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卷64 漢紀五十六

Volume 64 Han Records 56

Chapter 64 of 資治通鑑 · Comprehensive Mirror in Aid of Governance
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Chapter 64
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1
064
Zizhi Tongjian, Volume 64
2
Han Records 56 — from the year jiaxu (201) through jisi (205), five years in total.
3
In spring, in the third month, on the first day of the month (dingmao), the sun was eclipsed.
4
Cao Cao drew provisions at Anmin. With Yuan Shao freshly defeated, he planned to strike Liu Biao while the opportunity lasted. Xun Yu said, "Yuan Shao has just suffered a crushing defeat and his men are losing heart. You should press him while he is weak and finish him off. But if you march far south to the Yangtze and Han, Yuan Shao may rally his scattered forces and strike at your rear while you are away — and your whole cause will be lost." Cao Cao abandoned the plan. In summer, in the fourth month, Cao Cao marched along the Yellow River, attacked Yuan Shao's forces at Cangting, and routed them. In autumn, in the ninth month, Cao Cao returned to Xu.
5
使
Cao Cao personally attacked Liu Bei at Runan. Liu Bei fled to Liu Biao, and Gong Du and his followers scattered. When Liu Biao learned that Liu Bei had come, he went out to meet him in person, received him as an honored guest, reinforced his army, and stationed him at Xinye. After several years in Jing Province, Liu Bei once rose from Liu Biao's couch to visit the privy and wept openly in distress. Liu Biao was astonished and asked the reason. Liu Bei said, "In the old days I was never off horseback, and the flesh on my thighs wore thin. Now I ride no more, and flesh has grown back on my thighs. The days and months rush past like a stream; old age is upon me, yet I have accomplished nothing — that is why I weep."
6
使使
Cao Cao sent Xiahou Yuan and Zhang Liao to besiege Chang Xi in Donghai. After several months their supplies ran out, and they debated pulling the army back. Zhang Liao said to Xiahou Yuan, "These past few days, whenever I inspect the siege lines, Xi keeps staring at me, and his archers shoot less and less often. He must be wavering in his mind and therefore is not fighting with his full strength. I want to draw him into talk — perhaps he can be won over." He then sent word to Xi: "The lord has orders, and Liao is here to deliver them." Xi came down from the walls and spoke with Zhang Liao. Zhang Liao spoke of Cao Cao's martial prowess and his policy of winning the realm through virtue, promising rich rewards to those who came over first. Xi agreed to surrender. Zhang Liao then went alone up Mount Sangong, entered Xi's home, and paid his respects to Xi's wife and children. Delighted, Xi accompanied Zhang Liao to Cao Cao. Cao Cao sent Xi back to his post.
7
退 使 使
Zhao Wei besieged Liu Zhang at Chengdu. The Dongzhou troops, fearing extermination, fought together with desperate force. Zhao Wei was defeated, fled, was pursued to Jiangzhou, and killed. Pang Xi, in fear, sent the clerk Cheng Qi to his father Ji, magistrate of Hanchang, to demand the Cong tribal levies. Ji replied, "The commandery's forces were never mustered for rebellion. Even if slanderers speak against us, loyalty is what matters. If you now turn disloyal, I will not obey." Xi sent Cheng Qi again. Ji said, "I owe the governor a debt of gratitude and must serve him faithfully; you are a commandery clerk and ought to do your duty. For an unrighteous act I would die rather than comply." Xi was furious and sent word: "Disobey the grand administrator, and disaster will fall on your whole family!" Ji replied, "When Yue Yang ate his son's flesh, it was not that he lacked fatherly love — duty outweighed affection. Even if you boiled Cheng Qi into a stew and served it to me, I would drink it down." Xi then made a full apology to Liu Zhang. Liu Zhang promoted Ji to grand administrator of Jiangyang. When the court heard of the turmoil in Yi Province, it appointed Niu Dan, Five Offices Central Gentleman, as inspector of Yi Province. Liu Zhang was summoned to court as a minister but did not go.
8
使 便 西
Zhang Lu taught the people through his spirit cult, requiring the sick to confess their sins so he could pray for them. It did nothing to cure disease, yet the simple and credulous flocked to him all the same. Offenders were forgiven three times before punishment was imposed. He appointed no regular magistrates; libationers governed everywhere. Han Chinese and tribal peoples alike were content under his rule, and refugees who settled in his domain dared not defy his teachings. He later seized Ba Commandery. The court could not subdue him and therefore recognized Zhang Lu as Pacifier of the People Central Gentleman and grand administrator of Hanning, accepting only his tribute. When someone unearthed a jade seal, his followers wished to proclaim Zhang Lu King of Hanning. The merit officer Yan Pu of Baxi remonstrated: "The Han River region holds a hundred thousand households, rich soil, and natural defenses on every side. Support the Son of Heaven and you may become another Duke Huan or Duke Wen; at the least, follow Dou Rong's example and keep your wealth and rank. You already hold an imperial appointment with full authority — there is no need to take a royal title. I urge you not to take the title yet — do not invite disaster first." Zhang Lu took his advice.
9
使
In spring, in the first month, Cao Cao marched from Qiao to Junyi and repaired the Suiyang canal. He sent envoys to offer the grand sacrifice to Qiao Xuan. He advanced to Guandu.
10
使 使 退 使 使 使 使
Since his defeat, Yuan Shao had brooded in shame and anger until he fell ill and began coughing blood; in summer, in the fifth month, he died. Yuan Shao had three sons: Tan, Xi, and Shang. His second wife, Lady Liu, favored Shang and spoke of him often to Yuan Shao. Yuan Shao wished to name him heir but had never said so openly. He had Tan adopted into his elder brother's line and sent him out as inspector of Qing Province. Ju Shou remonstrated: "The proverb says ten thousand men chase a rabbit, but once one man catches it the rest stop — because the prize is settled. Tan is the eldest and should be your heir, yet you banish him abroad — your troubles begin here." Yuan Shao replied, "I want each of my sons to hold a province so I can test their abilities." He appointed his middle son Xi inspector of You Province and his nephew Gao Gan inspector of Bing Province. Pang Ji and Shen Pei had long been at odds with Tan; Xin Ping and Guo Tu sided with Tan but feuded with Pei and Ji. When Yuan Shao died, his followers, considering Tan the eldest son, wished to make him successor. Pei and his faction feared that if Tan succeeded, Xin Ping and his allies would be destroyed. They forged Yuan Shao's deathbed command and installed Shang as heir. Tan arrived but was denied the succession. He styled himself General of Chariots and Cavalry and encamped at Liyang. Shang gave him only a small force and sent Pang Ji to watch him. Tan asked for reinforcements, but Shen Pei and his faction again refused. Tan flew into a rage and killed Pang Ji. In autumn, in the ninth month, Cao Cao crossed the Yellow River and attacked Tan. Tan appealed to Shang for help. Shang left Shen Pei to defend Ye and marched in person to aid Tan against Cao Cao. After several engagements Tan and Shang were repeatedly defeated and fell back to defensive positions. Shang sent his appointee Guo Yuan, grand administrator of Hedong, with Gao Gan and the Southern Chanyu of the Xiongnu to attack Hedong. He sent envoys to ally with the Guanzhong generals including Ma Teng, who secretly agreed. Every city Guo Yuan passed submitted. Jia Kui, a commandery officer of Hedong, held Jiang. Guo Yuan pressed the siege fiercely; as the walls were about to give way, the elders bargained with Guo Yuan to surrender on condition that Jia Kui not be harmed. Guo Yuan agreed. Guo Yuan tried to force Jia Kui into his service at sword point, but Jia Kui would not budge. His attendants tried to force him to kowtow. Jia Kui shouted, "How can an officer of the state kowtow to a rebel!" Guo Yuan was furious and was about to execute him when someone threw himself over Jia Kui to shield him. When the people of Jiang heard that Jia Kui was to be killed, they mounted the walls and cried, "You break your word and kill our worthy magistrate — we would rather die with him!" He was imprisoned at Huguan in an earthen pit and covered with a cart wheel. Jia Kui said to his guards, "Are there no brave men here, that a man of honor must die in this hole?" A man named Zhu Gongdao happened to overhear. That night he stole in, freed Jia Kui, broke his bonds, and sent him away without revealing his name.
11
使 使
Cao Cao sent Director of the Imperial Clan Zhong Yao to besiege the Southern Chanyu at Pingyang. The city had not fallen when Guo Yuan arrived. Zhong Yao sent Zhang Ji, magistrate of Xinfeng in Fufeng, to persuade Ma Teng by explaining the stakes. Ma Teng wavered, unable to decide. Fu Gan urged Ma Teng: "The ancients said, 'Those who follow the Way prosper; those who defy virtue perish.' Lord Cao serves the Son of Heaven in punishing rebellion. His laws are clear, his government sound, and all obey — that is following the Way. The Yuan clan trusted in its power, defied the throne, and used barbarians to ravage the heartland — that is defying virtue. Yet you, General, having already sided with the righteous cause, hold back your full strength, secretly keeping two minds and waiting to see who wins; I fear that once the outcome is decided, Lord Cao will call you to account — and you will be the first head to fall!" Ma Teng was frightened. Fu Gan went on: "The wise turn disaster into opportunity. Lord Cao is locked in struggle with the Yuan clan while Gao Gan and Guo Yuan attack Hedong together. However perfect Lord Cao's plans, he cannot keep Hedong from danger. If you truly lead your forces against Guo Yuan and strike him from both sides, he is sure to fall. With one stroke you would cut off the Yuan clan's arm, save a whole region, and Lord Cao would reward you richly. Your fame would have no equal." Ma Teng sent his son Chao with more than ten thousand men to join Zhong Yao. Earlier the generals, seeing Guo Yuan's great numbers, had wanted to abandon the siege of Pingyang. Zhong Yao said, "The Yuan clan is still powerful. Guo Yuan has come, and Guanzhong is secretly in league with him. The only reason they have not all risen is respect for our reputation. If we withdraw and show weakness, every man in the land will become our enemy. Even if we wanted to go home, could we reach it safely? That would be defeat before battle. Guo Yuan is arrogant and overconfident — he will underestimate us. If he crosses the Fen to make camp, strike while he is still crossing and we can crush him." Guo Yuan arrived and marched straight to cross the Fen. His officers tried to stop him, but he refused. Before half his force had crossed, Zhong Yao attacked and routed him. After the battle everyone said Guo Yuan was dead, but his head could not be found. Guo Yuan was Zhong Yao's nephew. Later Ma Chao's commandant Pang De of Nan'an produced a head from his saddlebag. Zhong Yao saw it and wept. Pang De apologized. Zhong Yao said, "Yuan was my nephew, but he was a traitor to the state — you owe me no apology!" The Southern Chanyu surrendered.
12
使 鹿退 使 退
Liu Biao sent Liu Bei north as far as Ye. Cao Cao sent Xiahou Dun, Yu Jin, and others to block him. Liu Bei suddenly burned his camp and withdrew. Xiahou Dun and the others gave chase. Lieutenant General Li Dian of Julu said, "The enemy retreated for no reason — there must be an ambush. The southern road is narrow and overgrown — we must not pursue." They would not listen, left Li Dian behind, and pursued — straight into an ambush. The army was routed. Li Dian rode to the rescue, and Liu Bei withdrew.
13
滿 便
Cao Cao sent a letter demanding that Sun Quan send a son as hostage. Sun Quan called his officials to council, but Zhang Zhao, Qin Song, and others could not agree. Sun Quan brought Zhou Yu before Lady Wu to decide. Zhou Yu said, "When Chu was first enfeoffed, its territory was less than a hundred li. Worthy successors expanded its borders until it held Jing and Yang to the Southern Sea, and the line endured more than nine hundred years. You inherit your father and brother's legacy, command six commanderies, have elite troops and abundant grain, loyal officers and soldiers, copper from the mountains and salt from the sea — your realm is rich and your people content. What compulsion drives you to send a hostage! Once a hostage is sent, you must dance to Cao Cao's tune; when he summons you, you must obey — and you will be his puppet. At best you would receive a marquis's seal, a dozen attendants, a few carriages and horses — how could that compare with ruling as a sovereign in your own right! Better not to send one — wait and watch how events unfold. If Cao Cao can lead with righteousness and pacify the realm, it will not be too late to submit; if he plots violence and disorder, he will be too busy destroying himself to harm you!" Lady Wu said, "Gongjin is right. Gongjin was born in the same year as Bofu, only a month younger. I regard him as a son — treat him as your elder brother." No hostage was sent.
14
In spring, in the second month, Cao Cao attacked Liyang and fought Yuan Tan and Yuan Shang below the walls. Defeated, they fled back to Ye. In summer, in the fourth month, Cao Cao pursued to Ye and reaped their wheat. The generals wanted to press the attack. Guo Jia said, "Yuan Shao loved both sons equally and could not choose an heir. Now their power is equal and each has his faction. Press them and they will unite; relax pressure and rivalry will break out. Better march south toward Jing Province and wait for them to turn on each other. Strike when they split — and you can settle the north in one blow." Cao Cao said, "Excellent!" In the fifth month he returned to Xu and left Jia Xin to garrison Liyang.
15
退 使
Tan said to Shang, "My armor was poor — that is why Cao Cao defeated us. Now Cao Cao is withdrawing and his men long for home. Strike before they finish crossing the river and you can rout them utterly. This chance must not be missed." Shang was suspicious and neither sent reinforcements nor replaced the armor. Tan was furious. Guo Tu and Xin Ping said, "It was Shen Pei who persuaded your father to send you out as heir to your elder brother's line." Tan marched against Shang and fought outside the gates. Tan was defeated and withdrew to Nanpi. Chief aide Wang Xiu of Beihai led officials and people from Qing Province to rescue Tan. Tan wanted to attack Shang again. Wang Xiu said, "Brothers are like left and right hands. It is as if a man about to fight cut off his right hand and said, 'I am sure to win' — could that work? Cast aside your brother and who in the world will stand with you! Slanderers sunder flesh and blood for momentary gain — stop your ears and do not listen to them. Behead a few flatterers, reconcile with your brother, and face the four quarters together — then you can march at will through the world." Tan would not listen. Tan's general Liu Xun rebelled at Luoyin, and cities throughout the province rose with him. Tan sighed, "The whole province rebels — have I so little virtue as this?" Wang Xiu said, "Guan Tong, grand administrator of Donglai — though he is far across the sea, he will not rebel. He is sure to come." Ten days later Guan Tong abandoned his wife and children to join Tan. Bandits killed his family on the way. Tan appointed Guan Tong grand administrator of Lean.
16
西
In autumn, in the eighth month, Cao Cao attacked Liu Biao and encamped at Xiping.
17
使
Yuan Shang personally attacked Yuan Tan and routed him. Tan fled to Pingyuan and held the city against siege. As the siege tightened, Tan sent Xin Ping's brother Pi to Cao Cao to beg for aid. Liu Biao wrote to admonish Tan: "A gentleman in distress does not flee to an enemy state; when ties are broken he does not speak harshly — how much less forget his father's enemy, abandon his kin, become a warning to posterity, and shame his allies! If your brother in Ji Province is arrogant, you should humble yourself for the greater cause. When matters are settled, let the world judge who was right — would that not be the noble course?" He also wrote to Shang: "Metal, wood, water, and fire balance hardness and softness to achieve harmony and serve the people's needs. Qing Province is by nature harsh and hasty, blind to right and wrong. You, my lord, are magnanimous and have room to spare. Embrace the smaller, tolerate the weaker — first destroy Cao Cao to avenge your father. Settle that, then judge right and wrong between you — would that not be wise! If you persist in error, even barbarians will mock you — how can your allies fight for you? This is the hound and hare exhausting each other while the farmer reaps the prize." Neither Tan nor Shang listened.
18
西 使 使
Xin Pi came to Xiping and conveyed Tan's plea. Most of Cao Cao's advisers thought Liu Biao was the real threat and Tan and Shang could wait. Xun You said, "The realm is still in turmoil, yet Liu Biao merely holds the Yangtze and Han — he clearly has no ambition beyond his own domain. The Yuan clan held four provinces and fielded hundreds of thousands of men. Yuan Shao won hearts through generosity. If his two sons united to hold his legacy, the realm's troubles would never end. Now the brothers are at war and cannot both survive. When one absorbs the other, his power will be concentrated — and concentrated power is hard to overcome. Strike while they are in chaos and the realm is yours — this moment must not be lost." Cao Cao agreed. Days later Cao Cao again favored attacking Jing Province first and letting the Yuan brothers destroy each other. Xin Pi read his face, sensed the change, and told Guo Jia. Guo Jia spoke to Cao Cao, who then asked Pi, "Can Tan be trusted? Can Shang be conquered?" Pi replied, "My lord, do not ask about trust or deceit — speak only of the situation. The Yuan brothers fought each other believing no outsider could divide them and that they alone could rule the realm. Now they beg you for rescue in a single day — that tells you everything. Tan sees Shang in distress yet cannot defeat him — his strength is spent. Armies are defeated abroad, advisers executed at home, brothers feud, the state is split in two, years of war have bred lice in the armor, and drought, locusts, and famine have struck together; disaster strikes from above and distress from below — wise and foolish alike know the state is crumbling. Heaven itself is destroying Shang. Attack Ye now — Shang will not abandon the siege to rescue it and cannot hold it; if he returns, Tan will follow at his heels. With your prestige against a desperate, exhausted foe — it will be like a gale shaking autumn leaves. Heaven is handing Shang to you. If you pass him by to attack rich, content Jing Province — a land without a crack in its armor — Zhong Hui said, 'Strike the disorderly and trample the perishing.' The two Yuans plot against each other instead of looking outward — that is disorder; those who stay have no food, those who march have no grain — that is ruin. They cannot plan beyond today; the people's lives hang by a thread — yet you would wait; next year one may prevail, reform his ways, and grow strong again — and you will have missed the essential moment for war. Accept their plea for aid now — the gain could not be greater. Among all foes, none is greater than Hebei. Pacify Hebei and your armies will flourish and the realm will tremble." Cao Cao said, "Excellent!" He agreed to aid Tan. In winter, in the tenth month, Cao Cao reached Liyang. When Shang heard Cao Cao had crossed the river, he abandoned Pingyuan and returned to Ye. Shang's generals Lu Kuang and Gao Xiang defected to Cao Cao. Tan secretly carved general's seals to win them back. Knowing Tan was deceitful, Cao Cao betrothed his son Zheng to Tan's daughter to reassure him, then withdrew.
19
西 使 使
Sun Quan attacked Huang Zu in the west and destroyed his fleet, but had not taken the city when mountain bandits rose again. Sun Quan withdrew, passed through Yuzhang, and dispatched Lu Fan to pacify Poyang and Kuaiji, Cheng Pu to attack Lean, Taishi Ci to hold Haihun, and Huang Gai, Han Dang, Zhou Tai, Lu Meng, and others to garrison the counties and suppress the Shanyue — all were pacified. In Jian'an, Hanxing, and Nanping the people rebelled, each district raising more than ten thousand men. Sun Quan sent He Qi of Kuaiji, Southern Commandant, to suppress them. All were pacified; counties were reestablished and ten thousand troops were conscripted. Sun Quan appointed He Qi Colonel Who Pacifies the East.
20
In spring, in the first month, Cao Cao crossed the Yellow River and diverted the Qi River into the White Ditch to secure his supply line.
21
使
In the second month, Yuan Shang resumed his attack on Yuan Tan at Pingyuan, leaving Shen Pei and Su You to hold Ye. Cao Cao marched to the Huan River. Su You tried to act as an inside agent, but the plot was discovered and he fled to Cao Cao. Cao Cao pushed on to Ye and built siege mounds and tunnels to assault the city. Yin Kai, magistrate of Wu'an under Shang, held Maocheng to keep the Shangdang supply line open. In summer, in the fourth month, Cao Cao left Cao Hong to besiege Ye and personally routed Yin Kai, then returned. He also defeated Shang's general Ju Hu at Handan and captured the city. Han Fan of Yiyang and Liang Qi of She surrendered with their entire districts. Xu Huang urged Cao Cao: "The Yuan brothers still hold out, and every city that has not surrendered is watching closely. Reward these two counties to set an example for the rest." Cao Cao agreed. Han Fan and Liang Qi were both enfeoffed as marquises within the passes. Zhang Yan, chief of the Black Mountain bandits, sent envoys to ask for help. Cao Cao appointed him General Who Pacifies the North.
22
In the fifth month, Cao Cao tore down his siege mounds and tunnels, dug a forty-li encircling moat, and at first left it shallow, as though it could be crossed easily. Shen Pei looked out and laughed, and made no sortie to seize the ground. Cao Cao deepened it in a single night to twenty feet across and deep, then diverted the Zhang River to flood the moat; More than half the people in the city starved to death.
23
使簿鹿 使
In autumn, in the seventh month, Shang marched back toward Ye with more than ten thousand men; Before he arrived, he wanted Shen Pei to know what was happening outside and first sent Li Fu of Julu, his chief clerk, into the city. Li Fu cut himself a staff of office, tied it to his saddle, put on a plain cap, took three riders, and reached Ye at dusk; He claimed to be the army inspector, walked the northern siege line eastward along the perimeter, and at every step berated the guards and punished them according to their offenses. He passed through Cao Cao's camps to the southern siege line at Zhang Gate, again upbraided the guards, and had them bound. He had the cordon opened, rode to the wall, called up to the defenders, and was pulled inside by rope. Shen Pei and the others greeted him with mingled grief and joy, shouting and cheering for the emperor. When the guards reported what had happened, Cao Cao laughed and said, "He didn't come in just to stay — he'll be getting out again soon." Knowing he could not bluff his way through the tightening ring a second time, Li Fu persuaded Shen Pei to send out the city's elderly and weak to save grain. That night he sorted out several thousand people, gave them white banners, and sent them out through three gates at once to surrender. Li Fu then disguised himself and his three riders as refugees, slipped out with the crowd that night, and broke through the siege lines.
24
西 西 使
When Shang's army arrived, his commanders argued: "These are men hurrying home to save their city. They will fight as if each man alone mattered. We ought to avoid them." Cao Cao said, "If Shang comes by the main road, we should avoid him; but if he comes by the western hills, he will be easy prey." Shang did come by the western hills, reached Yangping Pavilion seventeen li from Ye, and made camp on the Fu River. At night he lit signal fires for the city, and the city answered with fires of its own. Shen Pei led troops out from the north gate, intending to link up with Shang and break the siege. Cao Cao counterattacked and drove Shen Pei back. Shang was also routed and withdrew to the Qu Zhang to make camp, where Cao Cao besieged him. Before the ring closed, Shang, alarmed, sent envoys to sue for peace; Cao Cao refused and tightened the siege. Shang fled by night to Qishan. Cao Cao pursued and besieged him again. Shang's generals Ma Yan and Zhang Yi surrendered on the field. His army collapsed, and Shang fled to Zhongshan. Cao Cao captured all his supplies, along with Shang's seals, credentials, and regalia, and displayed them before Ye. The city's morale shattered. Shen Pei told the troops: "Hold the walls and fight to the death! Cao Cao's army is spent, and reinforcements from You Province are on the way. Why fear that we are leaderless?" When Cao Cao rode out to inspect the siege lines, Shen Pei had crossbowmen hidden to shoot at him. The bolts nearly found their mark. Shen Pei's nephew Rong commanded the east gate. On wuyin in the eighth month, Rong opened the gate by night and let Cao Cao's men in. Shen Pei fought on inside the city until Cao Cao's men captured him alive. Xin Ping's family was held in the Ye jail. Xin Pi rushed to free them, but Shen Pei had already had them all executed. Cao Cao's men bound Shen Pei and brought him to headquarters. Xin Pi met him and whipped him across the head, shouting, "You slave — this time you are truly dead!" Shen Pei turned and said, "You curs — it was your kind who ruined Ji Province. I only regret I could not kill you! And as I still live, can you kill me now?" After a time Cao Cao had him brought before him and said, "When I rode the lines the other day, your crossbow bolts came thick as rain." Shen Pei said, "I only regret there were not more." Cao Cao said, "You were loyal to the Yuan house. You could not have done otherwise." He meant to spare him. Shen Pei remained fierce and unyielding to the end, but Xin Pi and the others kept wailing until Cao Cao ordered his execution. Zhang Ziqian of Ji Province, who had surrendered earlier and had never been on good terms with Shen Pei, mocked him: "Zhengnan — see how much better I fare than you?" Shen Pei shouted back, "You are a turncoat. I am a loyal minister. Even in death, why should I envy your life?" At the moment of execution he ordered the executioners to turn him north, saying, "My lord is in the north."
25
Cao Cao went in person to Yuan Shao's tomb and wept there; He consoled Yuan Shao's widow, restored her family's property, gave her cloth and supplies, and provided rations for her household.
26
Earlier, when Yuan Shao and Cao Cao first raised armies together, Shao asked Cao Cao, "If things go wrong, what territory should one hold?" Cao Cao replied, "What do you think?" Shao said, "I would hold the Yellow River in the south, block the passes to Yan and Dai in the north, rally the northern tribes, and march south to seize the empire. That might work." Cao Cao said, "I would gather the talents of the realm and lead them by principle. With that, anything is possible."
27
In the ninth month, an imperial edict made Cao Cao Governor of Ji Province; Cao Cao declined and kept only Yan Province.
28
Earlier, Yuan Shang had sent Qian Zhao of Anping to Shangdang to oversee military supplies. Before Zhao returned, Shang fled to Zhongshan. Zhao urged Gao Gan to bring Bing Province to Shang's aid and wait to see how things developed, but Gan refused. Zhao then went east to Cao Cao, who appointed him an aide in Ji Province. He also recruited Cui Yan as Registrar. Cao Cao told him, "Yesterday I reviewed the household registers. This province can field three hundred thousand men. A great province indeed." Cui Yan answered, "The empire is torn apart. The Yuan brothers war with each other while Ji Province's people die in the fields. No one has heard of the court asking after their welfare or lifting them from misery, yet you count first how many soldiers you can raise. Is that what this province expects of you?" Cao Cao's face changed and he apologized. Xu You grew proud of his service. Once at a public gathering he called Cao Cao by his childhood name: "Ah Man — without me, you'd never have taken Ji Province!" Cao Cao laughed and said, "You're right." But inwardly he resented it, and in the end had Xu You killed.
29
In winter, in the tenth month, a comet appeared in the Well constellation.
30
Gao Gan surrendered Bing Province, and Cao Cao restored him as its governor.
31
While Cao Cao besieged Ye, Yuan Tan turned on him again and seized Ganling, Anping, Bohai, and Hejian. He attacked Yuan Shang at Zhongshan. Shang was defeated and fled with Yuan Xi to Gu'an; Tan absorbed Shang's scattered troops and withdrew to Longcou. Cao Cao wrote to rebuke Tan for breaking faith, annulled the marriage alliance and sent his son's betrothed home, then marched against him. In the twelfth month, Cao Cao attacked Tan at his gates. Tan abandoned Pingyuan, fled to Nanpi, and made camp on the Qing River. Cao Cao entered Pingyuan and secured its counties.
32
使 便 便使
Cao Cao recommended Gongsun Du for the title General Who Manifests Martiality and enfeoffed him as Marquis of Yongning Township. Du said, "I am king of Liaodong — what do I want with Yongning?" He put the seal and ribbon away in the armory. That year Gongsun Du died. His son Kang succeeded him, and Kang used the marquisate of Yongning to enfeoff his brother Gong. Because Qian Zhao had once commanded the Wuhuan for the Yuans, Cao Cao sent him to Liucheng to reassure them. Qiao Wang had five thousand cavalry ready to aid Yuan Tan, and Gongsun Kang sent his envoy Han Zhong to invest Qiao Wang with the chanyu's seal and ribbon. Qiao Wang summoned all the chieftains to a council; Han Zhong was present. Qiao Wang asked Qian Zhao, "Lord Yuan once said he had the emperor's authority and made me chanyu; now Lord Cao says he too will report to the emperor and make me true chanyu; and now Liaodong brings another seal and ribbon. Who speaks with real authority?" Qian Zhao answered, "Lord Yuan held imperial authority and could confer titles. He then defied the emperor. Lord Cao replaced him and will report to the throne and confer the true chanyu's seal. That is the one to heed. Liaodong is only a commandery. What right has it to hand out titles on its own?" Han Zhong said, "Liaodong lies beyond the eastern sea. We command more than a million men and have Buyeo and the Mo tribes at our call. In today's world, might makes right. Why should Cao Cao alone have the final say?" Qian Zhao rebuked Han Zhong: "Lord Cao is fair, wise, and loyal to the throne. He crushes rebels and wins over the obedient and brings peace to the empire. You lord and subject are stubborn and arrogant. Sheltered by your distant stronghold, you defy Heaven's mandate, hand out titles on your own authority, and trifle with the symbols of imperial power; Your turn for the blade is coming — how dare you slight and insult Lord Cao!" He grabbed Han Zhong by the head and slammed it against the floor, then drew his sword to kill him. Qiao Wang was terrified. Barefoot, he threw his arms around Qian Zhao and begged him to spare Han Zhong; everyone present went pale. Qian Zhao resumed his seat and explained to Qiao Wang and the rest what victory and defeat meant and where blessing and ruin would fall; All rose from their seats, knelt in submission, and accepted his counsel. They sent the Liaodong envoy away and stood down the cavalry they had mustered.
33
紿 使 使
Gui Lan, Grand Commandant of Danyang, and Dai Yuan, the assistant administrator, murdered the prefect Sun Yi. General Sun He was stationed at Jingcheng. He raced to Wanling, but Lan and Yuan killed him too; They sent for Liu Fu, inspector of Yang Province, and summoned him to Liyang to rally Danyang to their cause. Lan moved into the military headquarters and tried to take Sun Yi's wife, Lady Xu, by force. Lady Xu deceived him. "Please grant me until the last day of mourning," she said. "Let me perform the final rites and lay aside my mourning robes, and then I will submit." Lan agreed. Lady Xu secretly sent a trusted attendant to Sun Gao, Fu Ying, and other of Sun Yi's old officers to plot Gui Lan's death. Gao and Ying wept as they pledged themselves, and in secret they gathered more than twenty of Sun Yi's former servants to swear an oath and join the conspiracy. When the last day of mourning came, she performed the rites. Lady Xu wept until her grief was spent. Then she put off her mourning dress, bathed, scented herself, and appeared merry and laughing. Young and old in the household were heartsick and puzzled by her behavior. Lan watched her in secret and no longer doubted her. Lady Xu hid Sun Gao and Fu Ying inside, then sent for Gui Lan. Lady Xu came out to greet him with a bow. At the very moment she rose from her first obeisance, she cried, "Now, you two — rise!" Gao and Ying burst out and killed Lan. The rest rushed outside and killed Dai Yuan. Lady Xu put her mourning dress back on, offered Lan's and Yuan's heads at Sun Yi's tomb, and the whole army was stunned. When Sun Quan heard of the uprising, he returned from Jiaoqiu. On reaching Danyang, he wiped out the remaining Lan and Yuan factions to the last clan, promoted Sun Gao and Fu Ying to gate commanders, and rewarded the others according to their service.
34
使
Sun He's son Shao, seventeen, gathered his father's remaining troops and held Jingcheng. Sun Quan marched from Wu and by night encamped below Jingcheng, testing the garrison with a surprise attack; The defenders manned the walls, circulated proclamations, and raised a cheer that shook the ground. Some even shot at Sun Quan's men outside. Sun Quan sent envoys to explain, and the commotion ceased. The next day he received Shao, appointed him Colonel of the Successive Array, and put him in command of Sun He's old company.
35
退 簿 使使 使 使 使
In spring, in the first month, Cao Cao attacked Nanpi. Yuan Tan met him in battle, and many of his men fell. Cao Cao wanted to ease off. Cao Chun, Master of Proposals, said, "Our army is far inside hostile country and cannot linger. If we press on and fail, or withdraw, we lose face either way." He took up drum and mallet himself, led the assault, and took the city. Tan fled. Pursuers ran him down and killed him. Li Fu, calling himself chief clerk of Ji Province, asked to see Cao Cao. "The strong are preying on the weak inside the city and the people are panicking," he said. "Send in someone the garrison knows and trusts among the recent surrenderers to proclaim your orders." Cao Cao sent Li Fu into the city to reassure officials and commoners, telling each to keep to his trade and leave his neighbors unmolested. The city calmed. Cao Cao then executed Guo Tu and his followers, along with their wives and children. Yuan Tan had sent Wang Xiu to convoy grain at Le'an. When Wang Xiu heard that Tan was in peril, he marched to his relief. At Gaomi he learned Tan was dead, dismounted, and wailed, "My lord is gone — where shall I go?" He went to Cao Cao and asked permission to bury Tan's body. Cao Cao agreed and sent Wang Xiu back to Le'an to oversee the army's grain supply. Every city in Tan's orbit submitted except Le'an, where the prefect Guan Tong refused to yield. Cao Cao ordered Wang Xiu to bring him Guan Tong's head. Wang Xiu, deeming Tong a loyal man of a fallen house, freed him and sent him to Cao Cao. Cao Cao was pleased and spared him, and took Wang Xiu onto his staff in the Department of Works.
36
使 使 使 涿
Guo Jia urged Cao Cao to recruit distinguished men from Qing, Ji, You, and Bing as aides so that the people would rally to him. Cao Cao agreed. At Guandu, Yuan Shao had Chen Lin draft a proclamation listing Cao Cao's crimes, dragging in his whole lineage and heaping abuse upon him. When the Yuan clan fell, Chen Lin surrendered to Cao Cao. Cao Cao said, "When you wrote that tract for Shao, you might have condemned me alone. Why drag in my father and grandfather?" Chen Lin apologized. Cao Cao pardoned him and put him and Ruan Yu of Chenliu in charge of his secretariat. Earlier Wang Song of Fuyang had held Zhuo Commandery. Liu Fang, a local man, persuaded him to surrender to Cao Cao, and Cao Cao took Liu Fang onto his military staff in the Department of Works.
37
西
Yuan Xi's own generals Jiao Chu and Zhang Nan turned on him. He and Yuan Shang fled to the Liaoxi Wuhuan. Jiao Chu styled himself inspector of You Province, rallied the prefects and magistrates of the commanderies, and defected from the Yuans to Cao Cao. He mustered tens of thousands of men, sacrificed a white horse, and swore them to the oath: "Whoever defies this oath dies!" None dared meet his eye. One by one they drank the oath. Han Heng, attendant administrator of Dai, said, "The Yuan father and son showed me great kindness. Their house is ruined. I lacked the wit to save them and the courage to die with them. In duty I already fail. But to bow to the Cao clan — that I cannot do." The whole company turned pale. Jiao Chu said, "Great undertakings rest on great principle. Success does not hinge on one man. Let us honor Han Heng's wish and make an example of loyalty." He spared him. Jiao Chu and his companions surrendered to Cao Cao and were all enfeoffed as marquises.
38
In summer, in the fourth month, Zhang Yan, chieftain of the Black Mountain bandits, surrendered with more than a hundred thousand followers and was enfeoffed as Marquis of Anguo Village.
39
涿
Zhao Du of Gu'an, Huo Nu, and others murdered the inspector of You Province and the prefect of Zhuo. Wuhuan from three commanderies attacked Xianyu Fu at Kuangping. In autumn, in the eighth month, Cao Cao marched against Zhao Du and his band and executed them; then crossed the Lu River to relieve Kuangping. The Wuhuan fled beyond the frontier.
40
In winter, in the tenth month, hearing that Cao Cao was off fighting the Wuhuan, Gao Gan rebelled again in Bing Province, seized the prefect of Shangdang, and raised troops to hold Huguan Pass. Cao Cao sent Yue Jin and Li Dian against him. Zhang Sheng of Henei, with more than ten thousand men, raided between the Xiao and Mian passes. Zhang Yan of Hongnong took up arms in support.
41
西 西 使 簿
The prefect of Hedong, Wang Yi, was called to court. Wei Gu, a commandery clerk, and Fan Xian, a general of the household, went to Zhong Yao, director of retainers, and asked that Wang Yi be kept in office. Zhong Yao refused. Outwardly Wei Gu and his allies pleaded for Wang Yi; inwardly they were already in league with Gao Gan. Cao Cao told Xun Yu, "The generals west of the Pass bow on the surface but waver within. Zhang Sheng is ravaging the Xiao and Mian region and reaching south toward Liu Biao. With Wei Gu and the rest stirring trouble, the danger runs deep. Hedong is a pivot of the realm. Find me a worthy man to hold it." Xun Yu said, "Du Ji of Jingzhao, prefect of Xiping — brave enough to face crisis, shrewd enough to adapt." Cao Cao appointed Du Ji prefect of Hedong. Zhong Yao pressed Wang Yi to surrender his seal of office. Yi took the insignia and went straight from Hebei to Xu to submit in person. Wei Gu sent several thousand men to block the Shan Pass ford. Du Ji arrived but could not cross for months. Cao Cao dispatched Xiahou Dun to crush Wei Gu. Before he arrived, Du Ji said, "Hedong has thirty thousand households. Not all of them want rebellion. But with an army at the gates, good men have no one to follow. In fear they will fall in behind Wei Gu. Wei Gu will hold the field and fight to the death. Defeat him and the trouble persists; victory means slaughtering a whole commandery. Besides, Wei Gu has not openly defied the throne. He only claims to be pleading for the old prefect. He will not dare kill the new one. If I ride in alone and take them by surprise, Wei Gu — crafty but indecisive — will pretend to accept me. Give me a month in office to tie his hands, and that will be enough." He took a roundabout route and crossed at Xi Ford. Fan Xian meant to kill Du Ji to cow the rest and test his resolve. At the gate he beheaded the chief clerk and more than thirty subordinates. Du Ji did not flinch. Wei Gu said, "Killing him gains us nothing and wins us infamy; and we hold him in our power anyway." He accepted Du Ji as prefect. Du Ji told Wei Gu and Fan Xian, "You two are the pillars of Hedong. I mean only to lean on your support. But you are men of principle. We rise or fall together. Weighty matters should be settled among us." He made Wei Gu supervising commander with acting deputy prefect's duties and put him in charge of the merit clerk's office. More than three thousand officers and men were placed under Fan Xian's command. Wei Gu and his allies were delighted. They paid Du Ji lip service and ignored him. Wei Gu wanted to mobilize a large force. Du Ji objected. "A mass levy will panic the people," he said. "Better to raise troops slowly with cash bounties." Wei Gu agreed. He followed the advice and mustered only a handful of men. Du Ji urged Wei Gu again: "Men worry for their families. Send the officers and clerks home on leave — you can always call them back when needed." Wei Gu, loath to alienate the people, agreed again. Good men dispersed to the countryside and quietly rallied to Du Ji; the ringleaders scattered, each to his own home.
42
使西
About then the White Horse cavalry attacked Dongyuan and Gao Gan withdrew into Huo Marsh. Learning that the counties were declaring for him, Du Ji rode out with a few dozen horsemen, took a fortified position, and held it. Within ten days more than four thousand officials and commoners had rallied to his banner. Wei Gu, Gao Gan, and Zhang Sheng besieged him but could not break him. They pillaged the counties and gained nothing. Cao Cao sent Zhang Ji west against Ma Teng and the other Pass generals. They converged on Zhang Sheng, routed the rebels, executed Wei Gu and Zhang Yan as examples, and pardoned the rest.
43
Du Ji then governed Hedong with a policy of mercy and kindness. When people came with disputes, Du Ji would explain the rights of the matter and send them home to think it over. The village elders would rebuke one another and no one dared sue. He promoted farming and sericulture, encouraged livestock, and every household grew prosperous. He established schools, promoted filial piety and brotherly duty, trained the army, and drilled martial readiness — and Hedong was pacified. Ji governed Hedong for sixteen years, and it was regularly ranked the finest commandery in the realm.
44
Director of the Secretariat and Palace Attendant Xun Yue composed five chapters of the Shenjian and presented them to the throne. Xun Yue was a nephew of Xun Shuang. Political power lay with the Cao clan while the Son of Heaven held himself in respectful retirement. Xun Yue wished to offer counsel but had no avenue — therefore he wrote this book. Its general argument runs: sound government must first eliminate four harms, then establish five policies. Falsity that disorders desire, selfishness that ruins law, license that oversteps norms, extravagance that destroys institutions — unless these four are removed, government cannot function. These are the four harms. Promote farming and sericulture to sustain livelihood; judge likes and dislikes to rectify custom; proclaim civil teaching to manifest transformation; establish martial readiness to wield authority; clarify regular punishments to unify law — these are the five policies. When people do not fear death, punishment cannot frighten them; when people do not delight in life, goodness cannot win them over. Therefore rulers must first enrich the people's wealth to settle their minds — this is sustaining life. Good and evil hinge on deeds; praise and blame require verification; heed words but judge by deeds; cite names but examine facts — let no one manufacture falsehood to unsettle the people's hearts. Thus treachery is eliminated and licentious custom is checked — this is rectifying custom. Honor and disgrace are the essence of reward and punishment. Therefore ritual teaching applies honor and disgrace to gentlemen, transforming their hearts; fetters, cudgels, and floggings are applied to petty men, transforming their bodies. When civilizing transformation fails, ordinary men fall into petty ways; when it succeeds, ordinary men are drawn onto the path of gentlemen — this is manifesting transformation. Rulers must maintain martial readiness against the unforeseen — in peace entrust it to civil government, in crisis deploy it in the army. This is wielding authority. Reward and punishment are the handles of government. The ruler does not reward rashly — not from stinginess, but because rash rewards fail to encourage goodness; nor punish rashly — not from pity, but because rash punishments fail to chastise evil. Rewards that do not encourage are called halting goodness; punishments that do not chastise are called indulging evil. If rulers neither halt goodness below nor indulge evil below, the state's law stands firm. This is unifying the law. Once the four harms are removed and the five policies established, practice them sincerely, guard them firmly, be simple without slackness, be sparing without neglect — and the realm is pacified while the ruler folds his hands in repose.
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