← Back to 晉書

卷三十 志第二十 刑法

Volume 30 Treatises 20: Punishment and Law

Chapter 30 of 晉書 · Book of Jin
← Previous Chapter
Chapter 30
Next Chapter →
1
Monograph: Criminal Law.
2
使 {} ''
The tradition reads: "Regulate them with ritual, and they feel shame and mend their ways." Fear of penalties still falls short of reverence that stops people short of breaching ritual; set beside an age of innocence, ours ought to show a lighter touch. When heaven first divided above from below and living shapes took on joy, anger, and moral color through the qi they received, they followed patterns inherent in nature itself. Thoughtful detention precedes sentence; wine offered at the crossroads signals mercy first—the aim is to banish harm and lead society toward peace, like tuning zither and zither-bass together while still holding rein and crop, in the spirit of the Spring and Autumn's moral transformation and the benevolence of Yao and Shun. When the wasteland was swept with solemn dread, the Yellow Emperor led tethered hosts across the open fields. Where thunder displayed Heaven's wrath, Emperor Ku turned lightning against rebellious peaks. They displayed weapons, executed ringleaders in the marketplace and at court, and invoked awe-inspiring punishments because, at bottom, some crises left rulers no alternative. Hence kindness rose from the banks of Dan, and submission reached even banishment at Mount Yu. Yet whenever fortune favors the reckless, institutions rot within, governance slackens, ritual fades, and prisons swell, Confucius complained: "I decide cases no better than anyone—what I want is an end to litigation altogether!" Later the Zhou armies marched under Heaven's mandate, sheathed the sword, honored nurture and growth, and modeled themselves on Yao and Yu—government tasted sweet as dew, majesty paired with ritual and music; rulers listened to petitions, caught whispered grievances, praised virtue to encourage it, and purged wickedness to protect the moral core. Those who forged prestige, stabilized hegemony, unified the regional lords, and invoked the peace of Kings Cheng and Kang without leaning on harsh nets drank from that legacy of mercy—true governance that cherishes the people. When rulers mock moral order and abandon cautious justice, you get Jie slaughtering his subjects, Zhou sinking his cruelty across the realm, Shang Yang with nowhere honorable to stand, Han Fei drowned in his own harsh doctrines—nothing like the ode to the sweet pear tree where the people still sang of kindness. Qin's Duke Wen invented kin-extinction statutes; the First Emperor piled on flaying and rib-tearing torments until jails looked like busy markets and wailing clogged every road. The Han founder soothed the realm with three simple articles; Emperor Wen governed by storing the axe away; ordinary families tasted relief and hoped for an era of perfect harmony. Soon passions swayed verdicts, statutes bent to whim, poison wine waited below the palace stair, convicts in blue were marched toward Shu, summary executions overturned justice, and whole lineages were dragged into court. Night sweeps hauled suspects through the capital; Chang'an's market hosted staggered executions for days on end; indictments chained together from the northern gate through the inner metropolis became grimly routine. Dying dynasties tossed precedent aside, rushed new prohibitions onto the books, and loosened the net whenever it suited them—look no further than the chaos under Emperors Huan and Ling. Under Wei Mingdi palace works multiplied, court deadlines turned lethal, and anyone who missed a roster summons faced the emperor's own interrogation—often mid-sentence the axe had already fallen. Wang Su protested in a memorial: "Everyone you execute deserves death. The crowd cannot see that and will think these deaths abrupt; please remand each case to the judiciary and publish the offenses publicly. They still die, yet the harem stays unstained, officials are spared shock, and no one far or near questions the justice of it. A single life weighs more than anything: restoring it is hard, taking it is easy, and once the breath stops there is no second chance—hence sage rulers handle executions with dread. Mencius warned that no humane man seizes the realm over a single wrongful death."
3
Emperor Wu of Jin caught the fading rhythm of the Three Ages, distilled a millennium of precedent, and charged his ministers to cast clear light on the criminal code. Imperial writ spread the new code from border to border; the kingdom rolled forward on a single standard and the people breathed easier. The statutes looked intricate yet earned a reputation for simplicity and mercy, reflecting Heaven's care above and steadying hearts below—good order needs laws that do not rot, and lasting virtue still relies on measured punishments. After the court crossed the Yangzi it spent a hundred and two years gazing back at old precedents and drinking from their lingering kindness—the lower Yangzi stayed inwardly secure and frontier peoples routinely sued for peace. Under Emperor Xiaowu, Prince Sima Daozi of Kuaiji twisted the government in his favor: his creatures traded posts for cash and ran private jails while Emperor Xiaowu drifted in a stupor, deaf to legal breakdown, and Jin's discipline collapsed.
4
The Tradition says, "The Three August Ones established words and the people did not transgress; the Five Emperors painted images and the people knew prohibitions." This is what the Documents means by "images used for regular punishments, exile and pardon for the five punishments, the whip made punishment for offices, and the rod made punishment for teaching." Branding meant a dark kerchief, clipped nose a scarlet tunic, severed knee dark markings, castration mismatched shoes, and execution—the crown of penalties—meant plain sackcloth without borders before the crowds cast you out in the square. Shun told Minister Gao Yao: "The five punishments each carried fixed gradations; those gradations determined three kinds of enforcement; banishment likewise came with paired estates and three grades of exile." Stack that against earlier ages and the caseload had already tripled. Under the Xia kings the five punishments spawned three thousand enumerated offenses. Shang revised the Xia code, trimming here and tightening there. Zhou judges relied on three penal canons and five methods of listening, with peasants pounding the left stone for grief and the right for appeals—justice forged like metal—yet the statute book still listed twenty-five hundred capital-linked clauses. They layered three rounds of consultation—first ministers, then bureaucrats, finally commoners—plus three grounds for mercy and three kinds of pardon. Ignorance of law, honest mistake, or simple forgetfulness each earned a step down in severity. Youth, extreme age, or congenital incapacity opened the door to commutation. The Methods of the Minister of War authorized campaigns against oath-breakers: withhold tribute and face expedition, skip league meetings and face execution, scramble succession and face arrest, meddle with ritual penalties and face exile.
5
The chronicles add that Shang and Zhou began austere but drowned in ornament." Later campaigns exhausted the kings until aging King Mu codified new statutes to rein in the provinces—each spike in crime produced its own compendium, the very "Yu," "Tang," and "Nine Punishments" named whenever dynastic order frayed. Antiquity reserved armies for the gravest crimes, blades and saws for middling offenses, whips and rods for the lightest. Afterward schemes multiplied faster than the law could track. Emperor Wu decided Han-Wei precedent was too muddled to govern by and ordered the chariot general, acting Secretariat chief, and Duke of Lu to recruit jurists and engrave a definitive code—that story follows.
6
After Wang Mang seized the Han throne, the classical statutes barely survived. Emperor Guangwu revived the dynasty with relentless attention to criminal justice—he held dawn audiences to hear appeals and settled knotty cases himself. Coming straight from civil war, the statutes hung slack; penalties felt mild and no longer terrified wrongdoers. Minister Liang Tong therefore presented this memorial:
7
I note that in Yuandi's Chuyuan 5 thirty-four provisions softened capital sentences, and from Aidi's Jianping 1 through Jianping 4 eighty-one more did the same—forty-two of them cutting murderers one notch below death and locking that relief into permanent precedent. After that, townsfolk shrugged at statutes, bailiffs reached for the blade too readily, officials and subjects alike abandoned restraint, and order unraveled.
8
穿便
I submit that penal policy must never chase leniency for its own sake—it must aim at true proportion. Governing rests on humanity and duty: humanity cherishes lives, duty puts affairs in order. To love the people you remove predators; to keep affairs straight you purge turmoil. Hence the Five Legendary rulers wielded exile, drowning, banishment, and execution, while the Three Dynasties kings retained mutilating capital sentences—all to extirpate brutality and chaos. Thus Confucius said, "The humane person must have courage," and also said, "Putting wealth in order, correcting words, and forbidding people to do wrong is called righteousness." Gaozu founded the Han with concise ordinances and enduring codes that later reigns were meant to live by. Emperor Wen ruled gently in prosperous times, commuting corporal punishments and abolishing guilt-by-association while leaving the rest of Gaozu's code intact, bringing the realm within sight of perfect calm. Wudi mobilized endless campaigns while the treasury still looked full; commoners broke under corvée, bold men flouted bans, and clerks twisted verdicts, so the throne added clauses against fugitives and judges who knowingly went lenient. Emperor Xuan combined clarity with integrity, held to fundamentals, and kept officials snapping their rulings to the straight ink-line. Yuandi tinkered little with the code and the realm still pronounced itself secure. Chenodi and Aidi inherited a tranquil throne and had ruled only briefly, so they heard few capital cases themselves. Within a few years Chancellor Wang Jia's faction punched loopholes through edicts and statutes—more than a hundred changes—that often harmed governance or offended public sentiment. I therefore excerpt the worst offenses against policy and decency and attach them herewith.
9
穿
Your Majesty embodies the cardinal virtues and rescues the age, yet clinging to dying expedients from the late Han hardly restores founding clarity or lets you reset the mandate. Please order the ministries to audit every Jianping-era loophole, weigh each reform's costs and moral effect, keep what still serves civilization and repeal what corrupts it, then engrave a stable code that future reigns never need rewrite—the empire will owe you a debt of gratitude. The matter was sent down for discussion by the Three Excellencies and the Commandant of Justice. They considered that it elevated punishments and sharpened laws, was not urgent business for an enlightened king, and could not be opened and approved. Wang Tong again submitted words, saying, "The responsible offices have carelessly judged that what I submitted cannot be put into effect. What I am now saying is not a call to make punishments harsh. I privately maintain that from Emperor Gao down to Emperor Xuan, what was put into effect, when checked against the classics and commentaries, is a matter for the present day, not an elevation of punishments or a sharpening of laws. I cannot overcome my utmost wish: I hope to be summoned for an audience, or else to face the Secretaries and close ministers and orally state my meaning." The emperor ordered the Secretaries to question him about the circumstances. Wang Tong again replied, speaking fully on why government and punishments should be changed. In the end, the deliberation did not follow his proposal. When Emperor Ming came to the throne, he often personally heard lawsuits and inspected and reviewed the various prisons of Luoyang. Because the emperor was by nature clear and discerning and could discover wrongdoing below, the decisions and punishments memorialized by the Secretaries came close to being harsh and minute.
10
'' ''
In the time of Emperor Zhang, Secretary Chen Chong submitted a memorial saying, "In the government of the former kings, rewards were not excessive and punishments were not indiscriminate; if there had to be one rather than the other, it was better for rewards to be excessive than for punishments to be indiscriminate. Therefore Tang Yao set down in the canon, 'Exile and pardon for the five punishments; accidental calamities are broadly pardoned.' Emperor Shun commanded Gao Yao with, 'Five residences and three placements; only clarity can be trusted.' King Wen gave weight to the six lines of the Changes, yet arranged hearings amid the clustered thorns; the Duke of Zhou composed Established Government and warned King Cheng not to make mistakes in the many criminal cases. When Your Majesty came to the throne, you followed this meaning, but the responsible offices and those who administer affairs have not fully received and carried it out. Those who decide prison cases are eager for the pain of beating frames and cruel torments, and those who hold the laws are prolix in writings on deceit, fraud, looseness, and excess. They depart from the root and leave reality, make cudgeling into wrongdoing, and sometimes use public business to carry out private aims and display power and favor. Carrying out government is like tuning zithers: when the large strings are tightened, the small strings break. Thus Zigong criticized Zangsun's fierce laws and praised Zichan of Zheng's humane government. At present, sagely virtue fills all and extends above and below. It is fitting to take this time to exalt the business of the former sages, wash away troublesome harshness, lighten the cudgel and the rod, rescue the multitude of living beings, and broaden utmost virtue." Emperor Zhang accepted Chen Chong's plea and tilted every verdict toward mercy. He soon banned iron branding, pierce-screws, and other torments enshrined in old practice, dropped prosecutions for fabricated occult charges, ended malicious readings of the code, and codified more than fifty appellate clarifications. Criminal procedure thereafter turned calm and even-handed.
11
' ' 使
In Yongyuan 6 Chen Chong succeeded Guo Gong at the Ministry of Justice, reviewed the entire corpus, and petitioned to strike clauses exceeding even the Mu-era Fu canon: "Ritual preserves three hundred anchors and three thousand gestures of deportment, matching the Fu code's two hundred capital crimes among three thousand punishments. Punishment picks up every obligation ritual lets fall—law and rite are two sides of one coat. Current Han codes list 610 capital offenses, 1,698 mutilating sentences, and 2,681 redeemable offenses—1,989 clauses beyond what the Fu canon contemplated, including 410 capital counts, 1,500 hair-shaving penalties, and 79 redeemable articles. The apocryphal Baogan Diagram teaches that kings should overhaul statutes roughly once every three centuries. Han has now ruled 302 years; orders swell steadily while clauses multiply without ceiling. Three rival schools interpret the code, and their readings contradict one another. Let the Three Excellencies and the Ministry of Justice reconcile Han law with the canon: retain two hundred capital statutes plus twenty-eight hundred lesser offenses—three thousand clauses mirroring ritual's triads—and discard the surplus. The other 1,989 provisions deserve systematic repeal. Refashion what ordinary families hear and see, complete moral transformation, approach the age when punishments lie unused, and hand that achievement down forever." The memorial stalled before promulgation because Chen Chong himself faced indictment. His son Chen Zhong figures next. Chen Zhong later rose again within the Ministry, distilled his father's ideas into thirty-three binding precedents collected as the Decided Cases as Precedents, and closed loopholes that clogged appellate paperwork. His supplements abolished castration workshops, lifted perpetual disqualification on embezzlers' descendants, allowed lighter sentences for insane killers, and permitted relatives who swapped places on the scaffold to receive the intended pardon—all enacted. Piecemeal repeals helped, yet the Eastern Han code stayed overgrown because nobody produced a unified digest.
12
' '
In Jian'an 1 Ying Shao pruned the statutes into his Han Deliberations and prefaced the memorial: "No state duty outweighs preserving written law. Archives settle doubts, separate right from wrong, balance reward and punishment, and hand posterity a lasting mirror. Retired counselor Dong Zhongshu still advised Zhang Tang on classical jurisprudence, yielding 232 Spring and Autumn case rulings grounded in canonical debate. The traitor Dong Zhuo torched legal archives along with the capital—perhaps no catastrophe since creation erased institutions so utterly. The imperial train now advances east to Xu, escaping catastrophe and refounding the mandate. I privately did not measure myself, and at once compiled and fully prepared The Root Text and Chapter-and-Verse Commentary on the Statutes, Old Affairs of the Secretaries, Placard Orders of the Commandant of Justice, Ratios and Precedents for Deciding Affairs, General Catalog of the Minister over the Masses, Edicts of the Five Bureaus, and Spring and Autumn Adjudications, totaling two hundred and fifty fascicles. I removed duplications and repetitions and made their articles and text. Thirty more volumes titled Deliberation Refutations sort eighty-two contested issues by topic. Twenty-five entries drawn from the Han Documents and four from the Han Records were trimmed and polished so the compilation stays internally consistent. Section twenty-six collects noteworthy voices past and present whose moral insight still instructs. Section twenty-seven records material I authored myself. The Zuo Tradition remarks that even when fine Qi and Jiang silks lie ready, one still keeps threadbare cloth. Even with silk and hemp at hand, humble rush cord still has its place. Those humble materials fill whatever the treasury lacks. So I risk adding my crude scholarship after your luminaries—far short of codifying the body politic or proclaiming universal peace. Yet perhaps cursory review will still enlarge readers' sense of your virtue. Only use some leisure from the multitude of affairs to let your mind range through and inspect them." Emperor Xian endorsed the collection, and those precedents survived. As order collapsed and punishments lost deterrent force, luminaries such as ex-Liaodong governor Cui Shi, minister Zheng Xuan, and herald Chen Ji urged restoring mutilating penalties. Because the court took no decision, the proposal died quietly.
13
''
When Emperor Wu of Wei supported the Han house, Secretariat Director Xun Yu broadly consulted the hundred officials and again wanted to extend corporal punishments, but Lesser Treasurer Kong Rong argued: "In antiquity people were simple and substantial, good and bad were distinct, officials were upright, punishments clear, and government simple; if the people committed crimes, they brought them on themselves. Later eras decay: morale frays, institutions warp until policy twists customs and statutes sabotage moral instruction. Hence the adage that once rulers abandon the Way, their subjects drift beyond recall. Slapping archaic mutilations onto modern offenders ignores how institutions must breathe with their times. King Zhou's pointless shin-cutting frolic branded him irredeemably cruel. Eighteen hundred feudal lords times one amputation each still yields eighteen hundred tyrants—never harmony. The branded stop investing in survival; hope dies, recidivism rises, rehabilitation falters. History lists Su Sha, Yi Li, Zhao Gao, and Ying Bu among disasters spawned by society's outcasts. Corporal shame does not deter crime; it simply bars redemption. Men as upright as Yu Quan or brilliant as Sima Qian become permanent pariahs after mutilation. Second chances like Taijia's reform or Wei Shang's generalship vanish once the law brands a body ruined. Han deliberately created alternatives to mutilation for exactly these humane reasons. Therefore rulers of brilliant virtue measure distantly and ponder deeply, abandon the shortcoming and follow the strength, and do not reform their government carelessly." The deliberative assembly sided with Kong Rong and dropped the proposal.
14
使 便 使
Once Wei stood as a kingdom, Chen Qun inherited his father's portfolio and had to defend corporal punishment anew. Chen Qun laid out pragmatic gains in exhaustive detail. Chancellor Zhong Yao concurred, yet Minister Wang Xiu held firm opposition. Cao Cao shrank from rewriting Han law from a subordinate court and shelved the initiative. The Jiazi reform swapped iron fetters for timber stocks because metal ran short. Deeming Han penalties cruel, Wei permitted sentencing at half the nominal statutory grade.
15
Cao Pi's accession reopened the corporal-punishment controversy. War interrupted the conference and the reform slept. When Liu Zhu drove three daughters-in-law to suicide, judges spared her life for hard labor—lawmakers then generalized mercy for passionate homicides. Wei Mingdi let gentlemen buy off fines while ordering female offenders flogged instead of stripped for cash penalties.
16
Wei jurists continued Han codes rooted in Li Kui's Warring States canon. Li Kui codified interstate precedents into the Classic of Law. Because predators threaten stability most, his text leads with theft and violence. Suppression chapters followed immediately for pursuit and capture. Petty vice and administrative drift filled a Miscellaneous fascicle while the Completing statute calibrated aggravation and mitigation. Six slim volumes nonetheless enumerated every named crime. Shang Yang imported Li Kui's skeleton into Qin's centralized reform. Han fused Qin severity with Xiao He's softer overlay—nine core codes replacing collective punishment with departmental oversight chapters. Shusun Tong appended eighteen ceremonial side statutes. Zhang Tang added twenty-seven palace-security provisions. Zhao Yu supplied six audience protocols. The Han archive thus stacked sixty statutory bundles. Case law ballooned: three hundred decree codices plus Bao Xun's 960-scroll marriage register. Every reign reshuffled clauses into thematic fascicles and episodic chapters. Single chapters now mixed dozens of fact patterns of wildly different weight. Cross-references tangled: separate books silently imported one another's clauses. Theft law mingled with assault law; stable regulations housed arrest rules—definitions blurred beyond navigation. Commentators multiplied rival readings atop every line. Shusun Xuan, Guo Lingqing, Ma Rong, Zheng Xuan, and other classicists had more than ten schools of chapter-and-verse commentary, and each school numbered several hundred thousand words. Effective sentencing drew on 26,272 article intersections spanning 7.73 million characters—unreadable sprawl. An imperial fiat canonized Zheng Xuan and banned eclectic citation.
17
Wei Ji also memorialized, saying, "Punishments and laws are what the state values highly, yet what private discussion treats lightly; jailors anchor people's survival yet the service ranks rock bottom. Imperial government rots when law becomes a low-status afterthought. I request that Doctors of Law be established so they may teach one another in succession." The throne approved and created the post. Yet prolix codes invited manipulation: Fan Hong pocketed silk and chose lenient readings while Liu Xiang took bribes, tortured Zhang Mao to death, and chose cruelty. Marketplace executions did not stop softer miscarriages from stacking up. Zhong Yao revived the corporal-punishment plea; Wang Lang answered with another firm refusal. A hundred voices debated, most siding with Wang Lang. War with Shu and Wu kept the emperor from reopening the wound. After this, the Son of Heaven again issued an edict to revise and settle the penal system. He ordered Minister of Works Chen Qun, Cavalier Regular Attendant Liu Shao, Palace Attendant at the Yellow Gates Han Xun, Consultant Yu Yi, Gentlemen Huang Xiu and Xun Shen, and others to abridge the old statutes, draw alongside from the Han code, and establish them as Wei law. They made the New Code in eighteen fascicles, the Commanderies and Provinces Ordinance in forty-five fascicles, the Secretariat Offices Ordinance and Army Ordinance, totaling more than one hundred and eighty fascicles. Their preface opens:
18
Sparse chapter counts left early Han codes skeletal. Thin skeletons leaked crimes faster than editors patched them. Successive glossators drifted ever farther from Li Kui's core. Rewriting Wei law meant clustering topics into denser fascicles.
19
Han pasted three new books onto Qin's six yet stranded sentencing offsets awkwardly in sixth place. General sentencing rules sitting mid-volume violated drafting logic. Wei compilers extracted definitions into a Punishment Names preface atop the code.
20
使
Robbery chapters bundled ransom raids and kidnappings—now isolated under Pillage. Assorted frauds migrated from Bandit, Prison, and Decree Bing clauses into one Fraud book. Environmental and property damage clauses left Bandit law for a Destruction fascicle. Litigation mechanics scattered across Prison and Stables chapters merged into Accusation. Custody, interrogation, and trial stages finally earned distinct fascicles. Corruption clauses scattered across Robbery, Miscellaneous, and Decree Yi united under Soliciting Bribes. Labor abuses and insult cases jumped into Unauthorized Rise. Corvée delays, supply bungles, and edict disputes had been jammed into mismatched chapters; Wei isolated detention crimes once accidental overlap with capital military guilt was unwound. Obsolete Qin-Han relay statutes became a Post-Relay decree once horse relays alone survived budget cuts. Treason reporting stayed with the new Accusation fascicle. Emergency memorials and beacon alarms gained paired decree chapters. Restitution tracking moved from Robbery and Metal-Cloth codes into one fascicle. Accessory liability crystallized once Zhang Tang and Zhao Yu defined supervisory complicity. Clear knowledge triggered joint guilt, negligent oversight triggered fines, ignorance meant innocence—concise yet flexible. Repeating accessory exemptions cluttered each chapter, so Wei centralized them. Silent statutes now defer to the consolidated exemption chapter. Eighteen streamlined fascicles replace sixty Han scrolls plus piles of side edicts.
21
使 使
Wei stripped unenforceable Han residue and mapped penalties onto classical five-scale doctrine. Thirty-seven listed punishments—three capital modes, four shaving grades, paired labor scales, eleven redemption steps, six fines, seven offsets—anchor the code. Verbal lese-majeste and tomb desecration trigger waist-cutting while collateral guilt spares grandparents and grandkids. Live rebellion draws extrajudicial clan extinction beyond codified sentences. Family revenge against fugitive killers regained classical sanction. General amnesties and mutual accidents end revenge rights to stop feuds. Murdering a stepmother now equals matricide to prevent fake household splits. Deleting the rule that split heir estates kept parental wealth undivided. Assault on older siblings now drew five years’ penal labor to underscore ethical hierarchy. Malicious jailhouse denunciations dragged kin into guilt—extra deterrence meant to curb torture and perjury. Publishing sedition posters no longer automatically earned immediate marketplace execution. Storming jails to free captives received clearer labeling instead of heroic loopholes. Serious labor sentences dropped redundant family appeals that flooded dockets. Local jurisdictions stopped selecting independent "dog-day" amnesty dates.
22
西
Wei jurists adopted roughly these headline reforms. During carefree Zhengshi years Xiahou Xuan, Li Sheng, Cao Xi, and Ding Mi reopened the corporal-punishment quarrel without closure. Debate records ran too long for inclusion.
23
使簿
Under Sima Shi co-rule, daughters married out still died for parental treason. When Guanqiu Jian fell, Dian’s wife Lady Xun faced execution until cousin Xun Yan’s plea reached the throne. Imperial writ sanctioned divorce to spare her. Her pregnant daughter Zhi, wed to Prefect Liu Ziyuan, awaited execution under guard. Lady Xun offered herself as government slave to ransom Zhi. He Zeng grieved over this and had his Registrar Cheng Xian submit a deliberation, saying, "When the Minister of Crime made the canon, he established the system of three grades; Fu marquis tuned statutes linking lighter and graver penalties. Every dynasty reworked Qin-Han severity. Wei still copied harsh collateral rules to stamp out traitorous houses. Still, statute must stay balanced—never overshoot. Women follow father, husband, son—rites distinguish maidens from wives. Parents’ guilt nevertheless dragged married daughters back under the blade. If husbands’ clans fell, wives died twice over. A single woman answered both natal and marital guilt. Marriage transfers loyalty to the husband’s house. Motherhood anchors her with her children’s clan—tyrants ignored this. Executing guiltless women neither stops rebellion nor consoles loyal sons. Men escaped cross-clan guilt while women died twice—hardly mercy or clarity. Unmarried daughters share parental punishment. Wives answer husband-house crimes alone. The old statutes should be changed, and this should be made an enduring system." An imperial order rewrote the law accordingly.
24
祿 使
When Emperor Wen was King of Jin, he was troubled that the statutes and ordinances, root texts and notes of earlier generations were complicated and miscellaneous. Although Chen Qun and Liu Shao had revised them, the statutory net was basically dense, and the chapter-and-verse commentaries of Shusun, Guo, Ma, Du, and other classicists took only Zheng Xuan's school and were also partial and partisan, so they could not be adopted. He therefore ordered Jia Chong to settle the laws and statutes, and ordered him together with Grand Tutor Zheng Chong, Minister over the Masses Xun Yi, Palace Writer Director Xun Xu, Central Army General Yang Hu, Central Protector of the Army Wang Ye, Commandant of Justice Du You, Acting Governor of Henan Du Yu, Cavalier Attendant Pei Kai, Yingchuan Grand Administrator Zhou Xiong, Qi Chancellor Guo Qi, Cavalier Commandant Chenggong Sui, Secretariat Gentleman Liu Gui, Personnel Bureau Clerk Rong Shao, and the others, fourteen men in all, to manage the affair. Based on the Han Nine Chapters, they added eleven chapters, followed their categories, corrected their structures and titles, changed the old code into Penal Names and Legal Precedents, divided the Prisoners Code into Accusations and Impeachments, Detentions and Interrogations, and Deciding Prison Cases, divided the Robbery Code into Requests and Bribes, Fraud and Forgery, Water and Fire, and Destruction and Loss, made Palace Guards and Violations of Regulations according to the categories of affairs, and compiled the Zhou Offices into the Feudal Lords Code. Together these made twenty chapters, six hundred and twenty articles, and twenty-seven thousand six hundred fifty-seven words. Editors stripped cruft, kept crisp rules, and tuned everything to contemporary needs. Military, agrarian, and liquor rules stayed provisional edicts until a future peaceful reign could prune them. Administrative handbooks taught policy; breaching those edicts triggered codified penalties. Everyday paperwork stayed departmental precedent rather than criminal code. Penal reform softened exposure executions, limited clan guilt for treason and adoption cases, scrapped denunciation prisons, and ended fugitive enslavement rules. Fines and beatings for minors, seniors, women, and petty slips were automatically cut in half. Incest with uncles or aunts now meant immediate public execution. Seducing bereaved women earned three years penal labor. Marriage validity rested solely on documented bride-price, not secret promises. Law enforced mourning hierarchies when calibrating criminal guilt. The codex stacked 2,926 provisions across sixty volumes plus thirty precedent fascicles. the third year of Taishi (267 CE) saw the finished code presented to the throne. Emperor Wu issued an edict, saying, "Formerly Xiao He received an enfeoffment for settling statutes and ordinances, and Shusun Tong made ritual regulations, became Chamberlain for Ceremonials, was granted five hundred jin of gold, and one hundred of his disciples all became gentlemen. Reward the compilers commensurate with their service. At once, according to the edict, one hundred exceptional disciples were selected, employed according to their talents and grades, and rewarded with more than ten thousand bolts of silk." Wudi presided while Pei Kai recited the new code. In the first month of year four he amnestied the realm and published the Jin code.
25
Zhang Pei’s statutory commentary begins:
26
Punishment Names opens the code because it defines offense labels and scales. Feudal Lords closes the book because it finishes jurisdictional rules. Editorial structure mirrors heaven-earth-man coordination across statutes.
27
The opening fascicle harmonizes sentencing ladders across the entire code. Core crimes resolve through Names while petty administrative offenses cite their titled chapters. Litigation flows tongue-to-hand-to-verdict under unified principles. Flexible doctrine stays anchored despite exhaustive hypotheticals.
28
Zhang Pei lists twenty definitional contrasts—intent versus negligence, fraud versus jest—that judges use like diagnostic labels.
29
Good adjudication tracks shifting facts and moral nuance. Ignorant mishandling of imperial orders qualifies for redeemable fines. Five-house rebel neighbors bear graded punishment even if ignorant—a deliberate severity. Such edge cases refine intent doctrine. Any status mix in brawls triggers bandit-law scrutiny. Introducing lethal tools upgrades jest to assault. Reckless shooting near dwellings breaks absolute bans regardless of intent. Fatal stampedes in royal cities mimic malicious killing. Zhang Pei catalogs mimetic offenses requiring careful discrimination. Judges rely on these sliding scales when labels collide.
30
Classical five-fine ladder fills gaps when corporal punishment misfires. The code therefore caps gradations at every step: no more than fourteen living-crime ranks, three capital grades, six labor enhancements, five detention enhancements, eleven cumulative labor years, twelve hundred cumulative strokes, one-year sentence increments, and four-tael cash increments. Sentence accounting ignores fractional moons or leap months. Capital punishment caps aggravation ladders. Some bans run concurrently rather than sequentially. Other offenses aggregate aggravation instead. Aggravation sentencing isolates the marginal penalty. Matching tiers revert to baseline guilt. Off-sequence crimes resist unified analogy. Personal versus procedural guilt follow distinct tracks. Harm to corpses versus persons demands different shields. Public versus familial crimes need tailored instruction. Higher ritual standing earns lighter penalties. Lower strata rely on exhaustive statute to preserve full protection. Balanced gradations yield humane clarity across kin networks.
31
Six intimidation economies share coercion yet earn distinct labels—robbery, jailbreak assistance, terror, shakedown, bribery, hostage seizure. Same coercive profit stream splits across six statutory names. Solicitation, supervised theft, bureaucratic obstruction, and illegal surcharges each refine bribery’s shades. Wealth-by-intimidation cases remain cognate despite label shifts.
32
使
Criminal law administers underlying pattern. Legal reasoning traces outward facts to inward intent. Does not emotion voice itself outward once the heart stirs? It flows through the four limbs and finds expression in every deed. Villains blanch or flush when truth closes in. Judges must triangulate motive, fact, and physical tells before sentencing. Zhang Pei lists gesture and expression lexicons for inferring intent. Breathing tempo and eye flicker betray truth. Voice versus fist distinguishes accusation from assault; mood contrasts redefine jest versus malice. Only meticulous inference clarifies such overlaps.
33
General Part doctrines illuminate without occupying numbered articles. Octogenarians skip liability except for homicide, while false accusers of treason face reverse judgment. Children under ten cannot file suit. When slaves resist masters, the master may petition to kill them. Arson and major theft above five bolts drew public execution. Official granaries burned or robbed faced identical sanctions. Instigating assault tracks accomplice liability; ordering parental assault differs from acting. Forced recovery of lost goods uses precedent restitution clauses. Statutory taxonomy sorts ritual faults, public/private guilt, and tangible versus intangible spoils by degrees.
34
使
Legal principle refuses single-track formulas. Written law cannot freeze into one rigid mold. Judges weigh fault-matching, simplified defaults, fact-sensitive mercy, seasonal policy shifts, harsh deterrence, or lenient relief. Elastic doctrines let judges weigh mitigations, scan microscopic facts, and align sentences through layered analogy.
35
Judges wield law like blade and plumb-line—careless use mis-harms. Five punishments grade horror from head-display to fines. Royal punishments elevate virtue while intimidating vice, modeled on Change's flexibility. Sparse wording masks vast regulatory intent. Only canonical virtues decode law's cosmic scope.
36
Meta-law becomes Dao; applied law becomes instrument; adaptive rules become grids. Capital punishment echoes winter thunder; mutilation echoes autumn decay; fines echo spring faults. Five chapters interlock by design.
37
At this time Attendant Lu Ting and Palace Writer Attendant Gentleman Zhang Hua again memorialized: "Copy out the articles for the capital crimes in the New Code and hang them in stations and relay posts to show them to the common people." The throne agreed.
38
Liu Song renewed corporal-punishment petitions from the Ministry of Justice.
39
Years ago I urged corporal punishment—still tabled. Critics indulge Wen's sentimental mercy and forsake classical mutilation.
40
使
Heavy capital statutes multiply wrongful deaths; light labor sentences fail to deter wickedness. Root cause: abandoning corporal options. Exiled laborers—mostly habitual offenders—starve in mountains until even decent men become thieves. Rich inmates ransom release while poor ones rot in gangs. Destitute laborers slide into theft without restraint. Without mutilation crime spreads unchecked; without deterrence gangs rage openly. Such policy barely qualifies as sound. Escalating escape penalties trap convicts in perpetual labor. Hopeless lifers hunt loot because circumstance leaves no choice.
41
Ancient law ended crime through punishment; modern practice inverts it. Recaptured rebels lose hair repeatedly—sentence spawning sentence; stacked years breed endless labor. Jails overflow with repeat escapees. Endless amnesties admit law cannot defeat crime. Criminals exploit legal weakness with evolving plots. Recent seasons swarm with violent crime. Cosmetic objection to mutilation ignores rampant robbery.
42
使 便
Mutilation removes criminal capacity, not merely fear. Footless escapees cannot run; handless thieves cannot steal; castration follows rapists likewise. Amputation eradicates evil at source. Maimed offenders stay home supported by kin. Scarred workers still tend fields under supervised labor; society keeps producing.
43
使 使
Demote borderline capitals and chronic sex-thieves to mutilation. Cap sub-three-year caning with mandatory floors. Superiors may add weight case by case. Mid felonies become shave-plus-cane without prison labor. Stopping punishment spirals, mutilation educates forever. Visible agony deters more than remote labor. Timely mutilation redeems; intact limbs drive desperados. Denying mutilation misunderstands statecraft.
44
便 使
Court whispers already endorsed corporal law. Trust the policy and commission experts to codify it. I offer my life to see tranquil rule. Rites spare juveniles and senility because guilt rarely originates there. Adult repeat offenders receive no quarter. Later dynasties amnestied for crisis control, not mercy. Frequent amnesties stuffed prisons worse. No mutilation forces amnesty bloat. Mutilation both empties jails and removes criminal means. With mutilation plus deterrence, amnesties become unnecessary.
45
The throne again shelved Liu Song.
46
Hui's court factionalized justice and docket chaos exploded. Pei Wei then submitted:
47
State business spans ministries needing division of labor. Average officials need fixed rules to stay calm. Ancient kings assigned jurisdictions deliberately. Clear jurisdiction balances incentives and steadies clerks. Catastrophes alone drew ministers personally; minor roof checks stayed with clerks. Each offense had a fixed penalty ladder.
48
便 便
Yuankang 4 windstorm tiles toppled; Xun Yu took the fall. Harsh edicts silenced dissent. Everyone felt penalties disproportionate. Month-two winds next year made clerks paranoid. Pei Wei briefly supervised inspections. Teams counted fifteen slightly misaligned ridge tiles. Minor skew blamed on builders yet panic triggered blanket bans mid-inspection. Acting supervisors lost mandate once rotated. Permanent staff kept interrogating Ceremonies. Despite Pei Wei's orders, terrified clerks prosecuted ritual ministers again.
49
使
Formerly, when there was someone under the Han who stole a jade ring from the temple, Emperor Wen wanted to execute his clan, but Zhang Shizhi only sentenced him to death and said, "If he had invaded a handful of soil from Changling, what could be added to this?" Wendi accepted. Jin tombs lie low without mounds—indistinguishable hills. Grand Jin reserves clan slaughter for actual tomb breach. Footprints or careless damage merit regular sentencing only.
50
使便
Eight years prior a framed Zhou Long nearly lost eight kin. Retrial freed them. That verdict exceeded proportional justice. Petty branch-cutting triggered another Ceremonies inquisition still open. Last week the Blessing office fire consumed half the annex. Fire stayed inside temple walls yet palace demanded endless reports. Clerics punished ministers extra-legally for delayed surveys.
51
Because written law cannot cover every factual twist, judges need emergency procedures that sometimes break the usual rulebook. These overreactions in tomb cases undercut the court’s commitment to one law for all and embarrass senior ministers who stand for proper ceremony. Trampling graveyard growth should not trigger the same draconian kin-punishment statutes used for true desecration. Inspections and indictments need stable yardsticks, not an ever-harsher drift that warps precedent. Collateral issues can still adjust how heavy a sentence feels.
52
Even after Pei Wei’s paper, carping continued. Liu Song, serving as the Three Excellencies’ overseer, then added this argument:
53
Recent decades multiplied alternate legal “doors” and clashing edicts. As the minister now holding capital jurisdiction, I must report my concern.
54
Bending every case to feel perfectly tailored breaks consistent rules. The quest to perfect each outcome shreds a unified code. Why? When clerks stretch clauses to match imperial whim, the statute fractures. Literal argument forks whenever rulers reward clever readings over predictable ones. A fractured code leaves officials and subjects guessing. Sharp lawyers shop forums until punishments become arbitrary.
55
使
An ancient said, "When the ruler of men is detailed, his government is desolate; when the ruler of men sets terms, his affairs are ordered." Perfectionism corrodes legal uniformity. Codified proportionality beats sentimental tailoring. Sound adjudication accepts unpopular but printed sentences. Sovereign and minister occupy distinct roles. Line judges must cling to written clauses. Senior ministers settle statutory deadlocks. Only the emperor handles timely exceptions. Low judges mirror Zhang Shi’s refusal to bend the carriage-interdiction rule. Senior jurists untangle cases the way Gongsun Hong handled Guo Jie. Royal discretion recalls Gaozu killing Ding Gong despite merit. In the ten thousand affairs under Heaven, unless they fall under this pattern of weighty action, and unless they are close to similar cases of this kind, one may not bring forth arbitrary deliberations from personal opinion; all the rest must be handled according to statutes and ordinances. Predictable law earns trust, foils bribery, and makes governance possible. When ruler and ranks stay inside fixed roles, uniformity returns.
56
使
An ancient said, "Those who are good at government observe the people and establish instruction." That is how positive law is born. “Suit the times” means handling what the moment requires. People- and time-surveying inform the code’s great design. After promulgation, law must run like clockwork; bureau ranks may not re-open “flexible” teaching to dilute the code. Why not? Drafters already embedded people and season into the text. If the code misfits, amend it formally. Do not call the code perfect while letting clerks improvise sentence weight. Sovereign and realm share the same published law. Credibility is the foundation of obedience. Wise rulers admit plain facts humans cannot fake forever. Law cannot chase applause case by case.
57
使
Earliest ages judged case-by-case before codification; Three dynasties posted statutes on watchtower gates. Ancient kings preferred predictable text over improvised mercy. Today's mediocrity cannot uphold feudal informal justice. Romanticizing discretionary justice contradicts stable governance. Mass society produces corner cases beyond codification. Publish sentencing grids so clerks cannot freelance aggravation. Senior councils settle gaps statutes omit. Royal exceptionalism stays outside bureaucratic precedent. Ending petition warfare restores systemic fairness. Low clerks oscillate unpredictably. Why? Cold law alienates; sympathetic law corrupts. Harsh judges cloak selfish safety. Callous benches earn praise; mercy invites scrutiny. Rulers must prize textual petitions over performative cruelty.
58
Ad hoc rulings seduce with empathy yet undermine precedent. Codifying improvisation yields tiny gains and systemic harm. Petty wins precede major losses; local loopholes widen. Seasoned jurists weigh systemic harm. Near-term unfairness sometimes preserves long fairness. Judges anchor doctrine despite applause. Every bench decision should echo this discipline.
59
No conviction without positive statute or general-part analogy. Senior jurists may dispute interpretations. Line judges enforce codified law. Dissent stays intra-statutory. Dissents cite law books only, never policy memos.
60
The throne circulated Liu Song’s memo. Attendant, Grand Steward, and Prince Liang of Runan submitted that: "Ritual is used to instruct the age, and law is used to order customs. The root of principle and transformation in fact comes from these. Inconsistent punishment destroys predictability. Custom policy flows from the throne; judges enforce statutes faithfully. Since Taikang 8 cases wandered off-script. Ancient parallels demand singular codes. Now the law has long been fixed, but if the law is made into a matter for deliberation, something will be opened and allowed to grow. We think it fitting to follow what Liu Song has set forth and make it a permanent system." Thereupon the Chancellery instructed the Three Excellencies: "Formerly, the former kings deliberated on affairs in order to make regulations. Since middle antiquity, those who held the law and decided affairs, since law had already been established, truly should not again seek small goods outside the law. Mercy metastasizes worse than legal vacuum. On examining the submitted matter, we wish to make laws and ordinances decide uniformly, so that affairs have no two gates; from gentlemen clerks and recorders downward, they should again bring out legal refutations of cases and report them according to the affair."
61
簿
Jin survival court judged without statutes. Registrar Xiong Yuan memorialized, saying, "Ritual is used to exalt the good, and law is used to restrain wrongdoing; therefore ritual has constant canons, and law has constant defenses, so people know evil and have no perverse mind. Tower statutes enabled peaceful ages. Written law has ancient pedigree. Successive sages polished codes. Warlord adjudication shredded Jin law. Rotating edicts paralyzed local judges. Censorates must guard statutory review. Law approximates justice mechanically. Sentiment-driven amendment corrupts law. Multiple legal doors invite corruption. Appeals require textual authority. Mandate citation standards for memorial debates. Only sovereigns wield emergency discretion. Those in charge should only cite texts, rely on law, and decide according to the affair."
62
便
Exigent survival politics delayed reform. When Wei Zhan of Hedong was King of Jin's Grand Judge, he examined and picked out precedents that did not accord with human feeling, and again submitted a letter, saying, "Among edicts now being put into effect, some interrogate sons to correct fathers sentenced to death, or whip fathers and mothers to ask where sons are. The Gengyin order executed fugitive heads of household. Decapitating actual fugitive elders seems harsh yet logical. Pinning flight guilt on grandparents when juniors fled reverses generations. Many rulings violate moral order. Destroying family silence erodes political loyalty. Broken loyalty breeds rebellion. Han softened Qin cruelty toward peace. Founders purge prior abuses. Now there are many edicts that should be removed. If those convenient for the present are written as regular articles, the law will be somewhat simpler and easier." Emperor Yuan issued an order, saying, "When ritual and music do not flourish, punishments and penalties do not hit the mark. Therefore making punishments clear and ordering laws was something the former kings treated with care. Yuankang onward bred proliferating bans. What the Grand Judge has submitted should be deliberated in court; removing edicts that cannot be used is what I await with an open mind."
63
使
When the emperor came to the throne, Wei Zhan became Commandant of Justice and again submitted words: "In antiquity, corporal punishments were matters passed through former sages; Emperor Wen of Han abolished them and increased capital penalties. Depopulation clashes with Goujian-style mercy. I foolishly think it fitting to restore antiquity and put it into effect, in order to exalt the transformation of Great Peace." Court-wide deliberation ensued. Thereupon General of Agile Cavalry Wang Dao, Chamberlain for Ceremonials He Xun, Attendant Ji Zhan, Palace Writer Gentleman Yu Liang, Great General's Advisory Army Consultant Mei Tao, Cavalier Gentleman Zhang Yi, and others deliberated, saying: "The canon of corporal punishments has long been honored in origin. Three-age kings kept mutilation. Han Wendi was no sage legislator. Early Han lacked wise ministers to defend classical law. Ban Gu exposed Wen’s reform as bloodier. Wen’s imbalance caused penal dysfunction. Classical mutilation targeted rehabilitation. Non-capital crimes received death. Death sentences overshot proportion annually. Mass execution horrifies humane ears. Rejecting mutilation for killing is suicidal stupidity. Now in the Great Jin Restoration, the dynasty follows and restores the ancient canons and is guided by the old regulations. It raises up a meaning stalled for a thousand years, rescues the surviving people from a hundred ruins, makes the imperial canon exist again after being abolished, and makes the common people live again after death. Utmost righteousness will flourish in the age of the Three Dynasties, and its remaining influence will spread after a hundred generations. To make flesh grow on dry bones and make kindness equal to creation: is this not excellent! Skeptics ask whether mutilation deters. Death’s abstraction fails deterrence. Public mutilation educates better than hidden execution. Only then do we know that the former kings used light punishments to govern things and visible admonitions to discipline the foolish; their principle was far-reaching."
64
使 退
Secretariat Director Diao Xie, Secretary Xue Jian, and others deliberated, saying: "The Sagely One above grieves for the surviving people left from ruin and desolation and is pained by the great number who commit capital crimes. He wishes to use amputation to replace the death penalty, so that those who have committed capital crimes may preserve their lives. Then all within the land will receive the grace of renewed life, and the multitude will surely cherish kindness and return to transformation. Restoration warrants humane statutes. Mass education precedes reform. Offer convicts death-vs-mutilation choice. In the ancient canon, punishments did not reach grandees. If gentlemen today commit crimes, we think it fitting to follow the old practice and not place them within the penal categories; then either advancing or withdrawing will be appropriate."
65
使
Secretary Yi, Gentleman Cao Yan, Palace Writer Gentleman Huan Yi, and others deliberated, saying: "Restoring corporal punishments to replace death truly is the utmost virtue of a sage king and the broad private mercy of pity and compassion. Severity must fit era. When the age produces few crimes and people are easy to overawe, lean toward light and lenient measures. When crime clusters and fear alone cannot awe the populace, toughen and reshape punishments to shore up authority. Mutilation fits stability not crisis. Opponents argue wartime Jin cannot soften capital codes without inviting crime. People who once shunned the death penalty as the mark of decency may now break a lighter corporal law and be mutilated, while timid commoners who feared severe penalties end up jailed for slight offenses—how is that any different from hacking the feet off ordinary folk and calling it kindness? Proverb mocks widespread mutilation. Lenient labels deepen vice. Prefer capital harshness temporarily. We should wait until sagely transformation gradually becomes manifest and the multitude becomes easy to awe, and then put it into effect slowly."
66
Yuandi leaned toward Wei until blocked. Great General Wang Dun thought: "The customs of the common people have been practiced for a long time; if corporal punishments are suddenly restored, it will surely frighten people near and far. Moreover, rebel bandits have not yet been destroyed, and it is not fitting for reports of cruelty and harshness to be heard throughout the realm." Proposal dropped.
67
Xiankang justice swung between nitpicking and laxness.
68
Yuanxing era Huan Xuan reopened corporal debate. Cai Kuo submitted a deliberation, saying: "In establishing a state and setting up laws, broadening instruction and harmonizing transformation, one must establish regulations according to the time and apply virtue and punishment together. Moral education pairs with seasonal punishments. Classical kings instituted mutilation. Pure ages needed only symbolic deterrence. Decadent ages breed clever crime. Modern wickedness ignores corporal shame. Mutilation noise lacks social uplift. Equal sentencing blocked mercy Zhong Chen protested. Now outstanding assistants give support and help, and their way is distant as Yi Yin and the Duke of Zhou. Truly they should be clear and cautious in using punishments, love the people and broadly nurture them, extend pity and compassion in order to reform excess, move capital penalties to the limbs, preserve the great weight of life and nature, and restore multiplication and growth for the future." Kong Linzhi echoed Wang Lang opposing revival. Majority sided Kong Linzhi—proposal stalled.
← Previous Chapter
Back to Chapters
Next Chapter →