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卷一百四十九 志11: 職官志

Volume 149: Treatises 11 Posts

Chapter 149 of 舊五代史 · Old History of the Five Dynasties
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1
Treatise on Official Posts
2
沿
Without offices there are no ranks to separate noble from common; without ranks there are no grades to fix precedence high and low. That is why historians of every dynasty have recorded these matters, tracing origins to their roots so that the world might have a lasting standard. When the Tang was at its height and Emperor Xuanzong reigned, he collected precedents from successive dynasties, traced the remote origins of every office, and commissioned able ministers to compile the Six Institutions, which already set out in full the grades of merit ranks and the relative weight of official ranks. What follows therefore does not merely repeat the Tang record; it traces how the Five Dynasties appointed officials, continuing the models left by earlier kings. Where ranks were revised, raised, or lowered, the changes are recorded carefully so that future Ministers of the Office of Heaven may consult them.
3
In the third month of Kaiping 3 of Liang, an edict raised the Director of the Department of State Affairs to first rank, upper grade. Under the Tang Six Institutions the Director of the Department of State Affairs had been second rank, upper grade; the rank was raised because the post was about to be conferred on Wang Rong, military governor of Zhao.
4
使使 使使 使
In the eighth month of Tiancheng 4 of Later Tang, an edict declared: "Whenever the court grants a favor to a general or minister, precedent requires that circuit military governors who also hold Grand Councilor, concurrent Palace Attendant, or Director of the Secretariat have their titles listed after the edict text, with the word 'envoy' added at the side. Qian Liu of the Two Zhes circuits is Grand Marshal and Imperial Father—titles unlike those of ordinary envoy-ministers—yet he has long been listed under the old formula without correction. Ma Yin of Hunan, when he concurrently held Director of the Secretariat, properly ranked with the chief ministers; he now holds Grand Preceptor and Director of the Department of State Affairs—southern-department posts that should not be signed at the end of edicts. Henceforth, whenever edicts for generals and ministers are issued, the titles of Qian Liu and Ma Yin are to be omitted, and this shall be the standing rule."
5
In the fourth month of Kaiping 2 of Liang, the Left and Right Assistant Directors were retitled Left and Right Vice Directors of the Department to avoid the imperial temple taboo. In the tenth month of Tongguang 1 of Later Tang, the offices were restored to their former titles of Left and Right Assistant Director.
6
In the ninth month of Changxing 1 of Later Tang, an edict declared: "In the censorate, ranks are set for both wings; the left and right palace attendants have always been peers, and the left and right chief ministers should not stand far apart—by that analogy, how can they be treated differently? Henceforth the Right Assistant Director of the Department of State Affairs shall be promoted so that he and the Left Assistant Director are both fourth rank, upper grade."
7
—The Department of State Affairs—
8
使
In the ninth month of Changxing 4 of Later Tang, an edict declared: "Feng Yun's distinguished service to the state merits advancement to the chief ministers' level; because the title Grand Councilor contains characters tabooed by his father's name, and he does not wish to violate his family taboo, Concurrent Grand Councilor is changed to Concurrent Second Rank of the Secretariat and Chancellery. Later, in the Xiande era of Zhou, Commissioner of the Bureau of Military Affairs Wu Tingzuo received the same title for the same reason of taboo avoidance.
9
耀
In the second month of Tianfu 5 of Jin, an edict declared: "The Vice Ministers of the Chancellery and of the Secretariat shall both rank as prestigious third rank, upper grade. In the ninth month of Tianfu of Jin, an edict declared: "The Six Institutions assigns to Drafting Attendants of the Secretariat the duties of attendance, memorial submission, deliberation, and drafting; all edicts, ordinances, sealed letters, and appointments are to be drafted by precedent, submitted for imperial approval, and once issued signed and promulgated. Four offenses are forbidden: leakage, delay, error, and careless mistake—thus is the sovereign's command held in weight. From antiquity the proper practice has been established; only in recent times were new titles invented apart from it. Now that a new sovereign has risen, affairs should follow the ancients, restoring the old practice to honor the former standard. The official business of the Hanlin Academy shall all revert to the Drafting Attendants of the Secretariat."
10
祿
In the fifth month of year seven, the Secretariat and Chancellery reported: the relevant offices had located the edict of 21 August, Changxing 4. Under the Statutes on Official Ranks the Palace Attendant and Director of the Secretariat were third rank, upper grade; the Institutional Compendium records that in the eleventh month of Dali 2 they were raised to second rank, upper grade; the Left and Right Regular Attendants were third rank, lower grade; the Institutional Compendium records that in the fifth month of Guangde 2 they were raised to third rank, upper grade; the Vice Ministers of the Chancellery and Secretariat were fourth rank, upper grade; in the eleventh month of Dali 2 they were raised to third rank, upper grade; the Remonstrance Grand Master was fifth rank, upper grade; the Continued Institutional Compendium records that in the twelfth month of Huichang 2 the post was raised to fourth rank, upper grade to fill the fourth-rank slot in the Secretariat and Chancellery; the Censor-in-Chief was third rank, lower grade; in the twelfth month of Huichang 2 the post was raised to third rank, upper grade; the Vice Censor-in-Chief was fifth rank, upper grade and was raised to fourth rank, upper grade at the same time as the Censor-in-Chief. An edict ordered: "Each rank shall follow the original edict, be entered into the statute text, and stand as a permanent rule." A further edict declared: "The Vice Minister of the Chancellery ranks below the Regular Attendant but receives the same salary."
11
In the sixth month of Xiande 5 of Zhou, an edict declared: "The Remonstrance Grand Master shall remain fifth rank, upper grade as before and rank below the Drafting Attendant in Court. Under the Tang Code there were four Remonstrance Grand Masters at fifth rank, upper grade, all under the Chancellery and ranking below the Drafting Attendant in Court. In the eleventh month of Huichang 2 the Secretariat and Chancellery petitioned to raise the post to fourth rank, lower grade and split it into left and right to fill fourth-rank slots in both departments, which also moved their court precedence above the Drafting Attendant in Court. In recent times promotion from Remonstrance Grand Master to Drafting Attendant in Court advanced one's title in sequence but lowered one's court rank; because that order of promotion was illogical, it was now corrected.
12
—The Two Departments—
13
使 便 退退
In the eleventh month of Qingtai 2 of Later Tang, an appointment declared: "The former military governor of Tong, Acting Grand Preceptor and Concurrent Grand Councilor Feng Dao is named Acting Minister of Works. Contemporaries remarked: "Since Sui and Tang the Three Dukes held no active duties and were not regularly filled except for imperial princes; for chief ministers they were honorific additions, never sole appointments." Feng Dao had held Minister of Works while chief minister; when he left his military command he received no other post. Critics unfamiliar with precedent simply improvised. When the appointment was issued, opinion was divided: some held he could immediately oversee Secretariat business, others that he required formal investiture and establishment of a staff office. At court there was no precedent for his place in the order of attendance; he did not enter the hall with the regular court formation. Censorate and two-department officials entered first; only then did he enter. When the chief ministers withdrew, he followed immediately and left ahead of them. Liu Xu, having left the chief ministership for Vice Director of the Department of State Affairs, followed the same court practice as Feng Dao, which critics condemned. In the Jin Tianfu era Li Hong was named Minister of Education; at the start of Zhou Guangshun Dou Zhengu became Minister of Education and Su Yugui Minister of Works; thereafter the practice became routine and critics fell silent.
14
—The Three Dukes—
15
便
In the sixth month of summer, Tiancheng 1 of Later Tang, Li Qi was appointed Censor-in-Chief; the office was never filled again. On bingzi in the eleventh winter month that year, the circuit memorial-presenting officers petitioned: "On the fourth of this month, when the Vice Censor-in-Chief took office, we were obliged by ritual to attend at the Censorate. We expected the usual practice of relaying messages from the antechamber, but were suddenly ordered to pass through and leave. We then sought a clear ruling on what is required. We were also asked how matters were handled on the day the Censor-in-Chief, who had been chief minister, assumed office. We answered that the Censor-in-Chief had once been chief minister and that memorial-presenting officers served at the Secretariat—in substance we were his former subordinates. Had he been appointed to a different post, the customary exchange of greetings from the antechamber would have applied, yet we were still ordered to pass through and leave. We come from frontier commands and do not know court ritual; refusal might be reported to the throne, yet obedience would destroy precedent entirely. We fear that future visits to the Censorate to offer congratulations will lack a fixed ritual. An edict declared: "The Censorate is the great court's law-enforcement office, where the realm is held to account. All within and without are disciplined by it. Even frontier lords still attend in formal audience—how can lodge clerks presume to defy proper ritual? Their immediate protest proves their contempt; yet through endless turmoil regulations have collapsed, imperial authority has been trampled flat, and the censorate's voice has been stilled. Now that fortune is renewed and the imperial order restored, a modest revival of discipline will gradually end these corrupt practices. The Censorate is ordered to enforce every former precedent; failure to comply will invoke the court statutes." At that time Lu Wenji had just become Vice Censor-in-Chief and was conducting business at the Censorate. When circuit memorial-presenting officers came to congratulate, Wenji asked, "What is the precedent?" Censorate clerks Qiao Dewei and others replied: "When the court was at Chang'an, memorial-presenting officers who met the Censor-in-Chief or Vice Censor-in-Chief followed the ritual of clerks greeting their superior. When the Liang were seizing power our court was weak, the circuits held power by force, and sovereign and ministers indulged lodge clerks. When a Vice Censor-in-Chief took office, lodge clerks who came relayed messages from the antechamber and never met him in person. After the wars this became the accepted norm." Wenji ordered censorate clerks to instruct them in the old ritual of a face-to-face meeting: seated formally at the desk, names were announced and the bow of praise performed. The lodge clerks left in a fury, went in a body to the Gate of the Imperial Secretariat to seek audience, and raised a loud outcry. Emperor Mingzong asked Zhao Feng, "Compared with outside offices, what rank do memorial-presenting officers hold? Feng answered, "They are the sort who in prefectures and districts handle dispatch and attendance duties." Mingzong said, "They are mere clerks—how dare they slight my law officers?" Thereupon this edict was issued.
16
西
In the second month of Tianfu 5 of Jin, the Vice Censor-in-Chief was ranked as prestigious fourth rank, upper grade. Under the Tang Code the Vice Censor-in-Chief had been fifth rank, upper grade; only now was the rank raised. On renxu in the third month of year three the Censorate reported: "The Six Institutions assigns Attending Censors to impeach officials and investigate lawsuits; the senior adjudicates the Censorate and manages office affairs; the next handles the western investigation, embezzlement and ransom cases, and matters received by the Three Offices; the next manages the eastern investigation and the petition box. An edict ordered that the old system be followed. Liu Hao, Vice Director of the Imperial Carriage Office who concurrently served as Attending Censor in charge of miscellaneous affairs, was appointed Vice Governor of Henan; thereafter no provincial bureau director again held that concurrent duty.
17
In the eighth month of Kaiyun 2, an edict declared: "By former-court precedent the Censorate had one Director or Vice Director concurrently serve as Attending Censor in charge of miscellaneous affairs; in recent years this was suspended and only a senior censor held the duty. In raising standards regulations have not been strict enough; the old practice should be restored so that the general rules may be harmonized. A pure, cautious, and capable bureau director should again be chosen to concurrently serve as Attending Censor in charge of miscellaneous affairs."
18
—The Censorate—
19
使
In the tenth month of Tongguang 1 of Later Tang, the Court for Honoring Governance was restored as the Bureau of Military Affairs; chief minister Guo Chongtao was named concurrent Commissioner of the Bureau of Military Affairs and one duty officer was also appointed.
20
使使 使使
In the fourth month of Tianfu 4 of Jin, Vice Commissioner of the Bureau of Military Affairs Zhang Cong'en was appointed Commissioner of the Palace Secretariat because the Bureau of Military Affairs had been provisionally abolished. Earlier the Jin founder had chief minister Sang Weihan serve concurrently as Commissioner of the Bureau of Military Affairs; Sang earnestly asked to be relieved and remain only in the Secretariat, so Commissioner of the Palace Secretariat Liu Churang replaced him, but his proposals often failed to please the throne. Later, when Churang entered mourning, the Bureau of Military Affairs seal was handed to the Secretariat and Chancellery, which led to this reform.
21
使
In the sixth month of Kaiyun 1, an edict restored the Bureau of Military Affairs and named chief minister Sang Weihan concurrent Commissioner of the Bureau of Military Affairs, as requested by the Secretariat and Chancellery.
22
In the sixth month of Xiande 6 of Zhou, Fan Zhi, Minister of Education and Grand Councilor, and Wang Pu, Minister of Rites and Grand Councilor, were both ordered to participate in Bureau of Military Affairs affairs.
23
簿 使 使 使 使 使 使 使
In the fourth month of Kaiping 1 of Liang, the Jianchang Court was first established with Prince of Bo Youwen as administrator. It managed the troops, chariots, taxes, and various levies of the four commands the Taizu had governed in his commandery days, administered according to the old registers. In the fifth month of that year the Secretariat and Chancellery petitioned that the Jianchang Court administrator be titled Commissioner of the Jianchang Palace and that the Taizu's former residence in the Eastern Capital from before his accession serve as the palace. In the second month of year two, the Palace Attendant (Note: the original text is defective here; according to the Institutional Compendium of the Five Dynasties, Palace Attendant Han Jian was appointed administrator of the Jianchang Palace.)>〉 was appointed administrator of the Jianchang Palace. In the tenth month Li Jiao, Vice Minister of War in the Department of State Affairs, was appointed Vice Commissioner of the Jianchang Palace. In the ninth month of year three Xue Yiju, Vice Minister of the Chancellery and Grand Councilor, was named concurrent Commissioner of the Extended Resources Treasury and administrator of the Jianchang Palace. In the twelfth month of year four Li Zhen was appointed Vice Commissioner of the Jianchang Palace. In the fifth month of Qianhua 2 Yu Jing, Vice Minister of the Chancellery and Grand Councilor, was named concurrent Commissioner of the Extended Resources Treasury and administrator of the Jianchang Palace. In the sixth month of that year the Jianchang Palace was abolished; Zhang Zongshi, Prince of Wei and Governor of Henan, was named Commissioner of National Accounts and given charge of all revenues, grain, troops, and arms formerly under the Jianchang Palace. In the second month of Tongguang 4 of Later Tang Li Qi, Minister of the Civil Office, was appointed Commissioner of National Accounts. Thereafter the title was abolished and never re-established.
24
簿 使 使使 使 使 使 使 使調 使 使使 使 使 使 使
In the eleventh month of Tongguang 1 of Later Tang Li Shaohong, General of the Left Directorate of the Palace Gate Guards and administrator of the Palace Domestic Service, was named concurrent Internal Auditor with authority over all revenue and grain account books throughout the realm. From this time provisioning expenses in prefectures and districts grew burdensome, and critics objected. Moreover, people regarded the title Internal Auditor as an ill-omened phrase. In the first month of year two an edict placed the Salt and Iron, Revenue, and Census Commissions and all monetary affairs under the Commissioner of Tax and Corvée Labor, following the Liang precedent. In the fourth month of Tiancheng 1 an edict abolished the Tax and Corvée Court and restored the Salt and Iron, Census, and Revenue Commissions, entrusting one chief minister with exclusive oversight. In the eighth month of Changxing 1 Zhang Yanlang, military governor of Xu and acting Minister of Works, was appointed Commissioner of the Three Commissions, ranking below the Commissioner of the Palace Secretariat. The office of Commissioner of the Three Commissions began with Yanlang. Since Tang times the Census and Revenue Commissions managed currency and goods; the Salt and Iron Commission sometimes had a named commissioner, while the Census and Revenue Commissions were overseen by their bureau directors and vice ministers in the Department of State Affairs. In the Tianbao era Yang Shenjin, Wang Hong, and Yang Guozhong in succession used revenue-amassing methods to win imperial favor, yet all retained their original Census and Revenue posts while bearing separate commissioner titles and changing nothing in the system. Later Liu Yan and Diwu Qi followed the same old practice. Thereafter chief ministers again oversaw one commission each without establishing a commissioner title. After Qianfu warfare spread across the realm; Commissioners of Tax and Corvée Labor were appointed wherever needed to manage levies and were disbanded when troops stood down. Under Liang a Commissioner of Tax and Corvée Labor was established with monopoly over the realm's currency and goods. When Zhuangzong restored the dynasty, those in power, unversed in precedent, followed the Liang example, restored the Commissioner of Tax and Corvée Labor, and entrusted the office to Kong Qian, a former Weibo clerk. The gathering of resentment throughout the realm and the ruin of the royal house were in truth due to abuses of the Tax and Corvée commission. When Emperor Mingzong succeeded, he wished to reform these abuses; even before taking the throne he abolished the commissioner title and ordered one senior minister to oversee the commissions as Adjudicator of the Three Commissions. At this time Yanlang came from Xu to take charge of national accounts again, informed the Commissioner of the Bureau of Military Affairs, and requested establishment of the Three Commissions title. The matter was referred to the Secretariat for deliberation. The chief ministers replied according to the old system, appointing Yanlang Special Advancement and acting Minister of Works, Commissioner of Salt and Iron and Transport for the circuits, and concurrent overseer of Census and Revenue affairs. Mingzong did not agree, and in the end the title Commissioner of the Three Commissions was adopted.
25
In the fourth month of Tongguang 1 a Drafter for the Imperial Escort and Documents was established, with Zhao Feng, Vice Director of the Granary Bureau, as its first holder. Zhuangzong had just established his reign title, so this special title was created; it was not precedent. In the eighth month Lu Zhi, Hanlin Academician Expositor-in-Chief and Minister of the Census Commission, was granted the title Meritorious Minister for Deliberation and Support—also an extraordinary case.
26
·
In the eighth month of Tiancheng 3 an edict declared: "The charge of managing the imperial brush selects talent for appointment—some rise from first appointment, others from eminent rank. The office is weighty and not tied to rank. Though duties are the same, court precedence differed because no fixed rule existed: official rank was inconsistent and order of office improper. A clear command shall set right the near court. Henceforth Hanlin academicians shall rank by order of entry; only the Expositor-in-Chief, by imperial will regardless of rank or seniority, ranks above the academicians, and this shall be entered in the Record of the Hanlin Academy. In the eleventh month of that year an edict declared: "The newly appointed Hanlin academician Zhang Zhaoyuan long served in the imperial brush quarters and as historiographer, once served in the censorate, and rose to vice minister; now elevated to the forbidden grove, his court order is specially announced: he shall stand next after Cui Zhuo." (Song History, Biography of Zhang Zhao: In Tianfu 2 of Jin, Chief Minister Sang Weihan recommended Zhao as Hanlin academician. Within the inner office precedent ranked by order of entry, not official sequence; a special edict placed Zhao next after Expositor-in-Chief Cui Zhuo. According to the Song History this edict belongs in the Jin Tianfu era; Xue's History places it after Tang Tiancheng 3—the original text is suspected of omission or error.)>〉
27
In the eleventh month of Xiande 5 of Zhou an edict declared: "Hanlin academicians serve in the forbidden court at close proximity to the throne; they already differ from regular court ranks and should receive appropriately distinct treatment at audience. Henceforth all academicians on and off duty shall attend daily audience; those on duty shall still attend the evening court. Under the old system Hanlin academicians attended audience once every five days like regular officials. Emperor Shizong wished them to attend morning and evening for consultation on current affairs; hence this edict.
28
—Inner Court Offices—
29
便便 便
In the fifth month of Tiancheng 3 of Later Tang an edict declared: "Grand General with the Ceremonies of a Commandery is the summit of rank; Grand Preceptor is the summit of office; enfeoffment as king is the summit of nobility; Supreme Pillar of the State is the summit of merit rank. In recent times civil officials were granted Pillar of the State as soon as their ranks rose slightly, and transferred to Supreme Pillar of the State before many years had passed; for military men, regardless of who they were, Supreme Pillar of the State was granted at first appointment. Office and nobility have their proper order and merit ranks their gradations; from this time the old system should be restored. Henceforth all merit promotions shall begin at Cavalry Captain of Martial Merit and pass through twelve promotions before Supreme Pillar of the State is granted; this shall be permanent and no transgression allowed. Though this command was issued, the former practice was never reformed.
30
—Merit Ranks—
31
使 西 使
On gengshen in the ninth autumn month of Qingtai 2 of Later Tang, the Directorate of Merit Examination reported: "In the sealed memorial Hanlin academician Cheng Xun submitted in the fifth month of this year, he requested annual written evaluations comparing merit for all officials handling public affairs—from chief ministers and the hundred executors to frontier military governors and prefects. They then searched the Tang History, the Six Institutions, and the Institutional Compendium for examination regulations and ordered that grades be recorded. The request was approved. Contemporaries remarked: "The method of examining achievement is the old system of Tang Yao and the Three Dynasties. The Western Han used the inspectors' six articles to examine prefects and governors, and the five bureau ministers summarized all achievements—the law was especially precise and officials held to standards of restraint. At the end of Han came disorder and separation, and the old regulations lapsed. Wei Wu provisionally established grades in the army, debated officials' purity and impurity, and employed men by clerical rank—suddenly departing from former rules. Since Sui and Tang it was first written into statute. In Han prefects and governors rose to the Three Dukes; after Wei and Jin government lay in the Secretariat, the Left and Right Vice Directors managed affairs, viewing the forbidden palace in the morning and the departments in the afternoon—all three offices and hundred duties under their supervision. By this reasoning, by what means can chief ministers be examined? From the end of Tianbao, after special commissioners were provisionally established, affairs followed inertia; Department of State Affairs bureaus gradually became names without reality and long fell into disuse—by what means supervision is to be applied is unknown. Cheng Xun's proposal also failed to clarify origins; though relevant offices made some exposition, for the most part officials underwent no examination or comparison.
32
—Examinations and Comparisons—
33
使
In the twelfth month of Xiande 5 of Zhou an edict declared: "Vice governors and record-keeping aides of the two capitals and five prefectures shall be reduced from two posts each to one; among the six bureau adjudicators only one Census Bureau and one Law Bureau adjudicator shall remain; all others, as well as dispatch officers of the prefectures and judges of the two frontier commands, are abolished."
34
—Additions and Reductions—
35
使使使使使使使使
In the fifth month of Kaiping 1 of Liang the Commissioner of Imperial Food became Commissioner of Palace Provisions; the Small Horse Pasture commissioner became Commissioner of Heavenly Steeds; the Literary Reflection Court commissioner became Commissioner of the Dry Literary Court; the Harmonious Unity Court commissioner became Commissioner of the Ceremonial Phoenix Court. That same year Gate Attendants were retitled Gate Bureau Attendants to avoid the imperial temple taboo. In the eleventh month of Tongguang 1 of Tang the former title Gate Attendant was restored.
36
使使 使沿 西使使
In the eleventh month of Tiancheng 1 of Later Tang an edict declared: "The military governor of the Xiongwu Army shall concurrently hold the post of Commissioner for Overseeing the Barbarian Tribes in his official title." (Record of Official Posts by Division: In Changxing 1 the Flying Dragon Court was divided into left and right courts, with the Small Horse Pasture as the Right Flying Dragon Court.)>〉 In the seventh month of year two an edict declared: "Because imperial princes of our court held distant frontier commands, those stationed there were called deputy envoys managing military governorship affairs; many years have passed and the usage has continued unchanged. Now all lords and marquises throughout the realm hold proper command banners; only the eastern and western Two Chuan have not dropped the words 'deputy envoy.' Henceforth only 'military governor' shall be used."
37
殿殿
On bingwu in the fourth month of Tianfu 5 of Jin an edict declared: "Expositor-in-Chief means one who carries out the sovereign's intent; without a close attendant and senior minister, there is no one to receive imperial command and proclaim the sovereign's words. Therefore at the great court assembly the chief minister is Expositor-in-Chief, and for drafting edicts the academician is Expositor-in-Chief; without distinction, how can rank and authority be displayed? Apart from the Hanlin Expositor-in-Chief, the Palace Front Expositor-in-Chief shall be renamed Palace Direct Attendant; the Secret Bureau Expositor-in-Chief shall be renamed Proclaimer; all Expositors-in-Chief of the Censorate, Three Commissions, Gate of the Imperial Secretariat, and Guest Bureau shall be given other names."
38
In the twelfth month of Guangshun 2 of Zhou an edict changed the Left and Right Guards of Awesome Might back to Garrison Guards to avoid the imperial personal name. —Reformed Titles—
39
便 使 使 使使
In the third month of Tongguang 2 of Later Tang the Secretariat and Chancellery memorialized: "The charge of oversight is called the outer platform; officials bearing the character for 'minister' were anciently ranked nobles. Without court appointment the national regulations are abandoned. Recently circuits mostly list official titles, then point to prefectures and districts and request proper court appointment, planting private favor for frontier commands—greatly disordering regulations; additional rules should be imposed. Henceforth military governors of great commands governing three or more prefectures may memorialize three officials within their jurisdiction each year; those governing fewer than three prefectures may memorialize two officials within their jurisdiction. They must have especially outstanding performance records before the matter may be reported upward. If they are merely cautious and without flaw and tax collection meets its quota, that is ordinary conduct—they may receive only a written evaluation of praise and may not receive a special recommendation. Defense commissioners may memorialize only one person per year; without especially outstanding merit no recommendation may be submitted. Prefects have no precedent for memorializing recommendations and must not rashly disorder the regulations. In the eighth month of that year the Secretariat memorialized: "In the time of the false court, aides of the various commands were all appointed by formal commission. Henceforth, apart from military governor deputies and judges of the two commissioners who receive formal appointment, all other staff and military judges of the prefectures may be recommended and appointed locally; military judges are still not within the limit for memorializing officials. It is hoped that recruitment rites may all accord with former rules; and that among selections and appointments there may be no indiscriminate promotion. The request was approved.
40
使 使
In the eleventh month of Changxing 2 an edict declared: "Vacant posts are limited and candidates numerous; grades must be fixed by rank. Henceforth judges of the two commissioners shall receive comparable appointment one year after leaving office; secretaries, dispatch officers, defense and militia-training judges, and the like, after two years; investigation officers, defense and militia-training investigating officials, military judges, and the like, all after three years. Whenever appointment occurs, official qualification, merit rank, or office qualification should be adjusted as appropriate. Those with exceptionally outstanding diligence and achievement shall be considered separately for preferential advancement. Those whose literary learning and knowledge surpass their peers, who are praised by many, or whose worth is distinctly recognized and verified in investigation are not bound by the limit of years."
41
西滿 滿殿便 西滿殿使 使 便
In the eighth month of Qingtai 2 the Secretariat and Chancellery reported: "Formerly grand masters of the directorates, fifth-rank court officials, and western-rank generals were allowed twenty-five full months in office; if replacement occurred at twenty months they were appointed elsewhere. For lesser masters of the directorates the old rule required three or four terms before grand master of the directorates; for fifth rank three or four terms before lesser master. Henceforth only three terms are required; each must complete the full month quota, and those without demerit may enter these offices. Western-rank generals may seek appointment one year after leaving office; the old rule required three or four terms before great general; now only three terms are required and three terms as great general before upper general—all must complete the full month quota without demerit; those who served as golden guard general, street commissioner, or frontier prefect are not bound by this rule under special edict. In the circuits, apart from judges of the two commissioners, secretaries and below may be appointed by local recommendation. Court officials taking outside appointments may petition only one year after leaving office. Guests of the circuits who have never entered court: if their office concurrently holds censor of the three bureaus, they are appointed magistrate of a middle or lower county; if concurrently grand master, vice censor-in-chief, vice director of the Secretariat library, director, or vice director, they receive prestigious qualification. For first appointment as court official, acting commissioners up to minister, regular attendant, director of the Secretariat library, or crown prince's tutor—upon entering court they receive lesser master of the directorates. Defense and militia-training judges and investigating officials of the prefectures shall be recommended and appointed by their prefecture; the Secretariat shall not appoint them further. Officials from the selection gate bearing concurrent censor of the three bureaus, attendant in service, or provincial title may petition one full year after leaving office. Vice governors of the prefectures are not appointed magistrates or recorders; they still observe the month quota of their original office and may petition one year after replacement. Chief secretaries and aides who through acting service were memorialized for regular appointment, if they hold no office, submit their names. The request was approved.
42
耀 滿便
On yiwei in the fifth month of year three an edict declared: "Because inner and outer officials rotate through overlapping posts, to balance labor and rest and avoid stagnant promotion, judges of the two commissioners and magistrates of the capital and red-walled prefectures shall be drawn from directors, vice directors, remonstrance and memorial-drafting officials, the three assistant directors, five erudites, and junior palace officials, selected and promoted. First, so that frontier lords and marquises may display a distinct guest rank; second, so that court officials may be thoroughly versed in current policy. Henceforth whenever a vacancy is filled, this shall be carried out."
43
便 使 便使
On xinsi in the fifth summer month of Guangshun 1 of Zhou, an edict declared: "The court establishes ranks and appoints officials, seeking talent and selecting scholars—some advance by seniority in qualification, others rise through the examination ladder. Some spent their lives to white hair mastering the classics before passing a single civil examination; Others waited half a lifetime on the roster before securing a single post. Thus the realm had no lucky freeloaders and scholars did not flood into office without merit. In recent years prefectural recommendations often came from men without degrees or prior office—some backed by powerful patrons, others by private favor—and resistance proved futile, so full appointments were granted. The result was that the ambitious and opportunistic scrambled for shortcuts to office; while diligent scholars of humble means wept in despair at dead ends. To stir the muddy and raise the clear, offices must match their names and merit must match the post. Henceforth no prefecture or district may recommend men without prior office or without an examination degree. Men of exceptional talent and conduct who surpass the crowd may still be reported by name and may proceed to court with the memorial; the relevant offices shall examine them, and I shall personally review each case and decide promotion or demotion, so that no one is wrongly recommended and no worthy man in obscurity is overlooked."
44
使
In the sixth month of Xiande 2 an edict declared: "Administrative assistants to resident commissioners of the two capitals and all circuits, assistants to the two commissioners, vice governors, and military administrative assistants of defense and militia-training commands may no longer be recommended by memorial; Each defense command, militia-training command, and prefecture shall instead appoint one investigating officer. —Reforms and Abolitions—
45
便 便 便 祿 祿 使 沿 便 便
In the eleventh month of Tianfu 3 of Jin, Attendant of the Imperial Diary Yin Peng memorialized: "I understand that under the Bureau of Enfeoffment regulations, when civil and military officials newly enter the court registers, those without living parents receive posthumous enfeoffment at once, while those whose parents still live receive no rank promotion and no enfeoffment. In my view this is plainly wrong: it honors the dead and slight the living, abandons the living for the sake of the dead—what glory is there in that? What principle can justify it? The regulations also provide that when parents are alive and the official's rank meets the standard, only the mother is enfeoffed—the father receives nothing—yet a fief title is added and she is styled Grand Lady. The wife then stands as if she had no husband, the son as if he had no father—can the father be slighted while the mother is honored, the husband demeaned while the wife is exalted? If the father is deemed unworthy of favor, how can the mother receive it; if the son's rank entitles the family to honor, why is the father not enfeoffed first? The father is honored and the mother subordinate—such is the way of Heaven and Earth; there is no second above in honor, and the state follows the same principle. To enfeoff the father without granting him a noble rank violates the moral order—nothing could be more serious. I humbly request that henceforth, when civil and military officials have living parents who already hold office and rank, those parents be advanced in qualification and rank under the regulations; if they cannot hold salaried office, grant them retired status or an equivalent regular rank, so that the wife may also receive enfeoffment. Both parents would then share in the honor, and the filial son would feel no regret at leaving them behind; the household would shine with shared glory, and the sage ruler would extend his grace of reward. Alas! Those who enjoy Your Majesty's tide of filial virtue and receive the salary of honoring kin—count them quietly, and they number only a handful. Your Majesty may specially deliberate and enact this, codify it as statute, encourage goodness throughout the realm, and let the realm take its cue from your example—thus the omissions of former ages will be made good and our dynasty's great ceremony will be fulfilled. Moreover, the compassionate edict of Changxing 1 of Tang contains a passage: 'All civil and military officials at court and in the provinces whose parents are alive shall receive added favor.' The Bureau of Enfeoffment failed to implement the clear regulation and clung to the older text; if the new favor is issued together with the old edict, service to ruler and service to father would follow one unified rule; as son and as minister one would not fail in either duty. I also understand that under Bureau of Enfeoffment regulations, civil and military officials of the fifth grade and above receive enfeoffment for wife and children without regard to whether the post is prestigious or humble—only the grade matters. Yet Remonstrating and Reviewing Grandee, Drafting Attendant, and Secretariat Drafter are all fifth grade; so are Senior Tutor, Groom, Palace Attendant, and Palace Attendant of the Imperial Household. Yet in the court's trust, the chief ministers' nominations, the grades of entry and exit, and the regard of court and provinces alike, the difference is as heaven from earth. Yet when enfeoffment is granted, all are treated alike—carried down to today, this is deeply wrong. The northern department serves as Your Majesty's attendants, the southern palace manages statecraft, the Censorate upholds discipline—they head all officials as the three offices; their duties are especially weighty and their responsibilities not light. Men of the pure ranks may serve ten years without realizing their hope of distinguished honor; men of the mixed ranks, after two terms, at once receive enfeoffment and hereditary privilege. The imbalance is plain; reform is clearly warranted. I humbly request that henceforth officials of the fifth grade and above follow the old system, while prestigious officials of the three offices and those of the sixth grade and above receive enfeoffment and hereditary privilege. Since prestigious and humble posts differ, their grades should be distinguished; order the relevant offices to deliberate and establish a permanent rule. The request was approved.
46
歿 歿歿歿
In the seventh month of Qianyou 1 of Han an edict ordered: "The Department of State Affairs shall deliberate whether, for civil and military officials when the father is alive and the mother receives the son's privilege, the character 'Grand' should be added in enfeoffment and posthumous enfeoffment. Report your findings. Report back. The Department of State Affairs replied: "Having examined the edicts and regulations, we find that for all mothers the character 'Grand' is added, whether living or dead. This applies when the father is dead and the mother alive—in enfeoffment and promotion 'Grand' is added; when the mother is dead and enfeoffment is posthumous, 'Grand' is also added—hence 'living and dead alike.' When the father is alive, the edict regulations contain no provision for adding 'Grand' to the mother. Under the recent edict, when the son's rank entitles the father to an office and the father already holds office, the wife follows the husband's rank and may be enfeoffed—while the father lives, the son's rank should not add 'Grand' to the mother. Even when the son's rank grants an office but the rank is still too low for the wife to receive privilege, the son's privilege limit should not apply. The request was approved.
47
On renchen in the twelfth winter month of Xiande 6 of Zhou, the Bureau of Military Affairs reported: "This bureau fills Thousand-Ox and Advance Horse posts by hereditary privilege. During Han Qianyou the edict texts were lost; since then only the Jin Compiled Edicts and bureau notices have been followed. Because earlier and later rules differ, we request a new edict. An edict declared: "Henceforth for descendants appointed by hereditary privilege, each grade may fill one post; only after promotion to a new grade may another appointment be made—no duplicate appointments within the same grade. If the appointee dies, is struck from the rolls, falls from the register, is disabled, or passes the examinations and receives a degree, only one replacement within the same grade may be appointed. Crown Prince's Advance Horse and Crown Prince's Thousand-Ox posts may not receive replacement appointments. The Household Administration of the Heir Apparent shall follow the Libationer's precedent. Minister and Vice Minister of Military Affairs, formerly barred from replacement appointments, shall now be allowed them. Retired officials who once held third-grade civil posts at court, second-grade military posts, or posts from Chancellor and Director through Drafting Attendant and above, or Commandant of the Golden Guard, military governor, defense commissioner, militia-training commissioner, or acting commissioner may appoint by privilege. Imperial privilege appointees may receive replacements only when grandfather and father once held official rank in the present dynasty. Replacement appointees must be the official's own children or grandchildren of qualified age and appearance, with no irregularity, before appointment is permitted. All other matters shall follow established precedent."
48
—Hereditary Privilege—
49
使 使 使 使
In the fourth month of Kaiping 4 of Liang an edict declared: "All circuit commissioners, regardless of rank, rank below the county magistrate. In the ninth month of that year an edict declared: "Prefects in the Weibo circuit have long had their duties delegated to supervising clerks, leaving bureau officials with the power and prefects idle; to restore proper practice and stop abuses, all shall follow the Henan prefectures: prefects may report directly to court. Contemporaries remarked: "Under Emperor Xianzong of Tang, Wu Chongyin, military governor of Cangzhou, observed that the sixteen Yellow River north prefectures could defy the court because they stripped prefects of authority and kept county magistrates under their own control to monopolize power. Had each prefect held his proper authority and garrison troops answered to him, even An Lushan and Shi Siming could not have seized a single walled city and rebelled! He memorialized that in De, Di, and Jing—the three prefectures under his command—each prefect's proper authority should be restored and prefectural troops placed under his control. Thereafter, though You, Zhen, and Wei circuits continued the old Hebei custom of hereditary succession, only Cangzhou accepted imperial orders and regular replacement—owing to Chongyin's reforms. The Liang dynasty's reforms thus addressed precisely this problem."
50
使 便 使
In the intercalary fifth month of Changxing 2 of Later Tang an edict declared: "Where the vital path requires talent, a thousand branches follow one thread; when the great framework is raised, ten thousand eyes open at once. Former kings' laws differ little; statutes of a hundred generations remain on record—no needless reform is required, for each has its fixed rule. Those who keep to procedure find their hearts at ease; those who follow private impulse find their hearts weary and their days unproductive. Heaven displays ten thousand images, and the stars keep their divisions without error; earth bears all peoples, and the directions of mountains and rivers do not shift. If each office keeps to its charge, all will give their full effort. Statutes, regulations, formats, and the Six Institutions—all matters of common administration have their distinctions; long neglected, they have fallen into disorder. Follow the old system: order each office to extract its public business from these sources, copying every item great and small without omission, assemble the copies into scrolls, and post them on whitewashed walls in the public hall. Where no bureau office yet exists, the supervising bureau shall hold the documents; whenever a newly appointed official arrives, he shall copy one volume for his own reference. When consulted, he must know the proper sequence of business and leave no gap in his answers. In daily execution, let subordinates keep the law and serve faithfully, and let chief ministers hold the reins and set the tone—then the moral order will be preserved. The highest Way is not elaborate—why wait a full year before governance shows results? Order the Censorate to proclaim and urge compliance; copying and wall posting must be completed within two months. Matters not fit for immediate enforcement, or former reforms and abolitions, each bureau shall report promptly to the Secretariat and Chancellery for further deliberation and memorial to the throne. In the eighth month of that year an edict declared: "Henceforth Court of Judicial Review officials shall advance by the same rules as Censorate and Secretariat officials; law officers shall be employed on the same terms as ritual officers."
51
便 便
On wuwu in the third spring month of Yingshun 1, the Court of the Imperial Clan reported: "By precedent each imperial tomb had one Director and one Assistant; recently both posts have not been filled, and the local county magistrate has held the duties concurrently. Because Henan and Luoyang are the capital districts, we fear concurrent service as magistrate and tomb officer is impractical. An edict specially established one Tomb Platform Director and one Assistant for each tomb.
52
—Miscellaneous Records—
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