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卷四十四 志第二十五: 兵 兵制 禁軍之制 養兵之法

Volume 44 Treatises 25: Military - Military Administration, Administration of Imperial Guards, Methods for Training Troops

Chapter 44 of 金史 · History of Jin
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Chapter 44
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1
調 使
When the Jin dynasty arose, it wielded its armies with uncanny mastery; in every campaign it won victories and seized merit, unmatched in its age, and within less than ten years had secured its great enterprise. The reason for their swift success lay in customs that were fierce and hardy by nature, a people mostly grave and bold, brothers and kinsmen who were all capable generals, and tribal companies whose skills made every squad a sharp fighting force. Moreover, the land was cramped and yields meager: in peace they labored at farming to supply food and clothing, in war they labored at fighting to win captives; they hardened sinew and bone to endure heat and cold, and conscription and dispatch were handled as though by a single household. Thus their commanders were brave and of one mind, their soldiers elite and their strength coordinated; when they roused themselves at once, they turned weakness into strength and used the few to overcome the many—this was the method they employed. Once they had gained their foothold in China, aware that their own clansmen and Jurchen countrymen were still few, they carved out lands and elevated titles to invest in Han subjects, whom they set to serve and hold these territories for them. Meng'an and mouke units were interspersed among Han territories, and their members were allowed to marry Khitan and Han people so as to forge lasting bonds. As state power grew ever greater, they reclaimed lands and stripped titles, abolished hereditary meng'an and mouke status among the Eastern Liao, Bohai, and Han populations, and gradually concentrated military authority in their own inner clans. Yet the Privy Council drafted and recruited troops while also adopting Han military institutions; in the war against Song they mixed Han armies and various tribal forces under Jurchen command—not because they had forgotten that victory depended on commanders of one mind and soldiers acting in concert, but because their realm had grown too vast to place every command solely in the hands of kinsmen. As they gradually reached the height of power, they began to fear the growing numbers of their own clansmen and Jurchen countrymen; suspicions piled up until they slaughtered one another, the strong branches were pruned away, honest customs thinned out, commanders fell out with one another, and soldiers grew arrogant and indolent. By the time of their fall, armies such as the Loyalty and Filial Piety forces were fomenting trouble within, while zhan troops and miscellaneous levies were inviting disaster from without; the unity of purpose and coordinated strength they had once possessed was nowhere to be found. Was this not the result of their having destroyed their own institutional foundations? Perhaps this method could serve a newly founded state, but could not secure an empire meant to endure? The Jin won their realm by force of arms; by imperial command the History of Jin was compiled, and so in this Military Treatise the record of their rise and fall, success and failure, is examined and set forth in detail. Laws governing military organization, horse administration, troop maintenance, and related matters recorded in earlier histories are summarized by category in this chapter.
2
使 滿 西 便 調西 使使 使 沿
In the Jin's early years, the people of the various tribes bore no other corvée labor; every able-bodied man was a soldier. In peacetime they were allowed to farm, fish, hunt, and practice the strenuous skills of their trade; when alarm arose, orders went out within the tribe and envoys were dispatched to the various beli chiefs to levy troops, and every weapon and ration for foot and horse was made ready. Their tribal leaders were called beli; on campaign they were styled meng'an or mouke according to the size of their command—a meng'an was a commander of a thousand, a mouke a commander of a hundred. A mouke's deputy was called a puliyan; soldiers' deputies and attendants were called alixi. At first there was no fixed regulation governing the number of men in a unit. In the second year of Emperor Taizu's reign, after defeating Yelü Xie Shi with twenty-five hundred men, he first decreed that three hundred households should constitute a mouke and ten mouke a meng'an. Thereafter, as the various tribes submitted, the titles meng'an and mouke were routinely bestowed on their leaders to organize their people into military companies. At the Battle beyond the River their forces first reached ten thousand men, and the Liao had no one who could stand against them. When the peoples of Lailiu, the Yalu, Tieli, and Biegu all submitted, the Eastern Capital was pacified and Shanxi secured in turn; within they absorbed surrendered Liao and Han troops, and from without they enrolled stalwart warriors from allied tribes. At one point the Liao subject Woliye was assigned one mouke of one hundred thirty northern households; the Han subject Wang Liu'er one mouke of sixty-five Han households drawn from various prefectures; and Wang Bolong, Gao Congyou, and others each commanded their followers as a separate meng'an. By the second year of the Tianhui reign, after Pingzhou had been pacified, Zongwang feared that mingling customs would unsettle the populace and abolished this arrangement. For surrendered tribes they installed only chief officials, with subordinates bearing Han-style titles. In the fourth year, for the campaign against Song, militia from the eight circuits of Yanshan, Yunzhong, the Central Capital, the Upper Capital, the Eastern Capital, Eastern Liao, Pingzhou, Western Liao, and Changchun were mobilized and assigned to various wanhu commanders, some of whom commanded Han forces exclusively. In the fifth year of the Huangtong era under Emperor Xizong, hereditary meng'an and mouke status among Eastern Liao Han and Bohai populations was abolished and military authority gradually shifted to Jurchen countrymen; meng'an and mouke were then divided into upper, middle, and lower grades, with the imperial clan in the highest tier and all others below. By the second year of the Tiande era under the Deposed Emperor Hailing, military commissioners and meng'an-mouke units along the Central Capital, Eastern Capital, Linhuang, Xianping, Taizhou, and other routes were consolidated; the upper, middle, and lower grades were abolished and all were styled simply "the various meng'an and mouke," with levies every other year under the old system to replace men lost to age, illness, or death. When the capital was relocated in the Zhenyuan era, the meng'an of Taizu, Prince of Liao Zonggan, and Prince of Qin Zonghan from the Upper Capital circuit were transferred and reorganized as hezha meng'an, along with the meng'an of Right Remonstrator Wulibu and the clans of Grand Preceptor Xu and Zongzheng Zongmin, all resettled at the Central Capital. The meng'an of the three state dukes Wolun, Heshang, and Hula, Grand Guardian Ang, Household Master Wuliye, Assistant to the State Bolugu, Dingyuan Xu Lie, and the late Duke of Guo Bodieba were resettled in Shandong. The clan of Alu was resettled in the Northern Capital. The kinsmen of Anda were resettled in Hejian. In the second year of the Zhenglong era, Minister of War Xiao Gong and others were ordered to assign the old armies to various chief commanders' offices and military commissioners, grant them fields and cattle for subsistence farming, and thereby strengthen the defense of the capital region. In the sixth year, for the southern campaign, three supreme command offices and left and right supreme army commanders were established to lead thirty-two armies bearing names such as Divine Strategy, Divine Might, Divine Swiftness, Divine Sharpness, Divine Resolve, Divine Wings, Divine Courage, Divine Fruit, Divine Design, Divine Edge, Martial Victory, Martial Stability, Martial Prestige, Martial Peace, Martial Swiftness, Martial Balance, Martial Success, Martial Resolve, Martial Sharpness, Martial Raise, Martial Wings, Martial Thunder, Awesome Stability, Awesome Trust, Awesome Victory, Awesome Swiftness, Awesome Fierceness, Awesome Resolve, Awesome Thunder, Awesome Design, Awesome Fruit, and Awesome Courage; each army was assigned a chief commander, a deputy commander, and an inspector with his deputy. But Khitan troops along the frontier, fearing that their wives and children would be plundered by neighboring enemies if they marched away, could not all be mobilized and consequently rose in revolt. Meanwhile at Daming, soldiers who had only just been issued armor turned back to install Emperor Shizong at the Eastern Capital.
3
西西 使 使使 使
At the beginning of the Dading era, after the Wowo rebellion had been suppressed, the Khitan were dispersed and assigned to various meng'an and mouke units. In the third year an edict addressed drafted troops in Hebei, Shandong, and other circuits: where fathers and elder brothers already served as armored soldiers and younger sons also served as alixi attendants, lest households be left without adult males and farming suffer, one man was exempted and a bond servant substituted as alixi; where no bond servant was available, wealthy households with bond servants within the local meng'an and mouke were identified and drafted to fill the post. In the thirteenth year, Han border garrisons in the northeast and elsewhere were transferred to the interior. In the tenth month of the fifteenth year, Pucha Wuhu, Director of the Ministry of Personnel, and nine others were dispatched across the realm to re-register meng'an-mouke households: no mouke was to exceed three hundred households, and one meng'an was established for every seven to ten mouke. In the seventeenth year, because Khitan remnants under the Southwest and Northwest Pacification Commissions were fierce and unruly by nature and might stir up trouble again—useless in any future border crisis—they were ordered relocated to the Wushili Shilei tribe and the Upper Capital region. The emperor said to his chief ministers: "The tribal garrison troops of the northern frontier, who year after year brave heat and cold on journeys of a thousand li, endure extreme hardship. Even the one or two horses or oxen they possess are lost on departure with no hope of return, and their farming season is consumed so they cannot plant their fields. I therefore once ordered you to consider how their service might be ended so they could settle peacefully on their farms—what have your deliberations produced?" Left Chancellor Liangbi replied: "The northern lands cannot support agriculture and cannot sustain permanent garrisons, and therefore rotating garrison duty is necessary." The emperor said: "I face ten thousand affairs each day and cannot attend to everything myself. You who serve as chancellors treat this urgent matter as trivial and have offered not a single word—it weighs heavily on my mind. Formerly Participating Councilor Zongxu repeatedly urged me that if poor households were permanently settled on the frontier to farm, with the state supplying grain rations, the poor would be relieved and wealthy households freed from rotational duty, enabling them to devote themselves to agriculture. A man such as Zongxu may truly be said to have devoted himself wholly to the state. I have often considered that garrison assignments should be fixed for the two pacification commissions, the Wuguli Shilei tribes, Linhuang Prefecture, Taizhou, and other routes; report the full figures and I shall review them personally." In the eighteenth year, tribal groups and zhan units were ordered to rotate in border garrison duty. In the twentieth year, because the meng'an and mouke established since the founding of the dynasty had long followed outdated arrangements—with household numbers and distances varying widely—and because appointments had been excessive since the Zhenglong era while some meritorious men of the Dading period remained unrewarded, a new regulation was promulgated throughout the realm. New appointees were also ordered to take up their enfeoffments in person; mouke members holding offices of sixth rank or below and clerks of the various bureaus were all transferred away. Clansmen within three degrees of relationship who wished to accompany them were limited to ten households for a meng'an and six for a mouke. An edict permitted border garrison soldiers aged fifty-five and above to be replaced by their sons or co-resident younger brothers and nephews; substituting a slave was made a punishable offense. In the third month of the twenty-first year, an edict dispatched Daxing Prefect Wanyan Digusu to relocate two meng'an of the Hebei East Route; the emperor said: "When I first ordered this relocation, I intended them to be interspersed with Jurchen households; given time they would intermarry and breed no disloyal thoughts—this is a lasting benefit. The Yima River meng'an now live interspersed, which accords well with my intent, but the Yaoluo River meng'an do not; dispatch Minister of War Zhang Naye again to inspect the territory and arrange mixed settlement." In the twenty-second year, because Shandong military-colony households lay adjacent to the frontier, they were ordered gathered in one place so they could jointly raise silkworms and plant crops. " Right Chancellor Wugulun Yuanzhong said: "The people of that region regard the lands they have received as their home; even brothers do not live together, and therefore poverty is widespread." Participating Councilor Nian'e Wotela said: "In former times brothers, though living apart, still farmed together; that is no longer so, and they should be required to do so again." Moreover, because old meng'an-mouke registers were unclear, troop levies, corvée assignments, and relief distributions were not based on accurate figures; a household census was ordered to establish truthful registers. In the twenty-third year, Minister of Justice Yila Xin was dispatched to relocate eight mouke of the Shandong East Route to Hejian; abandoned lands were reassigned to the Zanda mouke under the Teihe River meng'an, and households of the nine villages under the Xipu mouke of Yilimin Woluhun meng'an and the Shimuwenshan mouke were moved to the former lands of the Liu Seng and Anhe mouke. The lands of those not yet relocated were all poor and lay adjacent to enemy territory; envoys were sent to inquire who wished to move, identify suitable dwelling places, and submit maps for approval.
4
使 Я 使使 西西使
The emperor had long regarded the Suifen and Huligai peoples as fierce and capable; Hailing had once wished to relocate them but failed; in the twenty-fourth year, because the lands of Shangjing Shuai and Huliwen were broad and fertile, Minister of Justice Wuliye was dispatched to disburse treasury funds for travel expenses and livestock, relocating one Suifen meng'an and two Huligai meng'an with twenty-four mouke to populate the region. The aim was to build up forces at the Upper Capital so they might serve as a reserve in times of crisis. At this time the old garrisons in Hebei and Shandong were frequently repositioned, civilian lands were surveyed and assigned as estates, cattle were distributed by household for farming, and armor and troops were stockpiled as reserves; their authority was greatly enhanced, princes were invested with meng'an titles, and newly established units were granted special names. Their extravagance was regulated, drinking forbidden, riding and archery practiced, grain stores accumulated—the preparations were exceedingly strict. At this time there were one hundred seventy imperial-clan households, two hundred two meng'an, one thousand eight hundred seventy-eight mouke, and six hundred fifteen thousand six hundred twenty-four households in total. On the Northeast Route, tribal zhan armies included the Diela tribe, renamed the Tuluhunishihe Military Commissioner in the third year of Cheng'an, and the Tanggu tribe, renamed the Buluhuozhashihe Military Commissioner in the same year; the two tribes comprised five zhan units with five thousand five hundred eighty-five households. Other tribal groups such as the Zhulu, Wulugu, Shilei, Menggu, Jilu, and Betebu were of comparable size. The Northwest and Southwest routes fielded ten zhan units: Sumodian, Yeladu, Gudian, Tanggu, Xiamo, Mudian, Menggu, Mie, and Hudu—nine in all; the circuits of Yilan, Puyu, Posu, Xupin, Huligai, and Yihan—the last later abolished—all lay in the Upper Capital region, some administered by chief commanders' offices and others by military commissioners. By the Mingchang era under Emperor Zhangzong, wishing Jurchen countrymen to master both civil and military arts, meng'an and mouke were ordered to present jinshi candidates, who were tested on policy essays and archery to determine their examination grades. In the fourth year of Cheng'an, the emperor said to his chief ministers: "Someone has presented the Eight Formations Diagram to me—what is it really worth? I have read the Military Canon compiled by Song Bai, which records attack and defense methods in full—yet many are difficult to put into practice." Right Chancellor Qingchen said: "Fixed methods in military manuals are hard to apply when circumstances change. Our dynasty campaigns using only regular and extraordinary forces; facing the enemy, commanders adapt on the spot, turning regular formations into extraordinary ones and vice versa, and therefore they conquer wherever they march." The emperor said: "Since antiquity warfare has never gone beyond these two methods of regular and extraordinary forces. Moreover, studying ancient military methods is like learning chess: without internal mastery, attempting to meet the enemy with old formations is hopelessly crude. If the enemy's disposition differs from the old formation, it cannot possibly hold. Yet although the Military Canon's teachings are hard to follow in practice, knowing them is still better than ignorance." During the Taihe era, the military examination was also established; its regulations are set forth in full in the Treatise on Selection.
5
西 西 使 西
The so-called Bohai Army comprised the forces of the eight Bohai meng'an. The so-called Xi Army comprised the forces of the nine Xi meng'an under Yaolian Zhaoguya. The Xi Army was first relocated to Shanxi, then divided and transferred to Hedong. Among Han forces, the Central Capital Yonggu Army was established during the Dading era. The so-called Frontier Defense Army comprised men drawn from the various armies to rotate in border garrison duty. On the northwest frontier there were rotating garrison troops, permanently stationed troops, and bond-servant troops as distinct categories. Bond-servant troops were Liao slaves exempted at the founding of the dynasty and assigned to garrison Taizhou. Frontier outpost troops were those garrisoning the borders in Henan and Shaanxi. The three Hedong yuhou units, the Shunde Army, and the Loyalty Armies established by Zhangzong in various circuits were staffed with thirty men in metropolitan prefectures and military commissioners' seats and twenty in defense prefectures. They performed the same duties as archers. Grain-supply archers recruited in the various circuits were registered every five years; able-bodied men between seventeen and thirty were tattooed to fill vacancies and also performed miscellaneous corvée duties. The capital city-defense force, renamed the Martial Guard Army in the third month of the seventeenth year of Dading under Emperor Shizong, was responsible for patrol and arrest in the capital. The so-called Prison-City Army comprised former thieves assigned to defense and construction labor. Local troops were responsible for alarm and arrest duties. Han armies were generally drafted from the populace when needed and sometimes discharged when campaigns ended. Early in the Tianhui era, when Guo Yaoshi surrendered, there was an army called the Ever-Victorious Army, composed of people from the banks of the Liao River; having joined the Jin out of attachment to their homeland, they were resentful and homesick, and Zongwang promptly ordered them disbanded and sent home. During the Zhenglong era, Han armies in the various circuits were again disbanded, yet those that remained still bore names such as Awesome Courage, Awesome Fierceness, Awesome Swiftness, Shunde, and Han Chang's Army.
6
Я 使 使 使 簿 使
Thirty-eight prefectures stationed troops along the frontier: Fengxiang, Yan'an, Deng, Gong, Xi, Si, Ying, Cai, Long, Qin, He, Hai, Shou, Tang, Shang, Tao, Lan, Hui, Jishi, Zhenrong, Bao'an, Suide, Baode, Huan, Jia, Yu, Ningbian, Dongsheng, Jing, Qing, Laiyuan, Huan, Chang, Yilan, Posu, Puyu, Xupin, and Huligai. Eleven key prefectures were garrisoned: the Southern Capital, Eastern Capital, Yidu, Jingzhao, Taiyuan, Lintao, Linhuang, Feng, Tai, Fu, and Gai. When Emperor Xuanzong moved the court south, the zhan armies collapsed and fled, military strength weakened further, and the old and young of meng'an households were driven across the river and provisionally placed under various chief commanders' offices; weapons were scarce, grain supplies inadequate, and draining the people's resources still proved insufficient—thereupon grain surveys were instituted: one man went to war while his entire family waited to be fed. Believing this would steady the soldiers' resolve, they ordered soldiers' families into the capital; within a few years they could no longer feed themselves, and when they were finally allowed to leave, the state itself had already been brought low. Yet at the first southern crossing, three hundred thousand Heshuo combat troops were divided among the Henan Mobile Privy Council and the various marshal prefectures; commanders routinely hid the able-bodied and sent the weak into battle, and victories proved impossible. Later the organization shrank so far that twenty-five men constituted a mouke and four mouke a meng'an. After deducting five men for the banners-and-drums staff and fire-heads, each mouke had only eighteen men available for combat—too few to make a proper unit, yet the titles were kept up all the same. Liu Qi of Hunyuan therefore remarked: "The Jin military system is at its worst whenever campaigns or border clashes arise and the court orders a general draft, throwing the countryside into turmoil from end to end. When every able-bodied man in a household was strong, the authorities sometimes took them all, leaving none behind; neighbors heard their cries, the roads filled with lament and anger—and to drive such men into battle and expect victory is simply impossible." Early in the Zhenyou era, when a draft was ordered, sons serving as supply-office clerks happened to be in the capital for the spring Ministry of Personnel examinations; the chief ministers ordered them impressed as army supervisors. Outraged wails filled the Censorate and Secretariat until one man broke through the chancellor's escort to protest. Chancellor Pusan Qijin flew into a rage and ordered his attendants to take up bow and arrows and drive the crowd away. Before long the emperor recognized that the measure was unworkable and ordered the clerks released from service. At the end of the Yuanguang era, while preparing the defenses of Tongguan and the Yellow River, another draft was ordered; imperial envoys toured every county and district, and every civil and military official with a post—save those actually holding office at the time—was pressed into military service. At Xuzhou, the former attendant censor Liu Yuangui, who was nearly sixty, was also chosen to serve as a qianhu. At Chenzhou, Liu Qi's father Congyi, formerly a surveillance censor, was likewise appointed qianhu; too many similar cases exist to record them all. Once the units were formed, strict military law was imposed on them; public outcry was fierce, and the arrangement was eventually abandoned.
7
使 使
In the second year of Zhengda under Emperor Aizong, the court proposed selecting elite troops from every circuit and placing them directly under the Privy Council. Six chief controllers were first appointed to inspect troops circuit by circuit and then consolidate them. Each chief controller commanded tens of thousands of men; when their forces were fully mustered, the title was changed to commandant, with rank equivalent to fourth-grade court officials. The designations included Jianwei, Huwei, Polu, Zhenwei, Yingyang, Huben, Zhenwu, Zhechong, Dangkou, and Tiankou. The posts were invariably filled by men who had previously held field command, and even marshal prefectures and mobile bureaus did not dare assert precedence over them by rank. At the opening of the Tianxing era, there were fifteen commandants. Six were promoted first: Jianwei Aotun Wolibo at the capital; Zhechong Jiagu Ze, original surname Fan, at Xuzhou; Zhenwu Wensaxin, original surname Li, at Chenzhou; Dangkou Pucha Dajibu at Caizhou; Wanyan Xielie at Shenyu and Anping; and Zhenwu Tangguo Hanseng in the Song and Ru region. Later appointments included Huwei Hesheilie Qier at Jinchang Prefecture; Guoyi Wanyan Zhuer with acting authority at Guide; and Tiankou Wanyan Apai at the Southern Capital. Three acting commandants were assigned to Tongguan: Huben Wanyan Chener, Yingyang Daloushi of the inner clan, and Quanjie. The court again gathered guizheng men—northerners who had rejoined the Jin—from every Heshuo circuit, without regard to horses, saddles, or interpreter skills, and sent them all to the Privy Council. Their monthly pay was triple that of other units, they were issued government horses, and more than a thousand men were enrolled. Seasonal rewards and feasts were provided, and the force was named the Loyal and Filial Army. Shi Mo Yanshan'nu and Pucha Dingzhu were placed in overall command. After Zhengda, moreover, captives taken on campaign and prisoners seized in battle were released to their home districts and granted the same rewards as the Loyal and Filial Army, so that captives still held in Heshuo would hear of the policy. By the Tianxing era this army had grown to seven thousand men, not counting the officers of qianhu rank and above. Because guizheng recruits were too numerous, a separate register was created within the Loyal and Filial rolls and formed into another army at half pay. Men who could not shoot were drilled for one or two months and then tested for transfer into the Loyal and Filial Army; this was the so-called Heli Army. The imperial guard cavalry, whose earlier selection had been lax, were put through further review; only five thousand men whose martial skill matched that of the Loyal and Filial Army were retained, and the rest were demoted to infantry. On campaign the Loyal and Filial Army marched in the van and the cavalry followed. From the Zhengda reorganization of the cavalry onward, units, saddles, harness, arms, and armor were all renewed. Veteran commanders remarked that in the dynasty's heyday horse numbers had been ample, but in soldierly quality and the soundness of weapons and equipment the present force was unmatched—and the hope of revival seemed within reach. One day the troops were drawn up at the drill ground inside Caomen: seven thousand Loyal and Filial soldiers, five thousand cavalry, ten thousand men of the Jianwei commandant force garrisoned in the capital, three thousand imperial guards under the inner-clan officer Jiujiu, and four thousand under Apai—all chosen while Emperor Aizong held direct control of the Privy Council. The drill field covered some thirty qing and still could not hold them, and another thirteen or fourteen commandant armies were not included in the muster. In addition, volunteer forces called the Loyal Righteous Army were recruited, composed largely of outlaws from Yan and Zhao. Though pressed into service, they could never be controlled—the men who later murdered the northern envoy Tang Qing on their own authority and hastened the dynasty's collapse belonged to this very group.
8
Administration of Imperial Guards.
9
使調 宿 使使
It originated in the hezha mouke. Hezha denoted the personal guard, so called because it was commanded by close kinsmen of the throne. At the Zhenyuan relocation, the forces of Taizu, Prince of Liao Zonggan, and Prince of Qin Zonghan were reorganized as hezha meng'an and styled the Palace Guard Personal Army; a Palace Guard Personal Army Bureau was therefore established to command them. In earlier times the ablest fighters from the various armies were chosen for the imperial escort. Hailing also renamed the Upper Capital Dragon Soaring Army the Divine Valor Army. In the second year of Zhenglong, as a southern campaign was planned, these units were disbanded and sent home for collective levy. The Palace Guard Personal Army was said to comprise four meng'an, though older records name only three—for Taizu, the Prince of Liao, and the Prince of Qin; whether Taizu originally had two meng'an is unclear. From these, sixteen hundred men under thirty were chosen: cavalry styled Dragon Soaring and infantry styled Tiger Pace, to serve as palace guards. In the fifth year the Personal Army Bureau was abolished and its functions transferred to Daxing Prefecture. Left and Right Valiant Cavalry—the so-called imperial escort troops—were established, with chief and deputy cavalry commanders under the Bureau of Palace Inspection and chief and deputy infantry commanders under the Palace Service Bureau. At the opening of the Dading era, the personal guard numbered four thousand men. In the twenty-second year the force was reduced to three thousand five hundred. A garrison guard was also established at the Upper Capital. That year the Ministry of Revenue memorialized: "Now that the Upper Capital has an intendant for the imperial city, a garrison guard should be established as well." The emperor replied: "Establish four hundred fifty men, with one hundred twenty horses, divided into three rotating shifts. When I visit the Upper Capital hereafter, they shall patrol in two shifts, rotating every six months. Each man shall receive fifty cash and one and a half sheng of rice per day; horses shall receive fodder and grain. Meng'an and mouke officers may be drawn from men of about forty, and soldiers from men thirty and older." In the fourth year of Chengan under Emperor Zhangzong, the garrison was increased to five thousand and then to six thousand. There was also the Awesome Swiftness Army. During Chengan one thousand crossbowmen were added by draft. Crossbowmen were selected by a fixed standard: a measuring rod six feet long, set upright, was called the equal staff. Candidates had to match the staff in height, draw a crossbow to three shi, string and unstring it and work the treading mechanism with practiced ease, and place all six shots on the target rampart, with two in the center bullseye. Personal guards were also chosen from men five feet five inches in height who excelled at riding and shooting; meng'an and mouke submitted names to the Ministry of War, and the Bureau of Palace Inspection and Palace Service Bureau tested and enrolled the candidates. Two hundred bodyguards were also established—the close attendants who carried weapons—drawn from descendants of officials of the fifth through seventh ranks, imperial clansmen, personal guards, and attendants of the various bureaus; men five feet six inches tall were chosen by examination. Two hundred Crane Controllers were also established, all to attend the emperor whenever he went abroad.
10
西西西 使沿使 使使 使使 西西 使 西 西西使 西 便沿便
Titles of the Great General Prefecture Administration. In the twelfth month of the first year of Shouguo, the Xianzhou Army Marshal Bureau was first established to secure Liao territory and campaign against Gao Yongchang, and the Southern Route Chief Command Bureau was also set up to campaign against Zhang Jue. In the fifth year of Tianfu, during the attack on the Liao ruler, the title of chief commander of the inner and outer armies first appeared. Because the Xi were not yet pacified, a Xi Route Chief Command Bureau was also established, later renamed the Six Departments Route Chief Command Bureau. The nine camps of the Yaolian became nine subordinate meng'an; together with offices at the Upper Capital and Taizhou, six bureaus were established in all, each commanding fifty or sixty thousand men, and the Bohai army was organized into eight meng'an. Above each meng'an stood an army marshal; above the army marshal a wanhu; above the wanhu a chief commander. At the time, however, army marshals were also called meng'an, while meng'an in the strict sense denoted a personally commanded meng'an. After Yan Mountain fell, the Jin followed Liao practice and established a Privy Council at Guangning Prefecture to command the Han armies. In the first year of Tianhui under Emperor Taizong, the Southwest Chief Command Office created during the attack on the Liao ruler was split into Southwest and Northwest Route Chief Command Offices. In the third year, with war against Song underway, the office was converted into a Marshal Prefecture, with a marshal, left and right deputies, left and right supervising generals, and left and right chief supervisors. Under Jin practice the chief marshal was always an apan begile, who remained on guard at court and did not take the field. In the sixth year an edict recalled the two marshals to guard their respective regions. Each circuit established a Cavalry and Infantry Chief Command Prefecture; prefectures and garrison towns received military commissioners, and frontier prefectures defense commissioners. Grain-supply archers and Prison-City troops recruited by prefectures and prefectural cities were organized with five hundred men to a commandant's office under a commander, divided into four companies; each company had left and right squad leaders and clerks as supervising officers. Where numbers exceeded or fell short of five hundred, units were combined with neighboring ones; where combination was impossible, commands of three hundred or two hundred were also permitted. A force of one hundred had only an army commander; above one hundred a company was formed; below one hundred only a squad leader and a clerk-supervisor were appointed. In the tenth year the Southern Capital Route Chief Command Bureau was renamed the Southeast Route Chief Command Bureau, based at the Eastern Capital to guard against Goryeo. Later a Commanding Army Bureau was also established at Daming Prefecture. In the eighth month of the second year of Tiande under Hailing, the Cavalry and Infantry Chief Deployment Offices of the various capitals were converted into route chief command prefectures. In the ninth month the Daming Commanding Army Bureau was abolished and Commanding Army Bureaus were established in the Shanxi, Henan, and Shaanxi circuits. Chief supervisors and supervising generals of the Marshal Prefecture served as commissioners, dividing command of the empire's armies. The Ugu Dilie Route Commanding Army Bureau was also converted into a Pacification Bureau, and the Posu Route Commanding Army Bureau into a Chief Command Prefecture. In the third year the Marshal Prefecture became the Privy Council and the office of wanhu was abolished. The edict read: "At the founding Taizu adapted institutions to the times and granted the title wanhu to men capable of commanding large forces; below them came qianhu and mouke. Offices and rewards were not yet fixed and cities had not yet fallen; creating these posts with hereditary succession was an expedient, not a permanent institution. Now their descendants succeed one another and monopolize military authority; their households number in the tens of thousands, equal to garrison commanders and chief prefects, yet their hereditary power exceeds even those offices. This office shall be abolished. Where no qianhu post previously existed, the court shall consider establishing one. Those granted the dynastic surname at the founding shall, they and their descendants, revert to their original surnames." At the end of Zhenglong the Shaanxi Commanding Army Bureau was again elevated to a Chief Command Prefecture. In the fifth year of Dading the prefecture was again abolished and reduced to a Commanding Army Bureau. Soon two more Pacification Bureaus were established, making three in all to guard the frontier. The Northeast Route was first established in the Ugu Dilie division and later moved to Taizhou. During Taihe, because the office lay three hundred li from the frontier, Zonghao ordered a branch established at Jinshan. The Northwest Route was based at Yingzhou and the Southwest Route at Huanzhou; senior ministers experienced in military affairs served as commissioners, building castles, walls, and moats under a permanent garrison system. Whenever the Privy Council took the field it was temporarily converted into a Marshal Prefecture; when campaigns ended it reverted to a bureau. In the third year of Zhenyou under Emperor Xuanzong, five thousand garrison troops from Daizhou were mobilized; following Xu Ding's advice, they were retained at Dai to shield Pingyang. In the second year of Xingding, two thousand crossbowmen were selected and recruited from Henan and Shaanxi as a single army and granted the designation Awesome Courage. After the southern relocation, nine dukes were enfeoffed in Hebei and their troops granted discretionary authority; Mobile Privy Councils and Marshal Prefectures were established in cities along the river—the larger styled "discretionary," the smaller "as appropriate." During Yuanguang, volunteer armies were organized with thirty men to a mouke, five mouke to a qianhu, four thousand qianhu to a wanhu, forty thousand wanhu to a deputy chief commander, and two deputy chief commanders to a chief commander—reviving the nomenclature of the founding era. An additional chief controller was also placed above the command structure, so that marshals were commonly addressed as "chief controller."
11
使 滿滿 使 西西 使
At the founding of the Jin, herd administrations were established on the model of the Liao mo pastures; mo denoted land free of mosquitoes and gnats and rich in water and grass. During Tiande five herd administrations were established—Dihe Woduo, Woli Baobao (also written Ben), Pusuli, Yan'en, and Wuzhe—all retaining old Liao names, each with its own staff of officials. From among all classes of people the court chose wealthy households with many sons, sons of ranked officials, pulian troops of meng'an and mouke, surplus sons from clerks' households, and slaves to manage the herds. Called "herd boys," they tended horses, camels, cattle, and sheep by assignment, under regulations rewarding increase and punishing loss. Later the number was gradually increased to nine. The Khitan rebellion destroyed five of the administrations; of the four that survived there remained only a little over a thousand horses, some two hundred eighty cattle, eight hundred sixty sheep, and ninety camels. Emperor Shizong established seven offices: Teman and Tetman at Fuzhou; Woduzhi; and Pusuwan—the last carved out of Woduzhi's territory in the seventh year of Dading. In the third year of Chengan it was renamed Bandi Yin Wulugu. Ouliben was renamed Wuxian Wulugu in the third year of Chengan. Wulugu means "to breed and multiply." Heluwan and Yelüwan. They lay within Wuping County and the territories of Linhuang and Taizhou. In the third month of the twentieth year of Dading, herd offices were reorganized and regulations governing rewards and punishments for increases and losses in livestock were revised. In the twenty-first year an edict ordered that three-year-old horses be entrusted to Jurchen herders; cattle were sometimes lent to civilians for farming, sheep were sometimes assigned to commoners to raise, and livestock was sometimes distributed to relieve poor households. Envoys were dispatched to inspect and verify herd counts. Shortfalls brought beating for the responsible officials and forced compensation from the herders; anyone who concealed the true numbers was exposed when censors investigated. By the twenty-eighth year, after years of steady increase, the herds had grown to four hundred seventy thousand horses, one hundred thirty thousand cattle, eight hundred seventy thousand sheep, and four thousand camels. In the fifth year of the Mingchang era, the court distributed gelded horses and ordered the Central Capital, Western Capital, and Hebei East and West circuits to assess civilian wealth and assign the animals for raising. Civilians in other circuits who raised horses were further ordered that when a horse died they would receive a replacement from stock raised in those four circuits, and that if they wished to put the animals to use they must surrender them all to the government. Such was the Jin dynasty's horse policy. Yet whenever a major campaign arose, the state inevitably requisitioned horses from the people and drew surplus mounts from herd offices to equip the fighting troops. In the first year of the Xingding era under Emperor Xuanzong, the court fixed regulations for civilians who recovered horses lost by routed armies and scales for surrendering horses to the government in exchange for payment: an upper-grade horse was worth fifty taels of silver, with middle and lower grades decreasing by ten taels each. Those who declined payment could turn in two upper-grade horses for appointment to a miscellaneous-rank office; three middle-grade horses or four lower-grade horses earned the same reward. Once the order was promulgated, ten days were allowed for voluntary disclosure; concealment after the deadline, or killing a horse, was punishable by strangulation. Officials were also dispatched to requisition horses from urban commoners, with reward scales set to encourage compliance: one thousand strings of paper money for five hundred horses or more, one office for one thousand or more, and two offices for two thousand or more.
12
Methods for Training Troops.
13
西 穿 西 西 西
In the first month of the third year of the Tianjuan era under Emperor Xizong, an edict ordered graded annual allotments of silk and gauze for garrison troops in Eastern Liao. In the fourth year of the Zhenlong era, the Henan and Shaanxi frontier command headquarters and the Shunde Army under the yuhou office were ordered to increase grain rations for both officers and rank-and-file troops. In the sixth year, as the southern campaign was prepared, ten thousand bolts of silk were exchanged in the capital for ten thousand padded jackets with knee-length skirts to equip the army. In the third year of the Dading era under Emperor Shizong, the southern campaign required ten million strings of cash each year while the government treasury held only two million; the rest had to be levied from official and civilian households. Thus began the system of military expense funds. Memorialists at the time noted that Shandong, Henan, Shaanxi, and other circuits followed Song and Qi precedents under which prefectural and county clerks and archers assessed civilian wealth and levied averaged support payments called "exemption from corvée," and they proposed that these funds be used to support the army. The Secretariat thereupon submitted the figures and memorialized the throne; an edict abolished the archers' levy while leaving the clerks' payments unchanged. In the sixth month of the fourth year, a memorial reported that the Marshal's Headquarters was seeking military expense funds. The emperor said, "The marshal's office spends without restraint and habitually levies the people—this is far from what I intend. First account for unspent military funds and what the route transport offices currently hold; if there is a genuine shortfall, report it separately." In the fourth month of the tenth year, the court ordered barracks built at Deshun Prefecture to quarter garrison troops. In the seventh month of the seventeenth year, thirty thousand sheepskins were granted each year to garrison troops on the Northwestern Route. In the third year of the Cheng'an era, because military expenses had grown very heavy, officials requested a nationwide assessment of wealth and a uniform levy. It was proposed to follow the Yellow River corvée-money precedent and levy military expense funds according to newly registered wealth in each circuit: four strings of cash for every registered string, two strings in the Western Capital, Northern Capital, and Eastern Liaoning circuits, exemption in Linhuang and Quanzhou, and payment in three installments over the year. Fearing the payment period was too long, the court fixed collection to begin within half a year, payable in three installments.
14
西 西
In Henan, Shaanxi, and Shandong, discharge grants for veteran thousand-commanders, mouke, pulian, regular soldiers, alixi, and the like were fixed as follows: thousand-commanders with ten or more years of service received fifty taels of silver and thirty bolts of silk; those with less than ten years were paid at the rate for mouke of ten years or more. Mouke with ten or more years of service received forty taels of silver and twenty-five bolts of silk; those with less than ten years received thirty taels and twenty bolts. Pulian with ten or more years of service received thirty taels of silver and twenty bolts of silk; those with less than ten years received twenty taels and fifteen bolts. For cavalry and infantry regulars, alixi, and men on active duty without regard to length of service, discharged regular soldiers received fifteen taels of silver and ten bolts of silk; alixi, banner-drummers, flute-players, and bureau fire-keepers alike received eight taels and five bolts. Yuhou thousand-commanders with ten or more years of service received forty taels of silver and twenty-five bolts of silk. Those with less than ten years received thirty taels of silver and twenty bolts of silk. Mouke with twenty or more years of service received fifty taels of silver and thirty bolts of silk; those with ten or more years received thirty taels and twenty bolts; those with less than ten years received ten taels and fifteen bolts. Pulian with ten or more years of service received twenty taels of silver and fifteen bolts of silk; those with less than ten years received fifteen taels and ten bolts. For regular soldiers, alixi, and men on active duty without regard to length of service, discharged regular soldiers received ten taels of silver and seven bolts of silk; alixi, banner-drummers, flute-players, and bureau fire-keepers alike received five taels and four bolts. For northern frontier ten-thousand-commanders, thousand-commanders, mouke, and the like, discharge grants and promotions for accumulated military merit and old-age release followed Ministry of Personnel regulations: formal thousand-commanders who had supervised ten-thousand-commanders for fifteen years were promoted two ranks to Associate Fifth Grade. Those discharged for age with less than fifteen years of service received one promotion to Regular Sixth Grade. Those with less than ten years received one promotion and a reward of sixty taels of silver and bolts of silk. Formal mouke who supervised ten-thousand-commanders were promoted two ranks to Regular Sixth Grade after fifteen years of service; those discharged for age with less than fifteen years received one promotion to Regular Seventh Grade; those with less than ten years received one promotion and a reward of fifty taels of silver and bolts of silk. Formal thousand-commanders who supervised thousand-commanders were promoted one rank to Regular Sixth Grade after more than twenty years of service; those discharged for age with less than twenty years received one promotion to Regular Seventh Grade; those with less than ten years received one promotion and a reward of forty taels of silver and bolts of silk. Formal mouke who supervised thousand-commanders and below followed the Henan and Shaanxi precedents. Frontier garrison troops held annual archery trials: outstanding marksmen of the upper grade received four taels of silver, and those whose skill was truly exceptional received ten taels and a silver horse cup. Men drafted into the Imperial Guard who brought their families to the capital received daily grain rations for six persons and fodder for four horses.
15
使使使 西綿綿 西 西 使使綿 綿綿 綿綿綿 使使 西 綿 滿
Standard monthly allotments for recruited troops. Border post troops received fifty strings of cash and ten bolts of silk. Military artisans of upper and middle grade received fifty strings of cash and five bolts of silk; those of lower grade received forty strings and four bolts. Yellow River dike troops received thirty strings of cash and five bolts of silk; grain-transport archers and dike troops and sailors at canals and similar posts received twenty strings and two bolts; soldier-farmers received ten strings and one bolt. Commanders of grain-transport archers and of Yellow and Qin dike troops received seven strings of cash, seven shi of grain, and six bolts of silk; army commissioners received six strings and six shi with the same silk allotment; squad leaders received two strings and three shi of grain; spring clothing cost five strings and autumn clothing ten strings. Clerks and escort officers received one string five hundred cash and two shi of grain; spring clothing five strings and autumn clothing seven strings. Penal troops and soldier-farmers received eight hundred cash and two shi of grain; spring clothing four strings and autumn clothing six strings. Border post troops received the same allowances as grain-transport archers. Armored and cavalry garrison troops under the Henan, Shaanxi, and Shandong frontier commands were paid as follows: meng'an received eight strings of cash, five shi two dou of rice, eight bolts of silk, and fodder for six horses; mouke six strings, two shi eight dou, six bolts, and fodder for five horses; pulian four strings, one shi seven dou, five bolts, and fodder for four horses; regular soldiers two strings, one shi five dou, four bolts, fifteen liang of cotton, and fodder for two horses; alixi one string five hundred cash, seven dou of rice, three bolts of silk, and ten liang of cotton. Infantry meng'an received fodder for two horses and mouke for one. Each horse received one bundle of fodder and five sheng of grain. In midsummer, when open pasture provided green grass and horses could graze, payments ceased—except for the seventy-two horses on active duty per meng'an, which received fodder in all four seasons. The court further fixed fifth-month payment for Henan, Shandong, and Hedong and sixth-month payment for Shaanxi. Horse replacement allowances for garrison troops were set at five hundred cash for regular soldiers and three hundred for alixi and attendants on the Henan circuit; on the Shaanxi and Shandong circuits regular soldiers received three hundred cash and alixi and attendants two hundred. Military colonists on assignment and frontier troops stationed for pursuit and suppression were paid monthly as follows: meng'an six strings of cash, one shi eight dou of rice, and fodder for five horses; mouke four strings, one shi two dou, and fodder for three horses; pulian two strings, six dou, and fodder for two horses; regular soldiers one string five hundred cash, four dou, and fodder for one horse; alixi and attendants one string, four dou, and fodder for one horse. The commander of the Deshun Army received six strings of cash, two shi eight dou of rice, six bolts of silk, and fodder for three horses. Army commissioners and squad leaders received four strings, one shi seven dou, five bolts of silk, and fodder for two horses. Rank-and-file soldiers received two strings, one shi five dou, four bolts of silk, fifteen liang of cotton, and fodder for one horse. Xi army mouke received one string five hundred cash, one shi five dou of rice, one bolt each of silk and gauze for spring and autumn, and fodder for three horses. Pulian received one string, two shi seven dou, the same silk and gauze allotment, and fodder for two horses. Rank-and-file soldiers received one string, one shi eight dou, the same silk and gauze, and fodder for one horse. Permanent garrison troops at Linhuang and other northern posts were paid as follows: thousand-commanders eight strings of cash, five shi two dou of rice, eight bolts of silk, and fodder for six horses; infantry received fodder for two horses and five qing of land; mouke six strings, two shi eight dou, six bolts of silk, fodder for five horses, and four qing; pulian four strings, one shi seven dou, five bolts of silk, fodder for four horses, and three qing; regular soldiers two strings, one shi four dou five sheng, four bolts of silk, fifteen liang of cotton, fodder for two horses, and two qing; alixi one string five hundred cash, seven dou of rice, three bolts of silk, ten liang of cotton, and one qing; banner-office personnel the same as alixi; rotation troops two strings and four dou of rice; rotation alixi one string five hundred cash and four dou. Han troops serving upper rotation received monthly pay as follows: thousand-commanders three strings of cash, four shi of grain, eight bolts of silk, and fodder for four horses; mouke two strings five hundred cash, one shi of grain, six bolts of silk, and fodder for two horses; regular soldiers two strings, nine dou five sheng of rice, and four bolts of silk. Permanent garrison appointments on the Upper Capital circuit were paid monthly as follows: thousand-commanders fifteen strings of cash and shi of grain, ten bolts of silk, twenty liang of cotton, and fodder for three horses; mouke six strings, two shi eight dou, six bolts of silk, and fodder for two horses; regular soldiers two strings five hundred cash, one shi two dou, four bolts of silk, fifteen liang of cotton, and fodder for one horse; alixi and attendants two strings, one shi two dou, four bolts of silk, and fifteen liang of cotton. All permanent garrison troops in the north received monthly horse replacement allowances of four hundred cash; attendants received three hundred. In the third year of the Zhenyou era, officers assigned to the front and army commanders manipulated grain rations and held posts in name only without actual personnel. Incumbents and remotely appointed officials who already drew salaries also received ration coupons like men without offices, so contemporary opinion favored reducing posts and cutting payments, restoring full allotments only when troops marched to war. In the second year of the Xingding era, Zhang Xingxin, military commissioner of the Zhanghua Army, said, "When one soldier enters service, his whole household receives rations. The purpose is to win the troops' loyalty and move them to give their all for the state! But what are we to make of households with no soldier and no adult men, whose wives and daughters still receive rations?" In the fifth year, Shi Mo Wolu, an official of the Southern Capital branch of the Three Offices, said, "In the Southern, Eastern, and Western Capital circuits, registered garrison households—including old and young—number four hundred thousand mouths and consume more than 1.4 million shi of grain each year, all of it drawn from civilian rent. This is a poor policy indeed." The account is recorded in the Treatise on Land. Military colonists assigned to escort duty received one hundred fifty cash per day. Custodians of Xiaoning Palace personnel received each month five dou of rice, one cart of firewood, one length of coarse cloth for spring and autumn clothing, two bolts of autumn silk, and fifteen liang of cotton. Yellow Yard personnel who completed their term of service received one string of cash and one shi of grain from one-third of their original allotment as a retirement allowance.
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