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卷二百五十二 列傳第一百四十 楊嗣昌 吳甡

Volume 252 Biographies 140: Yang Sichang, Wu Shen

Chapter 252 of 明史 · History of Ming
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Chapter 252
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1
Yang Sichang and Wu Shen
2
Yang Sichang, whose courtesy name was Wenruo, came from Wuling. He passed the jinshi examination in the thirty-eighth year of the Wanli reign (1610). He was posted as a professor in the Hangzhou prefectural school. He was transferred to a lectureship at the Nanjing Directorate of Education and rose through successive promotions to bureau director in the Ministry of Revenue. Early in the Tianqi reign he resigned on grounds of illness and returned home.
3
使 西 西
In the first year of Chongzhen (1628) he was recalled to serve as vice commissioner in Henan, promoted to right assistant commissioner, and transferred to Bazhou. Four years later he was reassigned to oversee military defenses at Shanhai Pass. When his father Yang He, then grand coordinator of Shaanxi, was arrested, Sichang submitted three memorials offering to serve in his father's stead and won a commutation of the death penalty. In the summer of the fifth year (1632) he was promoted to right assistant censor-in-chief and appointed grand coordinator of Yongping and the surrounding frontier districts including Shanhai. Neither Yang Sichang nor his father had sided with the eunuch faction, and they bore no animosity toward the Donglin scholars. The vice minister Guo Gong of Qian'an, having been exiled to Guangxi in connection with a treason case, found his fellow townspeople petitioning on his behalf to clear his name. As a fellow native of the region, Sichang raised the case at court; the supervising secretary Yao Sixiao rebuffed him, and from that point he fell out with the Donglin faction.
4
西
In the autumn of the seventh year he was made vice minister of War and right assistant censor-in-chief, with overall command of military affairs in Xuanfu, Datong, and Shanxi. With famine afflicting the Central Plains and rebel bands swelling everywhere, Sichang proposed opening mines for gold, silver, copper, and tin so that the disaffected might be dispersed into lawful employment. He submitted six further memorials on frontier defense, setting out extensive plans. The emperor was struck by his talent. He resigned to observe mourning for his father, then was overtaken by mourning for his stepmother.
5
西 西西 西 使
When Minister of War Zhang Fengyi died in the autumn of the ninth year (1636), the emperor, finding no suitable minister at court, recalled Sichang directly from his home. He declined three times by memorial; the emperor would not accept his refusal. He reached Beijing in the third month of the following year and was granted a private audience with the emperor. After taking office he had spent years in retirement, reading widely and mastering the precedents of earlier reigns; he wrote excellent memorials and was an effective speaker. In conversation with him the emperor came to trust and favor him deeply. Zhang Fengyi had been passive and weak, with no coherent military policy. Sichang threw himself into revitalizing the military establishment, and the emperor grew ever more convinced of his ability. Each audience ran long, and every request he made was granted. The emperor said, "I regret having put you to use so late. With that, Sichang proposed a full-scale campaign to suppress the rebels. He proposed designating Shaanxi, Henan, Huguang, and Jiangbei as the four cardinal regions, each with a grand coordinator assigned to pursuit while focusing chiefly on defense; and Yan-sui, Shanxi, Shandong, Jiangnan, Jiangxi, and Sichuan as the six corner regions, whose grand coordinators would hold defensive lines while coordinating pursuit— a scheme known as the "ten-sided net." Meanwhile the supreme commander and the coordinator-general would follow the rebels wherever they went and lead the main offensive. Xiong Wencan, grand coordinator of Fujian, had distinguished himself against pirates on the coast and now boasted that he alone could finish off the rebels. Sichang heard him and was pleased. At the time the supreme commanders Hong Chengchou and Wang Jiazhen were posted respectively in Shaanxi and Henan. Wang Jiazhen was a mediocrity unfit for the role, so Sichang recommended Wencan in his place. He proposed raising an additional 120,000 troops and 2.8 million taels in funds. His four revenue measures were called grain surcharges, surplus-land assessment, purchase of office by contribution, and postal savings. The grain surcharge built on existing grain quotas with a proportional levy of six he per mu, converted at eight qian of silver per shi, with barren land exempted, yielding somewhat more than 1,929,000 taels annually; the surplus-land assessment verified and taxed farmland exceeding registered quotas, yielding somewhat more than 406,000 taels annually; the precedent-case measure allowed wealthy households to buy the status of student-inspector by contribution for a single year; and postal savings redirected the 200,000 taels cut from the courier system to military funds. When the plan reached him, the emperor issued a transmitted edict: "The roving rebels spread unchecked and the people suffer in misery. Without gathering troops the rebels cannot be suppressed, and without increasing levies the troops cannot be supplied. Reluctantly following the court's deliberation, I shall temporarily burden my people for one year to remove this grave internal threat. Rename the grain surcharge as 'equal transport' and proclaim it throughout the realm, so all may know the intent is to remove harm for the people." He soon also proposed that every prefecture and county drill able-bodied men to defend their home districts, and an edict ordered the grand coordinators and surveillance commissioners to enforce the measure.
6
西
When the rebels attacked Xichuan, Zuo Liangyu failed to relieve it and the city fell. The Shanxi regional commander Wang Zhong, sent to reinforce Henan, pleaded illness and refused to advance; his troops mutinied and marched home. Sichang requested that commanders who had failed in duty be arrested and punished to stiffen military discipline; Wang Zhong and the former regional commander Zhang Quanchang were accordingly seized. Liangyu, credited with merit at Lu'an, was demoted but allowed to redeem his guilt through further service.
7
西 使使
Having devised the "four cardinals and six corners" scheme, Sichang wished to place full authority in Wencan's hands, but Wencan favored appeasement, which contradicted the earlier strategy. The emperor rebuked Wencan, and Sichang too inwardly hoped for better results. Having already appointed him, Sichang bent over backward to defend him and submitted a memorial: "With the net spread on ten sides, Henan and Shaanxi must be the places where the rebels are destroyed. Yet Shaanxi still harbors Li Zicheng, Hui Dengqi, and others in bands too large to exterminate at once. The method is to drive the rebels east of the passes before they can unite, while the Shaanxi coordinator blocks Shang and Luo, the Yun coordinator blocks Yun and Xiang, the Anqing coordinator blocks Ying and Lu, the Fengyang coordinator blocks Bo and Ying, the Ying coordinator's troops advance from Ling and Shaan, and the Baoding coordinator's troops cross the Yanjin ford. Then the coordinator-general leads the frontier troops, the supervising minister leads the capital guard, the Henan coordinator leads Chen Yongfu's forces, and all join in a combined offensive. If major rebel forces slip east of the passes, the Shaanxi supreme commander will lead Cao Bianjiao and others out of the passes to assist in the attack. The deadline is three months to eliminate all the major rebel bands. If a grand coordinator disobeys orders, immediately relieve him of military authority and appoint a surveillance commissioner in his place; if a regional commander disobeys orders, immediately seize his commander's seal and appoint a vice commander in his place; and for surveillance commissioners, vice commanders, and all ranks below, the imperial sword may be applied without further appeal. Then every man will exert himself—what rebel could fail to be suppressed?" He fixed the period from the twelfth month of this year to the second month of next as the deadline for destroying the rebels. The emperor approved his memorial.
8
At this time the rebels made a major incursion into Sichuan, and court officials especially blamed Hong Chengchou for letting them roam free. Sichang therefore said to the emperor, "Xiong Wencan has been in office three months; Chengchou seven years without effect. Critics press Wencan urgently, yet for Chengchou letting the rebels roam free no one speaks up." The emperor, seeing that Sichang meant to favor one side, flushed and said, "The supreme commander and coordinator-general are charged only to pacify the rebels in good time—how dare you use length of service as a pretext!" Sichang then dared not speak further. Wencan having favored appeasement, the added funds that the emperor sent a vice minister to supervise were originally meant for military suppression; Wencan spent them all on appeasement instead. The emperor no longer questioned the matter, and no court official spoke of it either.
9
西西西 西西
By the third month of the following year, with the deadline for destroying the rebels past, Sichang submitted a memorial accepting guilt and recommending a successor. The emperor refused, but ordered an inquiry into merits and faults in the field. Sichang then submitted a memorial: "Hong Chengchou was charged solely with the Shaanxi rebels, yet they moved freely between Shaanxi and Sichuan; both suppression and appeasement failed—he cannot escape guilt. Xiong Wencan handled rebels in Jiangbei, Henan, and Huguang together, appeased Liu Guoneng and Zhang Xianzhong, and fought at Wuyang and Guangshan—he achieved results in both suppression and appeasement and should be exempted from guilt. Among the grand coordinators, Chang Daoli of Henan and Yu Yinggui of Huguang had merit; Sun Chuanting of Shaanxi, Song Xian of Shanxi, Yan Jizu of Shandong, Zhang Qiping of Baoding, Zhang Guowei of Jiangnan, Xie Xuelong of Jiangxi, and Yu Sixun of Zhejiang had done solid work; Dai Dongmin of Yunyang had neither merit nor fault; Zhu Dadian of Fengyang and Shi Kefa of Anqing should be urged to strive for achievement. Among the regional commanders, Zuo Liangyu of Henan had merit; Cao Bianjiao and Zuo Guangxian of Shaanxi had none; Hu Dawei of Shanxi, Ni Chong of Shandong, Mou Wenshou of Jiangbei, and Qian Zhongxuan of Baoding exerted themselves without success; Zhang Renxue of Henan and Zu Dabi of Ningxia had neither merit nor fault. Chengchou should be sent for arrest; because troops and civilians esteem him, I request stripping him of his Grand Guardian and Minister titles and allowing him to serve as vice minister. Bianjiao and Guangxian were demoted five ranks; Dabi was given five months to pacify the rebels, with the understanding that if the deadline passed, he and Chengchou would be arrested together. Dadian was demoted three ranks; Kefa was allowed to redeem his guilt through further service." When the deliberation was submitted, the emperor approved it in full.
10
Sichang had ultimately sided with Wencan, yet Wencan truly understood nothing of military affairs. Once Liu Guoneng and Zhang Xianzhong had surrendered, he believed appeasement could surely be relied upon. Sichang also secretly supported him; whatever Wencan requested was granted without exception, and from that point Sichang no longer spoke of the "ten-sided net" strategy. That month, after the emperor's lecture on the classics, Sichang in his audience response used phrases such as "those skilled in war submit to the highest punishment." The emperor was displeased and challenged him: "The realm is unified today—it is not comparable to the military contests of the Warring States period. Petty villains leap about, yet you cannot apply the Grand Marshal's nine punitive campaigns—why speak in such terms?" Sichang was ashamed.
11
At this time the roving rebels had grown fierce, and the court also had worries in the east; Sichang again secretly favored a policy of border trade with the northern tribes. When the moon eclipsed Mars, the emperor reduced his meals and practiced self-examination; Sichang then cited in succession precedents from the Han Yongping, Tang Yuanhe, and Song Taiping Xingguo reigns—apparently paving the way for border trade. The supervising secretary He Kai memorialized in rebuttal; the supervising secretary Qian Zeng and the censor Lin Lanyou debated the matter in turn; the emperor took no notice.
12
In the sixth month he was made Minister of Rites and Grand Secretary of the Eastern Pavilion, entering the inner cabinet while continuing to direct Ministry of War affairs. Sichang having entered government without completing mourning for his father, also recalled Chen Xinji as supreme commander without regard to mourning; thereupon Kai, Lanyou, and the junior mentor Huang Daozhou submitted defiant memorials denouncing him, followed by the compiler Liu Tongsheng and the editor Yue Shichun. The emperor was angry and demoted all of them three ranks, retaining them in the Hanlin Academy. The Ministry of Justice clerk Zhang Ruoqi submitted a memorial vilifying Daozhou; Daozhou was demoted six ranks, and Tongsheng and Shichun were all banished to posts outside the capital. Soon the Nanjing censor Cheng Yong, Minister of War Fan Jingwen, and others spoke up as well and were likewise punished. From that point Sichang grew ever more unpopular in public opinion.
13
Our Great Qing troops entered Qiangzi Ridge and Qingkou Mountain; the Jizhou-Liaodong-Baoding supreme commander Wu Aheng was drunk and unable to command his troops, and was defeated and killed. The capital was placed under martial law, and Lu Xiangsheng was summoned to lead troops to its defense. Xiangsheng favored fighting; Sichang and the supervising eunuch Gao Qiqian favored appeasement. Their views clashed and they became mutually hostile. The editor Yang Tinglin impeached Sichang for harming the state. Sichang in anger transferred Tinglin to a clerkship in the Bureau of Operations to supervise Xiangsheng's army, yet warned all the generals not to engage lightly. The generals were by nature timid and cowardly and all used caution as a pretext to hold back and wait; walled cities fell one after another. Sichang, relying on reports from the army, requested imperial instructions on strategy. By the time orders reached the front, the situation had already changed, advance and retreat fell out of step, and frontier affairs grew worse still. After Xiangsheng fell in battle, Sichang was demoted three ranks as well and continued in office under sentence of guilt.
14
In the first month of the twelfth year (1639), Jinan fell; the Prince of De was captured, and roaming enemy cavalry pushed north as far as Yanzhou. In the second month the Qing troops withdrew northward, and the supervising secretary Li Xikang said, "Since Your Majesty ascended the throne, northern armies have invaded three times. The crimes of the jisi year were never punished, which led to the bingzi invasion; the crimes of the bingzi year were never punished, which led to today." His words were aimed at Sichang. The censor Wang Zhiju also impeached Sichang on four counts of harming the state and asked that the precedents of Ding Ruokui and Yuan Chonghuan be applied. The emperor was angry; Xikang was demoted in rank and Zhiju stripped of his post. The emperor had appointed Sichang for his talent against the court's wishes; expecting criticism, he dismissed whoever spoke out. With Sichang already in disgrace and the emperor again expelling remonstrating officials, resentment spread through court and country alike. Sichang grew uneasy as well and repeatedly memorialized to accept guilt; he was reduced in rank but allowed to retain his insignia and continue in office. Before long he was restored on account of recorded merit.
15
Earlier, whenever the capital came under attack, the military ministers had all been punished. In the second year Wang Qia died in prison and capital punishment was debated again. In the ninth year Zhang Fengyi went out as supreme commander, took poison and died, yet still had his name struck from the registers. By this time more than seventy cities had been lost, yet the emperor's favor toward Sichang did not wane. Sichang then recommended the Sichuan grand coordinator Fu Zonglong as his successor. The emperor ordered Sichang to classify the guilt of civil and military officials who had failed in duty into five grades: losing opportunity while guarding the frontier, ravaging cities and towns, losing princely enfeoffments, losing commanders, and letting the enemy escape beyond the passes. Among the eunuch officials, the Jizhou supervising commissioner Deng Xixu and sub-commissioner Sun Maolin were executed; among the grand coordinators, Chen Zubao of Shuntian, Zhang Qiping of Baoding, and Yan Jizu of Shandong; among the regional commanders, Wu Guojun and Chen Guowei of Jizhou, Ni Chong of Shandong, Zu Kuan and Li Chongzhen of the relief forces, and other vice commanders and below down to prefectural and county officials—in all thirty-six men were executed in the market on the same day. Yet Sichang himself escaped demotion, and public outrage grew louder.
16
西西 西 西
When martial law was declared, many court officials urged drilling the frontier troops. Sichang fixed the plan as follows: the three garrisons of Xuanfu, Datong, and Shanxi had 178,800-odd troops; each of the three regional commanders would drill 10,000, the supreme commander 30,000, with 20,000 stationed at Huailai and 10,000 at Yanghe to coordinate east and west. The remainder was assigned to the garrison commissioners, grand coordinators, and ranks below for separate drilling. The five garrisons of Yan-sui, Ningxia, Gansu, Guyuan, and Lintao had 155,700-odd troops; each of the five regional commanders would drill 10,000, the supreme commander 30,000, with 20,000 at Guyuan and 10,000 at Yan'an to coordinate east and west. The remainder was assigned to the grand coordinators, vice commanders, and ranks below for separate drilling. The Liaodong and Jizhou garrisons had 240,000-odd troops; each of the five regional commanders would drill 10,000, the supreme commander 50,000, from Jinzhou on the outside to Juyong on the inside, coordinating east and west. The remainder was assigned to the garrison commissioners, grand coordinators, and ranks below for separate drilling. The two vice ministers supervising Tongzhou and Changping were eliminated, a single supreme commander was established at Baoding, and the troops of the capital region, Shandong, and Hebei were combined into 157,000-odd men; each of the four regional commanders would drill 20,000, the supreme commander 30,000, from Changping in the north to Hebei in the south, ready to respond at the first alarm. The remainder was assigned to the grand coordinators and ranks below for separate drilling. Because the capital region was vital territory, he also proposed adding four surveillance commissioners. Daming, Guangping, and Shunde each gained one commissioner; Zhending, Baoding, and Hejian each gained one as well. Three army supervisors were added under the Jizhou-Liaodong supreme commander. When the plan was submitted, the emperor approved it in full. The troops Sichang proposed totaled more than 730,000, yet with the people displaced and supplies short, the numbers never matched reality.
17
簿 調 西
The emperor also adopted the proposal of the vice commander Yang Dezheng: prefectures would eliminate the sub-prefect and establish a drill-inspector rank just below garrison commander; prefectures would eliminate the judge and counties the registrar, establishing a drill-captain rank just below platoon commander—all under the regular officials and devoted solely to drilling militia. Each prefecture would field 1,000 men, each sub-prefecture 700, each county 500, to defend their own districts without transfer elsewhere. Sichang, judging that circumstances varied in urgency, asked that the plan be implemented first in the capital region, Shandong, Henan, and Shanxi; the request was granted. Thereupon arose the proposal for drill-supply levies. When Sichang had first increased the suppression levy, it was to last only one year. Later, when the funds were exhausted and the rebels still unrested, an edict ordered collection of half the levy. By this time the supplies-supervising vice minister Zhang Boyu requested full collection of the levy. The emperor worried about breaking faith with the people; Sichang said, "It does no harm. The added levy comes from land, and land has all passed into the hands of the powerful; an extra three or four qian of silver per hundred mu will only slightly restrain land annexation." The grand secretaries Xue Guanguan and Cheng Guoxiang both approved. Thereupon, beyond the suppression levy, a drill levy of 7.3 million taels was added. Critics said, "The nine frontier garrisons already have allotted funds—if everything is assigned to the new levies, what becomes of the old allotments? Frontier rolls are mostly padded with phantom men; treating them as real numbers wastes the funds in vain while the drilled troops still fall short. Moreover, because troops are scattered on defensive duty they cannot always assemble, hence the proposal for selective drilling—but once the select few are drilled, the rest are ignored. Moreover, selective drilling remains a paper exercise, and frontier defense grows weaker still. As for prefectural and county militia, they increasingly exist only on paper, wasting heavy funds in vain." Because Sichang championed the plan, the matter was too large for anyone to dare object. At the end of the Shenzong reign levies were increased by 5.2 million taels; at the beginning of Chongzhen they were increased again by 1.4 million, together called the Liaodong levy. By this time the suppression and drill levies were added as well, and the total quota overflowed. Successive increases totaled 16.7 million taels; the people could barely survive and increasingly turned to banditry.
18
便 宿
In the fifth month the rebel Zhang Xianzhong, whom Xiong Wencan had appeased, rebelled at Gucheng; Luo Rucai and nine other camps rebelled as well. In the eighth month Fu Zonglong reached the capital; Sichang relinquished his ministry duties and returned to the inner cabinet. Before long came news of the defeat at Xi Yingshan. The emperor was greatly alarmed and ordered Wencan arrested. By special edict Sichang was ordered to take command of the army, granted the imperial sword, and given discretionary power to execute and reward. On the first day of the ninth month he was summoned to audience at the terrace. Sichang said, "A ruler's command does not spend the night at home—a subject who receives orders in the morning sets out that evening. I beg Your Majesty to order the relevant offices to dispatch military supplies and arms at once." The emperor was pleased and said, "If you can act thus, what have I to worry about?" The next day he was granted one hundred taels of white silver, four suits of great red silk, one Dipper-Ox robe, 40,000 taels of merit-reward silver, 1,500 silver plaques, and one thousand bolts of silk. Sichang presented seven proposals; all were approved. On the fourth day he was summoned again, granted a banquet, and offered three cups with his own hand; the emperor composed a farewell poem. Sichang knelt to recite it, bowed, and wept. Two days later he took leave at court and was granted provisions for the journey. On the twenty-ninth day he reached Xiangyang and took over Wencan's army. Even after Wencan was arrested, Sichang still memorialized in his defense.
19
On the first day of the tenth month Sichang swore a great oath before the three armies; the supervising eunuch Liu Yuanbin, the Huguang grand coordinator Fang Kongzhao, the regional commanders Zuo Liangyu and Chen Hongfan, and others all assembled. The rebels He Yilong and others raided Ye, besieged Shenqiu, burned the outer wall of Xiangcheng, and invaded Guangshan. The vice commanders Zhang Cong and Diao Mingzhong led capital troops ninety li over the mountains and reached the rebel stronghold. The vanguard shot at the rebels and killed two crimson-robed riders in flight; pursuing forty li, they took 1,750 heads. Sichang proclaimed an edict distributing rewards. In the eleventh month the Prince of the Prosperous Age Wang Guoning surrendered with more than a thousand followers; he was received at Xiangyang and his family was settled at Fancheng. He memorialized that Liangyu be titled Pacifying-Rebels General. The generals had grown arrogant and negligent, without fighting spirit. Xianzhong, Luo Rucai, Hui Dengxiang, and eight camps fled into the mountains between Yunyang and Xing'an, raiding Nanzhang, Gucheng, Fang, Zhushan, and Zhuxi. Sichang flogged Diao Mingzhong and executed the army-supervising associate commissioner Yin Dabai as a warning. He ordered the grand coordinator Fang Kongzhao to send Yang Shi'en and Luo Wanbang against Rucai and Dengxiang; the entire force was destroyed at Xiangyouping. Sichang impeached Kongzhao and had him arrested; he memorialized to appoint the Yongzhou magistrate Wan Yuanji as army-front disciplinarian, and the request was granted.
20
西 使 西 西
At this time Li Zicheng lay hidden in western Shaanxi; He Yilong, Zuo Jinwang, and four camps rampaged in eastern Han; Sichang focused solely on suppressing Xianzhong. Xianzhong was repeatedly defeated at Xing'an and sought appeasement, but was refused. His followers Trust-in-Heaven King Chang Guo'an and Golden-Wing Peng Liu Xiyuan surrendered; Xianzhong fled into Sichuan and Liangyu pursued him. Sichang sent orders to return; Liangyu disobeyed. On the seventh day of the second month of the thirteenth year, together with the Shaanxi vice commanders He Renlong and Li Guoqi, he attacked Xianzhong from both sides at Agate Mountain and routed him utterly, taking 3,620 heads; those who fell into cliffs and ravines and died were beyond counting. His followers Sweeping-Earth King Cao Wei and others surrendered their heads; Ten-Rebellions King Yang Youxian led his band to surrender. That month the emperor thought of Sichang, sent 10,000 taels of silver to reward the army, and granted him two Dipper-Ox robes, fine horses, and gold saddles. The envoy had just left the capital when news of the victory at Agate Mountain arrived; greatly pleased, the emperor sent another 50,000 taels of silver and one thousand bolts of silk to reward the army. For his merit he was given the additional title Junior Guardian of the Heir Apparent. Meanwhile the Huguang generals Zhang Yingyuan and Wang Zhifeng defeated the rebels at Shuiyouba and captured their military adviser. The Sichuan generals Zhang Ling and Fang Guo'an defeated them at Qianjiang River. Li Guoqi, He Renlong, and others defeated them at Hanxi Temple and Yanjing. The generals of Sichuan, Shaanxi, and Huguang all assembled and again defeated them in succession at Huangdun and Mugua Stream; military morale revived greatly. Rucai and Dengxiang sought appeasement, but Xianzhong held them back; he gathered his forces between Nanzhang and Yuan'an, killed the pacification official Yao Zongzhong, fled to Daning and Dachang, invaded Wushan, and became a scourge in Sichuan. Xianzhong fled into the mountains of Xing'an and Pingli; Liangyu besieged but did not attack, allowing the rebels to regather their scattered forces; they fled west from Xing'an and Fang counties by way of Baiyang Mountain and united with Rucai and others. Seeing the rebel bands unite and their power revive, Sichang went from Xiangyang to Yiling to block their vital line of advance. The emperor, mindful of Sichang's hardships in the field, granted an edict issuing 10,000 taels of merit-reward silver and two saddled horses. He dismissed the Yunyang pacification commissioner Wang Aoyong and ordered the dismissed general Meng Ruhu to win merit at the front. Huang Degong and Song Ji inflicted a great defeat on the rebels at Shangcheng; He Yilong's five major divisions surrendered and then rebelled again. Zheng Jiadong and He Renlong inflicted a great defeat on Rucai and Dengxiang at Kaixian. Rucai fled east together with Little Qin King, while Dengxiang crossed Kaixian and headed west; from that point the two rebel bands parted ways.
21
西 西 西 綿 綿 綿 退
At this time the troops and horses of the various units were encamped in mountain valleys, where they suffered heat, summer fevers, and malarial miasma; one or two soldiers in ten died. The capital troops at Jingmen, the Yunnan troops at Jianping, and the Huguang troops at Mahuang Slope had been encamped so long that they yearned to go home, and many deserted by night. Severe drought struck the Guanne and Hexi regions, people resorted to cannibalism, and local bandits rose everywhere; Dou Kaiyuan of Shaanxi and Li Jiyu of Henan became their leaders, starving peasants joined them, and alarms were raised in every quarter. Sichang reported these developments to the throne. The emperor released 50,000 taels from the treasury, arranged for medical supplies, and ordered the generals to advance. Reports then came in succession that Changwu in Shaanxi, Xinning and Dazhu in Sichuan, and Luotian in Huguang had all fallen. Sichang then issued orders of appeasement, had ten thousand proclamation sheets printed, and distributed them among the rebel camps. In the seventh month the supervising generals Kong Zhenhui and others inflicted a great defeat on Rucai at Fengyiping. His followers Chaos King and Little Qin King led their bands in surrender; the rebel chieftain Zheng Shawan, along with Dengxiang and Wang Guang'en, also surrendered in turn, and all the rebel bands then gathered in Sichuan. Sichang then entered Sichuan and, in the eighth month, went upstream by boat, reasoning that Sichuan's terrain was narrow and defensible and that if all the armies united to press the rebels, they could be wiped out entirely. But Renlong led his Qin troops in mutiny from Kaixian and marched west toward home; Yingyuan and others were defeated at Tudiling in Kui; Xianzhong's strength revived, and Rucai rejoined him. Hearing that the supreme commander had gone west, they rushed toward Dachang, attacked Guanyin Cliff, and when the defending general Shao Zhongguang could not hold them, broke through Jingbi and captured Dachang. Sichang executed Zhongguang and impeached the Sichuan grand coordinator Shao Jiechun, who was arrested. The rebels then crossed the river to Tongjiang, while Sichang reached Wanxian. The rebels attacked Bazhou but failed to take it; Sichang reached Liangshan and ordered the generals to attack on separate fronts. The rebels had already captured Jianzhou and were advancing on Baoning, intending to enter Hanzhong by a hidden route. Zhao Guangyuan and He Renlong blocked them, so the rebels turned to raiding instead, captured Zitong and Zhaohua, reached Mianzhou, and were about to march on Chengdu. In the eleventh month Sichang arrived at Chongqing. The rebels attacked Luojiang but failed to capture it and withdrew toward Mianzhu. Sichang reached Shunqing, but the generals failed to assemble for a joint campaign. The rebels turned to raiding and reached Hanzhou, a hundred li from Zhongjiang; the defending general Fang Guo'an fled before them, and they then rampaged through Shifang, Mianzhu, Anxian, Deyang, and Jintang, leaving every city they touched empty before moving on; all of Sichuan was shaken. The rebels then descended by water to Jianzhou and Ziyang. Sichang summoned the generals for a combined assault, but all of them held back. He repeatedly summoned Liangyu's troops, but they never arrived. The rebels then captured Rongchang and Yongchuan. In the twelfth month they captured Luzhou.
22
From the time the rebels re-entered Sichuan, not a single general had intercepted them. Though Sichang issued order after order, his commands went unheeded. While at Chongqing he issued an order pardoning Rucai's crimes and offering office to those who surrendered; only Xianzhong was excluded from pardon, with a reward of ten thousand taels of gold and a marquisate for whoever captured and killed him. The next day, from the main hall to the kitchens, everywhere was scrawled: "Whoever brings in the supreme commander's head will receive three qian of silver"; Sichang was horrified, suspected that those around him were all rebel agents, and ordered the army to advance within three days. Snow and rain then cut the roads, and the deadline was postponed once more. Three times he summoned Renlong, but Renlong refused to obey. Earlier Sichang had memorialized to appoint Liangyu Pacification General; Liangyu grew increasingly arrogant and sought to elevate Renlong as a counterweight. When the promised reward for Agate Mountain failed to materialize, Renlong grew resentful and confided his grievance to Liangyu, who was also angered; the full account is given in the biographies of Liangyu and Renlong.
23
簿 退 綿 西
Sichang was capable, but he insisted on doing everything himself, personally handling ledgers and paperwork in excessive detail. On campaign he always decided for himself when to advance or halt; armies a thousand li away waited for his word, and opportunities were lost while they sat idle. Wang Aoyong once remonstrated with him, but he would not listen. After Aoyong was dismissed, he submitted a memorial to the court saying: "Sichang has commanded troops for a year without achieving pacification — this is not because his plans are unsound, but because he overtaxes himself with minutiae. In affairs under heaven, grasping the broad outline is easy; trying to scrutinize every detail by oneself is hard. Moreover rebel movements shift in an instant; yet now the plans for campaigns stretching thousands of li all issue from Sichang alone, with dispatches going back and forth often taking more than ten days or a month — opportunities are lost while armies wait, and it is no wonder there has been no fighting for a year. In all this time, the only occasion when a commander could act on his own initiative and win a surprise victory was the battle at Agate Mountain. If Liangyu had been required to obey the supreme commander's orders, he would have fallen back to hold Xing'an, and that victory would never have happened. Your servant believes that in employing Sichang, Your Majesty need not hold him to the same standard of merit and blame as the field generals, but need only charge him with weighing their merits and faults. In controlling his generals, Sichang need not draw up battle plans for each man himself, but need only judge whether their plans are sound; then he would have mind to spare and could devise the decisive strokes that win battles. Why should months drag on, armies sit idle, and provisions be squandered? Earlier, because the generals' movements were uncoordinated, Sichang took the advice of his staff adviser Yuanji and appointed Meng Ruhu overall commander, with Zhang Yingyuan as his deputy. By the time the rebels entered Luzhou, the armies of Ruhu, He Renlong, and Zhao Guangyuan had arrived; the rebels again crossed the Nanxi River, passed Chengdu, and fled through Hanzhou, Deyang, Mianzhou, Jianzhou, and Zhaohua to Guangyuan, then on to Bazhou and Dazhou. The armies were utterly exhausted; only Ruhu's force still pressed on their heels. In the first month of the fourteenth year, Sichang knew the rebels would have to leave Sichuan, so he led the fleet downstream to Yunyang and ordered the land forces to pursue them. Renlong's army had already mutinied and marched west; his troops halted at Guangyuan and would not advance, and Sichang's only reliance was Ruhu. When they fought the rebels at Kaixian and Huanglingcheng, they suffered a crushing defeat, and more than half the officers and soldiers were killed. Ruhu broke out of the encirclement and escaped, but the horses, mules, and military tallies all fell into rebel hands.
24
使 西 使 調
When the rebels first fled toward Nanxi, Yuanji wanted to take a hidden route through Zitong and block their line of retreat. Sichang ordered all the armies to press close in swift pursuit and not try to block the rebels from a distance, lest they slip away. The generals then all set out from Luzhou in pursuit, chasing only the rebels' rear. The rebels turned east and headed back, finding the return route entirely undefended; they could no longer be stopped, and Sichang then regretted not heeding Yuanji's advice. The rebels then descended through Kuimen, reached Xingshan, attacked Dangyang, and invaded Jingmen. Sichang reached Yiling and summoned Liangyu's troops, sending messengers nineteen times. Liangyu withdrew his Xing and Fang troops toward Hanzhong, as though deliberately avoiding the rebels. Wherever the rebels went they burned relay stations and killed courier-station guards, cutting off communications east and west. The Yunyang pacification commissioner Yuan Jixian heard that the rebels had reached Dangyang and urgently set about raising troops. Xianzhong ordered Rucai to hold the government forces in check while he himself, with light cavalry, rode three hundred li in a single day and night, killed the supreme commander's messenger on the road, and seized the military tallies. On the eleventh day of the second month he reached the outskirts of Xiangyang; twenty-eight horsemen bearing the military tallies rode ahead to the gate, calling out that the supreme commander was redeploying troops; the guards matched the tallies, believed them, and let them in. At midnight they rose from within the city, and Xiangyang fell.
25
Xianzhong bound the Prince of Xiang and placed him below the hall, offered him wine, and said: "I want to cut off Yang Sichang's head, but Sichang is far away. Now I will borrow Your Highness's head, so that Sichang may be punished by law for letting a prince fall. Your Highness, do your best and finish this cup of wine. With that he put the prince to death. Before long he crossed the Han River, fled into Henan, and joined forces with He Yilong, Zuo Jinwang, and the other rebel bands. Sichang had originally treated Xiangyang as a vital stronghold, digging deep moats and square ditches in three rings around it, building flying bridges, setting crossbars, and posting sharp troops to challenge passersby — no one without matching tallies could cross. Several dozen walled cities between the Yangtze and Han relied on Xiangyang as their natural fortress, yet the rebels took it when no one expected it. At Yiling Sichang was shaken with fear; he submitted a memorial asking to die, then went down to Shashi in Jingzhou; there he learned that Luoyang had fallen in the first month and that Prince Fu had been killed; his anxiety deepened, and he stopped eating. On the first day of the third month he died at the age of fifty-four.
26
When court officials heard of the disaster at Xiangyang, they submitted memorial after memorial assigning blame, but Sichang was already dead. Jixian and the Henan investigating censor Gao Mingheng were reported to have taken their own lives, while Sichang's son reported that he had died of illness — no one could establish the truth. The emperor was deeply grieved and ordered Ding Qirui to replace him as supreme commander. An edict was transmitted to the court officials: "The grand secretary toiled for two years and perished in a single day; yet merit does not cover fault — discuss his guilt and report back. The Duke of Dingguo Xu Yunzhen and others asked that he be sentenced to decapitation under the law governing the loss of cities and forts. The emperor transmitted a decree: "The late grand secretary Sichang was ordered to supervise the suppression of rebels and bore no sole responsibility for defending cities; yet edicts warning of the night raid with forged tallies were sent again and again in the strictest terms, and the local officials seemed to hear nothing. To hold the supreme commander solely responsible when a city falls in violation of orders is not equitable. Moreover, he campaigned for two years, won repeated victories, exhausted himself unto death, and his devoted service cannot be forgotten. He then cleared Sichang of guilt, granted him a state sacrifice, and had his coffin returned to Wuling. Sichang had earlier been promoted to Junior Guardian of the Heir Apparent for his merit in suppressing rebels; after his death, his merit in pacifying the Lin and Lan bandits was recognized with promotion to Senior Guardian of the Heir Apparent. Court officials continued to press their criticisms, but the emperor never ceased to think kindly of him. Later, when Xianzhong captured Wuling, he bore a grudge against Sichang, dug up the tomb of his seventh-generation ancestor, burned the coffins of Sichang and his wife, and hacked the corpses until blood flowed; Sichang's descendants recovered what remained of the bodies and reburied them.
27
鹿
Wu Shen, styled Luyou, was a native of Xinghua in Yangzhou Prefecture. He received his jinshi degree in the forty-first year of the Wanli reign. He held successive appointments as magistrate of Shaowu, Jinjiang, and Weixian. In the second year of the Tianqi reign he was summoned to office and appointed a censor. When he first entered the Censorate, Zhao Nanxing planned to remove him under the seniority rule; Shen then recommended Fang Zhenru and others and pursued charges against Cui Wensheng and Li Kezhuo, and so was allowed to remain. Later he also remonstrated that the inner-court military drills should be abolished and requested the recall of Zou Yuanbiao, Feng Congwu, and Wen Zhenmeng, and in this way steadily came into conflict with Wei Zhongxian. In the second month of the seventh year his name was struck from the official rolls.
28
西
When the Chongzhen reign began, he was restored to his former post. Wen Tiren impeached Qian Qianyi, and Zhou Yanru backed him. Shen feared the emperor would immediately appoint the two men and argued that the grand appointment ceremony should select from those nominated by the court; the matter then came to a halt. At the time the eunuch faction was being purged, and the capital evaluation was also underway; Shen argued that the crimes of these men could not be fully accounted for under the merit-and-demerit evaluation and that their guilt should be fixed first, without mixing the matter into the regular evaluation. The censor Ren Zanhua was banished for impeaching Tiren; Shen memorialized in his defense and vigorously denounced Wang Yongguang for currying favor with the eunuchs, requesting his dismissal. None of his proposals was accepted. He was sent out to conduct an inspection tour of Henan. When mystics gathered followers to raid villages, Shen tracked down the ringleaders throughout the region and had them put to death. Ordered to provide famine relief in the Yan'an-Suide region, he took the occasion to persuade rebel bands to disband. When the emperor heard of this, he immediately appointed Shen to conduct an inspection tour of Shaanxi. He impeached the general Du Wenhuan for claiming credit he had not earned and had him punished according to law. He repeatedly petitioned on the people's behalf, and the emperor granted every request. He was transferred to vice director of the Court of Judicial Review and promoted to left vice commissioner of the Office of Transmission.
29
西 西
In the ninth month of the seventh year (1634), he was abruptly promoted to right vice censor-in-chief and appointed governor of Shanxi. Shen laid out in turn four pressing problems—defense, border raiders, military training, and relief for the people—and four topics for policy discussion: troop deployment, general selection, pay, and appointment of personnel. Each winter he held the river line against bandits from Shaanxi and Henan; for three years running not a single raider slipped across, and in the intervals he built up the border fortifications. In the fourth month of the eighth year (1635) he submitted a memorial: "The people of Shanxi endure three hardships: first, famine and disaster leave them no way to earn a living; second, relentless tax demands when they have no means to pay their levies; third, raids and slaughter when they have no way to protect themselves. Driven to this, they have all turned bandit. I ask that grain taxes be remitted in the ten prefectures and counties worst devastated by the disorder. The emperor at once ordered the proposal debated and carried out. When the Ministry of Revenue proposed a tax on buildings, Shen fought it fiercely, but the court would not heed him. That autumn the Qing pacified Chahar; on the return march their army raided Shuozhou and swept toward Xinzhou and Daizhou, and the Ming defenders suffered repeated defeats. Grand Coordinator Yang Sichang sent a vice general from Daizhou to reconnoiter; he too was beaten and driven off. Shen was demoted five ranks; Sichang and Ye Tinggui, governor of Datong, each lost three ranks; all three continued in office under censure. Earlier, Dingxiang County had been shaken twice by earthquakes; Shen said, "This means an army is coming from the east. He ordered the local officials to ready their defenses, and before long the enemy did indeed arrive. Because it was prepared, Dingxiang alone escaped attack. The great Shanxi bandits He Zonghan, Liu Haoran, and Gao Jiaji had all been brought under nominal control by the previous governor Dai Jun'en and now lorded over their followers as they pleased. Shen offered them public reassurance while secretly ordering Assistant Generals Hu Dawei, Liu Guangzuo, and others to take them down; one after another they were wiped out. On campaign Shen raised two white flags; anyone who had been forced into the band and the old, weak, and women had only to kneel beneath them to be spared, and very many lives were saved. During four years in Shanxi, soldiers and civilians alike revered him as they would a devoted mother. He retired citing illness.
30
使 使 沿
In the second month of the eleventh year (1638), he was recalled to serve as left vice minister of War. That winter Minister Yang Sichang reported the border on high alert; Shen and the supplementary vice minister Hui Shiyang had long failed to report, and Yang asked that other candidates be nominated in their place. The emperor was furious and dismissed them from office to idle at home. In the winter of the thirteenth year (1640) he was restored to his former post; the following year he was ordered to assist in managing military affairs. The emperor once asked how the capital garrison could ensure that those who trained were all elite while those culled did not riot. Shen answered: "In the capital garrison, twelve thousand men in the frontier-brave corps train exclusively in mounted archery and twenty thousand stalwarts train in firearms alone, yet though their rations are generous their skills are no better than those of ordinary troops. We should adopt a system of graded training: skilled ordinary soldiers should be promoted into the frontier-brave corps, and unskilled frontier-brave men demoted to ordinary rank—and the same for the firearms trainees. The old and weak should be winnowed out and replaced gradually; reform must come step by step, without letting the men know they are being purged. The emperor approved this plan. The emperor then asked whether setting up a separate battle corps could yield fifty thousand men ready to fight. Shen answered: "Taken together, the capital garrison already contains enough soldiers fit for combat. After so many years of peace, whenever troops are sent to suppress bandits, they are hired along the march to fill the ranks. Officers profit from the monthly stipends, vagabonds from the chance to plunder, and when the campaign ends the original garrison simply fills the ranks again. The key to drill today is choosing the right commanders; with good generals come good soldiers, and fifty thousand is not hard to raise. But policy should avoid constant upheaval—there is no need to create a separate battle corps. The emperor turned to War Minister Chen Xinjia and ordered a rapid search for commanders, then told Shen to submit a detailed memorial. The emperor granted him fruit and confections; Shen bowed in thanks and withdrew.
31
退 紿
In the sixth month of the fifteenth year (1642), he was promoted to Minister of Rites and appointed Grand Secretary of the Eastern Pavilion. When Zhou Yanru returned as chief grand secretary, Feng Quan lobbied hard on his behalf, and Yanru promised to restore his official standing. Feng Quan had a record of famine relief donations entered for commendation by the provincial governor and censor, and Yanru drafted a favorable edict for the Ministry of Revenue. Public outrage erupted, and Yanru grew anxious. Feng Yuanbiao devised a plan for Shen, persuading Yanru to bring Shen in to help smooth Feng Quan's path; Yanru quietly backed it, and Shen thus gained real influence at court. When Yanru raised Feng Quan's case, Shen murmured agreement—but on retiring he summoned Revenue Minister Fu Shuxun, told him the treason conviction could not be reversed, and let the memorial die without response. Only then did Yanru realize Shen had outmaneuvered him. Yanru wanted to appoint Zhang Jie right censor-in-chief at Nanjing, but Shen blocked it resolutely. Shen held sway north of the Yangzi and Yanru south of it, and each built a faction. Yanru sought to promote the Embroidered Uniform Guard commander Luo Yangxing, but Shen objected. Later, when the emperor reviewed abuses across the ministries, Shen said the Guard was worst of all and Yanru likewise denounced the harm done by its mounted agents; the emperor accepted both criticisms.
32
退 退 使 退調 退 宿
In the third month of the sixteenth year (1643), after Xiangyang, Jingzhou, and Chengtian fell in succession, the emperor summoned the court, wept, and told Shen: "You have served on the frontiers—go and take command of the army in Huguang. Shen submitted a detailed memorial asking for thirty thousand picked troops, proposing to march from Nanjing to Wuchang and block the rebels' drive south. The emperor, whose thoughts were fixed on Hubei, read the memorial with displeasure and shelved it. Shen asked for a personal audience; the emperor received him at the Zhaowen Pavilion and explained that the troops he wanted were too many to assemble on short notice. Nanjing lay far away—there was no need to fall back and defend it. Shen replied: "Zuo Liangyu is wildly insubordinate; when Grand Coordinator Sichang sent nine orders for troops, he did not dispatch a single company. I am no match for Sichang, yet Liangyu holds the Yangzi and Han even more arrogantly than before; my orders will not be obeyed, and my authority will only be diminished. From Xiangyang the rebels could slide downriver toward Nanjing all too easily—we must guard both fronts, not treat this as a retreat to the south. Grand Secretary Chen Yan said, "When the supreme commander takes the field, the troops of every governor and coordinator become his to command. Shen answered, "I am asking for troops precisely because the governors and coordinators have none of their own. If I must face the rebels empty-handed, one lost chance may bring consequences too terrible to name. The emperor then ordered the Ministry of War to decide quickly on dispatching troops. Minister Zhang Guowei proposed giving Shen ten thousand men under the commanders Tang Tong and Ma Ke along with capital garrison troops, but added that these units were on the northern front and could not be moved until the enemy withdrew. The emperor told him to wait for now. Shen pressed repeatedly, but the emperor said, "Be patient—when the enemy pulls back the troops will come together. What good will it do for you to go alone? A month later Yanru left as supreme commander—appointed in the morning and on the road that same evening. Jiang Dejing told Ni Yuanlu, "When the emperor tells Lord Wu to hurry while soothing him with delays, he is testing him—watch how quickly the chief minister departed and you will see. Yet Shen hung back and would not leave. Chen Yan then asked to keep the Tang Tong detachment the Ministry had assigned, arguing the passes could not be left undefended. At last, in the fifth month, Shen bowed out of court and prepared to depart. The day before he set out he reviewed his escort; the emperor even sent eunuchs with silver tokens as a reward—but overnight an edict condemned his stalling and ordered him to stop and resume duty at court. Shen, stricken with fear, twice submitted memorials admitting fault and was allowed to retire. After he left, Chen Yan and Luo Yangxing whispered against him, and the emperor's anger deepened. In the seventh month, while personally interrogating Wu Changshi, the emperor flushed with rage and said, "Both chief ministers have betrayed me. I treated Yanru generously, yet he took bribes and pursued private ends with no regard for the law. When I ordered Shen to take command, he found every excuse to delay and leave himself a way out. Yanru is being prosecuted—why is Shen exempt? Then he added, "Words are one thing—no one will actually prosecute him. Let the Embroidered Uniform Guard summon Shen and hold him for instructions. When Shen reached the capital, the emperor ordered the legal authorities to determine his punishment. In the eleventh month he was banished to Jinchi. Nanjing War Minister Shi Kefa sent an urgent memorial in his defense, but the emperor refused.
33
The following year, while passing through Nankang, he heard that the capital had fallen. Before long Prince Fu was enthroned at Nanjing; Shen was pardoned, recalled, and restored to his former rank. Personnel Minister Zhang Shenyan proposed calling Shen back into service, but meritorious nobles led by Liu Kongzhao blocked it. Long after the dynasty's collapse, he died at home.
34
The historian comments: In the late Ming, literati who knew nothing of finance or supplies and nothing of arms and armies were the rule—and so Sichang rose on talent alone. Yet in the end none of them succeeded—was it not because merit and blame were warped by favor and spite, and because command from afar squandered every chance? Wu Shen won renown as censor of Shanxi, yet once he became chief minister he could accomplish nothing. If a man rises to power by unworthy means, how can he set the realm right? Or perhaps the age was simply too hard—even one not born to save the world could hardly have known how.
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