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卷69 魏紀一

Volume 69 Wei Records 1

Chapter 69 of 資治通鑑 · Comprehensive Mirror in Aid of Governance
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Chapter 69
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Wei Records 1
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[Wei Records 1] Spanning from the year Shangzhang Kundun through Xuanyi Shetige—a period of three years.
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The Reign of Emperor Wen the Founder, Part One
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1 使
1. In spring, during the first month, King Wu (Cao Cao) arrived at Luoyang; On the day Gengzi, he passed away. He knew how to read men and was keenly observant, so that falsehood could scarcely deceive him. He singled out men of rare ability without regard for humble birth, assigned each according to his talents, and put them all to work. When arrayed against the enemy, he seemed calm and unhurried, almost as though he had no wish to fight; yet once the moment for decision came and victory was within reach, his fighting spirit brimmed over. When merit merited reward, he did not spare a thousand pieces of gold; but those who sought favors without achievement received not a whit. He enforced the law with severe urgency: offenders were sure to die, and though he sometimes wept in their presence, he never granted pardon in the end. By disposition he was sparing and disliked lavish display. Thus he was able to cut down rival warlords and nearly bring the empire under his rule.
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宿 殿
The Crown Prince was then at Ye, and the army was in uproar. The ministers wished to conceal the death and not announce mourning, but Remonstrance Counselor Jia Kui argued that the affair could not be hidden, and mourning was proclaimed. Some proposed that every city garrison should be staffed entirely with men from Qiao and Pei. Xu Xuan of Guangling, prefect of Wei Commandery, said sharply: "Now that the realm is united from near and far, and all are eager to serve, why should we rely solely on men from Qiao and Pei and thus discourage the hearts of the palace guards!" The proposal was dropped. Qingzhou troops began beating drums on their own and marched off together. Many thought they should be stopped by force and that anyone who refused should be attacked. Jia Kui said, "That must not be done." He drafted a long proclamation ordering every locality along their route to furnish them rations. Marquis Zhang of Yanling had come from Chang'an to attend the funeral and asked Kui where the late king's seal and ribbon were. Kui said sternly, "The state already has an heir designate; the seal and ribbon of the late king are not a matter Your Lordship should raise." When word of the death reached Ye, the Crown Prince wailed ceaselessly. Palace Attendant Sima Fu admonished him: "Our lord is gone, and the empire looks to Your Highness for its very life. You must tend the ancestral shrines above and govern the myriad realms below—why imitate the mourning of a private commoner!" Only after a long while did the Crown Prince cease and say, "You speak rightly." When the ministers had first heard that the King was dead, they had clustered together in tears with no regard for order. Fu cried out sternly in court: "Our lord has departed and the realm is shaken. You ought to bow to the successor at once to steady the empire—yet all you do is weep!" He then dismissed the assembly, posted the guards, and set the mourning in order. Fu was the younger brother of Sima Yi. The ministers held that the Crown Prince could not take the throne without an imperial edict. Minister of Works Chen Qiao said, "The King died away from the capital, and the realm is filled with fear. The Crown Prince ought to set grief aside and take the throne at once, to hold the hopes of men near and far together. Moreover, with a favored son close at hand, any friction between them could put the altars of state in danger." The requisite officials and ceremonies were prepared that same day. The next morning, by order of the Queen, the Crown Prince was installed as King and a general amnesty was proclaimed. Before long the Han emperor dispatched Imperial Counselor Hua Xin with the formal investiture, granting the Crown Prince the seals and ribbons of Chancellor and King of Wei and appointing him Governor of Ji Province. The Queen was then honored as Queen Dowager.
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2. The reign era was changed to Yancong.
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3. In the second month, on the first day (Dingwei), there was a solar eclipse.
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4. On the day Renxu, Grand Master of the Palace Jia Xu was appointed Grand Commandant, Imperial Counselor Hua Xin was made Chancellor of State, and Director of Justice Wang Lang was made Imperial Counselor.
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5. On the day Dingmao, King Wu was interred at Gaoling.
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6 使
6. The King's younger brothers, including Marquis Zhang of Yanling, all departed for their allotted domains. Guan Jun, the commissioner for Linzi, seeking favor, memorialized: "Marquis Zhi of Linzi, while drunk, acted with arrogant insolence and intimidated the imperial envoy." The King degraded Zhi to Marquis of Anxiang, executed Ding Yi of Pei, Investigator on the Right, and his brother Ding Yi the Yellow Gate Attendant along with their male kin—all partisans of Zhi.
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:: 使
::Yu Huan observes: A proverb runs, "The poor do not learn thrift; the humble do not learn deference." This is not because human nature differs, but because circumstances compel it. Had the Founding Lord kept Zhi and the others in check from the beginning, why would these talented men's hearts have turned to ambition! Zhang's resentment had not yet come to anything; and as for Zhi, could he truly have stirred up trouble! Yet Yang Xiu died for his close attention to the heir, and the Ding clan was exterminated for seeking favor—how lamentable!
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7 便調
7. For the first time, four Attendants-at-Large and four Attendants were appointed. Eunuchs who held office might not rise above the heads of the various bureaus. A book of gold was cast and placed in the stone vault. When it came time to choose Attendants and Cavalier Attendants, the King's former intimates urged the appointing officials to install them immediately, without considering anyone else. Sima Fu said, "The new king has only just ascended. We ought to promote worthy men from across the realm—how can you seek to use the moment merely to recommend one another! When offices lose their proper function, even the men who gain them are not to be valued." Other candidates were chosen instead.
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8. Minister Chen Qun, finding that imperial appointments did not draw on the empire's full talent, established the nine-rank system for selecting officials; every province and commandery appointed Rectifiers to govern selection, choosing locally esteemed men of discernment for the role, sorting candidates and ranking them by grade.
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9. In summer, the fifth month, on the day Wuyin, the Han emperor posthumously honored the King's grandfather, the Grand Commandant, as Grand King and Lady Ding as Grand Queen.
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10西 西 西
10. The King appointed Zou Qi, prefect of Anding, as Inspector of Liang Province. Qu Yan of Xiping stirred neighboring commanderies to revolt and resist him. Zhang Jin of Zhangye seized the prefect Du Tong; Huang Hua of Jiuquan refused to obey the prefect Xin Ji—each proclaimed himself prefect in support of Qu Yan. The Three Tribes of the Hu in Wuwei rebelled once more. Wuqiu Xing, prefect of Wuwei, appealed for help to Su Ze of Fufeng, prefect of Jincheng and Protector of the Qiang. Ze prepared to march to his aid, but the people of the commandery all said the rebels were at the height of their power and that they should wait for a major force. Generals Hao Zhao and Wei Ping were then stationed at Jincheng under orders not to cross westward. Ze then met the chief officials of the commandery and Hao Zhao and the others to plan, saying, "Though the rebels are strong, they have only lately come together; some may have been forced to join and are not truly united. Strike while they are divided by quarrels—the loyal and the disaffected will part; those who leave them and come to us will swell our ranks while theirs shrink. Once we gain both more men and redoubled morale, we can lead them forward to attack and defeat them for certain. If we wait for a large army, time will drag on; good men with nowhere to turn will inevitably side with the wicked, and once the two sides fuse, it will be hard to break them apart quickly. Though we have orders to the contrary, to disobey them in the interest of expediency is permissible—we may act on our own authority." Hao Zhao and the others agreed, marched to relieve Wuwei, pacified the Three Tribes of the Hu, and with Wuqiu Xing attacked Zhang Jin at Zhangye. When Qu Yan heard of this, he led three thousand foot and horse to meet Su Ze, claiming he had come to help the army but in fact plotting treachery. Ze lured him in and executed him, displayed the body before the troops, and his followers all fled. Ze then joined the other forces in besieging Zhangye, took the city, and executed Zhang Jin. Huang Hua, in fear, sued for surrender, and the Hexi region was pacified.
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使 西
Earlier, when Ma Ai, prefect of Dunhuang, died in office, the people of the commandery chose Chief Clerk Zhang Gong to act as chief administrator; Gong sent his son Jiu to the court to request the appointment of a new prefect. When Huang Hua and Zhang Jin rebelled and sought to combine forces with Dunhuang, they seized Jiu and held a blade to his throat. Jiu would not yield and secretly wrote to Gong: "Father, you have led Dunhuang with manifest loyalty and righteousness—surely you will not abandon that resolve merely because I am in peril! The main army is nearly here—you need only press your troops forward to take them from the rear. Do not let a father's private love make me die with resentment in my heart." Gong at once led his troops against Jiuquan and separately dispatched two hundred armored horsemen with officials along the northern border of Jiuquan to go east and welcome the new prefect, Yin Feng. Huang Hua wished to rescue Zhang Jin but, seeing Gong's forces to the west and fearing an attack from behind, could not go to his aid and surrendered instead. Jiu came through unharmed; Yin Feng took office in the commandery; and an edict enfeoffed Gong as Marquis within the Passes.
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11. In the sixth month, on the day Gengwu, the King led his army south on a tour of inspection.
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12使
12. In autumn, the seventh month, Sun Quan sent envoys bearing tribute.
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13 西西
13. Meng Da, a general of Shu, was stationed at Shangyong and was at odds with Vice-General of the Army Liu Feng; Feng bullied and oppressed him, so Da led more than four thousand households of his following to defect to Wei. Meng Da was a man of fine presence and ability, and the King held him in high regard, taking him into his own carriage. He appointed Da Attendant Cavalier and General Who Establishes Might and enfeoffed him as Marquis of Pingyang. The three commanderies of Fangling, Shangyong, and Xicheng were merged into Xincheng, and Da was made prefect of Xincheng with responsibility for the southwest. Liu Ye, chief clerk of the marching army, said, "Meng Da is grasping by nature and prides himself on talent and stratagem—he will never repay kindness with loyalty. Xincheng lies adjacent to the domains of Sun Quan and Liu Bei; if he turns disloyal, he will bring trouble upon the state." The King would not heed him. He sent General Who Conquers the South Xiahou Shang and General of the Right Xu Huang, together with Meng Da, to attack Liu Feng. Shen Dan, prefect of Shangyong, turned against Feng and surrendered to Wei; Feng was defeated and fled back to Chengdu.
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Earlier, Liu Feng had been the son of a Luo chieftain of the Kou clan. When Liu Bei first came to Jing Province and had no heir of his own, he adopted Feng as his son. Zhuge Liang feared that Feng's fierce and unyielding nature would make him impossible to control after a change of ruler, and urged Liu Bei to eliminate him while the opportunity offered; and Liu Bei ordered him to take his own life.
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14. Yang Pu, king of the Di in Wudu, led his people to submit to Wei.
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15. On the day Jiawu, the King encamped at Qiao and held a great feast east of the city for the Six Armies and the elders of Qiao, with music, dancers, and a hundred sorts of entertainment; officials and commoners offered toasts for his long life, and the revels lasted until nightfall.
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::Sun Sheng remarks: The three-year mourning obligation extended from the Son of Heaven down to the common people. Thus even in the late Three Dynasties and the age of the Seven Warring States, no one had yet cast off the hemp mourning garments within a fortnight or set aside the mourning staff on the very day of the return wailing. By the time of Emperor Wen of Han the ancient rites were altered and the norms of human conduct cast aside overnight; the moral Way had already grown thin in his day, and custom had declined for generations to come. The King of Wei, having followed Han precedent, set aside its great mourning rites: he was in the deepest mourning yet held feasts with music, stood at the threshold of handing down his legacy yet undermined the foundations of royal virtue; and when he accepted the abdication he openly took two of the former emperor's daughters as consorts—from this one may know that his reign would not be long and his dynasty's span would be brief.
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16. The King appointed Jia Kui, Libationer to the Chancellor, as Inspector of Yu Province. The realm had only just been pacified, and most provincial inspectors could not keep their commanderies in order. Kui said, "A province exists to inspect officials of two thousand bushels rank and below under the Six Regulations, so their reports praise stern efficiency and keen oversight—they do not praise quiet forbearance and the gentle virtue of easy government. Now the chief officials scorn the law and bandits walk abroad with impunity; if the province knows this and does nothing, what standard can the empire follow!" He memorialized for the dismissal of every official at two thousand bushels rank and below who indulged wrongdoing and failed to enforce the law. He trained the armies abroad and governed civil affairs at home, built irrigation works, and opened transport canals, winning praise from officials and commoners alike. The King said, "Kui is a true provincial inspector." He proclaimed throughout the realm that Yu Province should serve as the model; and enfeoffed Kui as Marquis within the Passes.
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17. Li Fu, Left Commandant of the Center, and Xu Zhi, assistant director of the Astronomical Bureau, submitted a memorial: "Wei is destined to replace Han, as charts and prophetic texts show—and the evidence is abundant." The ministers then submitted memorials urging the King to heed the will of Heaven and the people, but he refused.
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使
In winter, the tenth month, on the day Yimao, the Han emperor announced the sacrifice at the High Temple and sent Acting Imperial Counselor Zhang Yin with credentials bearing the imperial seal, ribbon, edict, and investiture document to abdicate the throne to Wei. The King declined three times in writing, then an altar was built at Fanyang. On the day Xinwei he ascended it, received the seal and ribbon, and took the imperial throne; he offered burnt sacrifices to Heaven and Earth and to the mountains and rivers, changed the reign era, and proclaimed a general amnesty.
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In the eleventh month, on the day Guiyou, the former Han emperor was honored as Duke of Shanyang, permitted to keep the Han calendar and the rites and music of an emperor; and the duke's four sons were enfeoffed as marquises. the Grand King was posthumously honored as Grand Emperor; King Wu as Martial Emperor, with the temple name Taizu; and the Queen Dowager was honored as Empress Dowager. Former Han princes were made Marquises Who Honor Virtue, and ranked marquises were made Marquises within the Passes. The ministers received titles and promotions in varying degrees. Chancellor of State was retitled Minister of Education, and Imperial Counselor was retitled Minister of Works. The Duke of Shanyang presented two daughters to become consorts of Wei.
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The Emperor wished to change the calendar. Attendant Xin Pi said, "Wei follows the succession of Shun and Yu, responding to Heaven and winning the people's assent; only Tang and Wu, who settled the realm through warfare, changed the calendar. Confucius said, 'Follow the calendar of Xia.' The Zuo Commentary says, 'Xia's reckoning obtained Heaven's true standard'—why insist on doing the opposite!" The Emperor approved and followed his advice. At the time the ministers all praised the virtue of Wei and mostly disparaged the former dynasty; only Attendant Cavalier Wei Zhen explained the meaning of the abdication and praised the virtues of Han. The Emperor looked at Zhen again and again and said, "The treasures of the empire ought to be shared with Shanyang." The Emperor wished to posthumously enfeoff the Empress Dowager's parents. Minister Chen Qun memorialized: "Your Majesty, having received the Mandate through sagely virtue and founded a new order with reformed institutions, ought to set a lasting precedent for posterity. The canonical texts contain no precedent for ennobling a woman's parents with lands and titles. In ritual law, a wife takes rank from her husband. Qin departed from ancient law and Han followed suit; this is not the true precedent of the former kings." The Emperor said, "This opinion is correct. Do not carry it out." He nevertheless recorded the regulation as fixed law and stored it in the imperial archives.
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18. In the twelfth month, construction of the Luoyang palace began. On the day Wuwu, the Emperor proceeded to Luoyang.
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19西使
19. The Emperor said to Attendant Su Ze, "When we pacified Jiuquan and Zhangye, envoys from the Western Regions came through Dunhuang and presented pearls an inch across—might we send to buy more of them?" Ze replied, "If Your Majesty's transforming influence fills China and your virtue reaches to the desert frontiers, such things will come without being sought. What is obtained by seeking is not truly precious." The Emperor fell silent.
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20 使 忿
20. The Emperor summoned Jiang Ji, Eastern Commandant of the Center, to serve as Attendant Cavalier. At the time an edict was issued to Xiahou Shang, General Who Conquers the South, saying, "You are a trusted commander of the first rank, specially charged with authority—to wield power, dispense favor, take life, and spare life." Shang showed it to Jiang Ji. When Ji arrived, the Emperor asked what he had heard and seen. He replied, "I saw nothing commendable in it—only the language of a state about to perish." The Emperor flushed with anger and asked why. Ji explained in full and added, "The phrase 'wield power and dispense favor' is an explicit warning in the Book of Documents. The Son of Heaven does not speak in jest—this the ancients took seriously. I pray Your Majesty will consider it!" The Emperor at once sent to recall the edict.
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21. The Emperor wished to relocate a hundred thousand households of Ji Province soldiers' families to populate Henan. There was drought, locusts, and famine, and the various offices all said it could not be done, yet the Emperor's resolve was very firm. Attendant Xin Pi and the court officials all requested an audience. The Emperor knew they meant to remonstrate and waited for them with an angry expression—none dared speak. Pi said, "Your Majesty wishes to relocate the soldier households—what is the plan behind this?" The Emperor said, "Do you mean that my plan to move them is wrong?" Pi said, "I truly believe it is wrong." The Emperor said, "I will not discuss this with you." Pi said, "Your Majesty, not deeming me unworthy, placed me at your side and made me one of your advisers—how can you refuse to discuss this with me! What I say is not for my private interest but for the altars of state. How can Your Majesty be angry with me!" The Emperor made no reply, rose, and went inside. Pi followed and seized his robe. The Emperor shook free and would not turn back; after a long while he came out and said, "Zuozhi, why do you hold me so tightly!" Pi said, "To move them now would lose the people's hearts and there is no food to sustain them—therefore I dared not fail to argue with all my strength." The Emperor then moved only half of them. The Emperor once went out pheasant hunting and said to his ministers, "Hunting pheasants is a great pleasure!" Pi replied, "It is a great pleasure for Your Majesty, but a great hardship for your ministers." The Emperor fell silent, and thereafter went out hunting far less often.
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1. In spring, the first month, Proposal Gentleman Kong Xian was appointed Marquis Who Honors the Sage to preside over sacrifices to Confucius.
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2. In the third month, Gongsun Gong, prefect of Liaodong, was promoted to General of Chariots and Cavalry.
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3. The five-zhu coin was restored for the first time.
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4 殿 殿便 殿
4. In Shu word spread that the Han emperor had been killed; the King of Hanzhong thereupon proclaimed mourning, put on mourning dress, and gave him the posthumous title Emperor Xiaomin. His followers vied in citing omens and portents, urging the King of Hanzhong to take the imperial title. Front Division Major Fei Shi submitted a memorial: "Your Highness came ten thousand li from home and gathered an army because Cao Cao and his son forced the emperor and usurped the throne, intending to punish these rebels. The great enemy is not yet defeated, yet you would first declare yourself emperor—I fear this will breed doubt in men's hearts. Formerly the High Ancestor agreed with Chu that whoever first defeated Qin would be made king. Even after he took Xianyang and captured Ziying, he still held back and deferred. How much less should you declare yourself emperor when you have not yet even marched beyond your own gates! This foolish servant truly cannot approve such a course for Your Highness." The King was displeased and demoted Shi to a staff post in Yongchang. In summer, the fourth month, on the day Bingwu, the King of Hanzhong took the imperial throne south of Wudan, proclaimed a general amnesty, and changed the era name to Zhangwu. Zhuge Liang was appointed Chancellor and Xu Jing Minister of Education.
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:: 使 ( ) ) 使 ( ) ) 使 使 -{}-使
::Your subject Guang observes: Heaven gave birth to the teeming multitude; by nature they cannot govern themselves and must together set up a ruler to govern them. If he can restrain violence, remove harm, and preserve their lives; reward the good and punish the wicked so that society does not fall into chaos—such a man may be called a lord. Thus before the Three Dynasties, the lords within the seas numbered not merely ten thousand states; whoever possessed people and altars of state was commonly called a lord. He who united the myriad states under his rule, established laws and institutions, issued commands that none in the empire dared disobey—only such a man was called a king. When royal virtue declined, a powerful state that could lead the feudal lords in honoring the Son of Heaven was called a hegemon. Thus whenever the empire has lacked the Way, the feudal lords have fought for power, and ages have often passed without any true king—this too has been common enough. Qin burned the books and buried the scholars; when Han arose, scholars began to apply the theory of the Five Virtues in succession, treating Qin as an intercalary reign between wood and fire—a hegemony, not a true kingship—and thus the debate over legitimate and intercalary dynasties began. When the house of Han fell, the Three Kingdoms stood like a tripod. The house of Jin lost control of the realm, and the Five Hu peoples swarmed over it like clouds. From the Song and Wei dynasties onward, the realm was divided into northern and southern states, each with its own official history and each denouncing the other—the south called the north 'barbarian prisoners,' and the north [called— [text corrupted] [text corrupted]1 [Editorial note: 'the south as island barbarians' emended according to Zhang's collation and the preceding text.] [End editorial note.] When the Zhu clan replaced Tang, the realm split apart; when the Shatuo entered Bian, their reigns were compared to the last rulers of Xia and Shang and their years were cast aside and not counted. These are all partisan words born of private interest, not the impartial judgment of great fairness. Your servant is truly too dull to judge which former dynasties were orthodox and which intercalary; I venture to think that unless the Nine Provinces are united as one, every claimant has the title of Son of Heaven but not the reality of rule. Whether Chinese [or barbarian] ( [text corrupted] [text corrupted]2 [Editorial note: 'benevolent and tyrannical' emended according to Zhang's collation.] [End editorial note.] They differ in size and strength and from age to age, but in essentials they are no different from the feudal states of old—how can one alone exalt a single state as the legitimate succession and treat all the rest as usurpers and pretenders! If orthodoxy depends on receiving the throne from above, from whom did the Chen dynasty receive it? From whom did the Tuoba clan receive the throne? If orthodoxy depends on holding central China, then the lands held by Liu, Shi, Murong, Fu, Yao, and Helian were all the old capitals of the Five Emperors and Three Kings. If orthodoxy depends on virtue and the Way, then even the smallest states must have worthy rulers, and at the end of the Three Ages, were there not wicked kings as well! Thus the debate over legitimate and intercalary dynasties, from antiquity to the present, has never produced a judgment so clear and settled that no one could challenge it. What I now set forth aims only to narrate the rise and fall of states and record the weal and woe of the people, so that readers may judge for themselves what is good or bad, gain or loss, and take it as a warning—not like the Spring and Autumn Annals, which established a method of praise and blame to pull a chaotic age back to righteousness. As for which dynasties were orthodox and which intercalary, I do not presume to judge; I speak only according to the reality of their achievements. Zhou, Qin, Han, Jin, Sui, and Tang all once unified the Nine Provinces and passed the throne to posterity; though their descendants grew weak and were driven into exile, they still inherited the work of their ancestors and retained hope of restoration, and those in the four quarters who contended with them were all their former ministers—therefore I fully employ the institutions of the Son of Heaven in treating them. As for the rest, their territories were comparable in size and their virtue much the same; none could unify the others, their titles were no different, and they were not originally lord and minister—I treat them all by the institutions of feudal states, each side as an equal match, with no favor shown either way, so that the facts may not be falsified and the approach may come close to supreme fairness. Yet when the empire is divided, one cannot do without years, seasons, months, and days to mark the sequence of events. [End editorial note.] to record the affairs of the various states—not to honor one and demean another, nor to draw orthodox-intercalary distinctions.3 The Han of Zhaolie, though said to be descended from Prince Jing of Zhongshan, was distant in clan affiliation and its generations, ranks, and titles cannot be reliably traced; it is much like Song's High Ancestor calling himself a descendant of Prince Yuan of Chu, or Southern Tang's Founding Ancestor calling himself a descendant of Prince Ke of Wu—right and wrong are hard to distinguish—therefore I dare not compare them to Guangwu and Emperor Yuan of Jin and allow them to continue the remnant succession of the house of Han.
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5
5. Sun Quan moved his capital from Gong'an to E and renamed the city Wuchang.
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6 -{}-
6. In the fifth month, on the day Xinsi, the Han Ruler established Lady Wu as empress. The empress was the younger sister of General of the Left Yi and the former wife of Liu Zhang's elder brother Mao. He established his son Shan as crown prince. He took the daughter of General of Chariots and Cavalry Zhang Fei as the crown prince's consort.
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7 使
7. When the Grand Ancestor entered Ye, the Emperor was Commandant of the Five Offices of the Center; he saw Yuan Xi's wife, Lady Zhen of Zhongshan, was beautiful and was pleased with her; the Grand Ancestor arranged the betrothal for him, and she bore a son, Rui. When he took the imperial throne, Guo the Honored Consort of Anping had his favor; Lady Zhen remained at Ye and could not see him. Disappointed, she spoke resentfully. Guo the Honored Consort slandered her, and the Emperor was greatly angered. In the sixth month, on the day Dingmao, he sent an envoy to order the Lady to take her own life.
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8殿
8. Because the ancestral temple was at Ye, the Emperor sacrificed to the Grand Ancestor in the Jianshi Hall at Luoyang, using the rites of a family household.
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9. On the last day of the Wuchen cycle, there was a solar eclipse. The responsible officials memorialized to dismiss the Grand Commandant. An edict said: "When calamities and anomalies arise, they are meant to reprove the ruler, yet blame is shifted to his ministers—is this the meaning of Yu and Tang blaming themselves! Let all officials reverently perform their duties. If hereafter there are calamities of Heaven and Earth, do not again impeach the Three Excellencies."
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10. The Han Ruler established his son Yong as King of Lu and Li as King of Liang.
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11. The Han Ruler was shamed by Guan Yu's death and prepared to attack Sun Quan. General Who Assists the Army Zhao Yun said: "The nation's enemy is Cao Cao, not Sun Quan. If we first destroy Wei, Quan will submit of his own accord. Now though Cao Cao is dead, his son Pi has usurped the throne; we should follow the people's hearts, move early to seize Guanzhong, hold the upper reaches of the Yellow and Wei Rivers to punish the wicked rebels, and the righteous men east of the Pass will surely pack provisions and spur their horses to welcome the royal army. We should not set Wei aside and fight Wu first. Once the armies clash, they cannot quickly be disengaged—this is not the best strategy." Many officials remonstrated, but the Han Ruler would not listen to any of them. The reclusive scholar of Guanghan, Qin Mi, argued that the season and time would certainly bring no advantage; he was thrown into prison and confined, and then released on bail.
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Earlier, General of Chariots and Cavalry Zhang Fei was heroic, strong, and fierce, second only to Guan Yu; Yu treated the rank and file well but was arrogant toward scholar-officials; Fei loved and honored gentlemen but did not care for the soldiers. The Han Ruler often warned Fei: "Your punishments and executions are already excessive, and you daily whip and beat strong youths yet keep them at your side—this is the way to invite disaster." Fei still did not reform. The Han Ruler was about to attack Sun Quan; Fei was to lead ten thousand troops from Langzhong to join him at Jiangzhou. Just before setting out, his subordinate generals Zhang Da and Fan Qiang killed Fei, took his head, and fled downstream to Sun Quan. The Han Ruler heard that the camp commander of Fei's camp had submitted a memorial and said: "Alas, Fei is dead!"
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::
::Chen Shou's appraisal says: Guan Yu and Zhang Fei were both called match for ten thousand men, tiger ministers of their age. Yu repaid Lord Cao in service; Fei in righteousness released Yan Yan—both had the bearing of true men of the realm. Yet Yu was stubborn and self-conceited; Fei was violent and without kindness—they failed through their faults, the constant pattern of fate.
47
12使 使
12. In the seventh month of autumn, the Han Ruler personally led the armies to attack Sun Quan; Quan sent envoys to sue for peace with Han. The Administrator of Nan Commandery, Zhuge Jin, sent a letter to the Han Ruler saying: "Your Majesty, compared with the Late Emperor, how close were you to Guan Yu? How does the size of Jing Province compare with the whole empire? Both should be hated as enemies—which should come first and which after? If you weigh these points, the answer is easier than turning over your hand." The Han Ruler would not listen. At the time some said Jin had separately sent close kin to communicate with the Han Ruler. Quan said: "Ziyu and I have an oath unchanging in life or death; Ziyu's loyalty to me is like my loyalty to Ziyu." Yet slander spread abroad; Lu Xun made clear that Jin certainly had not done this and that something should be done to dispel such suspicions. Quan replied: "Ziyu has served with me for many years; our bond is like flesh and bone, and we understand each other deeply. As a man, he will not act against the Way or speak against righteousness. When Xuande once sent Kongming to Wu, I once said to Ziyu: 'You and Kongming were born of the same mother, and the younger follows the elder—in righteousness that is fitting—why not keep Kongming? If Kongming stayed and followed you, I would write to Xuande to explain—his heart would follow the man he chose.' Ziyu answered me: 'My younger brother Liang has already pledged himself to another. Having pledged his loyalty and fixed his station, in righteousness he has no second heart. My brother's not staying is like my not going.' His words could pierce through to the spirits—how could he now do such a thing! When I earlier received the slanderous letter, I immediately sealed it and showed it to Ziyu, and gave it to him in my own hand. Ziyu and I may be called joined in spirit; outside words cannot divide us. Knowing your intent has reached me, I immediately seal the memorial you sent and show it to Ziyu, so that he may know your intent."
48
使 西
The Han Ruler sent Generals Wu Ban and Feng Xi to defeat Quan's generals Li Yi, Liu E, and others at Wu, advanced the army to Zigui with more than forty thousand troops, and the tribal peoples of Wuling all sent envoys to request troops. Quan made General Who Pacifies the West Lu Xun grand commander with provisional credentials and put him in command of Generals Zhu Ran, Pan Zhang, Song Qian, Han Dang, Xu Sheng, Xianyu Dan, Sun Huan, and others—fifty thousand men—to resist them.
49
13輿
13. The Emperor's younger brothers, the Marquis of Yanling Zhang, the Marquis of Wan Ju, the Marquis of Luyang Yu, the Marquis of Qiao Lin, the Marquis of Zan Yan, the Marquis of Xiangyi Jun, the Marquis of Hongnong Gan, the Marquis of Shouchun Biao, the Marquis of Licheng Hui, and the Marquis of Pingyu Mao were all promoted in rank to duke; The Marquis of Anxiang Zhi was re-enfeoffed as Marquis of Juancheng.
50
14
14. The Lingyun Terrace was built.
51
15-{}-
15. Earlier, the Emperor ordered the officials to estimate whether Liu Bei would march out to avenge Guan Yu against Sun Quan; the assembly all said: "Shu is a small state; its famous general was only Yu. Yu is dead and the army is broken; within the state there is worry and fear—there is no occasion to march out again." Attendant Liu Ye alone said: "Though Shu is narrow and weak, Bei's plan is to strengthen himself by might and majesty; the situation will surely require using many troops to show he has surplus strength. Moreover, Guan Yu and Bei were righteous as lord and minister, and their bond was like father and son. Yu is dead, and if he cannot raise an army to avenge the enemy, he falls short of the duty owed from beginning to end."
52
使 ( ) ) 便
In the eighth month, Sun Quan sent envoys declaring himself a subject, with humble words presenting a memorial, and also returned Yu Jin and the others. The court officials all congratulated him; Liu Ye alone said: "Quan seeks to surrender without cause—there must be urgency within. Quan earlier launched a surprise attack and killed Guan Yu; Liu Bei will surely raise a great army to attack him. Externally there is a strong foe; the people's hearts are unsettled; he also fears the Central State will seize the opportunity to strike—therefore he yields territory and seeks surrender: first to repel the Central State's army, second to borrow the Central State's aid, to strengthen his forces and make the enemy hesitate. The empire is divided in three; the Central State holds eight parts in ten. Wu and Shu each hold one province, blocked by mountains and relying on rivers; when urgent they rescue each other—this is the advantage of small states. Now they turn and attack each other—Heaven is destroying them; we should raise a great army and cross the river directly to strike them. Shu attacks them from without, we strike them from within—Wu's fall will not exceed ten days [months] ( [text corrupted] [text corrupted]4 [Editorial note: 'within ten days' emended to 'within ten months' according to Zhang's collation and the Biography of Liu Ye in the Records of Wei.] [End editorial note.] If Wu falls, Shu will stand alone; if half of Wu were cut off and given to Shu, Shu surely could not long endure—how much less when Shu gets the outer parts and we get the inner!" The Emperor said: "When a man declares himself a subject and submits, yet we attack him, we will make those throughout the empire who wish to come doubt their hearts—it is better for now to accept Wu's surrender and strike Shu afterward." He replied: "Shu is far and Wu is near; when they hear the Central State is attacking, they will at once withdraw their armies—we cannot stop them. Bei is already in a rage and has mobilized to strike Wu. Once he hears we are attacking Wu and knows Wu is doomed, he will press forward with joy to vie with us for a share of Wu's lands—he will surely not change course, swallow his fury, and come to Wu's rescue." The Emperor would not heed this advice and proceeded to accept Wu's surrender.
53
使
Yu Jin's hair and beard had turned snow-white, his face gaunt and worn; when he appeared before the Emperor he wept and prostrated himself in the dust. The Emperor consoled him with the precedents of Xun Linfu and Meng Mingshi—generals who had failed yet been restored to grace—appointed him General Who Pacifies the Distant, and sent him north to Ye to pay homage at the Gaoling tomb. The Emperor had the tomb-pavilion painted in advance with scenes of Guan Yu's triumph, Pang De's defiant rage, and Jin's surrender. When Jin saw the paintings, shame and fury overwhelmed him; he took ill and died.
54
::
::Your subject Guang observes: Yu Jin commanded tens of thousands, yet when defeated he could not bring himself to die—he surrendered alive to the enemy, and then came home again. Emperor Wen might have dismissed him or put him to death; instead he had the tomb-pavilion painted to humiliate him—this was unworthy of a sovereign!
55
16 使
16. On the day dingsi, the Emperor dispatched Grand Master of Ceremonies Xing Zhen bearing an edict to invest Sun Quan as King of Wu, granting the Nine Bestowments. Liu Ye said: "This must not be done. The late Emperor campaigned across the empire and united nine parts in ten; his majesty shook the seas. Your Majesty received the abdication and ascended the throne; your virtue matches Heaven and Earth, your fame reaches the four corners of the earth. Quan may have heroic talent, but he is merely the former Han Cavalry General and Marquis of Nanchang—a title light in rank and low in prestige. The gentry and common people still hold the Central State in awe; we cannot forcibly press them into whatever design they propose. If we must accept his surrender, we may advance his general's title and enfeoff him as a marquis of one hundred thousand households—but we must not at once make him a king. The rank of king stands only one step below the Son of Heaven; its rites, precedence, dress, and regalia blur the line with the imperial. Were he merely a marquis, the gentry and people of Jiangnan would still lack a settled bond of lord and subject. We credit his feigned surrender, proceed to ennoble him, elevate his title and rank, and fix his status as sovereign and subject—is this not giving wings to a tiger? Once Quan receives the kingship, he will repel Shu's forces from behind; outwardly he will exhaust every courtesy in serving the Central State, letting all within his realm hear of it, while inwardly acting without courtesy to provoke Your Majesty— Your Majesty, suddenly enraged, will raise troops to chastise him; then at leisure he will tell his people: 'I have devoted myself to serving the Central State, not sparing precious treasures or rare goods, always presenting tribute and never failing in a subject's duty—yet for no reason you attack us, you must mean to destroy our state, capture our people, and make them your slaves and concubines.' The people of Wu would have no reason not to believe his words. Believing his words and stirred to anger, above and below united—their fighting strength would increase tenfold." Again the Emperor would not listen. The generals, seeing Wu submit from within, all relaxed their guard; only General Who Subdues the South Xiahou Shang further strengthened offensive and defensive preparations. Cao Wei of Shanyang, famed for talent, hearing that Wu had declared itself a vassal state, as a commoner exchanged letters with the King of Wu seeking bribes, intending to cultivate contacts in the capital; when the Emperor heard of this he had him executed.
56
17
17. Wu again fortified Wuchang.
57
18 使 祿
18. Earlier, the Emperor wished to appoint Yang Biao as Grand Commandant; Biao declined, saying: "I once served the Han dynasty as one of the Three Ducal Ministers; when the age declined into chaos I could not achieve even the slightest good—if I now become a minister of Wei again, in the state's eyes it would be no honor either." The Emperor then desisted. In winter, during the tenth month, on the day jihai, the dukes and ministers attended the new-moon audience and all received Yang Biao, treating him with the courtesy due a guest. He was granted the staff of longevity and a folding armrest, and made to appear dressed in a plain cloth robe and a leather cap; appointed him Grand Master of Splendor, with salary rank of two thousand shi; at court audiences, his seat was ranked after the Three Ducal Ministers; furthermore his gate was granted the privilege of post-horses, and officials and soldiers were stationed there to honor and exalt him. He died at the age of eighty-four.
58
19
19. Because grain was dear, the five-zhu coin was abolished.
59
20西 退 使使退 西
20. Zhiyuan Duo and others of the Lushui Hu in Liangzhou rebelled, and the region west of the Yellow River was thrown into turmoil. The Emperor recalled Zou Qi and appointed Zhang Ji, Governor of Jingzhao, as Governor of Liangzhou, dispatching Protector of the Army Xiahou Ru, General Fei Yao, and others to follow after. Over seven thousand Hu horsemen met Ji at Zhuanyinkou to resist; Ji publicly announced that his army would advance by way of Zhuanyin, then secretly marched out from Qieci toward Wuwei. The Hu took this for divine intervention and withdrew to Xianmei. Ji had already seized Wuwei when Yao arrived; Ru and the others had not yet reached there. Ji rewarded the officers and soldiers and wished to advance and attack the Hu; the generals all said: "The soldiers are weary, the enemy masses are keen in spirit—hard to contend with their edge." Ji said: "Now the army has no visible grain—we must take the enemy as our supply. If the enemy see our forces unite, they will retreat into the deep mountains; pursue them and the roads are perilous and we will be starved; if the army returns they will come out to watch and plunder—thus the army cannot be released. This is what is called 'let the enemy go for a day, and the disaster lasts for generations.' Thereupon the army advanced to Xianmei. In the eleventh month, several thousand Hu horsemen, taking advantage of a strong wind, intended to set fire and burn the camp; officers and soldiers were all afraid. By night Ji hid three thousand picked soldiers in ambush, had Adjunct Cheng Gongying lead over a thousand horsemen to offer battle, and ordered a feigned retreat. The Hu indeed raced after them in competition; then the ambush was sprung to cut off their rear, attacking from fore and aft; they were utterly routed—heads cut and captives taken numbered in the tens of thousands, and all west of the river was pacified.
60
西 便使 使 詿
Later Qu Guang of Xiping rebelled and killed the prefect of his commandery. The generals wished to attack; Ji said: "Only Guang and his ilk rebel—the people of the commandery are not necessarily all alike. If we at once bring the army down on them, officials and people, Qiang, and Hu will all say the state makes no distinction between right and wrong, and each will hold fast in mutual resistance—this is giving wings to a tiger. Guang and his ilk wish to use the Qiang and Hu as support; now first send the Qiang and Hu to raid and attack, with heavy bounty rewards—whatever they capture and take, all is given to them. Externally check their momentum, internally sunder their alliances—surely without battle it will be settled." Thereupon a proclamation was circulated to notify the various Qiang: those misled by Guang and his ilk were forgiven; whoever could cut off the rebel chieftain and deliver his head would receive enfeoffment and reward. Thereupon Guang's partisans cut off and delivered Guang's head; the rest all dwelled in peace as before.
61
21 忿
21. When Xing Zhen arrived in Wu, the men of Wu thought Sun Quan ought to style himself General-in-Chief and Lord of the Nine Provinces, and should not accept Wei's enfeoffment. The King of Wu said: "Lord of the Nine Provinces—never heard of in antiquity. In old days the Lord of Pei also received investiture from Xiang Yu as King of Han—this was merely suited to the times; what harm could there be in it!" Thereupon he accepted it. The King of Wu went out to the capital pavilion to await Xing Zhen; when Zhen entered the gate he did not alight from his carriage. Zhang Zhao said to Zhen: "In ritual nothing is without reverence; in law nothing goes unenforced. Yet you dare to hold yourself above others—is it because the south of the Yangtze is weak and small, without so much as a blade an inch long!" Zhen at once hurried down from his carriage. Central Palace Gentleman Xu Sheng of Langye, resentful and indignant, turned to his fellows and said: "We could not exert ourselves and give our lives, unite Xu and Luo for the state, swallow Ba and Shu—and now we make our lord ally with Zhen—is this not shame!" Then tears streamed down his face. When Zhen heard this he said to his followers: "Generals and ministers east of the river like this—they will not long remain another's inferiors."
62
( ) ) 使
Wu [King]( Lord) Lord)5 [Editorial note: 'King of Wu' emended from 'Lord of Wu' according to Zhang's collation.] [End editorial note.] The Emperor asked: "What sort of ruler is the King of Wu?" He replied: "A ruler who is intelligent, benevolent, wise, and strategically farsighted." The Emperor asked for particulars; he replied: "Taking Lu Su from common rank—that was his intelligence; promoting Lü Meng from the ranks—that was his discernment; capturing Yu Jin yet not harming him—that was his benevolence; taking Jing Province without blades blooded—that was his wisdom; holding three provinces and glaring tiger-like at the empire—that was his heroism; bowing in submission to Your Majesty—that was his strategy." The Emperor said: "Does the King of Wu know much of learning?" Zhao Zi said: "The King of Wu has ten thousand vessels on the river and a million armored men; he employs the worthy and uses the able, his intent fixed on statecraft and strategy. Though he has leisure besides, he broadly reads books and transmissions, histories and records, and gathers the strange and unusual—not merely imitating bookish men who pick passages and cull phrases." The Emperor said: "Can Wu be attacked?" He replied: "Great states have troops for campaigning; small states have defenses that are firm." The Emperor said: "Is Wu a match for Wei?" He replied: "With a million armored men and the Yangtze and Han as moats—what difficulty could there be!" The Emperor said: "How many men in Wu are like you, a grandee?" He replied: "Those outstanding in intelligence and penetrating insight—eighty or ninety men; men like myself—cartloads and bushel-measures, beyond counting."
63
使 西
The Emperor sent envoys to request from Wu sparrow-head incense, great shells, luminous pearls, ivory, rhinoceros horn, tortoiseshell, peacocks, kingfishers, fighting ducks, and long-crowing cocks. The ministers of Wu said: "The two provinces Jing and Yang have fixed tribute offerings. What Wei requests are precious playthings—not according to ritual; we ought not give them." The King of Wu said: "We are presently engaged with affairs in the northwest; the common folk beyond the river all rely on me for their lives. What they seek from us are but tiles and stones to us—why should I begrudge them! Moreover they are in mourning after bereavement, yet ask for things like this—can one discuss ritual with them!" All were fully supplied and given.
64
22
22. The King of Wu made his son Deng crown prince and finely selected teachers and companions—making Zhuge Ke, son of Grand Administrator of Nanjun Zhuge Jin; Sun Xiu, son of General Who Pacifies the Distance Zhang Zhao; Gu Tan, son of Grand Judge of Wujun Gu Yong; and Chen Biao, son of Adjunct General of Lujiang Chen Wu all Supernumerary Palace Attendants. They entered to lecture on the Poetry and Documents and went out to follow in horsemanship and archery—he called them the Four Friends. In receiving and attending to subordinates, Deng generally used the courtesies of a plain-clothed gentleman.
65
23
23. In the twelfth month, the Emperor went on an eastern tour.
66
24 西( ) )
24. The Emperor wished to enfeoff Sun Deng, prince of Wu, as a marquis of ten thousand households; the King of Wu, considering Deng still too young, submitted a memorial declining the honor; again sent Western Cao Attendant Wu [Commandery]( Xing) Xing)6 [Editorial note: "Shen Heng entered to give thanks" emended according to Zhang's collation and the commentary on Sun Quan's biography in Wu Zhi citing Wei Zhao's Wu Shu.] [End editorial note.] He also presented regional products. The Emperor asked: "Does Wu resent Wei's turning eastward?" Heng said: "No resentment." He said: "Why?" He said: "We trust in the old alliance and speak of restoring good relations, and for that reason feel no resentment; if Wei violates the alliance, we naturally have our preparations in place." He asked again: "I hear the crown prince is to come—is it so?" Heng said: "When I was at the Eastern Court, I did not sit in at court sessions or join at banquets; I have heard nothing of such talk." The Emperor approved of this.
67
使
At Wuchang the King of Wu held wine at the Fishing Terrace until he was thoroughly drunk; he had water sprinkled on the assembled ministers and said: "Today we drink deep—only when one is drunk enough to fall from this terrace shall we stop!" Zhang Zhao kept a stern face and said nothing; he went outside and sat in his carriage. The King sent men to summon Zhao back in and said: "We are only sharing merriment together—why so angry, my lord?" Zhao replied: "In olden days King Zhou of Shang built the wine-mound and wine-pool and held all-night drinking bouts; at the time men thought it glorious and did not think it wicked." The King fell silent in shame and stopped the drinking.
68
The King of Wu was drinking with his ministers and rose to offer wine in turn; Yu Fan prostrated himself and feigned drunkenness, refusing the cup; when the King had moved on, Fan rose and sat up. The King flew into a rage, drew his sword and was about to strike him; everyone present was struck with alarm. Only Grand Minister of Agriculture Liu Ji rose and held the King back, remonstrating: "Great King, to personally kill a good officer after the third cup—even if Fan is guilty, who in the empire would know the truth of it! Moreover, it is because you can embrace the worthy and gather men about you that the empire looks to you with hope; to cast that aside in a single morning—how can that be right!" The King said: "Even Cao Mengde killed Kong Wenju—what is Yu Fan to me!" Ji said: "Mengde killed scholar-officers lightly, and the empire condemned him for it. You personally practice virtue and righteousness and aspire to rank with Yao and Shun—how can you compare yourself to him!" Yu Fan thereby escaped with his life. The King thereupon ordered those at his side: "From now on, whenever anyone speaks of killing after wine, no one is to be killed." Ji was the son of Liu Yao.
69
25 西 使
25. At the outset, after the Grand Ancestor had defeated Tadun, the Wuhuan gradually declined; the Xianbei chieftains Budugen, Kebineng, Suli, Mijia, Jueji, and others, through Yan Rou, submitted tribute and sought to open trade. The Grand Ancestor memorialized the throne to ennoble them all as kings. Kebineng came from a lesser Xianbei clan; his courage, vigor, integrity, and fairness won the people's respect, and he was thus able to awe and control the other tribes, becoming the most powerful of them all. From Yunzhong and Wuyuan eastward to the Liao River all became Xianbei domain; Kebineng, Suli, and Mijia divided the land among themselves to govern, each with his own borders. Kebineng's tribes lay near the border forts, and many Chinese fled or defected to join him; Suli and the others lay beyond the border forts of Liaoxi, Right Beiping, and Yuyang; the distance was great, so they posed no border threat. The Emperor appointed Colonel Who Pacifies the Barbarians Qian Zhao as Protector Colonel of the Xianbei and Grand Administrator of Nanyang Tian Yu as Protector Colonel of the Wuhuan, and sent them to guard and pacify the tribes.
70
1
1. In spring, on the first day of the first month (the day Bingyin), there was a solar eclipse.
71
2
2. On the day Gengwu, the Emperor proceeded to Xuchang.
72
3
3. An edict stated: "Today's provincial recommendation and filial-piety selection are the ancient tribute-officer system; if selection were limited by age, then Lü Shang and Zhou Jin would never have risen to distinction in former ages. Let the commanderies and feudatories in making selections not be restricted by age; those who master the classics and the rites and those skilled in law and administration shall all, upon arrival, be given trial appointments. Responsible offices shall investigate and punish those who fail to recommend men of genuine merit."
73
4使 西
4. In the second month, the kings of Shanshan, Kucha, and Khotan each sent envoys bearing tribute. Thereafter contact with the Western Regions was restored, and the Wuji Colonel was installed.
74
5沿退 使
5. The Han ruler was about to advance from Zigui to attack Wu. Administrator-attendant Huang Quan remonstrated: "The Wu men fight fiercely, and with the navy moving downstream, advance is easy but retreat will be hard. I beg leave to serve as vanguard and meet the enemy; Your Majesty should hold the rear." The Han ruler refused and instead made Huang Quan General Who Pacifies the North, assigning him to command all forces north of the Yangtze; while he personally led his generals south of the Yangtze along the mountain ridges, encamping at Yidao and Xiaoting. The Wu generals all wished to meet them in battle. Lu Xun said: "Liu Bei has marched his whole army east; their fighting spirit is at its peak; they hold the heights and guard the passes, and cannot be taken in a hasty assault. Even if an attack should succeed, complete victory would still be hard to achieve; any setback would damage our momentum grievously. For now, let us only encourage the troops, employ varied stratagems, and watch how matters develop. If this were open country, we might fear being thrown into disorder in a running pursuit; but marching along these mountain tracks, their forces cannot deploy; they will wear themselves out among the cliffs and boulders, and we can gradually overcome them at our leisure." The generals did not understand and thought Lu Xun feared the enemy; each nursed anger and resentment.
75
使谿
The Han forces opened a route from Mount Hen through to Wuling and sent Palace Attendant Ma Liang of Xiangyang to bestow gold and brocades on the various tribal peoples of Wuxi, conferring offices and titles upon them.
76
6
6. In the third month, on the day Yichou, the Emperor invested his son Cao Rui, Duke of Qi, as Prince of Pingyuan, and his younger brothers, including Cao Zhang, Duke of Yanling, were all advanced to princely rank. On the day Jiaxu, the Emperor invested his son Cao Lin as Prince of Hedong.
77
7
7. On the day Jiawu, the Emperor proceeded to Xiangyi.
78
8
8. In summer, in the fourth month, on the day Wushen, the Emperor invested Marquis of Juancheng Cao Zhi as Prince of Juancheng. At this time the feudatory princes held only nominal titles over registered fiefs, without real authority; each princedom had only a hundred-odd veteran soldiers for its guard; they were kept a thousand li away and denied audience at court; officials were appointed as aides and supervisors to watch and report on them. though they bore princely titles they were no better than commoners; all longed to live as ordinary men and could not. The laws were harsh, and reports of the princes' misdeeds reached the throne daily; only the Prince of Beihai, Cao Tan, was conscientious and studious and never gave cause for complaint. The literary attendants and defense aides said among themselves: "We are ordered to observe the Prince's conduct; faults must be reported, but virtues should also be reported." They jointly submitted a memorial praising Cao Tan's merit. Cao Tan, hearing of this, was greatly alarmed and rebuked the literary attendants: "Self-cultivation is ordinary conduct; yet you report it to the throne—you only increase my burden thereby. If I truly had merit, why worry that it would not be heard? Yet you hasten together in this way—this does no good at all."
79
9
9. On the day Guihai, the Emperor returned to Xuchang.
80
10
10. In the fifth month, the eight commanderies south of the Yangtze were made into Jing Province, and the commanderies north of the river were made into Ying Province.
81
11
11. The Han forces linked camps from the Wuxia Gorge and Jianping eastward to the border of Yiling, establishing dozens of encampments. Feng Xi was made grand commander and Zhang Nan front commander. From the first month they faced Wu without resolution through the sixth month. The Han ruler sent Wu Ban with several thousand men to establish a camp on level ground. The Wu commanders all wished to attack, but Lu Xun said: "There must be a stratagem here—let us watch for now." The Han ruler, seeing his stratagem had failed, withdrew eight thousand ambush troops from the valley. Lu Xun said: "The reason I would not hear of attacking Wu Ban was that I suspected some crafty design." Lu Xun submitted a memorial to the King of Wu: "Yiling is a strategic chokepoint, the gate and barrier of the state—though it may be taken easily, it may also be lost easily. To lose it would not merely forfeit one commandery—it would put all Jing Province at risk. Today's contest must end in success. Liu Bei has violated Heaven's constant and left his lair to offer himself up. Your subject, though lacking talent, relying on your majesty's authority to punish the rebel with righteousness, sees his destruction close at hand—there is nothing to worry about. I had feared he would advance by land and water together, but now he has abandoned his boats for marching on foot and camps everywhere. Observing his disposition, he clearly has no other plan. I humbly pray that Your Majesty may rest easy and give it no further thought."
82
便
In the intercalary month, as Lu Xun was about to advance against the Han army, the generals all said: "We ought to have attacked Liu Bei at the outset; now he has been allowed in five or six hundred li and has held his ground for seven or eight months. Every strategic point is firmly defended—an attack can bring no gain." Lu Xun said: "Liu Bei is a cunning adversary, seasoned in many campaigns; when his army first assembled, his plans were keen and focused, and could not be challenged. Now he has been halted long, we hold the advantage, his troops are weary and dispirited, and his stratagems are exhausted. To take this enemy in a pincer—that time is now." He first assaulted one camp without success; the generals all said: "We are wasting our men for nothing!" Lu Xun said: "I already know how to break them." He ordered each man to carry a bundle of thatch, attacked with fire, and overran the camp; once momentum was gained, he led all the armies in a simultaneous assault, beheading Zhang Nan, Feng Xi, the tribal king Shamoke, and others, and breaking more than forty camps. The Han generals Du Lu, Liu Ning, and others, driven to the last extremity, begged to surrender.
83
殿 使 退
The Han ruler ascended Mount Ma'an and drew up his troops in a ring about himself; Lu Xun pressed all his armies forward and closed in from every side—the Han lines collapsed and disintegrated, and the dead numbered in the tens of thousands. The Han ruler fled by night; couriers themselves carried gongs and burned armor to cover the retreat, and he barely reached Baidi City. His boats, weapons, and supplies for the navy and infantry were lost at once; corpses choked the river downstream. The Han ruler, deeply shamed and bitter, said: "To be broken and humiliated by Lu Xun—is this not Heaven's will!" General Fu Rong of Yiyang served as rear guard; his men were all killed, and Rong's fighting spirit grew only fiercer. The Wu soldiers urged him to surrender. Rong cursed them: "Wu dogs! Would a general of Han ever surrender!" He died fighting. Cheng Ji, the Attendant Director of Sacrifices, retreated upriver. The men said: "The enemy will soon overtake us from behind—we should cast off the boats and travel light." Ji said: "I have served in the army and am not in the habit of fleeing before the enemy." He too died fighting.
84
調
Earlier, Sun Huan, Central Guard General of Andong under Wu, had attacked the Han vanguard separately at Yidao and been surrounded by Han forces. He appealed to Lu Xun for relief. Xun said: "Not yet." The generals said: "Sun of Andong is of the ruling house, besieged and already in dire straits—why won't you rescue him!" Lu Xun said: "Andong has won the loyalty of his troops; his walls are strong and his grain ample. There is no cause for worry. Wait until my plan takes effect—even if we do not go to Andong's aid, he will break the siege on his own." When the plan was fully executed, the Han army broke and fled in rout. Later Sun Huan met Lu Xun and said: "I did resent your failure to rescue me; but only now do I understand that your command truly has its method!"
85
( ) ) 使
When Lu Xun first became grand commander-in-chief, his subordinates included veterans of the campaign against the usurpers and noble clansmen of the ruling house—each haughty and self-important on self) on self) emended according to Zhang's collation and the Biography of Lu Xun in Wu Zhi. , and would not obey one another. Lu Xun grasped his sword and said: "Liu Bei is renowned throughout the realm, and even Cao Cao feared him. Now he stands on our border—this is a formidable foe. All of you owe the state a debt of grace. You ought to work together in harmony to destroy this enemy and repay what you owe—yet you will not heed one another. Why? I am only a scholar, yet my ruler entrusted me with command. The state lowered you to serve under me because I am not wholly unfit for the task and because I can swallow humiliation and bear heavy burdens. Each of you has his duty—there is no more room for excuses! Military law is fixed and may not be violated!" When Liu Bei was finally defeated, most of the strategy had come from Lu Xun, and the generals at last submitted to his authority. When the King of Wu heard of this, he asked: "Why did you not report the generals who disobeyed orders at the outset?" He replied: "I owe the state a great debt. These generals are trusted intimates, capable instruments, or meritorious servants—all men the state must rely on to settle great affairs. I privately resolved to emulate Lin Xiangru and Kou Xun, who humbled themselves before each other for the good of the state." The King laughed and praised him. Lu Xun was promoted to Assistant State General, made Governor of Jing Province, and enfeoffed as Marquis of Jiangling.
86
使
Zhuge Liang and Fa Zheng, Director of the Masters of Writing, differed in personal taste, yet they respected each other in the service of the state, and Liang always admired Fa Zheng's intelligence and skill. When the Han ruler's attack on Wu ended in defeat, Fa Zheng was already dead. Zhuge Liang sighed and said: "If Xiaozhi were still alive, he would surely have restrained our lord from marching east. Even if he had marched east, disaster would surely not have befallen us." The Han ruler was at Baidi. Xu Sheng, Pan Zhang, Song Qian, and others each sent urgent memorials declaring that Liu Bei could surely be taken and begging permission to attack again." The King of Wu consulted Lu Xun. Lu Xun, Zhu Ran, and Luo Tong memorialized: "Cao Pi has massed a large army. Outwardly he claims to help us punish Liu Bei, but inwardly he harbors treacherous designs. We respectfully resolve to withdraw at once."
87
When the Emperor first heard that the Han army had planted palisades and linked camps for more than seven hundred li, he told his ministers: "Liu Bei knows nothing of war. Can a line of camps seven hundred li long possibly hold off an enemy? A host that encamps amid marshland, low ground, and rough terrain will be taken by the enemy'—that is a fundamental military taboo. Sun Quan's report of victory ought to arrive any day now." Seven days later, the dispatch from Wu announcing the defeat of Han arrived.
88
12
In the twelfth year, in the seventh month of autumn, Jizhou suffered a plague of locusts and famine.
89
13 使 ( ) ) 谿
In the thirteenth year, after the Han ruler's defeat and flight, Huang Quan was stranded north of the river with his escape cut off. In the eighth month he led his troops to surrender. Han officials asked to arrest Huang Quan's wife and children. The Han ruler said: "I have wronged Huang Quan; Huang Quan has not wronged me." He treated them as before. The Emperor said to Huang Quan: "You have abandoned the rebel cause and come over to us. Do you wish to emulate Chen She and Han Xin?" He replied: "I received extraordinary favor from Lord Liu. I could not surrender to Wu, and I had no road back to Shu. That is why I submit to Your Majesty. Besides, a defeated general is lucky to escape with his life. What ancient hero is there for me to emulate!" The Emperor was pleased and appointed Huang Quan Pacifying South General, enfeoffed him as Marquis of Yuyang, made him Palace Attendant, and had him ride in the imperial escort chariot. [Han]( Shu) Shu)7 [Editorial note: In the phrase 'defectors said Shu had executed Quan's wife and children,' Sima Guang's original reading used 'Shu' rather than 'Han'; this has been directly emended.] [End editorial note.] The Emperor then ordered Huang Quan to hold mourning. Huang Quan said: "Lord Liu and Zhuge and I trusted each other fully. That should make my true intentions plain. I suspect this is untrue. I beg leave to wait and see." Later investigation proved it was exactly as he had said. Ma Liang also died at Wuxi.
90
14
In the fourteenth year, on the day Jiawu in the ninth month, an edict declared: "When women take part in government, disorder follows. From this day forward, ministers may not submit affairs to the Empress Dowager. The empress's kin may not hold offices of regency, nor may they freely receive noble fiefs. Let this edict be handed down to later generations. Whoever violates it, the whole realm shall join in punishing him." Empress Dowager Bian never showed kindness when she received her kinsmen from outside the palace. She often said: "Live frugally. Do not expect gifts or rewards, thinking only to indulge yourselves. Outsiders may think me too cold, but I have my own standards. I served Emperor Wu for forty or fifty years and grew accustomed to thrift. I cannot suddenly turn to extravagance. If any of you break the law, I will only increase your punishment by one degree. Do not expect money, grain, or any special favor from me."
91
15 輿使
In the fifteenth year, when the Emperor was about to install Honored Consort Guo as empress, Palace Gentleman Zhan Qian submitted a memorial: "The character of empress and consort is the source from which a state's rise and fall, order and chaos, proceed. That is why sage rulers take great care in choosing a principal consort, selecting women of ancient noble lineage who are virtuous and gentle to preside over the inner palace and serve the ancestral shrines with devotion. The Book of Changes says: 'When the way of the household is correct, the realm is settled.' To govern from within outward is the authoritative precedent of the ancient kings. The Spring and Autumn Annals records Officer of the Ancestral Temple Xing Xia as saying: 'There is no rite by which a concubine may be made the principal wife.' Duke Huan of Qi likewise swore at Kuiqiu: 'Do not make a concubine your wife.' Today the emperor's favorites in the inner palace always rank below the imperial chariot. If affection elevates a low-born woman to empress and grants a humble person sudden glory, I fear later ages will see subjects overturn rulers, propriety give way to license, and disorder rise from the very top." The Emperor did not heed him. On the day Gengzi, Empress Guo was installed.
92
16 使
In the sixteenth year, the King of Wu sent Protector of the Army Hao Zhou and Army Major Dongli Gun to the Emperor, declaring his sincere submission in language of deep respect and earnest devotion. The Emperor asked Zhou and the others: "Can Sun Quan be trusted?" Hao Zhou thought Sun Quan would surely submit, but Dongli Gun said he could not be relied upon to do so. The Emperor favored Zhou's view, believing he had grounds for his judgment, and therefore enfeoffed Sun Quan as King of Wu. He again sent Zhou to Wu. Hao Zhou told the King of Wu: "If Your Majesty doubts whether the King of Wu will send his son to serve at court, I stake my entire household of a hundred lives upon it." Sun Quan wept until his tears soaked his robes and swore an oath to Heaven. Hao Zhou returned, but no hostage son arrived—only empty promises. The Emperor wished to send Palace Attendant Xin Pi and Director of the Masters of Writing Huan Jie to negotiate an oath of alliance and to press for the hostage son. The King of Wu declined. The Emperor grew angry and prepared to attack. Liu Ye said: "They have just won a great victory and stand united from top to bottom. Their land is defended by rivers and lakes. They cannot be subdued in haste." The Emperor did not heed him.
93
In the ninth month, he ordered Campaign-East Grand General Cao Xiu, Forward General Zhang Liao, and Pacifying-East General Zang Ba to advance from Dongkou; Grand General Cao Ren to advance from Ruxu; Upper Army Grand General Cao Zhen, Campaign-South Grand General Xiahou Shang, Left General Zhang He, and Right General Xu Huang to besiege Nan Commandery. Wu's Establishing Prestige General Lu Fan commanded five armies and met Cao Xiu's forces with the navy. Left General Zhuge Jin, Pacifying North General Pan Zhang, and General Yang Can marched to relieve Nan Commandery. Vice General Zhu Huan, as Supervisor of Ruxu, held Cao Ren at bay.
94
17
In the seventeenth year, on the day Jiazi in the tenth month of winter, he designated the eastern slope of Mount Shouyang as the site of the Shou Mausoleum and wrote his final instructions, insisting on thrift: no gold or jade for burial, only earthenware vessels. He ordered the edict stored in the ancestral temple, with copies kept by the Masters of Writing, the Palace Secretariat, and the Three Offices.
95
18
In the eighteenth year, because many of the Yang-Yue tribal peoples had not yet been pacified, the King of Wu wrote humbly to the Emperor, pledging to reform himself; "If my crimes are beyond forgiveness and I cannot be pardoned, I will return my lands and people and spend my last years in Jiao Province." He also wrote to Hao Zhou: "I wish to seek an imperial bride for my son Deng." He added: "Because Deng is still young, I wish to send Sun Changxu and Zhang Zibu to accompany him." The Emperor replied: "The bond between us is already settled in principle. Would I take pleasure in marching armies far to the Yangtze and the Han! If Deng presents himself at court in the morning, I will recall my armies by evening." Thereupon the King of Wu changed his era name to Huangwu and took up positions along the Yangtze to resist invasion.
96
便 祿 便 使
The Emperor marched south from Xuchang on campaign and restored the name Jing Province to what had been called Ying Province. In the eleventh month, on the day Xinchou, the Emperor went to Wan. Cao Xiu, at Dongkou, memorialized: "I beg leave to lead elite troops in a tiger's stride across the Jiangnan, living off the enemy. Victory is certain. If I fail, Your Majesty need not grieve for me." The Emperor feared Cao Xiu would cross the Yangtze too hastily and sent relay horses to halt him. Attendant-in-ordinary Dong Zhao, standing at his side, said: "I notice Your Majesty looks troubled—is it only because Cao Xiu is crossing the Yangtze? Crossing the river is hard for any army. Even if Cao Xiu is eager to go, he cannot move alone—he will need the other generals. Zang Ba and the others are already rich and honored, with nothing left to seek but to live out their days and keep their stipends and rank. Why would they risk everything by plunging into mortal danger for a desperate gamble! If Zang Ba and the others refuse to advance, Cao Xiu's resolve will collapse on its own. I fear that even if Your Majesty issues an order to cross, Cao Xiu will still hesitate and not obey at once." Shortly afterward, a violent storm struck the Wu ships under Lü Fan and others, snapping every mooring line and driving them straight into Cao Xiu's camp. Thousands were killed or captured, and the Wu army broke apart. When the Emperor heard of this, he ordered all his armies to cross the river at once. Before the Wei armies could advance, Wu relief ships arrived; the Wu forces regrouped and withdrew south of the Yangtze. Cao Xiu sent Zang Ba in pursuit, but the effort failed; General Yin Lu was killed in action.
97
19
19. On the last day of Gengshen, there was a solar eclipse.
98
20使 222 使 222 使 西 便 使
The Records of Shu, Annals of the Former Lord, Zhangwu year 2 (8 222) states: "In the tenth month of winter, Sun Quan heard that Liu Bei was at Baidi and was greatly alarmed; he sent envoys to sue for peace. Liu Bei agreed and sent Grand Palace Attendant Zong Wei in reply." The Records of Wu, Biography of Sun Quan, Huangwu year 1 ( 222) states: "In the twelfth month, Sun Quan sent Grand Palace Attendant Zheng Quan to visit Liu Bei at Baidi, and diplomatic contact was restored." Comparing these two passages from the Annals of the Former Lord and the Biography of the Ruler of Wu, the problem becomes clear: Liu Bei dispatched Zong Wei in the tenth month of winter; Sun Quan dispatched Zheng Quan in the twelfth month of winter. In other words, Zong Wei went east first and Zheng Quan went west afterward—a gap of two months between them. Since Zong Wei went east first, Liu Bei—not Sun Quan—must have been the one who took the initiative in seeking peace. Sima Guang combined the texts of the Annals of the Former Lord and the Biography of the Ruler of Wu but failed to notice that Zong Wei reached Sun Wu two months before Zheng Quan, reversing the order of events. [End editorial note.] Han Grand Palace Attendant Zong Wei replied in turn, and Wu and Han restored diplomatic contact.
99
21
21. When the Han Ruler heard that Wei was mobilizing in force, he wrote to Lu Xun: "The enemy is now on the Yangtze and Han rivers. I plan to march east again. Do you think they can do so?" Lu Xun replied: "I only fear their army has just been defeated, their wounds are not yet healed, and they have only just begun to seek peace through kinship ties; They must rebuild their strength and will have no time to exhaust themselves in war. If they fail to reckon carefully and try again to send their shattered remnants from afar, they will have nowhere to flee."
100
22
22. Huang Yuan, the Hanjia administrator of Han, rebelled.
101
23
23. Wu general Sun Sheng commanded ten thousand men holding the central islet at Jiangling to serve as external support for Nan Commandery.
102
==
=Collation Notes=

Footnotes

  1. the south 'island barbarians'
  2. benevolent and tyrannical
  3. Since Han passed to Wei and Jin received it, Jin passed to Song down to Chen and Sui took it, and Tang passed to Liang down to Zhou and Great Song succeeded it, I must therefore use the era names of Wei, [Jin], Song, Qi, Liang, Chen, Later Liang, Later Tang, Later Jin, Later Han, and Later Zhou
  4. it is
  5. sent Grand Palace Attendant Zhao Zi of Nanyang to enter and give thanks
  6. Shen Heng entered to give thanks
  7. Some defectors claimed that Han had executed Huang Quan's wife and children
  8. The King of Wu sent Grand Palace Attendant Zheng Quan on a mission to Han
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