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卷156 志一百三十一 邦交四 美利坚

Volume 156 Treatises 131: Foreign Relations 4, United States

Chapter 156 of 清史稿 · Draft History of Qing
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1
貿 巿 巿 使 貿
The United States lies in the Americas. When Americans first came to China, their merchant vessels regularly called at eastern Guangdong. During the Opium War, the court ordered a halt to trade with Britain; the Americans asked on Britain's behalf that cargo ships be allowed into port, but the request was refused. In the twenty-second year of the Daoguang reign, peace was concluded with Britain and mutual trade at Ningbo was authorized. An American merchant ship sailed from Dinghai to Ningbo and asked to pay duties and open trade; Zhejiang governor Liu Yunke memorialized the court. The court ruled that American trade had always been confined to eastern Guangdong and denied the request. Soon afterward they again asked for more treaty ports; General Yilibu reported this, permission was granted, and they were instructed to negotiate tariff schedules together with Britain. The following March an American merchant ship reached Shanghai seeking to trade, but was turned away because the tariff schedule had not yet been settled. Once they learned that Britain's commercial regulations had been settled, they again asked to open trade on the British precedent; They also complained that duties on imported ginseng and lead were too high and asked for relief, proposing a rate of five taels per hundred jin. Jiangsu governor Qiying and others, noting that annual imports of ginseng and lead were modest, agreed to adjust the rates accordingly. The American merchant Forbes again requested an imperial audience, but permission was refused. In the tenth month, Forbes suddenly announced that Minister Caleb Cushing had arrived in Guangdong, again seeking an audience and presenting a letter of credence, intending to negotiate a treaty with China, and claiming that warships from Maryland were bound for Tianjin. They were ordered to turn back, but took no notice. In the fourth month of the twenty-fourth year, American warships entered the Huangpu River; when barred, they replied that they had come only to keep merchants in order and guard against pirates, and had no other purpose. They also faulted China for its reception of them and pressed ten demands with great insistence. Qiying and others repeatedly argued the points back and forth with them. Terms were then agreed: if a merchant ship had already paid its duties but, because goods had not all been sold, sailed to another port to resell them, no second levy would be charged; If a merchant ship entered port and wished to leave again without opening cargo, it was allowed two days to depart without paying duties; If a ship had entered port, paid duties in full, and wished to carry unloaded cargo to another port for sale, it was exempt from paying duties again; They were also allowed to lease land at treaty ports to build churches and cemeteries; They were also permitted to hire Chinese scholars to teach local languages, help with correspondence, and purchase Chinese books of every kind. A further clause provided that merchants who traded privately outside the five ports, smuggled or evaded duties, or carried opium and contraband would be dealt with and punished by Chinese officials as they saw fit. The agreement was then concluded. Soon afterward the letter of credence was presented; Qiying asked that an edict of commendation be issued, and the request was granted.
2
使 使 使 貿
In the twenty-sixth year an edict declared that trade and preaching were allowed only at the five treaty ports and must not be extended elsewhere. This was prompted by Americans preaching at Dinghai, which the treaty did not allow. In the eleventh month the American envoy Ward came to Guangdong to present his credentials; he first wished to appear at court in person, but Qiying and others cited the treaty against him, and he gave up the attempt. In the seventh month the American minister Humphrey Marshall came to Guangdong to assume charge of his country's legation, bearing a letter of credence, and again sought to go to Beijing to present it. China stood by the existing treaty and refused. While the Taiping rebellion was still unsettled, American warships suddenly appeared at Shanghai, announcing that they would go to Zhenjiang and elsewhere to inspect rebel activity and also regulate port commerce; if the provincial authorities refused to meet them, they would prepare a memorial and take it to Tianjin for presentation. Jiangsu governor Xu Naizhao memorialized the court. Marshall was ordered to proceed to Guangdong and await disposition by the Imperial Commissioner. At the same time American warships also entered Ryukyu; the Ryukyuan crown prince notified Min-Zhe governor-general Wang Yide, who reported the matter to the court. Guangdong governor Ye Mingchen was ordered to explain the situation to them and have the warships withdrawn. In the sixth month of the fourth year the American Reed arrived at Shanghai, asking to trade along the Yangzi and requesting that the court be memorialized on his behalf. Jiangsu governor Yi Liang ordered him back to Guangdong to await Ye Mingchen's disposition. Reed returned to Guangdong, but Ye Mingchen refused to receive him; he then went back to Shanghai and, together with the British and French, called on Jiangsu governor Jierhang'a, asking to go to Tianjin to revise the treaties. Jierhang'a turned them down and would not hear them. Before long the ships reached Tianjin, and Changlu salt commissioner Wen Qian and others were again ordered to block them. They again pleaded for an audience in the capital, submitted a memorial listing eleven demands, and each point was rejected. Only mixed Chinese-foreign lawsuits, exemption of accumulated arrears, and an additional two-cash levy per picul on Guangdong tea were allowed to be negotiated. Reed and his party then left.
3
使 使 調 使使 使 使
In the sixth year the American Parker came to Guangdong to request treaty revision. At the time the Briton Bowring and the Frenchman de Lagrene also arrived seeking treaty revision and went with Parker to Tianjin. The court ordered Ye Mingchen to obstruct them. They soon sailed to Fujian to present credentials, demanding permanent legations in Beijing and that China send a minister to reside in Washington. The court ordered Min-Zhe governor-general Wang Yide to summon them back to Guangdong and rebut them in strong terms; Parker took no notice. In the eighth month he arrived at Shanghai by steamer with Commodore Tattnall, declaring that by his sovereign's order he must proceed to Beijing for an audience; repeated orders to desist were ignored. That year unpaid customs at Shanghai owed by Americans were remitted, because disturbances from the Guangdong rebels had caused American merchants losses. In the tenth month of the seventh year the United States sent the new minister Reed to Guangdong to replace Parker; meanwhile the British had captured Ye Mingchen and occupied the provincial capital; Americans came to Shanghai and delivered a note to Grand Secretary Yu Cheng offering to mediate peace. Yu Cheng replied that Huang Zonghan had already been sent to Guangdong to handle foreign affairs and that they should proceed there at once for discussions. In the second month of the eighth year the Americans followed Britain and France in sending warships to Tianjin; Zhili governor-general Tan Tingxiang and others were ordered to receive them. The American minister and the Russian minister Ignatyev met Tan Tingxiang together, seeking to revise the old treaty; permission was refused. In the fifth month Grand Secretary Guiliang and Minister of Personnel Huashana were appointed Imperial Commissioners to negotiate a treaty with the American minister Reed. Earlier American demands had included additional treaty ports, protection of converts, lighthouses, coinage, indemnities, safeguards against harassment, navigation on the Yangzi and the Pearl and their tributaries, correspondence with the Grand Council, legations in Beijing, tonnage dues, extraterritorial jurisdiction, and most-favored-nation treatment; none of these had yet been implemented. Now they pressed for them again.
4
使 西使 貿 使 西 貿仿使
In the tenth month the commercial tariff was settled; Guiliang wrote to the American, British, and French ministers on post-treaty trade affairs and laid out at length the abuses of the consular system. Reed replied in substance: "Under the Tianjin treaty and the most-favored-nation clause, American merchants entering the interior should be treated like the British and French in all matters such as passports. Once the treaty is ratified by the President and Congress, clear laws will be issued to consuls forbidding travel without passports or improper demands for them, so that our nationals do not violate Chinese law. As for regulating relations with treaty and non-treaty powers alike, I have long held that this should be handled flexibly; I now ask to set forth briefly what China can do. By Western practice, a consul sent abroad may not take up his post unless the receiving state formally recognizes and receives him. Whenever someone claims to be a consul but the Chinese government or local officials refuse formal recognition, he has no authority to act; China may therefore decline such acting consuls, and may inform those already received that no further dealings will be held. If an American also serves as consul for a non-treaty power and uses that title as a shield for private gain, local officials may refuse to deal with him; when trouble arises, he should be referred to the American consul, who should handle it at once. Occasionally an American acting consul asks local officials to help merchants from non-treaty countries; where officials oblige out of courtesy, they may explain that this is not a duty but merely a favor. If such self-styled consuls deal with customs on ship dues, local officials may refuse on the ground that only treaty provisions apply. If they persist in violating regulations, Chinese local officials should restrain them by force. At Tianjin I had already notified Grand Secretary Gui and Minister Hua that China must purchase foreign warships and steamers; this very need shows that my advice was sound. Consuls must not interfere in trade; under current American law, anyone who meddles in commerce may not be appointed consul. Disputes between consuls and local officials had often led to friction; I deeply deplored this and have already taken steps to put all such matters right. If such cases recur, please notify me and they will be corrected. When a consul is in the wrong, local officials should state the facts plainly, rebuke him directly, and refuse to deal with him; that is the best course. The United States has never had a consul-general in China, and consuls are not issued flags or insignia. I have again strictly instructed consuls that this must not occur in future. The foregoing is submitted in direct reply to your inquiry. I must also offer this view: China should establish a national flag and require all Chinese public and private vessels to fly it. Under American law every national vessel must fly its national flag, and the same is true throughout the West. Chinese commerce is now so extensive, yet there is no flag to protect it; why not follow other nations' example, distinguish merchant ships from pirates, and spare merchants the need to borrow or counterfeit foreign flags?" Guiliang reported this to the throne. Thereafter, when China built steamers, bought warships, and adopted the dragon flag, it largely followed his advice.
5
使 使巿 巿
In the fifth month of the ninth year the American minister Ward followed the Shanghai agreement, presented his credentials at Beitang instead, and received an edict of commendation. In the seventh month the treaty was exchanged, and captives who had earlier sided with the British, including Jiangshipo, were returned. The American minister returned to Shanghai and asked to pay tonnage dues under the new regulations and to open trade first at Chaozhou and Taiwan. Imperial Commissioner and Jiangnan governor-general He Guiqing cited the note earlier given by Grand Secretary Guiliang, stating that trade at each port would follow the new regulations only after the British and French treaties were settled; the Americans were dissatisfied. They then agreed to open Chaozhou and Taiwan first and to collect tonnage dues under the new rules, deferring the rest. In the tenth year American vessels sailed north with the Anglo-French allied fleet. That year the American credentials and the original treaty and tariff were lost; Jiangsu governor Xue Huan was ordered to explain the situation and, following the Russian precedent, to rely on the published text; the Americans consented.
6
巿 西 巿
In the fourth month of the eleventh year trade at Hankou was opened. Soon afterward the Jiujiang treaty port was established. Earlier, in the third month, American naval commander Stribling reached Jiujiang by steamer and soon left. At this point American merchants selected a site and surveyed thirty mu of vacant land at the Pipa Pavilion west of Jiujiang; because the ground was low-lying they began building, but residents obstructed them for lack of compensation. Consul Bailey first went to the circuit intendant's office, which agreed to pay compensation on the British precedent. The Jiujiang customs supervisor argued that the site lay in a busy main-street district, unlike the remote Longkai River area with water access, and rejected the claim; Bailey withdrew. The supervisor then wrote to the consul-general at Hankou; only then was private purchase allowed, and the Americans increased their claim to fifty mu. This marked the beginning of the American establishment of the Jiujiang treaty port. In the seventh month the United States established a consulate at Hanyang and also acted as agent for Russian trade affairs at Hankou. This was also the beginning of an American consular presence in the Hankou region.
7
使使 使 使 西西使 西
In the tenth month of the sixth year the retired American minister Burlingame was appointed provisional minister for Chinese foreign affairs. As foreign ministers and consuls had been arriving in China in succession, Burlingame was specially appointed, with the Englishman Brown and the Frenchman de Margery as his aides, and assistant commissioners Zhigang and Sun Jiangu to accompany the mission. Because Burlingame had served longest as American minister and the Zongli Yamen had come to rely on him deeply in foreign affairs, he was chosen for the mission. Special provisions were agreed upon: every matter had to be submitted to the Zongli Yamen for review and approval or rejection, with trial implementation set for one year. Because Chinese and foreign ceremonial protocol differed, the presentation of state letters had to preserve China's national dignity. They also worried that because Burlingame was a Westerner, foreign governments might treat him by Western precedent; China therefore explained its own system so that other nations would understand and not suspect that China would fail to reciprocate in future. They repeatedly instructed Burlingame, and Burlingame then departed for the West.
8
軿 軿
That year, the American merchant ship Rover reached the Langxiao waters off Taiwan, was wrecked in a storm, and its crew were killed by aboriginal tribesmen. Earlier as well, the American merchant ship Rover had been driven by a storm to the southernmost islands of Taiwan and its people had likewise been killed. At this point, Le Roy, the American consul at Xiamen, wished to take a warship to Taiwan and remain stationed there. In the eighth month he reached Langxiao and joined Taiwan garrison commander Liu Mingdeng in investigating the case, but aboriginal tribesmen at Guizaijiao rallied seventeen communities in planned resistance. Liu Mingdeng summoned the tribal head Zhuo Qidu to reason with them and learned that fifty years earlier foreigners had massacred an entire community at Guizaijiao, leaving only two woodcutters alive, and that hatred and the desire for revenge had been handed down ever since. He therefore ordered the tribesmen to disperse and urged Le Roy not to press the matter further, so as to avoid renewing the feud. Le Roy agreed, and the matter was settled. Le Roy then asked to establish a fort at Elephant Trunk Mountain, but the request was denied.
9
使 使 使
In the second month of spring in the seventh year of the Tongzhi reign, the American minister reported that in the ninth month two years earlier two American merchant ships had run aground in Korea and been attacked, with four survivors still there, and asked China to notify Korea and arrange their rescue. The government asked Korea to investigate and decide the matter on its own. In the sixth month, the Americans sent warships into Korea, and King Gojong memorialized the court. China investigated and found no evidence that Americans were being detained, and wrote to the American minister asking him to explain the situation. The American minister said no more, and his warships weighed anchor and left.
10
貿貿 使 使
That month, Burlingame and his party reached the United States and presented the state letter, and also concluded a supplementary treaty with eight main articles: first, if the United States went to war with another country, it must not seize goods or abduct people on Chinese waters; second, apart from the original trade regulations, any new trade routes opened with American merchants would be decided solely by China; third, China would appoint consuls to reside at American treaty ports; fourth, because China and the United States followed different religions, neither country might in any way suppress the other; fifth, nationals of the two countries might travel freely in each other's territories, but neither side might use legal coercion to recruit them; sixth, nationals of the two countries residing in each other's territories would receive treatment equal to that accorded the most-favored nation; seventh, students traveling between the two countries would receive most-favored-nation treatment, and schools would be established in designated areas where foreigners resided; eighth, the United States declared that it had no right to interfere in China's internal affairs. At that time Zeng Guofan and others, mindful of the setbacks suffered in the treaties of the Daoguang and Xianfeng reigns, had specially recommended sending envoys to negotiate this treaty so as to assert public law in territorial waters, contest administrative authority in concessions, protect Chinese laborers abroad, and guard against foreign interference in internal affairs. In the ninth month, Browne, the American minister, came to China and presented his credentials, along with books and various kinds of grain, asking to exchange them for Chinese books and seed grain; the request was granted.
11
使使 使
In the third month of the ninth year of the Tongzhi reign, the United States appointed F.W.B. F. as minister to China to present his credentials, and the former minister Browne returned home. In the fourth month, China's envoy Burlingame died of illness in Russia; he was posthumously granted first-rank honors and awarded ten thousand taels in condolence payments.
12
使 使 使 使
In the first month of the tenth year of the Tongzhi reign, the United States sent a letter to Korea through China, stating that it intended to dispatch warships to negotiate affairs there. The Chinese government agreed, as an expedient measure, to relay the message. Korea soon replied that the letter from the American minister concerned only the earlier cases of American merchant ships in Korea: in one instance survivors had been rescued after a storm, in another a man had died and cargo had been lost; Korea regarded the contrast between one rescue and one harm as too great and asked that the matter be investigated. Korea denied the accusation that it had harmed American ships and refused the American request, and asked China to issue an edict instructing the American minister accordingly. The American minister refused, saying that an edict of instruction would treat him as if Korea were a tributary state. He then brought warships to Korea and coerced the kingdom. The Koreans resisted and fought back, and also appealed to China to intervene with the American minister and settle the dispute. In the twelfth month, the United States asked that Qiongzhou be opened as a treaty port by precedent.
13
使使 使 使
In the second month of spring in the eleventh year of the Tongzhi reign, permission was granted for the American consul to handle Swiss commercial affairs. Switzerland, also known as Suisses or Schwyz, had sent merchant ships to China but, as a small power without a treaty, had never been allowed a consul; it now asked the American consul to handle its commercial affairs. The American minister wrote calling the country Suicilan; the Zongli Yamen replied that Swiss affairs could only be assisted, not fully assumed, and that in trade and taxation Switzerland would remain subject to the rules for treatyless states, permitted to trade only at seaports, without equal access to inland ports, inland travel, branch offices, or labor recruitment. The American minister replied in a note correcting Suicilan to Switzerland. Although the American consul might assist with Swiss commercial affairs, he could not be styled consul of Switzerland. In the spring of the twelfth year of the Tongzhi reign, when Emperor Tongzhi took personal rule, the United States joined Britain, France, Russia, and Germany in requesting an audience. In the thirteenth year of the Tongzhi reign, F.W.B. F. returned home, and Denby was appointed minister plenipotentiary to China, presenting his credentials in person at the audience.
14
使使 便 使 使 使 貿 使 貿 使 使 貿 貿
In the seventh month of the sixth year of the Guangxu reign, the United States sent Minister Angell and treaty-revision commissioners Shuai Feide and Di Ruike to China to negotiate with Chinese officials; the Zongli Yamen memorialized the court. The memorial also stated: "In the supplementary treaty between China and the United States, the fifth article provides that 'nationals of the two countries may travel freely between them. Recently the local population in San Francisco had grown deeply resentful that Chinese were taking their jobs and could no longer tolerate them; the previous year Congress had debated restrictions on Chinese immigration, but the president had vetoed the measure on treaty grounds. When Congress reopened the issue the following year and again sought to impose harsh treatment on Chinese, Vice Minister Yung Wing protested to the State Department that the proposal violated the treaty, and the measure was halted. Chinese there had enjoyed protection, and they relied above all on the force of the supplementary treaty. The envoys now coming to China may intend to revise the supplementary treaty; officials should be appointed to negotiate with them." The memorial was submitted, and Bao Yun and Li Hongzao of the Zongli Yamen were appointed plenipotentiaries to negotiate the treaty with the American minister. Originally, the fifth article of the supplementary treaty referred only to nationals traveling, touring, trading, and residing in each other's countries, with no mention of "Chinese laborers." Angell and his party now submitted a draft revision stating that more than one hundred thousand Chinese laborers were spread across American ports, harming public order, and asking China to agree to regulation, restriction, and prohibition. The Zongli Yamen replied that outright prohibition would violate the existing treaty, but restrictions might be considered through negotiated regulations. Angell and his colleagues said that detailed regulations would have to be set by the American Congress, and that on this visit they sought only China's assent to let the United States impose limits on its own authority. The Zongli Yamen memorialized the court and agreed with Angell's party on four articles: missionaries, students, merchants, and travelers would remain free to come and go; Chinese already in the United States would continue to be protected; only new contract laborers would be subject to numerical and term limits, and they must not be mistreated. The agreement was signed and sealed, with exchange of ratifications by both emperors set for one year later. Soon afterward San Francisco imposed additional tonnage and cargo duties on steamships of the China Merchants Steam Navigation Company entering port. Chen Lanbin, China's minister to the United States, and his colleagues asked to raise the matter while American negotiators were in China. At the same time Angell wrote to the Zongli Yamen asking whether dues and taxes on American ships were equal to those on Chinese and other foreign vessels, and whether ships paying at native customs stations received the same treatment as those paying at treaty-port customs. He also sought to add articles on matters beneficial to trade between the two countries' merchants and to clarify procedures for consular observation in merchant disputes. The Zongli Yamen replied that trade matters could be negotiated at any time, and that consular observation was already provided for in the Chefoo Convention; the present clarification changed nothing in substance. An agreement was reached on these points as well, still subject to imperial ratification and exchange by both countries. It was sealed in the sixth month of the following year.
15
使 使稿稿 使
In the third month of the eighth year of the Guangxu reign, seeking to conclude a treaty and open trade with Korea, the United States sent Commodore Shufeldt by warship as plenipotentiary to negotiate. Korea sent Yu Yunzhi to Baoding to see Li Hongzhang and asked him to take charge of negotiations with the American minister. Shufeldt then produced his draft treaty, which made no mention of Korea as a tributary state of China. Li Hongzhang asked that the passage be revised, but Shufeldt refused. Acting minister He Tianjue, then in Beijing, negotiated with the Zongli Yamen, which agreed to add the term "tributary state" while still allowing Korea autonomy in internal governance and foreign relations.
16
使西西 仿 使使 西
In the ninth year of the Guangxu reign, Zheng Zaoru, China's minister to the United States, asked to establish a consulate in New York, noting: "The United States faces the Pacific to the west, with San Francisco as the principal port, and the Atlantic to the east, with New York as the principal port; both are essential way stations for travel between the two countries. A consulate had already been established in San Francisco. The number of Chinese in New York had been growing steadily, arousing local resentment. Moreover, because Cuba and New York were linked by sea routes, Chinese returning home from Cuba had to pass through New York, making it a vital transit point. He asked that a consulate be established there on the San Francisco model to protect Chinese nationals." The request was approved. That year the United States exchanged ratifications with Korea and posted a minister in Seoul; Korea sent an envoy to report the fact and still consulted China, but the Board of Rites merely noted it for the record. In the tenth year of the Guangxu reign, as China and France went to war over Vietnam, the China Merchants Steam Navigation Company temporarily transferred its ships to the American firm Russell & Co. for safekeeping under Western practice; once the crisis passed, they were recovered.
17
西 使 巿 巿巿 沿 使 使 使 調
In the spring of the twelfth year of the Guangxu reign, Chinese in San Francisco were attacked by white Americans; China demanded compensation, but the president refused. When the news reached Guangdong, the people were outraged and clamored to retaliate. Guangdong governor Zhang Zhidong, fearing unrest, admonished the local population while writing to the Zongli Yamen and China's minister in Washington to press for compensation and punishment; in a memorial he listed the complaints of Cantonese abroad—burnings, robberies, killings, and expulsions—including, in the twelfth month, the Yaolijia case, in which shops were burned, merchants driven out, and more than seventy thousand yuan stolen; on the twenty-fifth day of the seventh month of the tenth year, the Los Bingleng case, in which twenty-eight people including Liao Chensong were murdered, fifteen were wounded, and shops, houses, and property worth more than one hundred forty thousand yuan were destroyed; on the twenty-eighth day of the seventh month, the Seattle case, in which Mo Yueying and two others were murdered, a coal plant worth tens of thousands of yuan was burned, and all Chinese were soon driven out; on the eleventh day of the eighth month, the Daolu Fenkeng case, in which Li Junan and four others were murdered; on the twenty-eighth day of the ninth month, the Hanba case, in which burning and expulsion caused losses of tens of thousands of yuan; on the fourth day of the twelfth month, the Weishi case, in which Wu Houde and one other were murdered: all were innocent victims. Beyond these were countless other secret attacks and killings. Expulsions had already occurred at Zhuoji and Lijing, and towns including Xingdang, Tuoshi, Xilubu, Lingjin, Nijiashi, Sanshi, Bolun, Yunnai, Kanxia, Gulujie, and Livermore had scheduled votes on driving out Chinese residents. In greater San Francisco, Chinese lodging drew a petition listing ten hardships; laundries listed six unreasonable abuses; and merchants and workers across large and small ports together listed seven grievances. The ten hardships were these: in San Francisco lodging, each person was allowed only eight feet of space; anyone occupying less was hunted down and imprisoned in what were called "bare rooms." The hardship of the bare rooms was that anyone found living in quarters deemed too cramped was arrested wholesale. That was the first hardship. After arrest, belongings left in one's lodging were stolen with no hope of recovery. That was the second hardship. Those awaiting a scheduled return to China were arrested even in temporary lodgings. That was the third hardship. New arrivals without money were arrested even when staying in borrowed quarters. That was the fourth hardship. Fearing arrest, they walked at night and were beaten when they slept in the streets. That was the fifth hardship. Craftsmen released from jail could find no work to earn their keep. That was the sixth hardship. The jail cells were cramped, and disease spread all the more. The seventh hardship: prisoners were forced to pay bribes before they could buy their release. That was the eighth hardship. In custody their hair fell unkempt and their queues were forcibly cut in defiance of custom. That was the ninth hardship. Night patrols smashed windows and broke in over rooftops. That was the tenth hardship. The six unreasonable abuses concerned laundries: eight or nine hundred wooden laundry buildings, standing for decades, were suddenly ordered rebuilt in brick with iron doors under a pretext of fire safety—a rule neither mandated by Washington nor enforced anywhere else. That was the first abuse. Reconstruction cost labor and money, and workers had nowhere to live meanwhile. That was the second abuse. Brick-and-iron buildings brought steep rents, hurting both owners and tenants. That was the third abuse. Drying sheds were falsely blamed as fire hazards, though other districts had far more such structures. That was the fourth abuse. Hundreds of shops were raided and their owners fined at will. That was the fifth abuse. Why were Western-owned wooden buildings and drying sheds exempt from these rules? That was the sixth abuse. The seven grievances were these: the difficulty of holding onto one's livelihood; of resisting mob violence; of obtaining protection; of living in outlying towns; of living in major cities; of earning a living as a worker; and of earning a living as a merchant. The memorial also observed that across Gold Mountain's ports, Americans had at first welcomed Chinese workers for their industry and low pay, recruiting them for mining, roadbuilding, and other projects; American merchants had profited from Chinese labor by sums beyond counting. But the Ellis Party, jealous of Chinese control over mining, conspired to expel them, burning and looting to seize their wealth and forcing employers to fire Chinese workers and cut off their livelihoods. With Chinese laborers stripped of livelihood, Chinese merchants suffered losses as well. They could neither remain nor go home, and found no protection—the plight was truly desperate. If all one hundred thousand-plus Chinese residents were expelled to China, which coastal province could absorb them? The situation was pitiable and fraught with hidden dangers. And if ports across Southeast Asia followed America's example, the consequences are scarcely imaginable. Though the United States and China were not at odds, the trouble sprang from local Americans' greed for exclusive profit, and their treatment of Chinese workers inevitably drew a line between the races. Moreover, many American officials themselves belonged to the Ellis Party and imposed harsh policies—this was indeed so. He urged the throne to order the United States to punish the offenders promptly and thoroughly." Earlier, when fourteen Western buildings on Shamian were burned, the compensation paid had been enormous. At this point Minister to the United States Zheng Zaoru wired Zhang Zhidong, asking him to review the Shamian precedent. Zhang Zhidong replied that the San Francisco killings and looting were ten times graver; victims must be fully compensated and both property losses and lives pursued in justice, and he ordered Zheng to press the case. Earlier, the American minister Charles Denby had agreed by telegram to urge Washington to act swiftly. Zhang Yinhuan was then appointed minister to the United States, with Zheng Zaoru kept on to manage affairs jointly. The United States then sent troops against the rioters, killing one and wounding several; the president and Congress gradually debated protective measures, and only after prolonged negotiation agreed to pay compensation.
18
Negotiations produced a treaty on Chinese laborers in America with six articles: first, citing the abuse of Chinese workers, China agreed to renew the treaty by banning further Chinese labor immigration to the United States; second, Chinese workers already in America who had family or property there would still be allowed to travel back and forth; third, Chinese persons other than laborers were exempt from restriction and might transit American territory; fourth, apart from barring naturalization, the United States pledged full treaty protection for Chinese residents; fifth, the United States would fully indemnify every case of harm to Chinese workers; sixth, the treaty would run twenty years before renewal. After initial signing, Zhang Yinhuan was instructed to reopen negotiations. Zhang Yinhuan pressed three demands: first, to shorten the term; second, that workers who had returned to China before ratification but held family or property in America could obtain consular permits to go back; third, how to handle the American property of returnees worth less than one thousand yuan should also be settled. Talks dragged on without resolution.
19
西 使 使 便 稿
In April of the fourteenth year (1888), rioters destroyed American missionary Dr. Fulichun's clinic in Guiping, Guangxi; the consul demanded five thousand-plus yuan in compensation, which was refused. Cantonese, furious at the exclusion of Chinese workers, launched a boycott and blamed Zhang Yinhuan. The court then replaced him with Hanlin reader Cui Guoyin as minister to the United States, Japan, and Peru. In 1890 Cui Guoyin reached Washington; the U.S. Treasury suddenly imposed a new rule requiring Chinese in transit to post a two-hundred-yuan bond on entry, refunded on departure. The House of Representatives also debated requiring registration and identity papers for all Chinese residents. Cui Guoyin protested vigorously, and the regulation was soon withdrawn. An earlier San Francisco ordinance had confined Chinese residents to a limited district on the pretext that their quarters were unsanitary and bred disease; it was now repealed and the cases dismissed. As the treaty renewal deadline approached, Yang Ru was dispatched to Washington, and the Zongli Yamen charged him with negotiating changes to the new regulations. On reaching America, Yang Ru found the United States enforcing a new Chinese worker registration law and invoked the treaty to protest. The State Department agreed to ask Congress for a six-month extension and released detained workers, but refused to abandon registration. The law treated old and new workers differently: those already in America could remain, but new recruits were barred; Chinese workers repeatedly hired lawyers to challenge the statute in court. The State Department replied that Congress had enacted the law and it could not be voided; Chinese must still register. The Zongli Yamen wired Yang Ru that the crux was to renew the treaty before accepting registration. Yang Ru wrote the State Department and revised the 1888 draft by dropping the indemnity clause and substituting mutual extradition; the term was cut from twenty years to ten. The Yamen then wired that America insisted on registration first and proposed requiring Americans in China to register in retaliation; talks remained deadlocked. The State Department held that extradition was separate from Chinese exclusion and should be a standalone treaty, not part of the main agreement; It accepted the ten-year term and allowed China to register American artisans residing in China. Yang Ru insisted that American missionaries in China must register as well. They agreed that aside from laborers, the U.S. government would furnish China an annual census of other Americans residing in China from the date of ratification. A final agreement was reached, and Article Five explicitly included missionaries among Americans residing in China. In February 1894 the treaty was signed and sealed—the revised Chinese Exclusion and Protection Treaty. A separate extradition treaty was also signed.
20
使 使 使
After ratification Yang Ru turned to the welfare of Chinese in America and memorialized: "Chinese laborers first came to America during the Xianfeng reign. It was not until much later that restrictions on workers were imposed. Westerners cited three social evils among Chinese in America: opium, gambling, and gang violence. These abuses must be vigorously stamped out. First, laws must be clearly stated and violators punished without China's offering shelter; Second, regulations must be explained so that people understood the restrictions stemmed from opium, gambling, and violence; so that the community might reform and cease to invite contempt—this was the fundamental remedy. Symptomatic remedies included strictly barring laborers posing as merchants, so genuine merchants would not suffer; and opening lawful channels so that new workers could earn a living abroad. In this way Chinese livelihoods would improve and Sino-American relations would grow firmer." That year war broke out between China and Japan, and the United States protected Chinese merchants in Japan at China's request. The following year missionary incidents erupted in Sichuan and Fujian, the Gutian case the most violent. The United States, Britain, and France all demanded indemnities and prosecutions; negotiations dragged on. Minister Denby then wrote the Zongli Yamen that Timothy Richard, nominated by foreign missionaries in China, wished to submit a memorial for review and requested an audience, which was granted.
21
西 西
In 1897 Americans in Shanghai encroached on land beyond the concession boundary. The American lease at the start of the Tongzhi era covered only nine hundred-odd mu; later Consul George Seward drew his own boundaries, annexing more than ten thousand mu of unleased land. In October Governor-General Liu Kunyi recovered twenty-six hundred mu of unleased land in the northeast within the boundary, but land seized beyond the northwest line remained uncleared. The American consul then planted boundary stones along Suzhou Creek and began building on riverfront land. Acting Governor-General Zhang Zhidong memorialized for the same strict prohibition against British and French encroachments outside their concessions; the court referred it for deliberation.
22
使
In 1898 Minister Wu Tingfang, seeing Sino-German relations rupture over Jiaozhou, urged aligning with the United States, writing in part: "By its national traditions and laws, the United States has always shunned the annexation of foreign territory. Since the Opium War, American warships had always followed British forces to China. At the Guangdong peace talks America served as honest broker and helped forge the treaty. When Britain and France stormed Dagu and smashed China's defenses, America kept its prior commitments, entered through Beitang, presented its credentials with courtesy, exchanged treaties, and withdrew. Since trade began, America has shown the most deference among the powers. On this occasion it observed treaties scrupulously and refused to join the coalition. True, Cuba and Hawaii preoccupied Washington and left little scope for distant adventures; yet its old friendship with China also kept it from joining the partition of China. Closer ties with America might therefore serve China's broader interests." Wu also petitioned for a consul in Hawaii to protect Chinese residents, writing in part: "Hawaii lies at the heart of the Pacific; it was once a monarchy and later became a republic. Weakness forced it to seek American protection; annexation as a territory had passed Congress. More than thirty thousand Chinese lived there, governed for years by a Chinese Chamber of Commerce that settled disputes. Chen Guowan, a chamber director, had once been appointed consul. After the United States barred Chinese laborers from its ports, emigrants bound overseas converged on Hawaii and again petitioned for a consul." The request was approved.
23
退 使
That year China planned four railways—the Beijing–Hankou, Guangzhou–Hankou, Ningbo–Shanghai, and Ningbo–Hankou lines—financed by loans from several powers. The United States had originally lent four million pounds to the Guangzhou–Hankou project and soon sent American engineers to survey the route. In 1900 the Boxers rebelled and allied troops entered Beijing. When the powers negotiated settlement terms, America insisted only on clauses covering missionary cases and barring implicated officials from office, and declined to endorse the other demands. When Russia and China signed a treaty on the return of Manchuria, China again asked Washington to help settle the dispute. The following year peace was concluded on an indemnity of 450 million taels. America's share came to slightly more than 32.93 million taels, equivalent to over US$24.44 million. After covering merchant losses and military expenses, a surplus of more than 12.7 million yuan remained. President Roosevelt asked Congress to return the surplus to China for education, specifically to fund Chinese science students studying in the United States. Congress approved the plan and notified Beijing. China sent Tang Shaoyi to Washington as a special envoy to convey its gratitude. The powers then sought to convert indemnity payments from silver to gold at prevailing gold rates. America intervened on China's behalf, arguing that since the powers had jointly fixed the total at 450 million taels and would divide it among themselves, Beijing need not worry about the currency of payment. Calculating the indemnity at the gold rate specified in the treaty—450 million taels of customs silver paid in the stipulated silver amounts—was, in effect, the same as paying in gold. America soon agreed to accept payment in silver as the treaty provided.
24
使便 使 使 使使 使使 使 使 使 使 仿 使
In the spring of 1902, as the powers renegotiated their commercial treaties, the American minister refused to raise import duties to 15 percent and left the question of abolishing likin to China's discretion. That year Lü Haihuan and Sheng Xuanhuai were charged with negotiating the American treaty. After repeated talks with the minister and telegraphic guidance from Zhang Zhidong and Liu Kunyi, terms were finally settled. They memorialized the throne on the seventeen agreed articles, which broadly matched the British treaty though with some differences in what China gained or conceded. Article One addressed the protocol governing resident ministers. The American draft originally allowed the minister to address provincial governors, governors-general, and resident commissioners directly; China objected that American practice routed such correspondence through the State Department, just as China routed it through the Ministry of Foreign Affairs, and the two systems could not diverge. The clause was struck and replaced with a pledge of reciprocal preferential treatment: China's minister in Washington would be accorded special courtesy, and America's minister in Beijing would receive the same. Article Two covered consular exequatur. Reciprocity matched the ministerial article, but the treaty stipulated that American consuls must be properly appointed and recognized by the Ministry of Foreign Affairs according to international practice. If an appointee was unsuitable or irregular, China could withhold recognition—a small step toward recovering sovereign control. Article Three covered treaty-port privileges. This followed the old Japanese treaty and could not be refused outright; China therefore revised it by reference to the Japanese agreement into an acceptable compromise. Article Four addressed raising import duties and abolishing likin. This was the heart of the treaty. The American minister initially agreed only to a 10 percent ad valorem tariff and pressed China to abolish inland native customs posts, while saying nothing about sales taxes, factory taxes, or the like—matters China regarded as sovereign and not open to foreign interference. The talks dragged on for so long that they repeatedly neared collapse. After repeated telegraphic exchanges among the negotiators, the Americans finally agreed to 12.5 percent ad valorem and allowed China to replace abolished native customs revenue with a production tax. In our view, inland native customs posts numbered only a dozen or so, and provincial native goods did not necessarily pass through them all. Under the British treaty, goods that had paid the higher import or export duty were exempt from further levies; inland native customs could therefore collect only the 2.5 percent transit duty on native goods at the first barrier outbound. Posts beyond the first barrier could collect nothing at all. Native goods that had not paid the 2.5 percent duty at the first post would still owe the full 7.5 percent on export, so abolishing the inland posts would not cost much revenue. Since China was free to levy a production tax instead, collection at the source would be more complete and, on balance, preferable. China still worried about diverging from the British treaty, but the American minister pledged to persuade Britain to follow suit, and Beijing reluctantly agreed to the abolition. On sales taxes, factory taxes, and the new production levy, the American minister would not list them by name, but a special article declared that nothing in this article impeded China's sovereign right to levy such taxes—a broad formula that preserved China's authority over sales and related levies. Article Five covered the tariff schedule annex. The Americans sought a guarantee that their nationals in China would pay no higher duties than those accorded the most-favored nation. The negotiators insisted on adding a reciprocal clause guaranteeing the same treatment for Chinese subjects paying taxes in the United States. Article Six permitted bonded warehouses. This followed the British treaty with appropriate adjustments. Article Seven addressed mining development. The first half followed the British treaty; the Americans sought permission for their nationals to open mines under Chinese regulations. This was already allowed under Board of Mines regulations, but the treaty stipulated that rules governing where Americans engaged in mining might live would be fixed by mutual agreement. Article Eight covered deposit receipts applied against duties. Article Nine covered trademark protection. Both matched the British treaty in substance, but the deposit-receipt article explicitly excluded tonnage dues—a point the British treaty had left unaddressed. Article Ten covered patents for inventions. China feared this article would block domestic imitation of foreign manufactures. After prolonged objection, it was revised to defer patent protection until China established a dedicated office and enacted patent law, leaving the authority in Chinese hands. Article Eleven covered copyright protection. This meant unauthorized reprinting of Chinese books would be prosecuted. The treaty stipulated that if Chinese publishers translated an English work into Chinese on their own, they might print and sell it; and that books, newspapers, and other writings by Chinese or American authors that threatened public order in China would be punished under law—a precaution against trouble before it spread. Article Twelve covered steam navigation on inland waterways. The first two sections followed the British treaty in substance, reserving to China the right to review and decide any future modifications; the final section, on opening Andong in Fengtian, treated it as a port opened by China itself, with slightly modified procedures. Article Thirteen addressed reform of the national currency. A clause from the British treaty's attached note—that duties would still be paid in kuping taels—was added at the end of the article. Article Fourteen addressed relations between the people and the missions. Christian converts who broke the law could not claim immunity on religious grounds and remained liable for prescribed taxes and levies; missionaries were barred from interfering with Chinese officials' authority over Chinese subjects. The provisions were spelled out in detail in hope of remedying past abuses. Article Fifteen covered extraterritorial jurisdiction. Article Sixteen prohibited morphine and opium. All three were additions China had demanded, matching the British treaty. Article Seventeen fixed the term for treaty revision and exchange. This followed standard treaty practice. Three supplementary attachments were also agreed beyond the main articles. First, inland levies on opium and salt, and measures to secure revenue and prevent evasion, were left entirely to the Chinese government; second, branch native customs posts would be established at treaty ports to preserve revenue; third, the tariff schedule annex in Article Five was confirmed as the previously fixed 5 percent ad valorem schedule, and although inland native customs were abolished, this would not affect levies at Beijing's Chongwen Gate, the city gates, or the Left and Right Wings—a point recorded in a note from the American minister. The phrase in Article Four that other taxes were unaffected remained too vague, so China issued a note clarifying that "other taxes" included sales, factory, and production levies, all of which remained under Chinese control. The Americans replied with a note affirming mutual agreement, and both notes were signed and sealed. This became the Sino-American commercial treaty, also known as the Treaty of Trade and Navigation.
25
使 滿退 駿退
In the spring of 1904 the American company breached its contract by secretly selling Guangzhou–Hankou railway shares to Belgium and authorizing a Belgian-built line in Hunan from Xiangyin via Changde to Chenzhou. Zhang Zhidong urged Hunan governor Zhao Erxun to block the deal, citing Article Seventeen of the contract, which recognized the American company exclusively and forbade transfer to foreign nationals. Hunan gentry proposed to build the line themselves and petitioned to annul the contract; Zhao Erxun strongly backed them. Zhang Zhidong had already received an imperial order to annul the contract and telegraphed Sheng Xuanhuai that gentry and people across three provinces were firmly demanding cancellation. Sheng Xuanhuai soon instructed Minister Liang Cheng to notify the State Department, writing in part: "The American company has clearly breached the contract and it must be voided. Article Seventeen of the supplementary agreement forbids resale to other countries. Examination shows Belgian and French shareholders now hold the majority, putting control in foreign hands. Article Forty of the main contract forbids third parties from interfering, yet a non-company agent named Situ has been sent to China to intervene. Construction is overdue and the Guangzhou section far exceeds its budget. We request that the Ministry of Foreign Affairs be notified to cancel both the main and supplementary contracts." Washington replied that it would cancel the contracts but still refused to annul the underlying agreement. The American company then appointed former railway officials to negotiate on its behalf. China retained former Secretary of State John W. Foster, railway lawyer Goodnow, and others to represent its interests. The company finally agreed to reconvene shareholders to fix the purchase price for the capital stock and contract privileges—all payable in cash—and also demanded US$250,000 to cover engineers and staff withdrawn before the contract expired and canceled material orders. Talks dragged on without resolution. Not until the summer of 1905 was an agreement signed. After further delay, China finally agreed to pay US$6.75 million plus interest, and the settlement was signed. Cantonese, angered by the Chinese Exclusion Act and mistreatment of Chinese merchants in America, privately discussed boycotting American goods, but the movement failed to take hold. In 1906 China sent the first Boxer Indemnity students to the United States. In 1907 American missionaries bought land and built at Jigong Mountain near Xinyang, Henan. Governor Zhang Renjun invoked treaty law and missionary regulations in protest. The missionaries initially agreed to demolish the buildings, return the land, and halt construction, but the matter dragged on unresolved.
26
使 使
In August 1908 China and the United States signed a special arbitration treaty. Minister Conger had earlier been instructed by his president to propose a special arbitration treaty on the same terms as Britain and France. When the president and Congress deadlocked, the British and French treaties lapsed and talks were suspended. By then the Hague Convention on Pacific Settlement of Disputes had been signed, and many powers—including America, Britain, France, and Japan—had exchanged arbitration treaties. Beijing telegraphed Minister Wu Tingfang in Washington to propose negotiations, and the two sides signed a four-article treaty covering disputes over legal meaning or treaty interpretation that ordinary diplomacy could not resolve. The treaty was to be exchanged within five years. That year America invited the powers to a Shanghai conference on opium suppression, and China dispatched Nanyang grand minister Duanfang and others to attend.
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