerks. The rank-2a General Regulatory Court and Censorate were proposed to share unified clerk and interpreter qualifications upon review completion. In year 23 the province approved that Heir Apparent Household Administration clerks selected from the Six Ministries qualify at rank 7a upon review completion; locally employed staff at a lower rank. In year 24 the Academy of Worthies reported that it shares rank with the Hanlin National History Academy. The province ruled that academy clerks completing review receive the same unified decision. In year 25 the province ruled that Shangdu Garrison Command clerks qualify at rank 8a after three reviews; those selected from ministry clerks share Xuanhui Court and Imperial Medical Academy clerk qualifications. When the Shangdu Garrison Command was raised to rank 2a, locally recruited existing clerks did not set precedent upon review completion and were selected from within rank 7b; those selected from ministry clerks shared Xuanhui Court and Grand Secretariat for Agriculture clerk qualifications upon review completion. The ministry ruled that Chief Protectorate staff follow Communications Office clerk and interpreter qualifications: centrally sent staff qualify at rank 7a upon review completion; locally employed staff one rank lower. In year 26 the province approved that rank-2 court Chief Merit Commission clerks and interpreters follow the same promotion rules as censorate and court staff. In year 29 the ministry reported that Grand Preceptor clerks selected from ministries qualify at rank 7a after three reviews; locally employed staff at a lower rank. The Chongfu Office, equal in rank to the Chief Protectorate and Treasury Office, granted rank 7a upon review completion to centrally sent staff and one rank lower to locally employed staff. Clerks posted by Fujian Province for the Java expedition were all credited with a completed merit review upon their return. In year 30 the province approved that Palace Construction Office clerks, like those of the Communications Office and comparable offices, qualify for rank 7a upon review completion. The ministry ruled that those selected from the Six Ministries qualify for rank 7a upon review completion, while locally employed staff are entered within their own office. In Yuanzhen 1 (1295), with the Inner Secretariat at rank 2a, its clerks were recruited from ministry clerks and qualify for rank 7a upon review completion; locally employed staff at a lower rank. In Dade 9 (1305) the ministry proposed that Grand Preceptor clerks selected from ministries qualify at rank 7a upon review completion, with locally employed staff at a lower rank. In Zhida 4 (1311) the province approved that Huifu Hall clerks, seal keepers, liaisons, interpreters, envoys, and record clerks—all locally employed and exempt from regular rotation—serve within their own office upon review completion. Longxi Hall clerks drawn from regular selection follow standard promotion upon review completion; locally employed staff remain outside the regular rotation and serve within their own office. In Huangqing 2 (1313) the ministry ruled that Chongxiang Hall staff dispatched from ministry clerks transfer per precedent, while unqualified candidates enter at a lower rank. In Yanyou 4 (1317) the ministry ruled that Longxi Hall clerks, interpreters, liaisons, seal keepers, and record clerks follow the same rules as Wutai Shuxiang Hall staff and are assigned through regular selection. Staff with prior service in directorates or superintendencies, or registered ministry clerks, qualify upon review completion at the rank-2 yamen level but enter at a lower grade; those without prior rank also enter lower and advance one qualification step; Those dispatched from the central province and ministries follow standard promotion rules. Future clerk vacancies must be filled from regular-selection Confucian instructors and active ministry clerks on the rolls; envoys from among officials and qualified candidates; liaisons and seal keepers chosen on the chief's recommendation, still drawn from officials; irregular appointments receive no separate ruling. Shuxiang Hall staff, previously without fixed rules, should follow the same policy.
9
滿滿 滿 滿 滿 滿 滿 滿 便 滿 滿 使滿滿滿
On clerks qualifying for rank 7b upon review completion: in Zhiyuan 6 (1269) the province proposed that ministry clerks, interpreters, and liaisons recruited before Zhongtong 4 (1263) month 1 complete ninety months, register at rank 7b, serve one term at reduced rank 8a, then return to rank 7b. Later appointees also complete ninety months at rank 8a and remain exempt from the return-lowering rule. In year 9 the Personnel and Rites ministries proposed that all ministry clerks register at rank 7b after two reviews. Above one review, appointment is determined by verified months of service. Below one review, twenty months or more of service qualifies for rank 9a. Fifteen months or more qualifies for rank 9b; below that, clerks become document controllers and liaisons and interpreters become inspectors. When the Grand Treasury Superintendency was raised to rank 3a alongside the Six Ministries, counting prior service of personally recruited staff toward review credit was deemed improper; from the upgrade date ninety months would constitute completion, matching ministry clerk qualifications, with vacancies filled in order from registered ministry clerks. In year 11 the province ruled that Provincial Adjudication Office clerks share Six Ministry clerk qualifications; after ninety salaried months and review completion they are appointed, with vacancies filled from eligible ministry clerks in order. The province ruled that rank-3a Central Imperial Workshop clerks follow Grand Treasury clerk qualifications, appointing within rank 7b after ninety months; personally recruited staff one grade lower, with vacancies filled from eligible ministry clerks. In year 13 the province ruled that Mobile Works Ministry clerks share Six Ministry clerk qualifications. After ninety months, kheshig corps clerks share ministry clerk qualifications; vacancies are filled from registered ministry clerks. In year 20 the ministry reported that regional administration clerks and interpreters should share censorate and court staff qualifications. Regional censorate and court clerks, interpreters, and liaisons qualify after ninety months; those originally dispatched from the capital or eligible candidates rank one grade below censorate and court staff. In year 23 the province ruled that Dadu Garrison Command and Lesser Treasury clerks dispatched from the center share ministry clerk qualifications, qualifying at rank 7b after ninety months; personally recruited staff at a lower rank. In year 24 the province ruled that Central Imperial Attire Superintendency clerks dispatched from the center share Grand Treasury clerk and interpreter qualifications; personally recruited staff at a lower rank. For Astronomical Bureau clerks, the ministry ruled that centrally dispatched staff appoint within rank 7b, while personally recruited staff enter at a lower rank. The ministry proposed that after ninety months, capital-dispatched regional staff drawing metropolitan salaries qualify like censorate and court clerks; regional censorate and court staff one grade lower, all selected in the metropolitan core; personally recruited staff step down one grade and serve in Jiangnan. In year 29 the province ruled that Gongchang Grand Marshal Command clerks follow circuit Pacification Commission qualifications; personally recruited staff at a lower rank. In Dade 3 (1299) the province approved shifting Shangdu Garrison clerk recruitment from active ministry clerks to the registered rolls because of distance; they may transfer to rank-2 yamen clerks like active Six Ministry clerks, with any remainder qualifying at rank 7b upon review completion. In year 8 the ministry proposed that Utilization Superintendency staff entering before Dade 3 (1299) month 8, when filling salaried clerk posts elsewhere or transferring within the superintendency as memorial couriers or record clerks, qualify within their earned rank; those promoted from warehouse keepers and foremen, and persons without prior rank, are decided comprehensively within miscellaneous posts; locally employed staff remain under their own superintendency's assignment. In Huangqing 1 (1312) a regulation granted all Diancui Superintendency staff rank-7 entry qualifications. The ministry ruled that the Grand Treasury, Utilization, and the other four superintendencies follow the same rule. Province-dispatched staff upon review completion follow Six Ministry rules; other directorate clerks and interpreters qualify at rank 8a and memorial couriers at rank 9a. Diancui and former Dianbao Superintendency staff were ordered to share Grand Treasury superintendency qualifications by imperial decree. The province ruled that already-appointed staff follow the former precedent. In year 3 the province approved that rank-2a Zhangqing Commissariat staff would normally qualify at rank 7a like other court rank-2 offices, but as a Huizheng Court subordinate would qualify at rank 7b; locally employed staff lower; ministry clerks who completed review qualify at rank 7a, others only at rank 7b. Vacancies must be filled by rule; local self-recruitment is not permitted.
10
滿滿 滿 滿 西西滿 滿 滿 滿 滿 滿 西滿 祿 滿 滿 使滿 滿滿 調滿 滿 滿滿 滿 滿 滿 滿 滿 使祿滿 滿 滿滿 使 滿滿 調滿使 滿 滿 滿 調 調滿 調滿 使滿 滿滿 滿滿 滿 ˇ
On clerks qualifying for rank 8a upon review completion: in Zhiyuan 11 (1274) the province proposed that rank-3b Secretariat Superintendency clerks exit at rank 8a after ninety months; locally employed staff one grade lower; vacancies filled from reviewed record clerks. The province ruled that rank-3a Court of Imperial Sacrifices clerks exit at rank 8b after ninety months, with vacancies filled from eligible superintendency clerks. The province ruled that rank-4a Lesser Treasury clerks follow Armaments Superintendency qualifications: centrally dispatched staff appoint within rank 8a after three reviews; personally recruited staff one grade lower upon completion. The province ruled that rank-4a Imperial Herds clerks dispatched from the center exit at rank 8a after ninety months; locally employed staff one grade lower; vacancies filled from record clerks. The ministry proposed that Henan and other circuit Pacification Commissions, external rank 2b and equivalent to court rank-3 ministries, transfer clerks after ninety months like ministry clerks. Kaiyuan and other circuit Pacification Commissariats, external rank 3a, transfer clerks and interpreters within rank 8a after ninety months, one grade below the prior precedent. In year 14 the ministry proposed that Military Council Adjudication Office clerks exit at rank 8b after ninety months, with vacancies filled from reviewed record clerks. In year 16 the ministry proposed that rank-3b Military Council Adjudication Office staff dispatched from superiors qualify within rank 8a after ninety months, one grade below provincial adjudication clerks; locally employed staff one grade lower; vacancies filled from qualified candidates. In year 21 the ministry proposed that Guangxi, Haibei, and Hainan Pacification Commission clerks, interpreters, and memorial couriers follow Lingnan-Guangxi Surveillance Commission scribes: twenty months per review, sixty months equivalent to completion. The province approved preferential treatment for Guangdong Pacification Commission clerks in that malarial frontier region, following Quanzhou regional administration staff with twenty months per review. In year 22 the province approved that Heir Apparent Household Administration and Chamberlain bureaus, rank-3 inner-palace offices whose clerks are not self-employed and draw Six Ministry salaries, fill household clerk vacancies from the two bureaus' clerks with Military Council guard clerk qualifications, exiting at rank 8a upon review completion. Imperial Brewery Superintendency clerks follow the same rule as Six Ministry clerks: superintendency clerks appoint within rank 8a upon review completion, with non-centrally dispatched staff one grade lower; the Imperial Brewery follows likewise. In year 23 the province approved Court of Imperial Sacrifices clerk appointment within rank 8a after ninety months, with vacancies filled from the approved registry. Luoluo Pacification Commission and Military Ten-thousand Household chief officers and clerks in Yunnan follow Yunnan regional administration precedent: sixty months to completion; edict-bearing chief officers count thirty months per review. Rank-3a Armaments Temple clerks and interpreters follow former Agriculture Temple superintendency precedent, exiting at rank 8a upon review completion; Armaments Temple clerks likewise. Imperial Lodging Superintendency clerks follow other directorate clerks, qualifying at rank 8a upon review completion; self-employed staff one grade lower. Shaanxi-Sichuan regional Shunyuan and other Military-Civilian Pacification Commissions follow Yunnan clerk and interpreter rules with sixty months to completion. In year 24 the ministry proposed that Astronomical Bureau, Armaments Temple, and Court of Imperial Entertainments clerks appoint within rank 8a after ninety months; locally employed staff one grade lower. Imperial Medical Academy clerks under the Xuanhui Court, if centrally dispatched, follow superintendency clerk rules and qualify at rank 8a upon review completion; locally employed staff at a lower rank. In year 26 the province approved unified review-completion rules for Censor-in-Attendance and Daily Record compiler staff following superintendency clerk precedent. Ceremonial Office clerks follow Censor-in-Attendance and Daily Record compiler transfer rules. In year 27 the province approved that Yanqing Office clerks after ninety months follow Chamberlain and Household Administration precedents: centrally dispatched staff exit at rank 8a; locally employed staff at a lower rank. In year 28 the province approved that Imperial Stud clerks follow Imperial Mounts and comparable temple clerks, exiting at rank 8a after ninety months; locally employed staff one grade lower. Palace Guard Direct Command clerks, equal in rank to the Armaments Temple, exit at rank 8b upon review completion; locally employed staff one grade lower. Mongol and other guard clerks are prior review-completed clerks who should enter within rank 8a; guard clerk vacancies filled from the provincial registry qualify at rank 8a upon review completion. Military Council Grand Marshal commands, guard units, and garrison-farming offices are all assigned and transferred by the Council; active locally employed clerks upon review completion are decided by the Council. Xuanzheng Court Adjudication clerks and Hanlin-dispatched Military Council and Mongol bitchi qualify at rank 7b after ninety months; liaisons and clerks at rank 8a; memorial couriers at rank 9a; record clerks transfer to court memorial couriers after ninety months; locally employed staff at a lower rank. In year 29 the ministry proposed that Left and Right River Pacification Grand Marshal clerks and interpreters follow Yunnan, Two Guangs, and Fujian staff with sixty months to completion. Two Guangs interpreters appoint except at rank 7b; non-Hanlin selections have no separate ruling. Centrally dispatched clerks qualify at rank 8a and memorial couriers at rank 9a upon review completion; locally employed staff at a lower rank. Ceremonial Phoenix Office clerks follow Ceremonial Office rules, qualifying at rank 8a upon review completion; locally employed staff one grade lower. The Personnel ministry ruled that Hami chief Jiaqachi Balakhasun darughachi clerks, like Asud Badur darughachi bitchi, qualify within rank 8a upon review completion; though salaries differ, these court-attendant offices share corresponding entry qualifications. In year 30 the province approved that rank-3a Bekosun clerks and interpreters follow various superintendency clerk and interpreter qualifications. Rank-3b Waterways Superintendency clerks and interpreters follow superintendency clerk qualifications, entering at rank 8a upon review completion; locally employed staff at a lower rank. Local rank-3a Jirhaghusi Baoshi Balakhasun darughachi and Jiaqachi Balakhasun darughachi clerks form one entity and should exit at rank 8a upon review completion per precedent. In Yuanzhen 1 (1295) the province approved that centrally dispatched Remains Recovery Superintendency clerks and interpreters appoint within rank 8a upon review completion; personally recruited staff at a lower rank. When the Chamberlain and Household Administration bureaus became the Inner Steward and Palace Chief offices, their staff remained under the original rules. When the Palace Guard Direct Command rose to rank 3a, its clerks and interpreters drew Court of Imperial Entertainments salaries; qualified appointees qualify at rank 8a and memorial couriers at rank 9a upon review completion; locally employed staff at a lower rank. In Dade 3 (1299) the ministry ruled that Falconry Chief Office staff follow court rank-3 rules and appoint within rank 8a upon review completion. In year 5 the ministry proposed that Karakorum Pacification Grand Marshal staff follow court rank-2 yamen rules with reduced service months. The ministry ruled that circuit Pacification Commission clerks enter at rank 8a after 120 months; locally employed staff at a lower rank. Karakorum Pacification, lacking subordinate sources and situated in extreme cold, had already received the capital's favor of a ninety-month completion term; all its staff would now qualify within rank 8a upon review completion regardless of local employment. In year 8 the ministry reported the Regional Waterways Superintendency establishment: eight clerks, six memorial couriers, ten trench guards, one liaison, one seal keeper, one interpreter, and twenty dispatchers. Capital Waterways Superintendency clerks, interpreters, liaisons, and seal keepers appoint within rank 8a upon review completion; memorial couriers at rank 9a; locally employed staff lower; trench guards share memorial courier qualifications and pay. The Jiangnan Regional Waterways Superintendency, a new office, should fill clerk posts from regional regular-rotation document controllers; memorial couriers and trench guards must also be qualified; upon review completion they appoint in Jiangnan one grade below capital Waterways staff; record clerks and dispatchers remain locally employed. In year 9 the ministry reported that the Imperial Mounts Temple sought raised staff qualifications and pay citing Armaments Temple, Grand Treasury, and Insignia precedents. The deliberation found that superintendency staff raises came by imperial decree; Imperial Mounts Temple staff should follow the existing proposal. In Zhida 3 (1310) the ministry reported that in remote, frigid Karakorum, Military-Horse Office scribes transfer to circuit chief administrator scribes after slightly more than one review. Any unfilled posts promote to office chief after sixty months. Chief administrator scribes transfer to Qinghai Pacification clerks after another review and qualify at rank 8a upon completion; non-local transfers enter lower; unfilled posts become ministry-appointed document controllers after sixty months; Mongol bitchi follow the same rule. The ministry ruled that the rank-3a Prince of Jin Adjudication Office fills quiremaichi and seal keepers on the chief's recommendation, Mongol bitchi from the Hanlin Academy, and clerks from reviewed Inner Secretariat record clerks and registered directorate clerks; after ninety months they qualify at rank 8a alongside officials. Memorial couriers must also be qualified; after ninety months they appoint per precedent; locally employed staff upon review completion are decided by their own office. In Huangqing 1 (1312) the ministry requested regular-selection entry qualifications for Guard Command office staff from the capital province. The deliberation held that Guard Command clerks, as military office staff without a civil-transfer rule, would follow a standard from the approval date: pre–Huangqing 1 (1312) month 2 day 9 staff like Pasturage Superintendency clerks; later appointees from registered directorate clerks or regular-selection document controllers follow the above rules; locally employed staff remain outside regular rotation. The ministry ruled that active Huizheng Court Treasures Office clerks filled from registered directorate clerks, regular-rotation document controllers, or court record clerks with two reviews follow Inner Steward clerk precedent, qualifying at rank 8a upon completion; liaisons, interpreters, and seal keepers likewise; locally employed staff lower. Future vacancies must be filled by rule; irregular appointments receive no separate ruling. In year 2 the ministry ruled that active Huizheng Court Yanfu Bureau clerks filled from registered directorate clerks, regular-rotation document controllers, or court record clerks with two reviews follow Inner Steward clerk precedent, qualifying at rank 8a upon completion; liaisons, interpreters, and seal keepers likewise; locally employed staff at a lower rank. Future vacancies must be filled by rule; local self-appointment is forbidden. In Yanyou 3 (1316) the province approved that Huizheng Court Guard Services, raised by decree to rank 3a alongside the Palace Guard Direct Command, should establish clerks and interpreters; upon review completion at rank 8a; locally employed staff at a lower rank. The Guard Service retains former Guard Service staff, counting service from the approval date; upon review they promote like locally employed staff; future vacancies go to qualified appointees who enter per precedent upon completion. Huizheng Court Provisions Bureau staff: the ministry ordered regular selection for clerks and interpreters—rank 8b upon review completion, memorial couriers rank 9b, locally employed staff lower; future vacancies must be qualified; irregular appointees remain in their own office upon completion. In year 4 the province approved Granary Storage wanhu scribe and interpreter entry: a Zhida 2 (1310) ministry order had left Karakorum scribes unfixed; in that remote, frigid circuit, Military-Horse Office scribes transfer to circuit and chief-command scribes after one review, then to Qinghai Pacification clerks after another, qualifying at rank 8a; unfilled posts become ministry document controllers after sixty months; Mongol bitchi follow the same rule. The Shazhou and Guazhou Granary Storage wanhu offices, likewise on a remote frigid frontier, share Karakorum Circuit chief administrator scribe entry qualifications.
11
滿 滿 滿 滿 滿 滿
On clerks qualifying at rank 9a upon review: in Zhiyuan 20 (1283) the province approved that Palace Registry Superintendency clerks reach rank 9a after ninety months; dismissed precedent staff by verified months; personally recruited staff one grade lower. In Zhiyuan 28 (1291) the province proposed Surveillance Commission staff from document clerks under old Surveillance Branch rules: top names to the ministry, lower names to the Investigation Branch; unfilled posts count from commission service and enter at rank 9a upon completion, with avoidance of sub-district and native circuit. The ministry ruled that Investigation Branch document clerks, except active staff at thirty months, enter at rank 8b after ninety months if not fully transferred. Vacant Investigation Branch clerk posts are filled only from circuit Surveillance Commission document clerks: ministry transfer after thirty months, rank 8b after ninety. Non–Surveillance Commission appointees transfer to the ministry after forty-five months; unfilled posts enter one grade lower at rank 9a after ninety months upon review completion. In Zhiyuan 30 (1293) the province approved that Regional Secretariat Investigation Branch clerks with more than one review transfer to Jiangnan Pacification and Inner Secretariat Investigation Branch posts from active staff. Any unused appointees enter at rank 9a after ninety months. Jiangnan vacancies follow Inner Secretariat Investigation Branch rules, filled from circuit Surveillance Commission document clerks by precedent. In Dade 4 (1300) the province proposed circuit Surveillance Commission document clerks under the Zhiyuan 28 month 7 entry rule: top names to the ministry, lower names to Investigation Branch clerks. Unpresented appointees count from Surveillance Commission service and enter at rank 9a upon review completion. Currently serving Surveillance Commission document clerks would register at rank 9a after ninety months under the fixed entry and advance one qualification grade upon return. Surveillance Commission staff entering after Dade 1 (1297) month 3 day 7 must complete ninety months, serve one term as document controller, and appoint within rank 9b. Liaisons and interpreters follow the same rule. Investigation Branch document clerks under the Zhiyuan 28 month 12 entry rule are chosen from circuit Surveillance Commission clerks: ministry transfer after thirty months, rank 8b after ninety. Non–Surveillance Commission appointees transfer to the ministry after forty-five months. Unfilled appointees enter one grade lower at rank 9a after ninety months upon review completion. Currently serving Investigation Branch clerks would appoint under the fixed entry after ninety months and advance one qualification grade upon return. Staff first entering on or after Dade 1 month 3 day 7 transfer to the ministry only under the old rule. Regional Secretariat Investigation Branch clerks under the Zhiyuan 30 month 1 entry rule come from Surveillance Commission clerks: after one review they transfer to Jiangnan Pacification and Inner Secretariat Investigation Branch posts; unused staff enter at rank 9a after ninety months in Jiangnan. The province proposed that currently serving Regional Secretariat Investigation Branch clerks advance one qualification grade upon return after ninety months under the fixed entry. Staff first entering on or after Dade 1 month 3 day 7 transfer to Jiangnan Pacification clerks only under the old rule; northerners are presented to the Inner Secretariat Investigation Branch.
12
滿 滿 滿 使使 滿 便 使 滿 西滿 使 滿 使 使滿 西滿 滿
On clerks qualifying for finance, document, and office-chief posts: in Zhiyuan 13 (1276) the Personnel and Rites ministries reported that circuit scribes under forty-five transfer in order to Surveillance Branch document clerks. Unfilled appointees enter office chief posts after ninety months; after above sixty months they enter record clerk posts. The province held that Shangdu and Dadu circuit scribes could not share other circuits' entry and should follow Surveillance Branch document clerk appointment. In Zhiyuan 14 (1277) the province approved Verification Office scribes on ministry orders: middle-prefecture office chiefs after ninety months; lower-prefecture record clerks if review or sixty months incomplete; vacancies filled by qualified dispatch. In Zhiyuan 21 (1284) the province approved that the Various Crafts Chief Office, unlike the Palace Workshop Directorate, and comparable craft yamens without fixed entry would match outer-circuit chief administrator scribes and enter office chiefs upon review completion. In Zhiyuan 22 (1285) the province approved that Dadu circuit Chief Transport clerks share Chief Salt Transport document clerk entry. Of three outer-circuit chief administrator scribes, two Confucian scribes are presented; unpresented staff above forty-five enter office chiefs upon review completion. In Zhiyuan 23 (1286) the province approved that circuit scribes and transport document clerks above forty-five become record clerks after sixty months and office chiefs after ninety; excess service is discarded. Memorial couriers' months should be set by the regional administration and they should be conveniently appointed within finance posts. The province approved Verification Office rank-5a clerk entry matching Paper Currency Superintendency scribes: service commissioner after ninety months, chief supervisor after sixty; forty-five to sixty months, chief supervisor plus one term; below forty-five, transport commission clerks. The ministry proposed that capital transport scribes transfer to Investigation Branch clerks; unfilled staff above forty-five enter office chiefs after ninety months per precedent. In Zhiyuan 24 (1287) the ministry ruled that itinerant agriculture-promotion document clerks come from top circuit chief administrator scribes, become document controllers upon completion, and memorial couriers are delegated by the Chief Agriculture Office. The province approved Various Bureaus Crafts Chief Office clerks within office chiefs. In Zhiyuan 25 (1288) the province approved that Great Protector King of Benevolence Temple and Zhaoying Palace Finance Regulation clerks and interpreters follow Dadu rank-3 chief administrator scribes and become document controllers after ninety months. The ministry ruled that Gansu and Ningxia itinerant agriculture-promotion offices, as frontier posts, follow Gansu regional and Hexi Longbei Surveillance Branch rules: twenty-two months per review, sixty-five months to completion. The province approved Provisions Office scribes matching Verification Office scribes for service commissioner posts after ninety months. In Zhiyuan 26 (1289) the province approved that itinerant agriculture-promotion document clerks count excess circuit scribe months at three-to-two, totaling ninety months, for document controller promotion. Right Secretariat Office and Dadu Hunting-Capture-Craft Households Chief Office clerks follow Various Bureaus Crafts Chief Office precedent and enter office chiefs after ninety months. The province approved Circuit Paper Currency Chief Superintendency vacancies filled from top transport and grain-transport scribes: record clerk after thirty months, office chief between forty-five and sixty, document controller after sixty; directorate clerk service permitted. Circuit Paper Currency Superintendencies follow likewise. By imperial approval the Dadu Chief Administrator Office gained ten scribes, five delegated. Scribes become document controllers after sixty months; delegates appoint within higher finance posts; vacancies go to salaried appointees with records; replacement before review completion requires cause. In Zhiyuan 27 (1290) the province approved Capital Chief Grain Transport clerks as document controllers after ninety months; above forty-five, following Chief Myriad Treasuries scribes, directorate clerk service permitted. In Zhiyuan 29 (1292) the ministry proposed Dadu clerks above forty-five as document controllers after sixty months, advancing with one grade reduced upon return; below forty-five with above sixty months, two presented to the ministry yearly. Memorial couriers enter mid-level finance posts after sixty months. The province approved Capital Chief Grain Transport clerks under Circuit Paper Currency scribe entry: record clerk after thirty months, office chief between forty-five and sixty, document controller after sixty. In Zhiyuan 30 (1293) the province approved rank-6a Eight Works Superintendency scribes as record clerks above forty-five months and office chiefs above sixty. In Yuanzhen 1 (1295) the province approved Dadu circuit Chief Transport clerks as document controllers after ninety months. In Dade 3 (1299) the province approved Circuit Paper Currency and Chief Myriad Treasuries Four Treasuries scribes as document controllers after ninety months; above sixty months, voluntary petitioners enter office chiefs; vacancies fill from Equalization and Circulation treasury clerks in order. The province approved rank-5b Paper Currency Chief Treasury and Prosperity-Tranquility Treasury scribes within office chiefs after ninety months. Above sixty months, voluntary petitioners enter record clerks. Vacancies must be filled from capital rank-5 yamen scribes, Left and Right Patrol Offices, Daxing and Wanping counties, prefectural scribes, and registered ministry record clerks. The province approved Left and Right Eight Works scribes within office chiefs after ninety months; above sixty months, voluntary petitioners enter record clerks; vacancies from capital granary clerks. Capital Chief Grain Transport clerks above sixty months serve as document controllers; vacancies from top scribes of circuits, prefectures, and capital rank-5 yamens. Dadu scribes became clerks: above sixty months and age forty-five or below, up to two presented yearly; above forty-five, document controllers after sixty months with reduced qualification advancement upon return. Dadu Chief Administrator clerks still become document controllers after sixty months without qualification reduction; vacancies from top prefectural Military-Horse, Patrol, Daxing, and Wanping scribes. In Dade 5 (1301) the province approved Hedong Pacification Military Stores scribes and interpreters at ninety months; interpreters from the Hanlin Academy, scribes from prefectural and county scribes, promoting like circuit chief administrator staff; local interpreters undecided; scribes in mid-level finance, delegates in lower finance. In year 7 the ministry proposed rank-4 Jinan-Laigang and Guangping-Zhangde Ironworks Chief Superintendency scribes as record clerks after ninety months under scattered-prefecture upper-prefecture precedent. Mongol bitchi to mid-level finance posts; memorial couriers to lower finance; record clerks become office memorial couriers after three reviews. The province approved rank-3a Shaanxi Xuzhou Various Tribes Barbarian Pacification clerks and interpreters, upon review completion, matching circuit scribes for memorial courier appointment at regional discretion. In year 9 Pacification Commission Datong Granary Storage wanhu offices at rank 3b completed scribes, interpreters, and delegates at ninety months; scribes in mid-level finance, delegates in lower finance. In Dade 10 (1306) the province approved that circuit scribes after sixty months must serve one term as above-fifty-thousand-shi granary official for record clerk, then office chief after one review, middle-prefecture document or finance after another—ninety months total to enter regular ranks. Below-fifty-thousand-shi granary service promotes to record clerk; two reviews to office chief; then one review as above. Unfilled circuit scribes enter record clerks after ninety months, office chiefs after two reviews, following the above path; non–prefecture-county transfers get no credit for excess service.
13
滿滿 滿 滿 使滿 使 使滿 滿 滿 使滿 滿 滿 滿 滿 使 滿 滿 滿 滿使 滿
On liaison and interpreter review promotion: in Zhiyuan 2 (1265) the ministry ruled that Yunnan Regional Administration frontier clerks and interpreters count twenty months per review and qualify after sixty months. In Zhiyuan 9 (1272) the province approved that provincial, ministerial, and secretariat seal keepers, originally above office staff now at rank 8b, should reach rank 8a upon review; prior qualifications verified where held, otherwise actual months. In Zhiyuan 20 (1283) circuit Surveillance Commission memorial couriers, liaisons, and interpreters had fixed rules; liaisons after ninety months would follow interpreters in unified promotion. The ministry held that regional administration, secretariat, and court officials below rank 5 and chiefs should follow secretariat and court precedent of one grade per review. Regional administration staff match secretariat and court entry under fixed rules; regional court and secretariat clerks, interpreters, liaisons, and dispatchers after ninety months from capital dispatch or qualified appointees are decided one grade below secretariat and court staff. The ministry proposed Gansu Regional Administration clerks, interpreters, liaisons, and dispatchers at sixty-five months; capital dispatch per ministry ruling; locally employed under old rules. In Zhiyuan 21 (1284) the ministry proposed Sichuan Regional Administration staff unified with Gansu Regional Administration months. In Zhiyuan 23 (1286) the ministry proposed Fujian and Two Guang regional clerks, interpreters, liaisons, and dispatchers at sixty months, appointing only in Jiangnan unless the region recommends essential staff, who rise one qualification grade. In Zhiyuan 24 (1287) the ministry ruled that regional administration, secretariat, and court clerks after ninety months from capital qualified dispatch share secretariat and court entry for administration clerks, one grade below for secretariat and court staff, all in the metropolitan core; locally employed descend one grade, Jiangnan only. In Zhiyuan 27 (1290) the province proposed Mongol bitchi within rank 5, Mongol-script professors one grade above Confucian professors, bitchi one grade above provincial clerks, and all Mongol interpreters raised one grade. In Zhiyuan 28 (1291) the ministry proposed Circuit Paper Currency Chief Superintendency Mongol bitchi as record clerk after thirty months, office chief after forty-five, document controller after sixty, excess months within patrol inspectors. Memorial couriers enter higher finance after ninety months, mid-level finance after sixty. Hanlin edict-writing bitchi, like capital Mongol bitchi managing imperial commissions, count eight months as ten for rank-6a transfer. The ministry held edict-writing bitchi match commission-managing Mongol bitchi with eight-tenths-as-ten month counting; entry otherwise fixed. Centrally dispatched Chongfu Office clerks, interpreters, and seal keepers emerge at rank 7a upon review completion; locally employed one grade lower. Centrally dispatched Chongfu dispatchers emerge at rank 8a upon review completion; locally employed one grade lower. Circuit Surveillance Commission liaison and interpreter entry should unify with document clerks at rank 9a upon review completion. Memorial couriers upon review completion appoint two grades below liaisons and interpreters within ministry finance posts and patrol inspectors. In Zhiyuan 30 (1293) the province approved centrally selected Directorate of Imperial Construction clerks and interpreters at rank 7a upon review completion; locally employed decided by their own office. Dadu Mongol bitchi entering after the precedent would appoint within patrol inspectors after sixty months with one grade reduced upon return. In Dade 3 (1299) the province ruled Hanlin-selected circuit interpreters complete review after ninety months. Except Mongols under the proposal, other category persons and Han Chinese must serve one term as service commissioner, one as document controller, then appoint within patrol inspectors. The province ruled Dadu Transport Office liaisons follow office clerks into patrol inspectors upon review completion. In year 4 the province approved Yunnan circuit Surveillance Commission Cunbai liaison and interpreter entry matching document clerks at ninety months, one patrol inspector term, then rank 9b within Yunnan. In year 7 Pacification Commission memorial couriers except precedent appointees complete review after 120 months; self-recommended staff lower; qualifications weighed upon return. Surveillance Commission liaisons and interpreters entering after Dade 1 month 3 day 7 reach rank 9b after ninety months and one patrol inspector term; document clerks at ninety months may serve as patrol inspectors; violations denied. Circuit interpreters dispatched by circuit school supervisors from metropolitan interpreters qualify after ninety months through service commissioner, chief controller, and patrol inspector terms—three reviews to rank 9b; violators denied despite months served. Mongol bitchi of the Huitong Hall, after ninety months' service as chief controller, were transferred for internal appointment. In year 10 the province approved that bitchi of the Central Political Court who drafted empress-dowager edicts should follow the same entry precedent as bitchi who drafted imperial edicts. Clerks and interpreters at the far frontier posts of the BaFan-Shunyuan and Haibei-Hainan pacification commissions and grand marshal's offices, upon completing their reviews, were to follow the Guangdong-Guangxi and Fujian precedent and receive transfer appointments in Jiangnan.
14
On officials' retirement: in Zhiyuan 28 (1291) the province ruled that all officeholders who reached seventy, their vigor failing, should retire as precedent required. Many officials now under consideration for appointment were already seventy or older and ought to be made to retire accordingly. In Dade 7 (1303) provincial ministers proposed that civil and military officials who reached seventy at rank 3 or below should receive one grade of honorary rank above their entitled rank and then retire. In year 10 provincial ministers proposed that officials too old to serve should, upon the qualifications due them, receive honorary rank and a remotely conferred substantive title before retiring. In Huangqing 2 (1313) provincial ministers proposed that for Mongol and semu officials of rank 3 or below whose honorary rank fell below their substantive rank, both titles should be raised one grade upon retirement.
15
滿 歿 使 歿 歿
On the system of posthumous honors: in the early Yuan only one or two distinguished old families received special enfeoffment; though rudimentary regulations existed, they were not consistently applied. In Zhiyuan 20 (1283) a regulation noted that though merit reviews held local administrators to the five criteria, without real incentives the process produced only empty paperwork and no practical result. Henceforth, annual reviews would count as a middle examination when local administrators fulfilled all five criteria and when officials at home and abroad achieved results within their terms. After the first review, the wife would receive a title matching her husband's rank. After the second review, sons and younger relatives could enter office through inherited privilege. After the third review, grandparents and parents would receive posthumous honors. Officials whose standing fell short of enfeoffment might receive a measured rank advancement; those with exceptional service could be promoted out of turn. The Secretariat was to consult precedent and issue formal patents. In Zhida 2 (1309) an edict ordered the Ministry of Works to deliberate and implement posthumous honors for the parents and principal wives of regular officials of rank 5 and above, and for the principal wives of rank-7 officials and above. The Ministry of Rites convened the Ministry of Personnel, the Hanlin Academy and National History Institute, the Academy of Scholarly Worthies, the Grand Music Directorate, and others to set grades for posthumous honors and epithets—but a regulation held that Emperor Shizu had never instituted such enfeoffment, and ordered the practice abolished. In Zhizhi 3 (1323) provincial ministers noted that posthumous honors were meant to encourage future service, but widespread petitions had caused the practice to lapse midway. An edict ordered fresh regulations drafted and enforced, with care taken to prevent abuse and redundancy. The Ministry of Rites set new grades: ranks 1a and 1b could enfeoff three generations as State Duke, with the Primary Senior or Secondary Chief Pillar of State as honorary title; mother and wife both received the title State Lady. Ranks 2a and 2b could enfeoff two generations as Commandery Duke, with the Primary Senior or Secondary Guardian General as honorary title; mother and wife both received the title Commandery Lady. Ranks 3a and 3b could enfeoff two generations as Commandery Marquis, with the Primary Senior or Secondary Charioteer Commandant as honorary title; mother and wife both received the title Commandery Lady. Ranks 4a and 4b could enfeoff parents as Commandery Earl, with the Primary Senior or Secondary Cavalry Commandant as honorary title; mother and wife both received the title Commandery Lady of Lower Grade. Rank 5a could enfeoff parents as County Viscount, with the Valiant Cavalry Commandant as honorary title; mother and wife both received the title County Lady of Lower Grade. Rank 5b could enfeoff parents as County Baron, with the Flying Cavalry Commandant as honorary title; mother and wife both received the title County Lady of Lower Grade. Ranks 6a and 6b could enfeoff parents, but the father received only an honorary rank; mother and wife both received the title Lady of Respect. Ranks 7a and 7b could enfeoff parents, but the father received only an honorary rank; mother and wife both received the title Lady of Propriety. Ranks 1a through 5b received formal imperial patents; ranks 6 through 7 received decree documents. Those entitled to enfeoff three generations received one patent each for great-grandparents, grandparents, and parents; living recipients each received a separate patent at a reduced rank. For ranks 1 through 5, enfeoffment used both honorary rank and merit titles; for ranks 6 and 7, only honorary rank and substantive office applied, following whichever was higher. A great-grandfather was enfeoffed one grade below the grandfather, and the grandfather one grade below the father; parents and wife received the same honors as the husband or son. Parents still holding office were not enfeoffed; those retired or never in office were; and even parents still in office could abandon their posts to accept enfeoffment if they wished. If parents were eligible for enfeoffment but an applicant chose instead to honor great-grandparents or grandparents, that was permitted. When sons enfeoffed their parents, if the principal mother was still living, the birth mother could not be enfeoffed. If the principal mother had died, both mothers could be enfeoffed. If the birth mother had not yet received posthumous honors, the wife could not be enfeoffed first. Officials who had once taken bribes could not apply; and if after enfeoffment they committed bribery, the honors were fully revoked. Fathers and grandfathers who had originally held office with one rank of advancement were not subject to revocation. If father or grandfather had originally held office, enfeoffment followed the civil or military rank they had borne; if already enfeoffed, only one further rank was permitted at that grade, and those at the maximum rank were no longer eligible. (if the son reached rank 4, his father and grandfather might already bear upper-grade rank 4, and the like.) If two sons were both eligible to enfeoff, the higher rank prevailed. If civil and military ranks differed, the applicant's request prevailed. Women enfeoffed through husband or son followed the higher rank when both husband and son held office. When enfeoffing a great-grandmother, grandmother, or mother while she was still living, the prefix "Grand" was added; if she was already deceased, or if the great-grandfather, grandfather, or father still lived, it was not. Officeholders in mourning were permitted to enfeoff great-grandparents, grandparents, or parents when eligible. Those eligible to receive enfeoffment but in mourning for great-grandparents, grandparents, parents, parents-in-law, or a husband had to wait until mourning ended before applying. Those eligible for enfeoffment who died maintaining integrity on distant missions or fell in battle were investigated and considered for enhanced honors. Only one principal wife could be enfeoffed; if she had died, only one successor wife could be enfeoffed. Others were not eligible. Women enfeoffed through husband or son were forbidden to remarry; violators had their patents revoked and were sentenced to divorce. If a father or grandfather who had once held rank 3 or above died after meritorious service and imperial favor, descendants who did not hold office could submit verified records to local authorities for certification; the facts would be investigated and enfeoffment measured accordingly. Those without descendants were permitted to have officials certify and apply on their behalf. Applications were barred when great-grandparents, grandparents, or parents had committed the Ten Abominations, adultery, theft, or dismissal; or when the wife to be enfeoffed was not a principal wife properly married by ritual, or was a remarried woman, actress, concubine, or maid. All who petitioned for enfeoffment—court-attending and capital officials, and incumbents of branch secretariats, branch censorates, pacification commissions, and surveillance commissions—applied at their posts. Other officials, whether incumbent or appointed but not yet serving, applied with their discharge documents upon the day of replacement. Retired officials applied at the local office where they resided. From ranks 7 through 6, enfeoffment was permitted only once. Upon promotion to rank 5, one further enfeoffment was permitted. Upon promotion to rank 4, one further enfeoffment was permitted. Upon promotion to rank 3, one further enfeoffment was permitted. Upon promotion to rank 2, one further enfeoffment was permitted. Upon promotion to rank 1, one further enfeoffment was permitted. Regular officials enfeoffing a father or grandfather who had once held rank 3 or above were permitted to request a posthumous epithet. Those who had shown great integrity at court and rendered merit to the royal house were permitted to receive the title of meritorious minister. In Zhizhi 3 (1323) an edict declared that posthumous honors were meant to encourage loyalty and filial piety; henceforth honorary rank, substantive office, and merit titles were to be conferred according to precedent; officials serving outside the capital could apply while in office; and all other matters were to follow established regulations. In Taiding 1 (1324) an edict held that officials who had taken bribes could not receive enfeoffment, but after long disgrace they should be allowed to reform; those who truly amended their conduct and completed two terms without fault could have their supervising chief certify them impartially, with surveillance censors and surveillance commissions verifying the facts, and then apply under the usual rules.
← Previous Chapter
Back to Chapters
Next Chapter →