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卷二十四上 食貨志

Volume 24a: Treatise on Trade 1

Chapter 26 of 漢書 · Book of Han
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Chapter 26
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1
退 使
Among the Great Plan's eight state priorities, food comes first and economic goods second. Here 'food' means agricultural staples, while 'goods' includes textiles and exchange media that move wealth and balance scarcity. These two pillars of livelihood date back to the era of Shennong. 'He cut wood to make plowshares, bent wood to make handles; with the benefit of plow and hoe he taught the world,' and food became sufficient; 'At midday they made markets, bringing the world's people and gathering the world's goods; they traded and departed, each obtaining what was needed,' and goods circulated. When subsistence and exchange are both secure, the state stabilizes, prosperity grows, and governance can truly civilize. From the Yellow Emperor onward, rulers 'adapted to change so the people would not weary.' Yao ordered the Four Sons to 'reverently deliver the seasons to the people'; Shun ordered Houji regarding 'when the common people first faced hunger'-this was first among governance tasks. After flood control, Yu built a territorial-fiscal system that matched local ecology and enabled interregional balancing. Classical accounts of Shang and Zhou stress a sequence: stabilize, enrich, then instruct. The Book of Changes says, 'Heaven and Earth's great virtue is to give life; the sage's great treasure is position; what preserves position is benevolence; what gathers the people is wealth.' Fiscal capacity is thus foundational to humane governance, social reproduction, and political order. Hence the saying: 'Do not worry about scarcity; worry about uneven distribution. Do not worry about poverty; worry about instability. With equity there is no poverty, with harmony no scarcity, and with stability no collapse.' Sage statecraft combined spatial planning, market integration, and education into one social system. Society was organized into four functional estates: scholar, farmer, artisan, merchant. The categories were occupational and institutional, not merely status labels. By matching talent to function, they reduced bureaucratic idleness, social disorder, and agricultural waste.
2
Territorial settlement was treated as the base of governance. So units of measurement and clear land boundaries were indispensable. Land units scaled in a strict geometric hierarchy up to the one-li square well-field. In the classic system, eight households held private allotments plus common/public land and village residential space. Mutual-aid institutions bound social, defensive, and economic life into a cohesive local community.
3
祿
Field assignment varied by quality, with larger allotments for lower-yield land. Continuously cultivated plots were classed as upper fields; Land rested one year was classed as once-rotated middle field; Land rested two years was twice-rotated lower field; fields were recultivated on a three-year cycle, each returning to its place. Adult male laborers beyond the primary assignee received additional allotments proportionate to household size. Non-farming households were converted to agricultural-equivalent units for allocation purposes. This was the normative model for land that could be standardized in law. Non-arable and mixed terrains were assessed by productive potential and graded accordingly. The system distinguished regular tax from special levy. Tax included the public-field tithe and regulated commercial/industrial income. Levy financed military readiness and state treasuries. Regular tax underwrote ritual obligations and core administrative payroll/expenditure. Land tenure ran roughly from age twenty to sixty. Those over seventy were public dependents; Children under ten were those the state raised; From eleven onward they were those the state put to productive labor. Crop diversity was required as risk management against famine shocks. Trees were barred from grain plots to protect staple yields. Cultivation demanded urgency and vigilance, especially at harvest. Household economies were diversified through mulberry, vegetables, and boundary horticulture. With proper timing in livestock and textile work, households could secure comfort in old age.
4
Rural residence units differed by open-field versus clustered-settlement context. Local organization scaled from five-household cells up through layered administrative communities. A full township unit comprised 12,500 households. Leadership rank increased stepwise from neighborhood head up to township-level noble-office status. Village and township each had institutional schooling spaces. One focused on instruction, the other on ritual socialization and moral effects. Seasonal migration between field labor and settled residence was systematized. Its poem says: 'On the fourth day we rise and move, with our wives and children, carrying meals to the southern fields.' Another says: 'In the tenth month the crickets enter beneath my bed; alas my wife and children, now we change the year and come dwell in this room.' The seasonal pattern synchronized cosmology, security, and ritual cultivation. Local officials monitored collective movement at dawn and dusk during seasonal transitions. Entry obligations included fuel transport, but elders were exempt from heavy carriage. Winter brought collective nighttime textile labor, maximizing women's productive time. Collective work lowered costs, diffused technique, and stabilized shared social norms. Song functioned as a social feedback channel for misplacement and distress.
5
Extra youths were placed in instructional spaces during the winter cycle. Primary education began early with literacy/numeracy basics and family-hierarchy etiquette. By adolescence, curriculum shifted to classical ritual-political training. Students of exceptional ability were promoted upward through institutional tiers; and top academy students advanced to state-level preparatory colleges. Annual tribute of elite students fed the imperial higher-education pipeline. Final differentiation and appointment used ritualized archery as merit assessment.
6
At seasonal transition, officials collected popular songs, had them musically classified, and submitted them upward as governance intelligence. Hence the saying that a ruler can know the realm without private spying.
7
使
This summarizes classical land-population governance: settle, enrich, educate. Confucius said, 'To govern a state of a thousand chariots, be reverent in affairs and trustworthy, be frugal in expenditure and cherish the people, and employ the people only in season.' Under such governance, productivity and civic orientation rose together. Its poem says: 'Dense clouds gather and rise; rain falls on our public fields and then reaches our private fields.' After sustained stable farming, households accumulated reserve grain. Material security enables moral culture, and moral culture reduces litigation-this justified triennial evaluation. Confucius' 'three years to achievement' points to precisely this socio-economic-moral consolidation. Advancement stages were tied to repeated performance cycles and surplus capacity; second-stage success yielded six years' reserve; third-stage maturity produced deep multi-year surplus associated with great peace. Only then did virtue spread throughout the realm, and rites and music reach completion. Therefore 'if there is a true king, a generation then benevolence'-it is by this path.
8
With Zhou decline, boundary order and labor governance collapsed, producing mutual mistrust and agrarian decay. So Lu's Duke Xuan instituted the phrase "first taxing per mu," and the Spring and Autumn Annals criticized it. Fiscal predation triggered resentment, then environmental and political crisis.
9
使 使
In the Warring States ethos, power and acquisition displaced moral and ritual priorities. Li Kui's program quantified agricultural output gains from intensified cultivation within a calibrated land-assessment framework. At that scale, marginal yield changes translated into enormous aggregate grain differences. He argued that both price spikes and price collapses are socially destructive. High prices disintegrate society; low prices impoverish the agrarian base. Either pricing extreme damages state capacity in different ways. The policy goal is dual protection of consumers and producers. Li Kui's household arithmetic starts from a five-person household farming one hundred mu under average yield and tithe assumptions. After subsistence consumption, only a narrow surplus remains. Converting surplus to cash and deducting communal ritual obligations sharply reduces disposable income. Textile expenses alone push the household into deficit. And this excludes shocks like illness, funerals, and extra exactions. Persistent peasant hardship undermines cultivation incentives and fuels price instability. Effective price-stabilization policy requires accurate harvest classification. In bumper years, yields create roughly four-hundred-shi surplus; in middling years, surplus falls to about three hundred shi. In low-yield years, only about one hundred shi remain in surplus. Reserve-release volumes should scale with famine severity: 100, 70, then 30 shi. In good years the state should purchase and store grain proportionately, then stop once market prices are stabilized. Famine response should draw from reserves accumulated under matching prior conditions. Countercyclical grain policy prevents both price spikes and population flight. Implemented in Wei, this policy produced prosperity and military strength.
10
Shang Yang's reforms were anti-classical but materially effective: they concentrated agrarian output and military mobilization. But institutional legitimacy and ritual limits collapsed in the process. Wealth polarization intensified: elites amassed fortunes while many survived on coarse scraps. Likewise, interstate inequality ended in annexation and regime extinction. Qin unification paired massive extraction and labor mobilization with frontier militarization and megaprojects. Household labor could no longer meet subsistence under state demands. Even total fiscal extraction failed to satisfy imperial overreach. General resentment broke into systemic revolt.
11
Guanzi said, 'When granaries are full, the people know ritual propriety.' No regime has stably governed a population in chronic deprivation. The ancients said, 'If one man does not farm, someone will go hungry; if one woman does not weave, someone will suffer cold.' If consumption outruns seasonal production, the economy inevitably buckles. Classical states built high-resolution management, which is why reserves were dependable. When society abandons productive fundamentals for secondary pursuits, macroeconomic damage follows. Escalating luxury culture is treated as parasitic extraction from real production. Predatory behavior has become normalized and unchecked; political legitimacy itself is nearing systemic failure. A widening producer-consumer imbalance makes fiscal collapse unavoidable. Even after decades, both state and household reserves remained fragile. Any weather shock immediately triggers social anxiety and scarcity behavior; In severe scarcity, people seek desperate liquidity-including status sales and family liquidation. Given such warning signs, elite complacency is inexcusable.
12
Famine cycles are natural and recurrent even under great rulers. Large-scale drought requires coordinated interregional relief capacity. Likewise, emergency mobilization needs strategic grain depth. Compound shocks of war plus famine produce social violence and extreme famine behaviors. Without integrated governance beforehand, crisis response comes too late.
13
使
Strategic reserves are the state's core survival mechanism. With deep reserves, nearly all strategic aims become feasible. Reserves convert directly into offensive, defensive, and battlefield advantage. Material strength also enhances diplomacy and long-distance attraction. Re-agrarianization and labor reallocation toward primary production would stabilize both reserves and social satisfaction. The policy path to security is available, making current anxiety feel self-inflicted.
14
Jia Yi's argument influenced symbolic imperial plowing to promote agriculture. Chao Cuo then offered further policy argument:
15
Rulers prevent destitution by institutional design, not by direct personal production. Historical resilience came from pre-positioned reserves, not crisis improvisation. Given favorable baseline conditions, weak reserves indicate policy failure rather than natural destiny. Untapped land, labor, and resource capacity still remained, along with too much nonproductive population. Poverty is a direct driver of criminality. Without land attachment and agrarian livelihood, coercive control alone cannot sustain order.
16
When freezing, people need any clothing, not luxury warmth; when starving, any calories matter more than fine cuisine. Extreme deprivation overwhelms moral restraint. Basic physiological thresholds are immediate and unforgiving. If subsistence fails, even strongest natural bonds weaken; state loyalty cannot survive either. Hence pro-farming policy, light extraction, and grain reserves are the true basis of durable rule.
17
Human behavior follows incentive gradients; policy must account for that. Elite preference confers social value even on non-subsistence goods. Portable high-value goods enable rapid exchange but also easy concealment and mobility. Liquid wealth lowers exit costs and can amplify political disloyalty and criminal mobility. Staple goods are slow, labor-bound, and season-dependent; because staples are bulky and non-portable, they are less suited to illicit flight and remain tied to local livelihood. So policy should prioritize staple grain over prestige valuables.
18
Typical farm households carry labor obligations that cap cultivable area and output. Their annual cycle combines farming with state labor and service obligations. Agrarian labor is physically continuous across extreme seasonal conditions. On top of production, households bear dense social and kin obligations. Despite extreme effort, policy volatility and extraction shocks keep peasants structurally vulnerable. Credit asymmetry and distress sales drive households into debt peonage and asset liquidation. Commercial actors captured crisis rents at multiple scales, from usury to speculative markups. Merchant households consumed luxuriously while detached from direct production. They captured large returns without bearing agrarian risk. Accumulated capital translated into political influence beyond formal office. Elite merchant mobility and conspicuous consumption signaled a parallel power structure. The result is agrarian dispossession and rural flight.
19
使 使 使
Statutory rhetoric condemns merchants, but material outcomes reward them; while proclaimed agrarian priority coexists with peasant impoverishment. Social prestige and state ideology diverge; bureaucratic practice and legal text pull in opposite directions. Without incentive alignment, neither fiscal strength nor legal order can be sustained. Current priority should be straightforward: re-center agriculture. To do that, grain must be made comparatively valuable; and grain must become a core instrument in both incentives and sanctions. Policy proposal: accept grain payments in exchange for rank advancement and penal remission. This would create channels where surplus grain is monetized and socially rewarded. Those paying in grain are precisely households with excess production; reallocating that surplus can reduce burdens on the poor and improve aggregate welfare. The policy claims three gains at once: fiscal sufficiency, tax relief, and stronger farm incentives. Current policy already grants labor exemptions for military assets like chariot-horse ownership. Those exemptions are justified as supporting national defense readiness. Shennong's teaching says: 'With stone walls ten ren high, boiling moats one hundred paces wide, and a million armored troops-but without grain, one cannot hold it.' So grain policy is not secondary-it is the central business of statecraft. Compared with military-asset exemptions, grain-for-rank incentives are still too weak. Ranks are politically cheap for the throne to grant; while grain is socially expensive and materially indispensable. People are powerfully motivated by status and penal relief. A strong grain-for-rank program could fill frontier granaries within three years.
20
使
Emperor Wen implemented a tiered grain-to-rank schedule with escalating thresholds for higher titles. Cuo again memorialized: 'Your Majesty's gracious policy allowing the realm to submit grain below the passes for enfeoffment is a great benefit. Yet he feared frontier rations were still inadequate and the policy could not yet drain the empire's grain supply. Once five-year frontier reserves are secured, extend intake geographically inland; When reserves sufficed for more than one year, the court could grant amnesties and suspend peasant land tax. Done this way, policy would deepen public welfare and strengthen agricultural effort. Then even under mobilization or natural shocks, households would not collapse, and social order would hold. if years were ripe and fine, the people became greatly wealthy and joyful.' The throne accepted this advice and granted a substantial tax reduction. A year later, land-tax was fully remitted.
21
西 滿 媿
Later policy partially restored tax at a light one-thirtieth rate. In western drought conditions, rank-for-grain measures were revived with revised terms. Grain submission also became a channel for sentence commutation. At the same time, elite expenditure on court infrastructure and transport continued to expand. Even so, repeated pro-agriculture directives helped keep productive commitment relatively high. Roughly seven decades of relative stability produced broad fiscal abundance and full granaries. Monetary surplus grew so large that cash strings physically decayed in storage. State grain reserves became so excessive that some stock spoiled in open overflow storage. Livestock ownership had become so common that social distinction emerged even within horse ownership. Even low urban functionaries consumed high-status diets; official families entrenched multigenerational office holding; and office identity became hereditary social branding. At this stage, social norms still favored propriety and legal caution. Prosperity eventually bred private coercive networks and rural strongman politics. Elite consumption escalated into status transgression across social strata. Prosperity's reversal is built into political cycles.
22
使宿 使
External campaigns and internal extraction jointly pulled society away from productive fundamentals. Dong Zhongshu said to the emperor, 'In the Spring and Autumn Annals other grains are not recorded, but when wheat and millet fail to ripen it is recorded—showing that the sage gave greatest weight among the five grains to wheat and millet. Now the Guanzhong region dislikes planting wheat, and each year it neglects what the Annals values most, diminishing the people's means of livelihood. May Your Majesty command the Grand Minister of Agriculture to have the people of Guanzhong plant more winter wheat and not miss the season.' He also said: 'In antiquity taxing people was no more than one-tenth, easy to provide; and labor demands were limited enough to preserve household capacity. When household subsistence and obligations were simultaneously manageable, political obedience was voluntary. Qin reforms enabled severe land concentration and peasant landlessness. State and elite control over resource rents fueled escalating luxury and inequality. Sub-state elite power became so great that ordinary households had little room to survive. Labor conscription expanded to levels far above classical precedent. The combined tax burden became vastly heavier than classical norms. Tenancy under great households imposed predatory effective rates. Peasant living standards degraded to near-animal subsistence. Administrative violence plus poverty drove flight, crime, and mass penalization. Early Han inherited much of this structure before reform. Full restoration may be impossible, but partial anti-concentration land limits were urged. He advocated devolving salt and iron profits away from monopolistic control. He also called for reducing coercive private domination. Tax and labor burdens should be reduced to restore social stamina. Only under those conditions could stable good government emerge." After his death, fiscal overextension intensified and extreme famine reappeared.
23
Late in reign, Emperor Wu signaled policy reversal by honoring 'enrich the people' governance. “He issued edict:
24
便 使 便
'The foremost task now is agricultural reinforcement.' Zhao Guo was appointed to implement grain-oriented agrarian reform. Zhao Guo introduced the three-furrow alternating-field technique. Annual rotation gave the method its name and linked it to older agronomy. The text traces furrow agriculture to Houji with paired-plow technique and fixed furrow dimensions. The system quantified furrow units per laborer and sowing pattern. As seedlings grew, repeated weeding and hilling reinforced root stability. Therefore its poem says: 'Some weed, some hoe; millet and broomcorn stand thick.' 'Yun' is glossed as weed removal. The technical term is glossed as hilling soil around roots. Repeated hilling deepens rooting, improving resistance to wind and drought and producing robust growth. The method depended on purpose-built, efficiency-oriented tools. At team scale, paired-plow cultivation produced significant yield gains over conventional broad-field farming. Zhao Guo coordinated central and regional agencies to mass-produce appropriate agricultural implements. Implementation used official plus local knowledge networks for technique transfer. Where draft animals were scarce, officials adapted by introducing human-drawn plows. The adaptation was institutionalized through cooperative labor-pull arrangements. Labor pooling sharply expanded daily tillage and total reclaimed acreage. Controlled trials on palace lands showed consistent yield advantage over adjacent plots. The method was extended from core regions to frontier administrative zones. Adoption spread widely because it reduced labor while raising output.
25
Under Zhao, population return and land reopening restored modest surplus capacity. Even in abundance under Xuan, very low grain prices squeezed farmer profitability. “Then Grand Agriculture vice-director Geng Shouchang, skilled in calculation and discussing utility, favored by the emperor, memorialized in Wufeng period:
26
便 便 使
By established practice, four million hu of grain are transported yearly from east of the passes to supply the capital, using sixty thousand laborers. It would be better to purchase grain from the Three Adjacent Regions, Hongnong, Hedong, Shangdang, and Taiyuan to supply the capital, saving more than half the eastern transport laborers.' He further proposed higher maritime tax rates, and the emperor approved. Censor-in-chief Xiao Wangzhi memorialized: 'Former censor subordinate Xu Gong's family in Donglai says in past years when sea tax was raised, fish did not come out. He claimed direct state extraction had previously reduced fish supply, reversed when access returned to private fishers. He framed the argument in correlative cosmology: policy pressure can suppress natural-economic response. He warned that large infrastructure and mobilization costs could trigger social and climatic harm. He characterized Shouchang as narrowly calculative and urged policy conservatism." The throne rejected that objection. The policy worked, and Shouchang formalized the Ever-Normal system: buy high enough to support farmers in glut years, sell low enough to stabilize scarcity years. The populace broadly welcomed the system. Shouchang was rewarded with marquis rank for the reform. Agrarian advocacy also advanced other officials such as Cai Kui into major posts.
27
Under Cheng there was peace but high-consumption culture and weak saving behavior. Repeated flood famine caused cannibalism and administrative dismissals.
28
滿 西 使 使 滿
After Ping's death, Wang Mang moved from regency to usurpation. He inherited a highly favorable geopolitical and fiscal baseline. Though he seized this inheritance in a morning, he was not satisfied and regarded Han institutions as lax and overbroad. Emperor Xuan first granted the Chanyu a seal and ribbon equal to the Son of Heaven's, while Gouting among the southwestern Yi claimed the title of king. Mang then sent envoys to replace the Chanyu's seal and demoted the King of Gouting to marquis. Both frontiers reacted with hostility and cross-border aggression. He planned a massive multi-column campaign for decisive destruction of the Xiongnu. This empire-wide mobilization and logistics drive overstrained society and destabilized the interior. Again desiring to imitate antiquity without measuring present suitability, he split commanderies and altered offices, issuing order: 'Han reduced field rent, taxing one in thirty, with regular additional levies; even infirm and weak all paid, while wealthy households invaded and annexed fields by force and fake loans; nominally one-in-thirty, actually tax one-in-five. Class polarization, he claimed, drove both elite predation and mass criminalization. He nationalized land nomenclature and banned buying/selling of land and bonded persons. Where male mouths fewer than eight and fields exceed one well, divide surplus fields to nine-clan and local party.' Harsh penalties plus unstable implementation generated widespread administrative abuse and social backlash.
29
After three years of resistance, he partially reversed the prohibition and restored transactions. Even after retreat, coercive legalism and policy incoherence persisted. Huge frontier maintenance costs drove repeated extraordinary levies, worsening mass impoverishment. Drought became chronic, normal harvest years disappeared, and grain prices shot upward.
30
In the regime’s final years, uprisings spread, troops were sent out repeatedly, and commanders and officials operated with little restraint. Along the northern frontier and in Qing–Xu, famine became so extreme that cannibalism appeared, and east of Luoyang grain prices rose to two thousand per shi. Wang Mang ordered high officials to open eastern granaries for relief and sent envoys to instruct people in making emergency food from boiled wood. The so-called food was barely edible and only deepened the chaos. Hundreds of thousands of refugees entered the Guanzhong region. Relief offices were established, but officials embezzled the rations, and roughly seventy to eighty percent died of starvation. Ashamed to admit it was caused by his governance, Mang then issued an edict saying: 'I have met the calamity of yang-nine and the conjunction of hundred-six; drought, frost, and locusts; repeated famine; barbarians troubling Xia; bandits and traitorous disorder; the common people are displaced. I grieve this deeply, and pray this baleful force is nearing its end.' He repeated this kind of proclamation year after year, right up to the fall of his regime.
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