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卷62 漢紀五十四

Volume 62 Han Records 54

Chapter 62 of 資治通鑑 · Comprehensive Mirror in Aid of Governance
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【Han Records 54】
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Spanning the years from Rouzhao-Kundun through Zhuoyong-Shetige—three years in all.
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Reign of Emperor Xian (section Ding)
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1
In spring, in the first month, on guiyou day, the emperor proclaimed a general amnesty and adopted a new reign title.
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2 使
Dong Cheng and Zhang Yang wanted to bring the emperor back to Luoyang, but Yang Feng and Li Yue opposed the move, and the commanders grew mutually suspicious and disloyal. In the second month, Han Xian attacked Dong Cheng, who fled to Yewang. Han Xian encamped at Wenxi, while Hu Cai and Yang Feng held Wuxiang. When Hu Cai prepared to attack Han Xian, the emperor sent envoys to order him to desist.
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3
He Yi and other Yellow Turban leaders in Runan and Yingchuan rallied their bands to Yuan Shu; Cao Cao defeated them in battle.
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4使 使 使
Zhang Yang sent Dong Cheng ahead to restore the palaces at Luoyang. The Grand Master of the Stables Zhao Qi persuaded Liu Biao on Dong Cheng's behalf to dispatch troops to Luoyang to help repair the palaces; and military supplies flowed in without interruption. In summer, in the fifth month, on bingyin day, the emperor sent envoys to the camps of Yang Feng, Li Yue, and Han Xian asking them to escort him to Luoyang, and they complied. On yiwei day in the sixth month, the imperial procession reached Wenxi.
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5使 西 忿使
Yuan Shu attacked Liu Bei to seize Xuzhou. Liu Bei left his major Zhang Fei to hold Xiapi while he personally led troops against Yuan Shu at Xuyi and Huaiyin; the two sides grappled for a month, each winning skirmishes in turn. Cao Bao, the chancellor of Xiapi and a former officer of Tao Qian, fell out with Zhang Fei, who killed him; the city was thrown into turmoil. Yuan Shu wrote to Lü Bu urging him to strike Xiapi and promising military provisions. Lü Bu was delighted and marched east by land and river. Xu Dan of Danyang, a gentleman-attendant in Liu Bei's service, opened the gates to admit him. Zhang Fei was routed and fled; Lü Bu seized Liu Bei's wife and children and the families of his officers. When Liu Bei heard the news he turned back, but his troops disintegrated before he could reach Xiapi. Liu Bei rallied his remnants and marched east against Guangling; he fought Yuan Shu again, was defeated once more, and encamped at Haixi. Beset by hunger and desperation, his men resorted to cannibalism; Mi Zhu of Donghai, an attendant clerk in his service, supported the army with his family fortune. Liu Bei offered to submit to Lü Bu, who was himself angry that Yuan Shu had failed to keep supplying grain; Lü Bu recalled Liu Bei, reappointed him Inspector of Yuzhou, allied with him against Yuan Shu, and stationed him at Xiaopei. Lü Bu declared himself Governor of Xuzhou.
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Lü Bu's general Hao Meng of Henei attacked him by night; Lü Bu fled bareheaded and half-dressed to the camp of his commander Gao Shun. Gao Shun at once led disciplined troops into the headquarters to suppress the mutiny; Hao Meng was routed and fled; and by dawn Hao Meng's officer Cao Xing struck and killed him.
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6 殿 殿 宿
On gengzi day, Yang Feng and Han Xian escorted the emperor eastward; Zhang Yang supplied grain all along the route. In autumn, in the seventh month, on jiazi day, the imperial procession reached Luoyang and took up residence in the former mansion of the eunuch Zhao Zhong. On dingchou day, a general amnesty was proclaimed. In the eighth month, on xinchou day, the emperor moved into the Yang'an Hall of the Southern Palace. Zhang Yang, claiming credit for the restoration, had the hall named Yang'an after himself. Zhang Yang told the other commanders, "The Son of Heaven belongs to the empire; the court has its own ministers. I should go out and hold the frontier against outside threats." He then withdrew to Yewang. Yang Feng likewise withdrew to encamp at Liang, while Han Xian and Dong Cheng stayed behind as palace guards. On guimao day, Zhang Yang was made Grand Marshal, Yang Feng General of Chariots and Cavalry, and Han Xian Grand General with concurrent duties as Colonel-Director of the Retainers; each received the staff of authority and ceremonial axe.
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The palaces had been burned to ruins; officials picked their way through brambles and sheltered against broken walls; the provinces and commanderies each held their own armies, and no tribute reached the capital; and the court was starving. Masters of writing and those below them went out to gather fallen grain; some died of hunger among the ruins, others were killed by soldiers.
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7 簿
Yuan Shu seized on the prophecy that "the one who will replace Han is Tu-gao" and claimed that his own name fulfilled it. He further argued that the Yuan clan sprang from Chen, were heirs of Shun, and that yellow—the color of earth—would succeed red in the cycle of dynastic virtue; on this basis he plotted rebellion. When he learned that Sun Jian had obtained the imperial seal, he detained Sun Jian's wife and seized it from her. Learning that the emperor had been defeated at Caoyang, he convened his officers to discuss proclaiming himself emperor; but no one dared speak up. Chief Clerk Yan Xiang stepped forward and said, "From Houji down to King Wen, the house of Zhou accumulated merit for generations and held two-thirds of the realm, yet still served the Yin. Your lordship, though prosperous for generations, has not matched Zhou's grandeur; and the house of Han, though weakened, is nothing like the tyranny of King Zhou of Yin!" Yuan Shu said nothing.
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使
Yuan Shu invited the scholar-recluse Zhang Fan, who refused to come and sent his younger brother Zhang Cheng to decline on his behalf. Yuan Shu asked Zhang Cheng, "With my broad lands and numerous people, I mean to emulate Duke Huan of Qi and follow in the footsteps of the High Ancestor—what say you? Zhang Cheng replied, "Success lies in virtue, not in brute strength. One who wins men's hearts through virtue can rise from humble origins to hegemonic greatness without difficulty. But if you grasp at usurpation and move against the times, you will be abandoned by the people—who could then raise you up?" Yuan Shu was displeased.
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使 使
When Sun Ce heard of this, he wrote to Yuan Shu: "King Tang attacked Jie under the banner 'Xia is full of crimes'; King Wu attacked Zhou of Yin under the banner 'Yin is steeped in punishments.' Both were sages, yet neither could have overthrown his sovereign had the throne not already forfeited the Mandate. Our present sovereign has done no wrong to the realm; he is merely young and bullied by powerful ministers—a far cry from the age of Tang and Wu. Dong Zhuo was greedy, licentious, and insolent beyond measure; he deposed the emperor and set himself up, yet the empire united against him before he could succeed—how much worse will it be for one who copies his crimes and goes further still! I hear moreover that the young emperor is intelligent and precociously gifted; though the realm has not yet felt his beneficence, all hearts already incline toward him. Your house has served as chief ministers to Han for five generations; no family has known such honor. You should prove loyal and steadfast in repayment to the throne—the glory of the Duke of Zhou and Duke Shi is what the whole realm expects of you. Too many men today are seduced by apocryphal prophecies, wrenching texts to fit their purpose and flattering their lord without weighing success or failure—a folly warned against in every age. Surely you will think this through carefully! Loyal counsel grates on the ear and frank debate breeds resentment, yet if it serves your high purpose I dare not hold my tongue!" Yuan Shu had counted on his Huainan armies and assumed Sun Ce would side with him; when the letter arrived he was stricken with grief and fell ill. When Yuan Shu rejected his advice, Sun Ce broke with him entirely.
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It has been moved to precede "Cao Cao was at Xu."]1 Yan Baihu and other Wu bandit chiefs had more than ten thousand men each and were encamped throughout the region; Sun Ce's officers wanted to attack them first. Sun Ce said, "Men like Baihu are mere bandits without grand ambitions—they can be captured at leisure." He marched his army across the Zhe River. Yu Fan, merit officer of Kuaiji, urged the administrator Wang Lang, "Sun Ce is a formidable commander—you would do better to avoid a fight. Wang Lang refused. He raised troops and met Sun Ce at Guling.
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Sun Ce fought repeated battles across the river but could not break through. Sun Ce's uncle Sun Jing advised him, "Wang Lang holds a fortified position behind natural barriers; you cannot storm it quickly. Chadu lies a few dozen li to the south; you should seize it and strike from within—attack where he is unprepared and take him by surprise." Sun Ce agreed. That night he lit many fires as a diversion, split his force along the Chadu road, and stormed the camp at Gaoqian. Wang Lang was thrown into panic and sent the former Danyang administrator Zhou Xin and others to intercept him; Sun Ce routed and killed them. Wang Lang fled; Yu Fan followed close behind to protect him and sailed to Dongye; Sun Ce pursued, inflicted a crushing defeat, and Wang Lang came in person to surrender.
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Sun Ce appointed himself Administrator of Kuaiji, reinstated Yu Fan as merit officer, and treated him as an intimate friend. Sun Ce loved to hunt; Yu Fan remonstrated, "Your lordship delights in slipping out incognito; your escort cannot keep proper order, and your officers and men suffer for it. A ruler who does not maintain his dignity lacks authority: the white dragon disguised as a fish was caught by the fisherman Yu Qie, and the white serpent that went abroad on its own was slain by Liu Bang. I beg you to take heed!" Sun Ce said, "You are right. Yet he could not break the habit.
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9 使 西
Cao Cao was at Xu and planned to welcome the emperor to his base. His advisers argued that "the east is still unsettled; Han Xian and Yang Feng are arrogant with their past service and cannot be subdued in haste. Xun Yu replied, "Duke Wen of Jin received King Xiang of Zhou and the feudal lords flocked to him; the High Ancestor wore mourning for Emperor Yi and won the hearts of the realm. Ever since the emperor fell into exile, you were first to raise the righteous banner, but turmoil in the east kept you from going to his aid. Now the imperial carriage is turning homeward, Luoyang lies in ruins, loyal men yearn to restore the dynasty, and the people mourn the capital they have lost. If you seize this moment to receive the emperor and satisfy the people's hopes, you will align with the greatest mandate; hold yourself to utmost fairness and win the realm—that is the grand strategy; and uphold righteous purpose to gather the talented—that is supreme virtue. Rebels may stir in the provinces, but what can they achieve? Han Xian and Yang Feng are hardly worth your concern! If you delay, ambitious rivals will take heart; even if you reconsider later, it will be too late." Cao Cao then sent General of the Martial Yang Cao Hong west with troops to welcome the emperor, but Dong Cheng and others blocked the passes and Hong could not get through.
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便
Consultant Dong Zhao noted that Yang Feng had the strongest force but few allies; he drafted a letter for Cao Cao to Yang Feng: "Your army and mine have long admired each other's reputation and pledged mutual loyalty. You have rescued the emperor from dire peril and restored him to the old capital—an achievement without parallel in our age. How splendid! Traitors still run riot, the realm is not at peace, and the imperial charge is too weighty for any one man; it requires many worthy men to restore the royal order. No one can build this alone: heart and limbs must rely on one another, and if any part is missing the whole is flawed. You should be the pillar within; I will be your support from without. I have grain and you have troops; together we can supply each other's wants, through life and death, in plenty and in want." Yang Feng was delighted by the letter and told his officers, "Cao Cao's forces are close at Xu, with both troops and grain—the state ought to rely on them. They jointly petitioned to appoint Cao Cao General Who Pacifies the East and confirm his inheritance of his father's title, Marquis of Feiting.
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Han Xian grew arrogant on his past service; Dong Cheng, alarmed, secretly summoned Cao Cao; who marched his army to Luoyang. On arrival he memorialized against Han Xian and Zhang Yang. Han Xian, fearing execution, fled alone to Yang Feng. The emperor, remembering their service in escorting the imperial carriage, ordered that all charges be dropped. On xinhai day, Cao Cao was made acting Colonel-Director of the Retainers and put in charge of the Masters of Writing. He executed Master of Writing Feng Shuo and two others, punishing the guilty; enfeoffed Palace Guard General Dong Cheng and twelve others as marquises, rewarding merit; and posthumously appointed Colonel of the Archers Ju Jun Administrator of Hongnong, honoring his martyrdom.
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便 使 使 使
Cao Cao invited Dong Zhao to sit with him and asked, "Now that I have come this far, what course should I take? Dong Zhao replied, "You raised the righteous army to suppress rebellion, attended the emperor at court, and supported the royal house—the achievement of a hegemon. The generals here each have his own mind and may not obey you; staying to support the court is awkward. You should move the emperor to Xu. Yet the court has been uprooted and has only just returned to the old capital; the realm stands on tiptoe hoping for peace. To move the emperor again will disappoint everyone. Extraordinary deeds yield extraordinary rewards—weigh which course offers the greater gain." Cao Cao said, "That has always been my intent. Yang Feng is nearby at Liang, and I hear his troops are first-rate—will he not become a burden?" Dong Zhao said, "Yang Feng has few allies and is already tied to you—the appointments of Pacifying the East and Feiting were his doing. Send envoys with rich gifts to reassure him. Tell him the capital lacks grain and the emperor will temporarily visit Luyang, which is near Xu and easier to supply, so the court need not go hungry. Yang Feng is brave but not deep; he will not suspect you. By the time messengers have gone back and forth, your plan will be set—how can he hinder you?" Cao Cao said, "Excellent! He at once sent envoys to Yang Feng. The capital was then moved to Xu.2 The words "ninth month" are supplied accordingly.3 ]4 The ninth month began on guihai, so this is the twelfth day of the month.5 Cao Cao was made Grand General and enfeoffed as Marquis of Wuping. The ancestral temple and altars of soil and grain were first established at Xu.
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10( ) )
10. [In] this ( ninth) ninth)6 month)—as "ninth month" was supplied earlier, this reads "this month."] Minister over the Masses Chunyu Jia, Grand Commandant Yang Biao, and Minister of Works Zhang Xi were all removed from office.
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11
When the emperor moved east, Yang Feng from Liang tried to intercept the procession but arrived too late. In winter, in the tenth month, Cao Cao attacked Yang Feng, who fled south to Yuan Shu; Cao then stormed his camp at Liang and captured it.
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12
An imperial edict rebuked Yuan Shao: "Your lands are vast and your armies numerous, yet you build factions for yourself alone. We hear no troops coming to rescue the throne—only private wars among yourselves. The Book of Later Han, Annals of Emperor Xian, places it in the eleventh month, which began on renxu and includes wuchen and bingxu—the Book of Later Han is correct, and the eleventh month is supplied accordingly.7 On wuchen day, Yuan Shao was made Grand Commandant and enfeoffed as Marquis of Ye. Ashamed to rank below Cao Cao, he raged: "Cao Cao should have died a dozen deaths—I kept saving him—and now he holds the emperor hostage to order me about! He memorialized to decline and refused the appointment. Cao Cao, alarmed, offered to yield the Grand Generalship to Yuan Shao. On bingxu day, Cao Cao was made Minister of Works with concurrent duties as General of Chariots and Cavalry.
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Cao Cao appointed Xun Yu Palace Attendant and acting Director of the Masters of Writing. Cao Cao asked Xun Yu for strategists; Xun Yu recommended his cousin Xun You, Administrator of Shu Commandery, and Guo Jia of Yingchuan. Cao Cao summoned Xun You as Master of Writing and, after talking with him, exclaimed, "Gongda, you are no ordinary man. With him to plan by my side, what have I to fear under Heaven!" He was made military adviser.
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使
Earlier, Guo Jia had visited Yuan Shao, who received him with great honor. After some days he told Yuan Shao's advisers Xin Ping and Guo Tu, "A wise man chooses his lord carefully and so preserves himself whole while winning fame. Lord Yuan only imitates the Duke of Zhou in courting scholars, yet does not grasp how to use men—many schemes, few essentials, fond of counsel but unable to decide. To join him in saving the realm and founding an empire would be hard. I shall look elsewhere for a lord—why do you not leave too?" They replied, "The Yuan clan has won grace across the realm; men flock to them, and they are now the strongest power—where would we go? Guo Jia saw they would not listen, said no more, and left. Cao Cao received him and discussed the realm with him, then said, "The man who will help me complete the great enterprise is surely this one! When Guo Jia left he rejoiced, "This is truly my lord! ]8
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滿
Cao Cao appointed Man Chong of Shanyang magistrate of Xu. Cao Hong, a cousin of Cao Cao, had guests who repeatedly broke the law within Xu's jurisdiction; Man Chong arrested them. Cao Hong wrote to intercede, but Man Chong paid no heed. Cao Hong appealed to Cao Cao, who was about to issue a pardon; Man Chong, guessing his intent, had the offenders executed at once. Cao Cao was pleased and said, "Is this not how affairs ought to be handled!"
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13 ( ) )
Kong Rong, Administrator of Beihai, prided himself on his lofty spirit and aspired to save the realm, but his talent was slight and his ambitions vast—in the end he accomplished nothing. He held forth on lofty doctrine until it filled the offices; his speech was [warm] ( clear) clear)9 elegant")—emended per Zhang's commentary and the Biography of Kong Rong in the Book of Later Han.] ]—a pleasure to read aloud; in debate he sought facts, yet his proposals were hard to put fully into practice. He could cast a wide net, but his grasp of essentials was loose. He could win men quickly, but in time they would not stay with him. Those he employed were drawn to the odd and flashy—mostly shallow talents. For the great scholar Zheng Xuan he performed guest rites as to an elder, renamed his village the Village of Lord Zheng, and for worthy men such as Zuo Chengzu and Liu Yisun he merely kept them at his table without consulting them on policy, saying, "These are men the people esteem—we cannot neglect them!"
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-{}-
When Yellow Turbans attacked, Kong Rong was defeated and fled to Duchang. Yuan Shao and Gongsun Zan held the north in a chain; Kong Rong's forces were few and his grain scant; isolated in a corner, he had no line of communication. Zuo Chengzu urged him to submit to a strong power; Kong Rong refused and had him killed. Liu Yisun left him. Yuan Tan, Inspector of Qing Province, besieged him from spring through summer until only a few hundred soldiers remained; arrows flew thick as rain, yet Kong Rong still read at his desk, talking and laughing as though at ease. The city fell by night; he fled to the eastern hills; Yuan Tan captured his wife and children. Cao Cao, who knew him of old, summoned him as Master of Works in the Palace.
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西
When Yuan Tan first took Qing Province, his lands west of the Yellow River extended only to Pingyuan. He drove Tian Kai north, crushed Kong Rong in the east, and won great renown; but later he trusted petty men, indulged in luxury, and his prestige faded.
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14  滿
Since the Zhongping era the realm had fallen into chaos; peasants abandoned farming; armies rose everywhere, usually short of grain, with no stores for a full year. Hungry, they plundered; sated, they wasted what remained. Countless hosts collapsed without an enemy to defeat them. Yuan Shao's men in Hebei lived on mulberries. Yuan Shu's armies in the Huai region fed on shellfish; cannibalism was common; the provinces lay waste. Zao Zhi of the Imperial Guard proposed establishing military colonies; Cao Cao agreed, appointing Zao Zhi Colonel-Director of Tuntian and Ren Jun, Commandant of Cavalry, Central Gentleman for Agriculture. Civilians were settled in colonies near Xu and produced a million hu of grain. Provinces and commanderies followed suit; grain piled up everywhere and granaries filled. Thus Cao Cao campaigned in every direction without the burden of long supply lines and was able to swallow rival warlords one by one. The wealth of his armies and state began with Zao Zhi and was brought to fruition by Ren Jun.
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15 便 西
Yuan Shu, fearing Lü Bu, betrothed his son to Lü Bu's family; Lü Bu agreed again. Yuan Shu sent Ji Ling with thirty thousand foot and horse to attack Liu Bei, who appealed to Lü Bu for help. His officers said, "You have often wanted Liu Bei dead—let Yuan Shu do it for you. Lü Bu said, "No. If Yuan Shu defeats Liu Bei, he will join the Taishan commanders to the north and surround me—I must save Liu Bei." He led more than a thousand foot and horse to Liu Bei's relief. When Ji Ling heard Lü Bu was coming, he halted his army. Lü Bu camped southwest of Pei and sent orderlies to summon Ji Ling; Ji Ling in turn invited Lü Bu, who came and dined with Liu Bei. Lü Bu told Ji Ling and his officers, "Xuande is my sworn brother. You had him cornered, so I came to save him. I do not love fighting—I love ending fights." He had halberds set up at the camp gate, drew his bow, and called out, "Watch me strike the side branch of that halberd. If I hit it, disband your armies. If I miss, stay and fight." With a single arrow he struck the branch dead center. Ji Ling and his men were astonished. "General," they cried, "this is the power of Heaven itself!" They feasted again the next day, then each army went its way.
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使
Liu Bei gathered more than ten thousand troops. Lü Bu, alarmed, marched out and attacked him. Liu Bei was beaten and fled to Cao Cao, who received him warmly and appointed him Governor of Yuzhou. Someone urged Cao Cao, "Liu Bei has the heart of a hero. If you do not deal with him now, he will become a menace later." Cao Cao consulted Guo Jia. Guo Jia said, "That is true. Yet you raised a righteous army to deliver the people from tyranny, winning men of talent with sincerity and trust—and you still worry it is not enough. Liu Bei bears the name of a hero. He comes to you in distress; to harm him now would mark you as one who destroys the worthy. Then every able man will doubt you and turn elsewhere for a lord. With whom will you conquer the realm? To remove one man's threat while dashing the hopes of the empire—that bears on your very survival. You must weigh it carefully." Cao Cao laughed. "You have it exactly right!" He enlarged Liu Bei's force, supplied him with grain, and sent him east to Pei to rally scattered troops against Lü Bu.
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使 使
Earlier, while Liu Bei held Yuzhou, he had nominated Yuan Huan of Chen commandery as a distinguished scholar. Yuan Huan was held by Lü Bu, who wanted him to write a letter reviling Liu Bei. Yuan Huan refused, though Lü Bu pressed him repeatedly. He would not agree. Lü Bu flew into a rage and threatened him at sword-point: "Write and live; refuse and die!" Yuan Huan's face never altered. Smiling, he replied, "I have heard that only virtue can shame a man—not insults. If Liu Bei is a true gentleman, your words will not shame him; if he is a petty man, he will do as you wish anyway—and the shame will be yours, not his. Besides, my service to General Liu today is like my service to you—if I leave you tomorrow, may I revile you in turn? Would that be right?" Lü Bu, abashed, desisted.
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16 使
Zhang Ji marched from Guanzhong into Jing province, attacked Xiang, and was killed by a stray arrow. The officials of Jing province congratulated him, but Liu Biao said, "Zhang Ji came in desperation; we failed him as hosts, and blades were crossed—that was not my wish. I accept condolences, not congratulations." He sent men to receive Zhang Ji's troops; and when the soldiers heard of it they were glad and gave him their loyalty. Zhang Ji's kinsman Zhang Xiu, General Who Establishes Loyalty, took command of the army and encamped at Wan.
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Earlier, after the emperor left Chang'an, Jia Xu, General Who Displays Might, surrendered his commission and joined Duan Wei at Huayin. Jia Xu was already renowned, and Duan Wei's troops revered him; Duan Wei honored him with every courtesy. Jia Xu secretly planned to join Zhang Xiu. Someone asked, "Duan Wei treats you so well—where else could you be safe?" Jia Xu said, "Duan Wei is suspicious by nature and already mistrusts me. His courtesy is lavish, but it will not last—he will turn on me. If I leave he will be pleased, hoping I secure a powerful ally abroad, and he will treat my family well; Zhang Xiu lacks a strategist and wants me—then both my household and my life will be secure." Jia Xu went; Zhang Xiu received him as a grandfather would a grandson, and Duan Wei indeed cared for his family. Jia Xu urged Zhang Xiu to submit to Liu Biao, and Zhang Xiu agreed. Jia Xu visited Liu Biao, who received him as an honored guest. Jia Xu said, "Liu Biao has the talent of a grand minister in peacetime, but he cannot read the times, is suspicious and indecisive—he will achieve nothing!"
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西
Liu Biao cherished his people and cultivated scholars, content to hold his own territory in peace. Within his borders all was quiet, and scholars from Guanzhong, Yan, and Yu flocked to him by the thousand. He founded schools, lectured on the classics, and commissioned Du Kui of Henan, former Gentleman of Elegant Music, to restore the court ritual music. When the music was ready, Liu Biao wished to hear it performed in his hall. Du Kui said, "You are not the Son of Heaven. To assemble full court music and perform it in the open court—surely that is not permitted!" Liu Biao desisted.
38
西
Mi Heng of Pingyuan was gifted and eloquent but proud and overbearing; Kong Rong recommended him to Cao Cao. Mi Heng reviled Cao Cao to his face. Cao Cao, furious, told Kong Rong, "Mi Heng is a whelp. I could kill him as easily as a sparrow or a mouse; but he has a hollow reputation, and men far and near will say I cannot bear talent." So he sent Mi Heng to Liu Biao, who honored him as a chief guest. Mi Heng praised Liu Biao to the skies, yet loved to criticize those around him. His attendants therefore twisted his words and reported, "Mi Heng says your kindness rivals King Wen of Zhou—but that you cannot decide anything and will never succeed." That was their own jab at Liu Biao's weakness—not Mi Heng's words at all. Liu Biao, enraged, sent Mi Heng to Huang Zu, Administrator of Jiangxia, who was hot-tempered by nature; Huang Zu nevertheless received him kindly. Later Mi Heng humiliated Huang Zu before the whole company, and Huang Zu had him executed.
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1
In spring, the first month, Cao Cao marched against Zhang Xiu and camped on the Ru. Zhang Xiu surrendered with his whole force. Cao Cao took Zhang Ji's widow; Zhang Xiu resented it; and he lavished gold on Zhang Xiu's champion Hu Che'er. Zhang Xiu, alarmed, launched a night attack and killed Cao Cao's eldest son Cao Ang. Cao Cao himself was wounded by a stray arrow and fled. Commandant Dian Wei fought Zhang Xiu's men until his guards were nearly all dead; he took dozens of wounds. When the enemy closed in, Dian Wei seized two men, one in each arm, and crushed them to death, then glared and roared curses until he fell. Cao Cao rallied his broken units and withdrew to Wuyin. Zhang Xiu pursued with cavalry; Cao Cao routed him. Zhang Xiu fled to Xiang and again allied with Liu Biao.
40
The army was in chaos, but Yu Jin of Taishan, Pacifying Barbarians Commandant, alone kept his men in formation on the retreat. On the road he met Qing province troops robbing civilians, listed their crimes, and attacked them. The Qing province soldiers fled to Cao Cao and lodged a complaint. Yu Jin reached headquarters, pitched camp, and did not hurry to see Cao Cao. Someone warned him, "The Qing province men have already denounced you—you should go explain yourself at once." Yu Jin said, "The enemy is behind us. Pursuit may strike at any moment—if I do not fortify first, how can I face the foe? Besides, the lord is wise—what slander could stand against me?" He dug trenches, finished his camp, and only then went in to report the full story. Cao Cao was delighted and said, "At the disaster on the Ru I was in utter disorder. You kept your ranks, punished marauders, and built a firm camp with unshakable discipline—even the great generals of old could not match you! He tallied Yu Jin's past and present service and enfeoffed him as Marquis of Yishou. Cao Cao led his army back to Xu.
41
2 西 使 西 使
Yuan Shao wrote to Cao Cao in language proud and contemptuous. Cao Cao asked Xun Yu and Guo Jia, "I mean to punish this rebel, but my force is weaker—what should I do?" They answered, "You know how unequal Liu Bang and Xiang Yu were. The founder of Han overcame Xiang Yu by wisdom alone; though Xiang Yu was mighty, in the end Liu Bang took him. Yuan Shao has ten faults and you have ten strengths. However strong he is, he cannot prevail. Yuan Shao is ceremonious and rigid; you are natural and unforced—a victory of principle; Yuan Shao acts as a rebel; you hold to loyalty and lead the realm—a victory of righteousness; ]—a victory in governance;10 Yuan Shao is generous in show but jealous within, uses men yet distrusts them, and favors only kin; you are open and plain outside yet sharp within, employ men without suspicion, and place each where his talent fits, near or far—a victory of breadth; Yuan Shao plots much but decides little and is always behind events; you seize a plan and act at once, adapting without end—a victory of strategy; Yuan Shao courts fame with lofty courtesy and draws men who love fine speech; you treat men with whole heart and no empty flattery, and the loyal, far-sighted, and solid serve you—a victory of character; Yuan Shao pities hunger and cold he sees and shows it in his face, yet forgets what he does not see; you may overlook trifles before you, yet on great affairs that touch the empire your kindness exceeds every hope, and even the unseen never escapes your care—a victory of humanity; Yuan Shao's ministers fight for power and slander runs wild; you rule your men by principle and insidious talk cannot take hold—a victory of clarity; With Yuan Shao no one knows what is approved or condemned; you advance the worthy with ritual and correct the wrong with law—a victory of civil order; Yuan Shao loves grand display and does not grasp war; you defeat the many with the few and command like a god—your soldiers trust you and your foes dread you—a victory of arms." Cao Cao laughed. "If all that is true, what virtue have I to deserve it!" Guo Jia added, "Yuan Shao is campaigning north against Gongsun Zan. Use his absence to strike Lü Bu in the east. If Yuan Shao raids you and Lü Bu aids him, the danger will be grave." Xun Yu said, "Unless you destroy Lü Bu first, you cannot hope to take the north." Cao Cao said, "True. Yet I also fear Yuan Shao may trouble Guanzhong, rouse the Qiang and Hu in the west, and win Shu and Han in the south—leaving me with only Yan and Yu to face five parts in six of the realm. What is a commander to do?" Xun Yu said, "The warlords of Guanzhong are many and divided; only Han Sui and Ma Teng are strongest. Seeing the war in the east, they will hoard their strength. Win them with kindness and treaties; the peace may not last, but it will hold until you secure the east. Zhong Yao, Palace Attendant and Vice Director of the Secretariat, is shrewd. Put the west in his hands and you need not worry." Cao Cao memorialized to appoint Zhong Yao Palace Attendant and acting Director of the Retainers, with credentials to command the armies of Guanzhong under extraordinary powers. Zhong Yao reached Chang'an, wrote to Ma Teng and Han Sui explaining the stakes, and each sent his son to the court as hostage.
42
3
3 Yuan Shu declared himself emperor at Shouchun, took the title founder of a second imperial house, appointed his Jiujiang administrator Chancellor of Huainan, set up a full court of dukes and ministers, and sacrificed to Heaven and Earth at the suburban altars. Chen Gui, the chancellor of Pei, was Chen Qiu's nephew and had known Yuan Shu since they were young. Yuan Shu summoned Chen Gui by letter and took his son hostage, insisting that Gui must appear. Chen Gui wrote back: "General Cao is restoring lawful government and will uproot the wicked. You ought to join him with all your strength. Support the Han dynasty. Instead you plot treason in secret and court your own ruin, yet you want me to flatter you for private gain. I would die before I did that. Yuan Shu tried to make the former Inspector of Yanzhou, Jin Shang, Grand Commandant. Shang refused and fled; Yuan Shu had him executed.
43
4
4 In the third month, the court ordered Master of Works Kong Rong to proceed with imperial credentials and appoint Yuan Shao Grand General with authority over Ji, Qing, You, and Bing.
44
5
5 In summer, in the fifth month, locusts ravaged the land.
45
6使
6 Yuan Shu sent his envoy Han Yin to tell Lü Bu that he had declared himself emperor and to ask for a marriage alliance. Lü Bu sent his daughter to accompany the envoy. Chen Gui feared that Xu and Yang would unite and that the fighting would never end. He went to Lü Bu and said, "Lord Cao has received the emperor and is guiding the government. You ought to work with him. Pursue the larger strategy together. If you marry into Yuan Shu's clan now, you will earn a reputation for disloyalty and face a danger as precarious as a pile of eggs. Lü Bu also resented that Yuan Shu had once refused to accept him. Though his daughter was already en route, he recalled her, broke off the engagement, sent Han Yin to Xu in chains, and had his head displayed in the marketplace.
46
使 便
Chen Gui wanted to send his son Chen Deng to Cao Cao, but Lü Bu flatly refused. An edict then appointed Lü Bu Left General, and Cao Cao sent him a personal letter full of warm reassurance. Lü Bu was delighted and at once sent Chen Deng to present a memorial of thanks and to answer Cao Cao's letter. When Chen Deng met Cao Cao, he reported that Lü Bu was brave but reckless, fickle in his allegiances, and ought to be dealt with soon. Cao Cao said, "Lü Bu has the heart of a wolf cub—he truly cannot be kept for long. No one but you can read his true intentions. He immediately promoted Chen Gui to the rank of two thousand bushels and appointed Chen Deng administrator of Guangling. As Chen Deng was leaving, Cao Cao took his hand and said, "Affairs in the east—I leave them in your hands. He told him to rally local forces in secret as inside allies.
47
Earlier Lü Bu had sent Chen Deng to request the governorship of Xuzhou and had been refused. When Deng returned, Lü Bu flew into a rage, drew his halberd, and hacked the table, shouting, "Your father told me to side with Cao Cao and break off my marriage with Yuan Shu; now I got nothing I asked for, while you and your father have both risen high—you sold me out! Chen Deng did not flinch and answered calmly, "When I saw Lord Cao I said, 'Keeping you, General, is like keeping a tiger—you must feed it meat, or it will devour people. Lord Cao said, 'Not so. It is like keeping a hawk—hungry, it obeys you; full, it flies away.' That is what he said." Lü Bu's anger subsided.
48
Yuan Shu sent his generals Zhang Xun and Qiao Rui, together with Han Xian and Yang Feng, to unite their forces. Tens of thousands of foot and horse converged on Xiapi and attacked Lü Bu along seven routes. Lü Bu had only three thousand men and four hundred horses and feared he could not hold out. He said to Chen Gui, "You brought Yuan Shu's army down on us. What do we do now?" Chen Gui said, "Han Xian, Yang Feng, and Yuan Shu are a hastily thrown-together force. They have no settled plan and cannot hold together. Your son Chen Deng compared them to chickens roosting on one perch—they cannot stay together and can be split apart at once." Lü Bu took Chen Gui's advice and wrote to Han Xian and Yang Feng: "You two personally rescued the emperor, and I myself killed Dong Zhuo—we all won glory. How can you now side with Yuan Shu as rebels? Join me instead and crush Yuan Shu for the good of the realm." He also promised to hand over all of Yuan Shu's supplies and equipment. Han Xian and Yang Feng were delighted and at once turned about to follow Lü Bu. Lü Bu marched forward. A hundred paces from Zhang Xun's camp, Han Xian's and Yang Feng's men shouted as one and stormed the camp together. Zhang Xun's force broke and fled. Lü Bu's troops pursued, beheaded ten enemy officers, and killed or drowned nearly the entire enemy host. Lü Bu then united with Han Xian and Yang Feng and advanced on Shouchun by land and river. They reached Zhongli, plundered along the way, crossed back north of the Huai, and left a letter mocking Yuan Shu. Yuan Shu personally led five thousand infantry and cavalry to parade his strength on the south bank of the Huai. Lü Bu's horsemen hooted and jeered from the north bank and withdrew.
49
Zang Ba, the bandit leader of Mount Tai, attacked Xiao Jian, chancellor of Langye, at Ju and defeated him. Zang Ba seized Xiao Jian's supplies and wealth, promised them to Lü Bu as tribute but never sent them, so Lü Bu went in person to collect them. His commander Gao Shun urged him, "Your renown spreads far and wide—everyone fears you. What could you not obtain without going yourself to demand a bribe? If you fail, will you not lose face?" Lü Bu would not listen. When he reached Ju, Zang Ba and his men could not read his intentions and held the city against him. Lü Bu gained nothing and returned empty-handed.
50
Gao Shun was upright and austere, sparing of speech. The seven hundred-odd men under his command obeyed orders with iron discipline and won every battle. They were called the Camp That Breaks the Line. Later Lü Bu grew cool toward Gao Shun. Because Wei Xu had family ties within Lü Bu's circle, Lü Bu stripped Gao Shun of his troops and gave them to Wei Xu; yet when battle came he again put Gao Shun in command, and Gao Shun never bore a grudge. Lü Bu was impulsive and changeable by nature. Gao Shun often warned him, "General, you act without thinking things through. Suddenly something goes wrong, and you say 'my mistake.' How many times can you call it a mistake?" Lü Bu knew Gao Shun was loyal but could not take his advice.
51
7使 便
7 Cao Cao sent Advisory Grandee Wang Xu with an imperial edict appointing Sun Ce Commandant of Cavalry, heir to the marquisate of Wucheng, and Administrator of Kuaiji, and ordered him to join Lü Bu and Chen Yu, administrator of Wu commandery, in attacking Yuan Shu. Sun Ce wanted a general's title to lend him weight. Wang Xu therefore used his discretionary authority to appoint him Bright-Han General.
52
使 西
Sun Ce kept strict discipline on the march. When he reached Qiantang, Chen Yu secretly plotted a surprise attack and quietly enlisted Zu Lang, Yan Baihu, and others as inside allies. Sun Ce discovered the plot and sent his generals Lü Fan and Xu Yi to attack Chen Yu at Haixi; Chen Yu was defeated and fled alone on horseback to Yuan Shao.
53
8 祿 忿
8 Earlier, Chen Chong, King of Chen, was renowned for courage and skill with the crossbow. When the Yellow Turbans rose, Chen Chong trained troops to defend his territory. The people feared him and did not dare flee or rebel. The state chancellor, Lu Jun of Kuaiji, had long enjoyed prestige and goodwill. By then the feudal lords no longer received their stipends and were plundered again and again; some ate only every other day and died in ditches, yet Chen alone remained prosperous. People from neighboring commanderies flocked to him until he had more than a hundred thousand followers. When provincial armies mobilized, Chen Chong led his followers to camp at Yangxia and styled himself Grand General Assisting Han. Yuan Shu asked Chen for grain. Lu Jun refused. Yuan Shu was enraged and sent assassins in disguise to kill Lu Jun and Chen Chong, and Chen was destroyed.
54
9
9 In autumn, in the ninth month, Minister of Works Cao Cao marched east against Yuan Shu. Yuan Shu heard that Cao Cao was coming, abandoned his army, and fled, leaving his generals Qiao Rui and others at Qiyang to hold him off; Cao Cao defeated and beheaded them all. Yuan Shu fled south across the Huai. Drought and famine gripped the land; soldiers and civilians froze and starved, and Yuan Shu's power collapsed.
55
Cao Cao recruited He Kai of Chen state as an aide and asked his view of Yuan Shu. He Kai answered, "Heaven helps those who follow the Way; men help those who keep faith. Yuan Shu has neither faith nor obedience, yet he expects help from Heaven and men. How can he succeed?" Cao Cao said, "A state that loses worthy men perishes. Yuan Shu would not employ you. If he falls, is that not just?" Cao Cao was stern by nature and often had his staff beaten for official errors; He Kai always carried poison and swore he would die rather than be shamed, and so he was never beaten.
56
宿
Xu Chu of Pei state had strength and courage beyond any rival. He gathered young fighters and clansmen into a force of several thousand households and walled his stronghold against outside raiders. Between the Huai, Ru, Chen, and Liang commanderies everyone feared him. When Cao Cao pacified the Huai and Ru, Xu Chu submitted with his followers. Cao Cao said, "This is my Fan Kuai! That same day he appointed Xu Chu commandant and brought him into the palace guard. All the fighting men who followed Xu Chu were enrolled as tiger guards.
57
10 使 使滿
10 The former Grand Commandant Yang Biao was related by marriage to Yuan Shu. Cao Cao resented this, falsely accused him of plotting to depose the emperor and set up another, had him arrested and thrown into prison, and charged him with high treason. Master of Works Kong Rong heard of it, went to see Cao Cao without waiting to dress for court, and said, "Lord Yang's family has been virtuous for four generations. The whole realm looks up to him. The Book of Zhou says that guilt does not extend from father to son or from brother to brother. How much less can the Yuan clan's crime be pinned on Lord Yang!" Cao Cao said, "This is the state's decision." Kong Rong said, "Suppose King Cheng killed the Duke of Shao—could the Duke of Zhou claim he knew nothing?" Cao Cao put Xu district magistrate Man Chong in charge of Yang Biao's case. Kong Rong and Director of the Secretariat Xun Yu both instructed Man Chong, "Take his confession only—do not torture him under interrogation." Man Chong ignored them both and interrogated Yang Biao according to the law. Several days later Man Chong asked to see Cao Cao and said, "Under interrogation Yang Biao had nothing else to say. He is famous throughout the realm. If his guilt is not clear, you will lose the people's trust; and I fear for your reputation, my lord." Cao Cao pardoned and released Yang Biao that same day. At first Xun Yu and Kong Rong were furious when they heard Man Chong was torturing Yang Biao; but when Yang Biao was freed because of it, they thought even better of Man Chong. Yang Biao saw the Han dynasty failing and real power passing to the Cao clan. He then claimed crippled legs and for more than ten years did not leave his house, and so escaped further harm.
58
11使
11 When Ma Midi's funeral cortege reached the capital, the court debated whether to grant him additional honors. Kong Rong said, "Ma Midi held the highest rank and went forth bearing the imperial tally and staff, yet he stooped to flatter a traitorous minister and let himself be led along. A great minister of the royal house—can he excuse himself by saying he was coerced? The emperor has shown mercy to an old servant and has not pressed the matter. Additional honors are out of the question." The court agreed. When Jin Shang's funeral reached the capital, an edict ordered all officials to mourn and offer sacrifice, and appointed his son Jin Wei a Gentleman of the Palace.
59
12
12 In winter, in the eleventh month, Cao Cao attacked Zhang Xiu again, captured Huyang, and took Liu Biao's general Deng Ji prisoner; he also attacked Wuyin and seized it.
60
13 宿
13 Han Xian and Yang Feng were at Xiapi, raiding between Xu and Yang. Their army was starving. They asked Lü Bu's leave to go to Jingzhou; Lü Bu refused. Yang Feng knew Liu Bei and Lü Bu had an old grudge and secretly contacted Liu Bei, proposing that they attack Lü Bu together; Liu Bei agreed openly. Yang Feng led his army to Pei. Liu Bei invited him into the city, and before the meal was half finished he had Yang Feng bound in his seat and beheaded. Han Xian lost Yang Feng and was left alone. With a dozen horsemen he fled to Bing province and was killed by Zhang Xuan, magistrate of Shuqiu. Hu Cai and Li Yue stayed in Hedong. Hu Cai was killed by a personal enemy; Li Yue died of illness. Guo Si was killed by his officer Wu Xi.
61
14
14 Du Xi, Zhao Yan, and Fan Qin of Yingchuan fled the chaos to Jingzhou. Liu Biao received them all as honored guests. Fan Qin repeatedly won Liu Biao's special regard. Du Xi warned him, "I came here with you only to save our skins and wait for better days. Did I think Prefect Liu would be the man to restore order, so that we should pledge ourselves to him as to a patron? If you cannot stop parading your talents, you are no companion of mine—I break with you!" Fan Qin replied firmly, "I shall obey with all respect!" When Cao Cao welcomed the emperor to Xu, Zhao Yi told Fan Qin, "The Lord Pacifier of the East will surely restore the realm—I know where our path lies!" He went back to Cao Cao, who made Zhao Yi magistrate of Langling.
62
The uncle of Li Tong of Jiangxia's wife—Li Tong being commandant of Yang'an—broke the law. Zhao Yi arrested him and sent the case to capital punishment. In those days governors held the power of life and death. Li Tong's wife and children wept and begged for the man's life. Li Tong said, "I am fighting alongside Lord Cao; duty does not permit private ties to override the public good!" He admired Zhao Yi for enforcing the law without favor and became his close friend.
63
1
In spring, the first month, Cao Cao returned to Xu. In the third month he prepared to attack Zhang Xiu again. Xun You said, "Zhang Xiu and Liu Biao strengthen each other by mutual reliance; but Zhang Xiu's mobile force depends on Liu Biao for provisions, and Biao cannot sustain it—they must sooner or later part ways. Better slacken the advance and wait—we can lure them in; if we press them hard, they will certainly unite to resist." Cao Cao refused and besieged Zhang Xiu at Rang.
64
2使
In summer, the fourth month, he dispatched Pei Mao, Supervisor of Attendants, with an edict for the Guanzhong generals Duan Hui and others to attack Li Jue and exterminate his clan to the third degree. Duan Hui was made General Who Pacifies the South and enfeoffed as Marquis of Yanxiang.
65
3便使
Earlier, whenever Yuan Shao received an imperial edict he worried it might work against him. He wished to bring the emperor close and had someone urge Cao Cao that Xu was low and damp, Luoyang in ruins—that the capital should be moved to Juancheng for greater security. Cao Cao refused. Tian Feng urged Yuan Shao, "Since moving the capital failed, you should seize Xu early, welcome the emperor, and rule the empire through imperial edicts—that is the supreme stratagem. Otherwise you will end up someone's captive, and regret will avail you nothing." Yuan Shao would not listen.
66
A deserter from Yuan Shao's ranks reached Cao Cao with word that Tian Feng had urged a strike on Xu. Cao lifted the siege of Rang and withdrew; Zhang Xiu led his army in pursuit. In the fifth month Liu Biao sent troops to rescue Zhang Xiu. They encamped at Anzhong, holding the passes to cut off Cao's retreat. Cao Cao wrote to Xun Yu, "When I reach Anzhong, Zhang Xiu is as good as beaten." At Anzhong his army was caught between two fires. That night he cut through difficult ground and feigned a retreat. Liu Biao and Zhang Xiu threw their full strength into the pursuit. Cao Cao threw ambush troops against them from both flanks and won a great victory. Later Xun Yu asked, "You foretold victory—how did you know?" Cao Cao said, "They blocked my retreat and trapped me in death ground—that is why I knew we would win."
67
退 退 退
As Zhang Xiu pursued Cao Cao, Jia Xu warned him, "Do not pursue—you will be defeated." Zhang Xiu ignored him, gave battle, and was routed. Jia Xu climbed the wall and called, "Pursue again at once—fight again and you will win." Zhang Xiu said, "I ignored your counsel and came to this pass. We are already beaten—how can we pursue again?" Jia Xu said, "The situation has shifted—pursue at once." Zhang Xiu had long trusted Jia Xu; he gathered his scattered troops and pursued again. In the encounter he won. He then asked, "I pursued a retreating army with elite troops, and you said we would lose; then led beaten men against a victorious army, and you said we would win—everything came to pass as you said. How?" Jia Xu said, "That is easy to explain. You are skilled in war, General, but you are no match for Cao Cao. His army had just withdrawn—he would surely cover the retreat himself. That is why I knew you would lose. He attacked you without misstep; to withdraw before his strength was spent, he must have had trouble at home. Having beaten you once, he would press ahead lightly and leave other generals to hold the rear. Brave as they are, they are not your equal—so even with beaten troops you were bound to win." Zhang Xiu was persuaded.
68
4
Lü Bu renewed ties with Yuan Shu and sent his palace attendant Gao Shun and Zhang Liao of Yanmen, administrator of Beidi, against Liu Bei. Cao Cao sent Xiahou Dun to the rescue; Shun and the others routed him. In autumn, the ninth month, they took Pei, captured Liu Bei's family, and Liu Bei fled alone.
69
Cao Cao wished to attack Lü Bu himself. His generals objected: "Liu Biao and Zhang Xiu threaten our rear, and a distant strike on Lü Bu would be desperately risky." Xun You said, "Liu Biao and Zhang Xiu have just been beaten and dare not stir. Lü Bu is fierce and still leans on Yuan Shu; if he ranges the Huai and Si region, every bold spirit will flock to him. Strike now, while his defection is fresh and his followers still divided, and you can break him." Cao Cao said, "Well said!" On this campaign Zang Ba, Sun Guan, Wu Dun, Yin Li, Chang Xi, and other Mount Tai band-chiefs all joined Lü Bu. Cao Cao joined Liu Bei at Liang. He advanced to Pengcheng. Chen Gong told Lü Bu, "You should meet them on the march—fresh troops against weary ones, and you cannot fail." Lü Bu said, "Better wait until they come—we will drive them into the Si River." In winter, the tenth month, Cao Cao sacked Pengcheng. Chen Deng, administrator of Guangling, led his commandery troops as vanguard and pushed on to Xiapi. Lü Bu led his army in repeated battles and was routed each time; he withdrew into the city and dared not come out.
70
使 綿
Cao Cao sent a letter setting out the blessings and perils that awaited him. Lü Bu was afraid and meant to surrender. Chen Gong said, "Cao Cao has come from far away; he cannot stay long. If you take infantry and cavalry to camp outside, I will shut the remainder in the city. If they turn on you, I strike their rear; if they only besiege the city, you rescue from without. In less than a month their provisions will fail; then strike and you can break them." Lü Bu agreed. He would leave Chen Gong and Gao Shun to hold the city while he led cavalry to sever Cao's supply lines. Lü Bu's wife said, "Chen Gong and Gao Shun have never been on good terms. Once you leave, they will not guard the city as one. If anything goes wrong, where will you stand? And the Cao family has treated Gongtai like a son—yet he deserted them for you. You treat Gongtai no better than the Caos did, yet you would entrust the whole city, leave wife and children behind, and ride out alone. If fortune turns, shall I ever be your wife again?" Lü Bu held back and secretly sent Xu Si and Wang Kai to Yuan Shu for aid. Yuan Shu said, "Lü Bu refused me his daughter—he deserves to lose. Why should he come back to me?" Xu Si and Wang Kai said, "If you do not save Lü Bu now, you defeat yourself. When Lü Bu falls, you fall with him." Yuan Shu thereupon mobilized troops to make a show of support. Lü Bu feared Yuan Shu wanted only the marriage, so he sent no troops—only bound his daughter in cotton, lashed her to a horse, and tried by night to deliver her to Yuan Shu. They ran into Cao's pickets, could not break through under arrow-fire, and returned to the city.
71
Zhang Yang of Henei, who had long been Lü Bu's friend, wished to rescue him but could not; he marched to the eastern market to make a distant demonstration. In the eleventh month Yang Chou, a subordinate of Zhang Yang, killed his master to please Cao Cao; another officer, Sui Gu, killed Chou in turn and led the troops north to join Yuan Shao. Zhang Yang was gentle by nature and enforced no stern discipline. When plots were uncovered he wept before the conspirators and always pardoned them—thus his end.
72
Cao Cao dug trenches around Xiapi. The siege wore on; his men grew exhausted and he thought of withdrawing. Xun You and Guo Jia said, "Lü Bu is brave but lacks counsel. He has lost battle after battle; his spirit is broken. An army follows its leader's spirit—a broken leader leaves men unwilling to fight. Chen Gong is clever but slow. Press the attack before Lü Bu rallies and Chen Gong settles on a plan, and Lü Bu can be taken." They diverted the Yi and Si rivers to flood the city. After more than a month Lü Bu was desperate. From the wall he called to Cao's men, "Stop pressing me—I will surrender to your lord." Chen Gong said, "Cao Cao the traitor—what sort of 'lord' is he? Surrender today and you are an egg against stone—how could you survive?"
73
忿
Lü Bu's general Hou Cheng lost a celebrated horse and later recovered it. His comrades gathered to congratulate him; Hou Cheng set out meat and wine and brought the first portion to Lü Bu. Lü Bu raged, "I forbid wine, and you brew it—do you mean to plot against me over the cup?" Hou Cheng, furious and afraid, did so. On guiyou of the twelfth month he joined Song Xian, Wei Xu, and others in seizing Chen Gong and Gao Shun and leading their men in surrender. Lü Bu climbed White Gate Tower with his followers. The siege tightened. Lü Bu ordered his men to take his head to Cao Cao; they could not bear to, and instead went down to surrender.
74
Lü Bu faced Cao Cao and said, "The past is done—from this day the realm is settled." Cao Cao asked, "What do you mean?" Lü Bu said, "Your worst enemy was no more than I—and I have submitted. Give me the cavalry, you keep the infantry, and the realm is yours." He turned to Liu Bei: "Xuande, you are the honored guest and I the bound captive—they truss me tight. Will you not speak for me?" Cao Cao laughed. "When you bind a tiger, you bind tight." He ordered the bonds loosened. Liu Bei said, "You must not. My lord, have you forgotten what Lü Bu did to Ding Jianyang and Grand Tutor Dong!" Cao Cao nodded in agreement. Lü Bu glared at Liu Bei and said, "Big-Ears—you are the most faithless man alive!"
75
Cao Cao said to Chen Gong, "Gongtai, you always boasted that your wits were more than sufficient—how do matters stand now? Chen Gong pointed at Lü Bu and said, "This man refused to heed my counsel, and so has come to this pass. Had he listened, he might never have been captured at all. Cao Cao asked, "What of your aged mother? Chen Gong replied, "I have heard that a ruler who governs the realm through filial piety does not harm another man's family. Whether my mother lives or dies is for you to decide, not for me. Cao Cao asked, "What of your wife and children? Chen Gong said, "I have heard that a ruler who extends benevolent government across the realm does not extinguish another's line. Whether my wife and children live or die is for you to decide, not for me. Cao Cao said nothing more. Chen Gong asked to face execution, walked out without a backward glance, and Cao Cao wept for him. Lü Bu and Gao Shun were both strangled, and their heads were sent to the markets of Xu for public display. Cao Cao summoned Chen Gong's mother and provided for her until her death; he gave Gong's daughter in marriage and looked after his household—all with greater generosity than before.
76
使
The former Director of the Secretariat Chen Ji and his son Chen Qun had been in Lü Bu's camp; Cao Cao received them with courtesy and put them to use. Zhang Liao surrendered with his troops and was appointed Central Commandant. Zang Ba had gone into hiding; Cao Cao hunted him down, then had him summon Wu Dun, Yin Li, Kong Guan, and the others, and all came to surrender. Cao Cao then carved Langye and Donghai into the commanderies of Chengyang, Licheng, and Changlu, and installed Zang Ba and his fellows as administrators and chancellors.
77
Earlier, when Cao Cao held Yan Province, he had appointed Xu Xi and Mao Hui as his generals. When Yan Province erupted in rebellion, both men had turned against him. After Yan Province was pacified, Xu Xi and Mao Hui fled as outlaws and sought refuge with Zang Ba. Cao Cao spoke to Liu Bei and ordered Zang Ba to deliver the two men's heads. Zang Ba told Liu Bei, "The reason I could hold my own was that I would never do such a thing. Your lord spared my life, and I dare not disobey your command. I beg you, General, to plead my case for me. Liu Bei relayed Zang Ba's words to Cao Cao, who sighed and said to Zang Ba, "Such conduct belongs to the ancients, yet you live it—this is exactly what I hoped for. Xu Xi and Mao Hui were both appointed commandery administrators. For his achievements, Chen Deng was promoted to General Who Subdues the Waves.
78
5 退
Liu Biao and Yuan Shao were bound in a deep alliance. Director of Retainers Deng Xi remonstrated with Liu Biao, who replied, "Within, I fulfill my duties to the court; without, I honor my alliance—this is the supreme principle of the realm. Why does the Director alone find that strange? Deng Xi thereupon pleaded illness and withdrew from office.
79
使
Zhang Xian, Administrator of Changsha, was obstinate and unyielding by nature, and Liu Biao showed him no courtesy. Huan Jie, a man of the commandery, persuaded Zhang Xian to rally Changsha, Lingling, and Guiyang in resistance to Liu Biao and to send envoys offering allegiance to Cao Cao; Zhang Xian agreed.
80
6
Sun Ce sent his Standard-Bearer for Correct Discourse Zhang Hong to present tribute. Cao Cao meant to win him over and memorialized to appoint Sun Ce General Who Punishes Rebellion and enfeoff him as Marquis of Wu; he gave his younger brother's daughter in marriage to Sun Ce's brother Sun Kuang, and for his son Cao Zhang took the daughter of Sun Ben; he courteously summoned Sun Ce's younger brothers Sun Quan and Sun Yi; and he appointed Zhang Hong Attending Secretary. Yuan Shu appointed Zhou Yu magistrate of Juchao and Lu Su of Linhuai magistrate of Dongcheng. Zhou Yu and Lu Su saw that Yuan Shu would come to nothing; both abandoned their posts, crossed the Yangtze, and joined Sun Ce. Sun Ce appointed Zhou Yu Establishing Might Central Commandant. Lu Su settled his household at Qu'e.
81
Cao Cao memorialized to summon Wang Lang; Sun Ce sent him on his way. Cao Cao appointed Wang Lang Remonstrance and Policy Grandee and attached him to the Minister of Works' military staff.
82
使使 西 宿
Yuan Shu sent secret envoys bearing seals and ribbons to Zu Lang, a clan chieftain of Danyang, and others, inciting the Shanyue to join in a plot against Sun Ce. When Liu Yao fled to Yuzhang, Taishi Ci hid in the mountains of Wuhu and styled himself Administrator of Danyang. Sun Ce had secured everything east of Xuancheng; only six counties west of Jing still held out. Taishi Ci advanced to Jing County and won a vast following among the Shanyue. Sun Ce then led his army in person against Zu Lang at Lingyang. He captured him. Sun Ce told Zu Lang, "You once ambushed me and hacked my saddle to pieces. Now I am building my army and my cause, and I set aside old scores—I take only those who can serve. That goes for everyone, not just you. Have no fear. Zu Lang kowtowed in confession; Sun Ce immediately removed his bonds and appointed him Bandit Suppression Clerk of the Household. He also fought Taishi Ci at Yongli, captured him, cut his bonds, took his hand, and said, "Do you remember Shen Village? If you had taken me then, what would you have done with me? Taishi Ci replied, "Who can say? Sun Ce laughed and said, "What happens today, we shall share together. I have heard you are a man of fierce loyalty—a wise man under Heaven—but you served the wrong master. I am your true friend. Do not worry that things will go ill for you. He immediately appointed him Household Controller. On the march home, Zu Lang and Taishi Ci both rode in the vanguard, and the soldiers counted it an honor.
83
Just then Liu Yao died at Yuzhang. More than ten thousand of his soldiers and followers wished to install Hua Xin, Administrator of Yuzhang, as their leader. Hua Xin held that seizing command in a moment of crisis was no fit act for a subject. The troops pressed him for months, but in the end he refused and sent them away. His troops had no leader. Sun Ce ordered Taishi Ci to go and win them over, telling him, "Governor Liu once reproached me for attacking Lü Jiang on Yuan Shu's behalf. My late father's troops, several thousand strong, were all in Yuan Shu's hands. I meant to build something of my own—how could I not humble myself before him to get them back? Later he betrayed every duty of a subject, and when I remonstrated, he would not listen. When men swear friendship in righteousness, a grave breach leaves no choice but to part. That is the full story of my bond with Yuan Shu and my break with him. I regret only that I could not argue it out with him face to face while he lived. His sons are in Yuzhang now—go and see to them. Make my intentions known to his troops as well. Those who wish to join you may come; those who do not, reassure them where they stand. And observe what policies Ziyu pursues and what designs he harbors. As for troops, take however many you think fit. Taishi Ci said, "I bear an unpardonable offense, yet you treat me as Duke Huan and Duke Wen treated their men—I owe you my life. The realm is at peace for now; I need no great escort—a few dozen men will do. Those around Sun Ce said, "Taishi Ci will go north and never come back. Sun Ce said, "If Ziyi leaves me, whom else would he serve? At the farewell at Chang Gate he grasped Taishi Ci's wrist and asked, "When will you return? Taishi Ci answered, "No more than sixty days. Taishi Ci set out, yet his critics still insisted that letting him go had been a mistake. Sun Ce said, "Speak no more of it, gentlemen—I have judged this matter thoroughly. Taishi Ziyi is bold and fierce, but he is no schemer. He will keep faith with the Way and honor his word. Once he gives his pledge to a friend, he will not betray it, even at the cost of his life. Have no fear. Taishi Ci returned on schedule and reported to Sun Ce, "Ziyu is a man of fine virtue, but he has no larger design—he merely holds his own. Moreover, Tong Zhi of Danyang has seized Luling on his own authority; a local chief of Poyang has set up a separate clan regiment, declaring, 'I have established the commandery of Haihun Shangliao and will not answer your summons'—and Ziyu only watches and does nothing. Sun Ce clapped his hands and laughed aloud—and from that moment he set his heart on conquest.
84
7 使 西 使退
Yuan Shao had attacked Gongsun Zan year after year without overcoming him. He sent a letter urging reconciliation and alliance; Gongsun Zan did not reply but redoubled his defenses, telling his Chief Clerk Guan Jing of Taiyuan, "The realm is a battlefield of tigers—no one can sit under my walls and grind me down for a year. What can Yuan Benchu do to me! Yuan Shao thereupon mobilized a great army against Gongsun Zan. Earlier, when one of Gongsun Zan's detached generals was surrounded, Gongsun Zan refused to rescue him, saying, "Save one man today, and tomorrow every general will count on rescue instead of fighting with all his strength. When Yuan Shao attacked, Gongsun Zan's detached camps along the southern border saw that they could not hold and knew rescue would never come; they surrendered or fled. Yuan Shao's army marched straight to his gates. Gongsun Zan sent his son Gongsun Xu to beg aid from the Black Mountain chieftains while he himself planned to lead his shock cavalry out along the western hills, rally the Black Mountain bands, raid Ji Province, and sever Yuan Shao's line of retreat. Guan Jing remonstrated, saying, "Your officers and soldiers are ready to fall apart. The only reason they still stand together is love for their homes and families—and faith in you as their lord. If we hold out for a long siege, Yuan Shao may yet withdraw on his own. If you leave the fortress, you will lose your base; the disaster of Yijing will come at once. Gongsun Zan then abandoned the plan. Yuan Shao pressed the siege; Gongsun Zan's position grew tighter by the day.””

Footnotes

  1. Sun Ce prepared to seize Kuaiji. [Editor's note: In the original text this passage stood under the eighth month, after "Cao Cao was at Xu."
  2. On gengshen day, the imperial procession left Huanyuan Pass and headed east. (The Records of Emperor Wu in the Wei Annals dates this event to the ninth month.)
  3. In the ninth month, on jisi day. (The eighth month began on jiawu, so jisi cannot fall in the eighth month; this belongs to the ninth month.)
  4. The emperor reached Xu and visited Cao Cao's camp. (Supplied from the Later Han Annals, juan 29.)
  5. On jiaxu day. (Supplied from the Later Han Annals, juan 29.)
  6. month. [Editor's note: [This] (
  7. Yuan Shao submitted a long defense. In the eleventh month. (Yuan Shao's appointment as Grand Commandant appears in the tenth month in the Wei Annals and Later Han Annals; that month began on guisi, so wuchen and bingxu cannot fall within it.)
  8. Cao Cao memorialized to appoint Guo Jia Libationer to the Minister of Works and military adviser. (The Records of the Three Kingdoms omits "military adviser" to avoid the taboo on Sima Shi; the term is supplied here.)
  9. refined. [Editor's note: For "diction and tone [warm]" (
  10. Since the reigns of Huan and Ling, rule has collapsed through indulgence; Yuan Shao meets laxness with laxness and cannot govern; you correct with severity and all ranks know their bounds. (The phrase "corrects with severity and upper and lower know regulation" is supplemented from Zhang's commentary and the Biography of Guo Jia in the Book of Wei.)
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