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卷144 志一百十九 刑法三

Volume 144 Treatises 119: Penal Law 3

Chapter 144 of 清史稿 · Draft History of Qing
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1
Treatise 119
2
Penal Law 3
3
調調
When the Taizu first established the Eight Banners, he appointed one supervising minister and two assisting ministers for each banner. He also set up five ministers charged with governance and adjudication, known as the Five Great Deliberative Ministers. Ten jaruči officials were named the Ten Great Administrative Ministers. Every case to be adjudicated was first examined by the ten jaruči, then reported to the five ministers for a second review, and only then brought before the beile. Even after the collective decision was reached, he still feared wrongful conviction and personally conducted further interrogation. In the first year of Tianming, he instructed the beile and ministers: "When subjects of the state have grievances, they must bring them to the public tribunal and may not plead them at any minister's private residence. This proclamation was now broadcast throughout the realm: from the beile and ministers downward, anyone found guilty must accept the public verdict in silence; those who stubbornly refused would be punished one degree more severely. All cases were to be heard at the public tribunal every five days. Anyone who accepted private suits at home, or who adjudicated on his own without delivering the parties to the public office, would be punished without mercy." In the eleventh year, the Taizong found that the Five Great Deliberative Ministers and Ten Great Administrative Ministers were not always separately appointed—some men held those posts concurrently with banner supervising or assisting duties—so he convened the beile, who resolved to abolish the offices. Each banner's assisting ministers were to adjudicate civil suits, and they were barred from fielding troops for campaigns or garrison service. Each banner was also given two dispatch ministers; whenever lawsuits arose among men under their garrison or dispatch command, those ministers were still to hear the cases. In the seventh year of Tiancong, the Ministry of Justice was staffed with chengzheng, canzheng, qixinlang, and related posts, giving litigation a dedicated bureaucracy for the first time.
4
稿 西西西西 稿 西 滿 稿 簿 簿
After the Shizu took possession of China proper, he retained the Ming framework: lawsuits in the provinces ascended step by step from county and prefecture to the governor-general or governor, while capital cases were consolidated in the Three Judicial Offices. Under the Ming arrangement, the Three Judicial Offices divided labor: the Ministry of Justice received criminal cases from across the empire, the Censorate conducted surveillance and impeachment, and the Court of Revision reviewed and corrected judgments. Under the Qing, criminal cases from the provinces were uniformly reviewed and ratified by the Ministry of Justice. For cases that did not require joint deliberation, the Court of Revision and Censorate had no avenue to intervene; even when joint deliberation was required, the Ministry of Justice still drafted the memorial. All litigation and detention in the capital, whether submitted by memorial or routine report, fell to the Ministry of Justice, whose authority was exceptionally heavy. The Ministry of Justice was first organized into fourteen bureaus. In the first year of Yongzheng, Left and Right Bureaus of Current Review were added to handle Banner homicides and robberies and cases dispatched by imperial order from other agencies. They were later reorganized again into eighteen Bureaus of Pure Officials: Zhili, Fengtian, Jiangsu, Anhui, Jiangxi, Fujian, Zhejiang, Huguang, Shandong, Shanxi, Shaanxi, Sichuan, Guangdong, Guangxi, Yunnan, and Guizhou. Whenever provincial criminal reports reached the ministry, each bureau drafted a recommendation for the chief ministers, who then decided approval or rejection. Jilin and Heilongjiang were handled under Fengtian; Gansu and Xinjiang under Shaanxi; and paperwork from capital agencies was likewise distributed among the seventeen bureaus. Current-review cases were assigned in rotation by signature. In the tenth year of Shunzhi, the Office of Pursuit and Capture was established with one Manchu and one Han vice minister, supported by Front and Rear Bureaus. It was initially subordinate to the Ministry of War and specialized in hunting down fugitive bannermen. In the thirty-eighth year of Kangxi it was abolished, and its Front and Rear Bureaus were transferred to the Ministry of Justice. They were later merged into a single Bureau of Pursuit and Capture, which neither handled provincial criminal cases nor took part in current-review rotation. The Ministry of Justice reported monthly on all cases received, concluded or pending. A Supervision and Urging Office was established to enforce the statutory deadlines. Routine sentences of penal servitude, exile, military exile, and banishment, once concluded, were reported quarterly in summary memorials. Cases referred to the throne by memorial, however light the circumstances, required a separate concluding memorial. After confessions were obtained in capital cases, the Court of Revision sent a vice director or reviewer and the Censorate a censor to join the responsible bureau for a preliminary joint review—the "minor joint review." When the file was complete and brought before the chief ministers, the left censor-in-chief or left vice censor-in-chief of the Censorate and the chief or vice chief of the Court of Revision, with their staffs, joined the Ministry of Justice for the "major joint review." If the parties changed their testimony, the case was sent back for retrial; otherwise the joint draft was memorialized in the usual form. For crimes warranting immediate execution, once the edict arrived the responsible bureau dispatched officers to supervise the sentence. Prisoners held awaiting execution were referred to the court review. In the provinces, household, marriage, land, and minor beating offenses were concluded at the county or prefecture level—cases "adjudicated locally." Each month a rotating litigation register was kept and forwarded to the governor-general, governor, provincial judge, and circuit intendant for review. When a circuit intendant made his inspection rounds, he examined the register on the spot and, if cases remained open, imposed deadlines to hurry them to judgment. Sentences of penal servitude and above were escalated through prefecture, circuit, and provincial judicial commissioner; penal-servitude cases were bundled by the governor or governor-general and reported for closure. Cases involving loss of life or exile and heavier punishments were reported separately to the ministry for inclusion in summary memorials. Capital crimes of treason, great sedition, wicked sedition, impiety, prison raids or revolts, murder of officials, foreign piracy, secret-society banditry, robbery, or killing officials or runners while resisting—when the sentence was dismemberment, decapitation, or exposure of the head—were reported by special folded memorial for rapid ministry deliberation. Cases involving two deaths in a single household were sent to the ministry for expedited memorial. All other decapitation and strangulation cases were likewise submitted by special memorial; summary slips went to the judicial censors, the Grand Secretariat drafted rescripts, and the Three Judicial Offices conducted joint review. If the facts did not match the charge or the statutes were misapplied, the case might be sent back for retrial or corrected outright; if correct, the proposed sentence was ratified. Once immediate execution was approved and the order issued, sealed dispatches were rushed to the chief civil officer or deputy at each prefecture and county, who carried out the sentence jointly with the local military officer. Prisoners held awaiting execution entered the autumn review.
5
西西西西 調 調 西
Court review originated in Ming Tianshun 3, when it was ordered that after the Frost's Descent each year the Three Judicial Offices, together with dukes, marquises, and earls, should examine all capital prisoners due for execution and record their findings according to the facts. Autumn review likewise derived from the Ming "memorial decision" procedure, with joint review and final disposition completed before the winter solstice. In Shunzhi 1, Dang Chongya, left vice minister of the Ministry of Justice, memorialized: "Under the former system, all serious prisoners except those guilty of great sedition or great robbery—who were executed at once—were held in custody awaiting sentence. In the capital the summer review and court review applied, and execution required imperial approval only after the Frost's Descent. In the provinces as well, the three offices conducted autumn review, and a death sentence was never carried out the moment it was pronounced. I beg that the old distinctions be preserved, to manifest the throne's compassionate regard for human life." This passage marks the Qing dynasty's own account of how autumn and court review began. The practice was gradually extended thereafter, and the procedures grew ever more elaborate. The original categories were deserving execution, deferred decision, meriting compassion, and doubtful—but doubtful cases were seldom encountered. After the Yongzheng reign, retention for family support and sacrificial duties was added, making five categories in all. Cutoff dates varied by province: Yunnan, Guizhou, Sichuan, Guangdong, and Guangxi used the year-end seal date; Fujian, the thirtieth day of the first month; Fengtian, Jilin, Heilongjiang, Shaanxi, Gansu, Hubei, Hunan, Zhejiang, Jiangxi, Anhui, and Jiangsu, the tenth day of the first month; Henan, Shandong, and Shanxi, the tenth day of the third month; and Zhili, the thirtieth day of the third month. Even so, especially grave cases could still be declared for rushed inclusion in the autumn review after the regular deadline. From the start of each year the ministry's bureaus compiled registers of cases approved from the provinces before the cutoff and assigned them to clerks for detailed review. The first reader marked revisions in blue, the second in purple; cases then rotated to the autumn-review resident officer and the Code and Statutes Office compiler, who annotated in black, attached labels, and weighed each point before the chiefs reviewed the file. Court review covered cases the Ministry of Justice had already proposed after inquiry, and the ministry itself classified them as deserving execution or deferred. For autumn review each governor or governor-general, when investigation was due, had the prisoners brought to the provincial capital, convened the provincial judicial and circuit officials for joint review, and memorialized with a proposed classification. The ministry waited until mid-fifth month, when the last provincial reports had arrived, then singled out cases in which the provincial finding disagreed with the ministry's proposal into a separate register. Deliberation began at bureau level under the compiler and resident officer. It then moved to deliberation by the six chief ministers, with the bureau officers participating. When deliberation was complete, the ministry printed casebooks containing the original files and the findings of the judicial offices and provincial authorities, distributed one copy each to the Nine Ministers, Household Officials of the Heir Apparent, and censors, and scheduled a joint review west of the Jinshui Bridge during the eighth month. Court review came first: the Three Judicial Offices, Nine Ministers, Household Officials, and censors took their seats while the ministry brought capital prisoners before the hall, had clerks read aloud the charges and proposed classifications, and returned them to detention when finished. Autumn review followed the next day. If the casebooks aroused no objection, the participants jointly memorialized the original proposals in turn; where there was disagreement, they negotiated by signed memoranda beforehand. If neither side would yield, the dissenting party memorialized the throne, and the Ministry of Justice usually replied with a memorial for the emperor's decision. If the challenge struck at the original trial, the case was struck from the list and sent back for reinvestigation. For more than two centuries the Ministry of Justice has conducted autumn and court review with painstaking thoroughness, and chiefs routinely used a clerk's performance on these cases to judge his ability. Human life is paramount—the dead cannot be restored—and the greatest caution was exercised precisely over the categories of deserving execution and deferred decision. Before the Qianlong reign each bureau classified cases as it saw fit, with little consistency. In his thirty-second year the emperor promulgated forty comparative guidelines, distributed them to each bureau and to every province, and made them the standard for classification. In his forty-ninth year the guidelines were expanded and revised again. Later Vice Minister Ruan Kuisheng compiled the Brief Record of Autumn Verdicts, bringing the rules to rough completeness. Officials throughout the empire who handled autumn review relied on it and cited precedents from past years, so dissenters at the autumn and court review conferences seldom carried the day.
6
滿 殿 西
After the autumn-review memorial was approved, prisoners classified as deferred might receive further reductions: the ministry memorialized that playful, mistaken, or unauthorized killers be reduced to one hundred blows and exile three thousand li; habitual thieves reaching fifty taels or more, to military exile in the miasma frontiers of Yunnan, Guizhou, and the two Guangs; all others remained in custody until reviewed after three autumn sessions. Occasionally a prisoner first classified as deferred was later reclassified as deserving execution—a prerogative exercised by the throne itself, not a routine procedure. Those classified as meriting compassion might have exile or penal servitude reduced. Those retained to support parents and maintain ancestral sacrifices were cangued for two months, given forty blows of the paddle, and released. In brawl-killing cases twenty taels of silver were levied for the victim's family's support. Deserving execution fell into three broad types: mourning-regulation cases, official offenders, and ordinary offenders. Once the memorial was approved, the Grand Secretariat ordered the Directorate of Astronomy to set execution dates in stages. On each execution day the ministry presented the yellow register on schedule. On the appointed day the emperor appeared in plain dress, attended by Grand Secretaries and the Three Judicial Offices, took up the vermilion brush, or delegated to the Grand Secretaries to mark executions on the list. The mourning-regulation register mostly covered cases of killing or wounding senior relatives within the mourning circle; because the original sentence had been commuted to imprisonment awaiting review, execution was usually withheld; after two classifications as deserving execution, the Grand Secretaries and Ministry of Justice jointly memorialized to change the sentence to deferred. For official offenders in grave cases the ministry argued strictly for execution, allowing no reprieve; lighter cases were uniformly spared execution, and after ten appearances reclassified as deferred. Ordinary offenders classified as deserving execution had, in principle, no escape from the penalty; yet if even a slender thread of excuse remained, the ministry attached a label pleading for mercy, and execution was usually withheld; after ten appearances the sentence might be changed to deferred as well. Formerly, execution of capital prisoners required three re-memorials from the Ministry of Justice censorate; from Qianlong 14 two of these were dropped, leaving a single re-memorial five days before the execution date. On the execution day the original memorial was presented again for the emperor's review; once the rescript issued, one supervising secretary from the Ministry of Justice censorate and one vice minister customarily supervised at the West Market. Official offenders, whether marked for execution or not, were bound and taken to the execution ground to await the final decision. In the provinces each bureau sealed the execution list with the public notice and sent it through the Ministry of War by courier; the sentence was carried out on the day the dispatch arrived. If a celebration occurred or the state faced extraordinary circumstances, an edict suspended executions.
7
殿 沿
In Shunzhi 13 the throne instructed the Ministry of Justice: "Court review and autumn execution are grave matters of criminal justice. I must read each casebook through from start to finish, ensure the facts fit the charge, and see that the condemned die without injustice. The execution season is upon us, court review has only just ended, and the casebooks are too many for me to have reviewed them all in detail. To put them to death at once—I cannot bear it. Suspend autumn executions for this year, to show my utmost regard for human life." Thereafter every reign handled autumn verdicts with scrupulous care. In Kangxi 22 the Sage Ancestor held court in the Hall of Diligent Government, summoned Grand Secretaries and academicians, and classified capital prisoners for autumn review. He read every case himself, examining each again and again; only those beyond all excuse were marked deserving execution. He said: "Human life is a grave matter, which is why I have called you to deliberate together. Where circumstances permit mercy, open a path to life." In Yongzheng 11 the Shizong held court in the Bright Hall of Enlightenment, reviewed autumn-review casebooks, and told the Ministry of Justice: "The casebooks your officials have submitted have all been carefully weighed and classified as deserving execution. But if even a thread of life remains possible, you must say so in memorial. Fixing deserving execution earlier was enforcing the law; at the moment of execution you must weigh the human circumstances again—you must not stay silent because an earlier memorial is hard to change." The Gaozong paid special attention to criminal matters and often reprimanded officials on the autumn-review registers. In Qianlong 31 the Hunan official offender Rao Qian was marked for execution for shielding his own misconduct. When he reviewed the Zhejiang casebook, he found Prefect Gao Xiangzhen had likewise shielded himself during trial, though the original memorial had proposed only service at a military post. He urgently ordered the Hunan governor to suspend Rao Qian's execution, told the ministry to establish that the two cases differed in circumstance, and only then issued clear instructions on punishment. Such was the care the throne took with capital verdicts. The Renzong was likewise well versed in law. In Jiaqing 7, at the autumn-review conference, Censor Guangxing asked that Yao Dehui of Guangdong—a brawl killer proposed for deferral—be reclassified as deserving execution, citing the Qianlong 18 instruction that "one life must have one compensation." The Renzong replied: "One life for one compensation referred to armed brawls and the like. In ordinary brawls each side kills and dies; reason and feeling must be weighed to distinguish deserving execution from deferral. If we rigidly applied 'one life must have one compensation' to every killing, every autumn-review prisoner would be marked deserving execution and the category of deferred decision would become pointless." Would that make any sense?" He ordered the original classification of deferral to stand." His parsing of the law was exceptionally clear and fair. The Xuanzong and Wenzong followed precedent, with little worth recording. Under the Muzong and Dezong, during two regencies, whenever execution dates arrived one Grand Secretary carried the list into the Grand Secretariat to act for the throne; this later became fixed practice.
8
The earlier autumn-review regulations were revised and promulgated by the Law Codification Office after capital punishments were progressively reduced in late Guangxu.
9
滿
The summer-review system was continued from early Shunzhi. In Kangxi 10 it was fixed that from ten days after Lesser Fullness until the day before Beginning of Autumn, all except true capital crimes and military exile or banishment might receive appropriate reduction. In the forty-third year the ministry was ordered to stop. It was revived in early Yongzheng. After Qianlong only rod and stick punishments were exempted, applied at eight-tenths of the statutory penalty with gradual release from the cangue; other punishments were unaffected. It applied only in the capital; in the provinces rod and stick cases were locally adjudicated without oversight—empty form. No dynasty had winter review, but military exiles, banished persons, and deportees were not dispatched in deep winter. Prisoners not yet dispatched were not sent from the tenth month through the first month, nor in the sixth month. Those already en route might be halted from the first day of the eleventh month. If the destination was near, or if prisoners were bound for southeastern provinces and circumstances favored proceeding, they were dispatched as usual.
10
Trials were also suspended on the first, sixth, and tenth months; the seven New Year festival days; three Lantern festival days; Dragon Boat, Mid-Autumn, and Double Ninth; seven imperial birthday days; altar sacrifices and fasts; mourning anniversaries in plain dress; seal days; the eighth day of the fourth month; and the first and second of each month. Yet criminal offices throughout the empire did not always observe these days in full. During the agricultural busy season, from the first day of the fourth month through the thirtieth of the seventh, household, marriage, and land disputes were not accepted; criminal cases were excepted. Executions were also suspended in the first and sixth months and the ten days before the winter solstice and five days before the summer solstice—for immediate executions and autumn or court review prisoners alike.
11
輿 使
Trial levels in the provinces began with the seal-holding county or prefecture official as first instance. Appeals went to prefecture, circuit, provincial judge, or governor's office; skipping levels brought beating with the rod. Those who brought suppressed grievances to the Censorate, Office of Transmission, or Metropolitan Infantry Command were called capital appeals. The Petition Drum was first established at the Censorate in early Shunzhi. In the thirteenth year it was moved outside the Right Chang'an Gate. One censor served on rotation each day. It was later moved into the Office of Transmission with a separate drum hall. Striking the drum in the hall, or presenting grievances when the imperial procession left the suburbs, was called knocking at the gate. Earlier practices—rushing the Meridian Gate, Chang'an Gate, or the Hall to kneel and complain, or striking the stone lions at Chang'an Gate or the Front Gate—were strictly forbidden and finally suppressed. Even charging the imperial guard of honor when meeting the carriage was punished with military exile. Capital appeals and gate-knocking cases were sent back to the provincial authorities or memorialized to the ministry for escorted interrogation. Grave cases, matters involving provincial high officials, or cases impeached by censors or governors often drew an imperial order for a minister to preside. Sent-back and rejected cases were assigned to the governor or governor-general to interrogate personally with provincial officials, not to the original trial officer—these were called imperial-department cases. Civil and military officials who committed crimes were impeached and dismissed. From circuit intendant and deputy commander upward, a circuit intendant was appointed to try the case. From subprefect and battalion commander downward, a prefect was appointed. Touring censors were still regularly established in early Shunzhi. In the fourth year, following Court of Revision chief Wang Yongji's memorial, officials were sent to the provinces for compassionate review, but the practice was soon abandoned. Provincial criminal matters were then consolidated under the provincial judicial commissioner, with governors giving final approval. In the capital, rod, stick, and non-criminal suits in the inner city fell to the Metropolitan Infantry Command; in the outer city to the Five-City patrol censors; penal servitude and above went to the ministry; grave cases were memorialized. Exceptionally grave cases might be assigned to princes, ministers, Grand Secretaries, or the Nine Ministers for joint interrogation. From Shunzhi through Qianlong there were cases of personal interrogation before the throne. The Code's Eight Privileges required a sealed memorial before interrogation; unauthorized execution was forbidden. Capital officials great and small were treated the same way.
12
滿 滿稿
Imperial clansmen were tried jointly by the Imperial Clan Court and the Ministry of Justice. Aisin Gioro were tried with the ministry joining the Imperial Clan Court. Rod, stick, and cangue offenses were reduced and punished by beating according to regulation; penal servitude was served in Imperial Clan Court detention; military exile, banishment, and lockup followed Banner cangue schedules and ended on the appointed day. Repeat military exiles and banished persons were confined in guarded compounds at Shengjing, Jilin, Heilongjiang, and elsewhere; capital cases required a yellow register from the Imperial Clan Court. Eunuchs guilty of light offenses were tried by the Internal Affairs Office's Cautious Punishment Bureau; penal servitude and above went to the ministry. Banner land disputes belonged to the Ministry of Revenue's Current Review section; criminal matters to the Ministry of Justice. Early Qing had joint trial by banner commanders and high-wall detention; both were abolished by Qianlong. Provinces with Banner garrisons had quota posts of administrative subprefect for Banner affairs. Banner lawsuits were tried jointly by the subprefect and local civil officials. The Rehe commander's yamen had a special Judicial Bureau with ministry officers on three-year terms. In Tongzhi 3, because Jilin had excessive litigation, a criminal bureau was established on the Rehe model with paired Manchu and Han directors, vice directors, and secretaries from the ministry under the general. When Jilin became a province the bureau was abolished; Rehe remained unchanged.
13
沿
Mongol criminal matters were tried by inner and outer league princes, taiji, tabunang, and assistant taiji. In Kangxi 37 inland officials were once sent to instruct Mongol princes in robbery cases, but the practice was not kept up. Border cases involving civilians were tried with local officials; capital crimes were reported through league chiefs to the Court of Colonial Affairs and the Three Judicial Offices. Capital cases in the capital, after ministry trial, likewise involved the Court of Colonial Affairs and judicial offices. The Shengjing Ministry of Justice handled Shengjing Banner people and frontier Mongols. Autumn review there joined four department vice ministers and the Fengtian prefect to classify cases—a special system.
14
Forensic examination followed Song Ci's Washing Away of Wrongs; the ministry's corpse-examination charts were promulgated to every province. When homicide was reported, the seal-holding official immediately took clerks and coroners to examine the body in person. The coroner reported wound locations by inch, weapons used, and dimensions of each wound on the corpse chart. If the victim's kin disputed the wounds, re-examination was permitted, but a third examination was forbidden except by rule. In hanging, drowning, or master-killed cases, exemption from examination was permitted if the kin requested it. Inner-city homicides of registered Banner people and cases at Xiangshan and other camps were examined by the ministry's monthly duty officer. Street and outer-city homicides, Banner or civilian, were examined by the Five Cities military patrol. False examination was itself punishable.
15
Interrogation with the stick was limited to thirty blows per day. Summer review permitted slapping the mouth and kneeling in chains; robbery and homicide might use the leg-press; women received finger-press torture—not more than twice in all. All other non-statutory tortures were forbidden. Conviction required a submitted confession; though the Code says clear collective proof equals conviction, this was not lightly applied except for accomplices with fugitives or crimes below military exile.
16
滿滿
Trial limits: ordinary homicide in the provinces, six months; robbery, grave homicide, imperial-department cases, and miscellaneous grave-robbing and robbery cases, four months. Under the six-month limit: county to prefecture in three months, prefecture to judge in one, judge to governor in one, governor to memorial in one. Under the four-month limit: county to prefecture in two months, prefecture to judge in twenty days, judge to governor in twenty days, governor to memorial in twenty days. If the principal offender or key witnesses were still at large, or a prisoner was ill in custody, the deadline might be extended or suspended. When prisoners were summoned across jurisdictions or inquiries dispatched, the clock started when the person or report arrived. If a case was not concluded when the limit expired, the governor reported to the ministry and a further two to four months was allowed, with the same tiered schedule. Further delay brought impeachment under the regulations. Cases handled by the provincial judicial commissioner had to be concluded within one month. County and prefecture self-adjudicated cases had a twenty-day limit. Cases assigned by superiors had to be tried and reported within one month. Ministry current review: rod and stick, ten days; deportation, military exile, banishment, and penal servitude, twenty days; homicides and robberies requiring the Three Offices, thirty days. Each month a report stated whether any limit had been exceeded. Illness or pending inquiries also permitted suspension or extension under the rules. Expedited deliberation and memorial required reply within five days. Capital joint review: from arrival of the censorate copy, seventy days for immediate execution, eighty for prisoners held awaiting. Joint reply memorials: eight days each for Court and Censorate. Cases converted from routine report to memorial received ten extra days. Manchu documents requiring Chinese translation added ten or twenty days; overrun brought impeachment. Robbers not captured within a month brought rod punishment for constables and salary fines for officials. The civil and military ministries' discipline regulations also distinguished negligent defense and degrees of impeachment. Escaped homicide suspects also triggered impeachment schedules for initial and relay pursuit. Yet though the rules were strict, those skilled at evasion carried on unchanged.
17
沿
Prisoner escort took three forms. First: escort for trial upon conviction. Penal-servitude cases went to the prefecture; military exile, banishment, deportation, and capital crimes ascended through the province level by level, then the governor memorialized. Second: escort for autumn-review investigation. Non-immediate capital sentences returned to county detention, then at autumn review were escorted to the provincial judge. Official offenders were confined in the provincial prison from conviction onward. Ordinary deferred prisoners were not escorted again after their second autumn review. Remote border districts sometimes used the circuit intendant for autumn investigation—not the general rule. Third: escort to place of punishment. Penal servitude went to another county; military exiles required prior notice to the receiving province, which fixed the destination by route tables and local capacity. Deportees were escorted to their regulated place of resettlement. The home county supplied contract escorts—the "long escort." Each county along the route supplied soldiers—the "short escort." Fetters and chains were fitted according to the severity of the sentence. Lost prisoners en route were investigated for bribery or negligence and punished accordingly. Cross-jurisdiction summons and delivery to local supervision followed similar rules. Capital penal-servitude offenders were assigned to Shuntian prefecture. Exiles were assigned by the ministry, which ordered Shuntian to dispatch them. Five Armies cases went through the Ministry of War; outer deportees likewise. In sum, litigation from first hearing to final disposition followed fixed procedures at every stage.
18
使
In Guangxu 32 the Ministry of Justice became the Ministry of Law, centralizing judicial administration. The Court of Revision became the Supreme Court with a General Procuratorate for adjudication. The ministry no longer tried cases; provincial criminal matters went to the Supreme Court without the Censorate, abolishing the Three Offices. Routine memorials became folded submissions; the Grand Secretariat had little left to do. Autumn and court review fell to the Ministry of Law; deferrals were noted in the case file, ending Nine Ministers and censor joint review. High and local courts of trial and prosecution were established; the provincial judge became procuratorial commissioner. In Guangxu 32 the ministry memorialized trial regulations for each court level. Xuantong 2 brought the Court Organization Law: primary to local to high to Supreme Court—four levels, three trials. Former trial levels, deadlines, and escort rules applied to counties, not to the new courts. Trials were divided into civil and criminal. The civil code remained unfinished; courts relied on old household, land, debt, and marriage statutes—incomplete law. Courts had annual terms, deliberative judgments, prosecutorial attendance, and prosecutorial autopsy—unknown at the county level. Criminal procedure had become a hybrid system.
19
西 仿 使 使
Reform was also driven by the hope of modeling Western powers to recover consular jurisdiction. Consular jurisdiction began in Xianfeng-era commercial treaties: Sino-foreign suits went to the defendant's national court under that nation's law—the Shanghai Mixed Court being the model. Later treaty powers cited most-favored-nation clauses and followed suit. Tongzhi 8 fixed Yangjingbang regulations: one subprefect joined foreign consuls in mixed suits. Whether foreigners were punished—the Chinese judge did not inquire. Chinese offenders in debts, brawls, and petty theft below rod and stick might be punished by the court. Consuls later expanded powers; the mixed court sometimes imposed years of imprisonment directly. Foreigners escaped Chinese law while Chinese were judged by foreign courts. Late-Qing scholars versed in international law blamed treaty negotiators for ignorance that cost China its jurisdiction. After the Boxer treaties China demanded abolition; foreign ministers cited imperfect Chinese law and refused. Under pressure they promised eventual abolition if China's trials were reformed. This was written into treaties as a formal pledge. Hence Guangxu 28 established the Law Codification Office to harmonize Chinese and foreign law. The aim was also to improve law so foreign powers would accept Chinese jurisdiction. Diplomacy follows national strength; lost rights cannot be recovered by argument alone. Reform talk continued until the state was wounded, yet little was gained—was the legal system alone to blame? Some reforms improved matters without finishing the job—prisons among them. Some touched the polity itself and went unchanged—amnesty.
20
漿 調
Prisons and penal law interact; formerly there was no distinction between convicted and unconvicted detainees. Most prisoners were still awaiting trial. After conviction, rod and stick ended quickly; penal servitude and exile were dispatched at once; only capital prisoners awaiting review stayed long. County prisons were run by clerks under the magistrate; provincial prisons by the judicial commissioner's staff. Prisons had inner wards for capital prisoners, outer wards for lesser sentences, and separate women's quarters. Penal servitude and above were locked; rod and stick offenders were loosely held. Prisoners received one sheng of rice daily and one padded garment in winter. Fetters were washed, bedding provided, cool drink in summer, warm beds in winter, medicine when ill. Outer-province prisons were cramped; regulations allowed bail for light crimes and witnesses. Yet magistrates feared delay and used guard houses and escort lodges; clerks extorted under countless pretexts. Repeated memorials could not end the abuses. The ministry's North and South prisons had eight wardens and two chief jailers on rotation. Monthly censorial inspection applied; deaths in custody were also examined. Year-end ministry memorials made capital prevention relatively thorough. After Guangxu 32 trials went to the Supreme Court, which set detention centers; the ministry's cells emptied. A convicted prison outside the city held laboring prisoners; provinces built new prisons modeled on Japan. Cells and workshops followed fixed standards. The Law Codification Office studied Japanese prisons and opened a prison school. New law was not yet complete and provinces lacked funds to build everywhere.
21
使
Amnesty distinguished general amnesty from grace edicts. Accessions, spirit elevations, empress investitures, imperial birthdays above fifty, empress dowager birthdays above sixty, and military victories customarily brought general amnesty. Edicts listed capital exceptions—treason, parricide, sedition, witchcraft, robbery, the ten abominations, military crimes, fugitive concealment, embezzlement—then pardoned the rest, discovered or not, concluded or not. Ordinary birthdays and celebrations received grace by edict only. General amnesty freed all below capital crime; grace edicts reduced sentences by degree. The ministry then checked cases into permitted and denied lists—amnesty articles. Grace edicts produced reduction articles for permitted and denied reductions. A Reduction Bureau specialized in verification. Touring amnesty covered one region; disasters and prison clearances followed the edict's terms. Under Ming law, assigned penal servitude and exile were not amnestied. From Kangxi 9 assigned penal-servitude offenders might be amnestied. Qianlong 2 allowed military exiles after three years of quiet conduct to return home if approved. Not until Jiaqing 25 were prisoners who had reached their place of assignment but served less than three years included in general review—a precedent widely regarded as excessive. Someone of old remarked: "Amnesty is the fortune of the petty man and the misfortune of the gentleman." The point was simply that amnesty must not be abused. Yet on extraordinary occasions, when a broad pardon allowed offenders to wash away their stains and begin anew, that too was not without its place in humane government. Throughout the Qing, amnesties were frequent, but the articles were strict enough that abuse was seldom a concern. Celebration and grace were among the great prerogatives by which a ruler governed the realm—not matters undertaken lightly. Thus even in Guangxu 34, when Xuantong ascended the throne, a great amnesty was still proclaimed according to precedent.
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