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卷一百七十三 志第一百二十六 食貨上一

Volume 173 Treatises 126: Finance and Economics 1a

Chapter 173 of 宋史 · History of Song
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1
Food and Money, Part One (Farmland) — end of section title.〉
2
Long ago, when King Wu overthrew the Shang, he sought Jizi's counsel on how to govern. Jizi set forth for him the nine divisions of the 《Hong Fan》, ordering the Five Processes and the Five Affairs, and declared that "agriculture employs the eight governmental duties"—and among those eight, food and wealth stood first. The Five Processes belong to the Way of Heaven; the Five Affairs belong to the way of humanity. When the ways of Heaven and of man are well ordered, the government of the state flourishes. Thus, beneath food and wealth, the full duties of the five ministers were gathered: the Director of Rites oversaw the state's ceremonies—sacrifices required provisions before ritual implements could be complete, and guests required provisions before stored supplies could be ample; the Minister of Works oversaw the state's land—the people needed food and wealth before they could settle in their homes; the Minister of Education oversaw the state's instruction—the people needed food and wealth before they could be raised up in ritual and righteousness; the Minister of Justice oversaw the state's prohibitions—the people needed food and wealth before they could keep clear of punishment; the Minister of War oversaw the state's administration—armies needed food and wealth before they could be sent on campaign or stationed on the frontier. When the text says that "agriculture employs the eight governmental duties," it means that agriculture is the foundation of food and wealth. In the Tang, Du You composed the 《Tong Dian》, putting food and wealth first and field systems ahead of all else. Surely he grasped the root intent of the eight duties in the Great Plan.
3
The Song rose after the Tang and the Five Dynasties. When Taizu came to power, he conquered the rival states, abolished the practice of leaving military governors in charge of prefectures, and grain, silk, and coin all flowed into the imperial domain; he strictly enforced rules requiring local officials to encourage farming, and rice, millet, mulberry, and hemp all drew fully on the land's strength. By Taizong's reign the treasury was flush, and policies of light taxation and modest levies were discussed with his ministers day after day and carried out. Under Zhenzong, within the court the great rites on Mount Tai were completed, while abroad peace treaties and border security consumed ever more attention—so debate over food and wealth grew daily more intense. In Renzong's time tribute to the Khitan was increased, gifts to the Western Xia were increased, and maintaining armies on both frontiers cost millions upon millions; yet the emperor was by nature respectful, frugal, and sparing in desire, so the measures for drawing revenue from the people never descended into outright plunder. Shenzong wished to extend the prestige of the central realm and reform the abuses of earlier dynasties; men like Wang Anshi offered their schemes to strengthen the army and enrich the state, and when the Green Sprouts and Baojia policies took effect, the people first felt their harm. Under Zhezong's Yuanyou reforms the people briefly hoped for respite; but after the Shaosheng era Zhang Dun championed a return to the founder's policies, and harmful measures were revived. After Huizong ascended the throne, Cai Jing preached boundless prosperity and ease, imposing harsh levies and violent exactions to satisfy countless desires—and thus hastened catastrophe. When Gaozong crossed south, though half the old domain was lost, the court still drew on the abundant produce of the southeast, enough to sustain the state. Yet across a hundred and fifty years, public and private means were only barely sufficient.
4
使 調 使貿
Consider the founders' original intent in establishing the state: they took generous benevolence and forbearance as their foundation. Had they fully pursued that course and pressed on toward the kingly way, who could have stood against them? Yet through the whole Song period the dynasty endured no brief span; its land taxes, commodity levies, frameworks, and regulations—whether intricate or simple, dense or sparse—differed little from earlier ages. Why was this? Within, they were held back by elaborate ritual and paperwork; without, they were worn down by powerful enemies. Expenditures multiplied, revenues could not keep pace, and the pressure could not stop—so they turned to levies on the people; those who shaped policy amid this further tended to attack the unlike and band with their own faction, acting quickly and changing course lightly. They failed to see that a great state's management of resources, like a great merchant's management of capital, does not chase quick returns but prizes lasting gain. When Song ministers put a policy into practice, their initial deliberations were seldom thorough; before it had run long, they anxiously weighed its gains and losses and soon moved to repeal it. Later debates rarely improved on earlier ones, and after several men had passed through office they criticized the same measures all over again. So that rulers above had nowhere firm to stand, and the people below had nothing steady to rely on. Reforms and reversals piled up in confusion—not mere disorder—and affairs grew worse day by day. People say that Confucian scholars talk more than they achieve; on the Song debates over food and wealth, that was largely true. Others hold that the prosperity of Emperors Wen and Jing of Han came from the quietism of Huang-Lao doctrine, and that followers of Huang-Lao greatly dreaded frequent change—could Song policy truly have been like that? Times differ between antiquity and the present; ages rise and fall. Heaven and earth produce wealth in finite measure, while the state spends from endless sources. Reduced to one principle, beyond "many who produce, few who consume; swift in making, slow in using," there is no other art.
5
In the old Song histories' treatises on food and wealth, some measures were tried in haste and then abandoned, while others were urged again and again yet never enacted. To retain everything would only swell the text; to condense too far would hide beginnings and ends. We therefore set aside the most extreme cases and keep what can serve as a warning. The treatise is divided into two parts. The upper part comprises: Farmland, Square Fields, Land Tax and Levies, Cloth and Silk, Government Grain Purchase, Canal Transport, Garrison Colonies, Ever-Normal and Righteous Granaries, Corvée Labor, and Disaster Relief. Whether revenue flows out or in, all bear directly on the people's livelihood; the state takes the people as its foundation, and so these topics are placed in the upper part. The lower part comprises: Accounting, Copper and Iron Currency, Paper Notes, Salt, Tea, Wine, Mining, Alum, Commercial Tax, Market Trade, Equalized Transport, and Border and Maritime Trade Regulations. Whether they diminish or augment revenue, all touch the fabric of the state; the state does not treat profit as its true profit, and so these topics are placed in the lower part. Each section sets forth its subject in detail—twenty-two topics in all, comprising fourteen scrolls altogether.
6
使 滿殿 滿
Farmland policy: from the Five Dynasties onward war was the chief concern and many regulations were missing. Emperor Shizong of Later Zhou was the first to send envoys to survey and assess civilian fields in the various prefectures. When Taizu took the throne he continued this practice. From the Jianlong era onward he ordered officials to the various circuits to survey fields, and anyone who was harsh, violent, or failed to report truthfully was at once reprimanded and removed. He reissued the order from the third year of Xiande of Zhou, requiring the people to plant trees and fixing household registers in five grades: the first grade was to plant one hundred miscellaneous trees, each lower grade planting twenty fewer, with mulberry and jujube at half those numbers; males and females ten years of age and older were to plant one bed of chives, one pace wide and ten paces long; where wells were lacking, neighboring wards were to dig them; magistrates were to inspect in spring and autumn, record the numbers, and at the end of their terms rank their performance for promotion or demotion. He also ordered local chief officials to instruct the people that anyone who widely planted mulberry and jujube or opened wasteland need pay only the old land tax; magistrates who could attract settlers, encourage cultivation, increase household registers, and leave no idle land in the countryside were considered for reward. Each prefecture was to follow local soil conditions, measuring the breadth of the land; where the soil was thin and unsuitable for planting, no quotas were imposed. In years of abundance the people were instructed to store grain carefully, limit expenses, and prepare for the unforeseen. Those who cut mulberry or jujube for firewood were punished: if three trees or more were stripped, the ringleader was put to death and followers were exiled three thousand li; if fewer than three trees were involved, the ringleader received commuted death with penal service and followers were sentenced to three years' penal labor.
7
In the Taiping xingguo era under Taizong, in the two capitals and all circuits the people were allowed jointly to recommend one person skilled in judging land suitability and planting methods. Such a person was appointed county agricultural master and ordered to survey whether fields were fertile or poor, which of the five grains each plot suited, which households had seed, which had adult males, and who owned plow oxen; together with the district elders and ward clerks he would summon surplus laborers, divide idle land, urge planting, and when the harvest came they would share the profit. Agricultural masters were exempted from tax and corvée labor. If any among the people drank, gambled, or neglected farm work, the agricultural master was to watch them closely, report them to the prefecture or county for punishment, and thereby warn the idle. Land thus opened became permanent property, and the government took no rent from it. Later the policy was abolished because it caused too much trouble. Early on, during the farming season, Taizong once ordered green seedlings from the metropolitan region to be brought for inspection, and between sessions of hearing cases he showed them to his close ministers. That year the bean and grain seedlings in the metropolitan region all grew several feet high. The emperor turned to those beside him and said, "I always reflect on the labor of tillage. If it were not needed for military provisions, I would indeed abolish all their land tax.
8
便 調
At the beginning of the Duangong era he personally plowed the sacred field to encourage farming. Yet in the metropolitan region the people suffered under heavy taxation. When brothers came of age they set up separate households, but the tax on their fields was aggregated onto one household, which then abandoned the land; the county each year removed the tax on abandoned land, whereupon the owners would hide in other lodgings and farm the land again under false names. When the emperor heard of this he considered reforming the abuse. It happened that Dou Bi, magistrate of Fengqiu, spoke of the matter, and the emperor bestowed on him the crimson fish purse and one hundred bolts of silk; promoted him to Righteous Middle Director and made him Registrar of Kaifeng Prefecture, charging him to investigate land rent in the metropolitan counties. Bi pursued harshness exclusively to win top ratings. Even people who had truly fled were hunted down among neighbors and kin, and new registers were constantly created, causing great distress. After several months the assignment was ended. At the time many prefectural and county officials were unfit for their posts. The land's full yield was not realized, rent and tax dwindled, corvée duties fell unevenly, and superiors and subordinates deceived one another until custom hardened into abuse. An edict was then issued: "All prefectural governors and transport-intendants shall report on how to equalize taxes and levies, gather wandering populations, aid orphans and the poor, block deceit and favoritism, and any other matter inconvenient to the people—all within one month, sent by express post. " Yet in recent years harvests had failed. The rich held speculative capital while the poor borrowed at double interest. After even a modest harvest the wealthy pressed repayment all the harder, and before tax levies were finished the poor had exhausted their savings. The court then ordered prefectures and counties to warn ward clerks and village elders to watch closely: interest taken on grain, wheat, goods, or wealth from wealthy households must not exceed double; private debts must not be repaid before taxes were paid—and violators were to be punished.
9
Memorialists observed that north of the Yangtze the people planted various grains in mixture, while south of the Yangtze they planted chiefly polished rice. Though local custom had its proper forms, interplanting to guard against flood and drought was also an ancient practice. An edict was therefore issued to the chief officials of Jiangnan, the two Zhe circuits, Jing-Hu, Lingnan, and Fujian, urging the people to plant more kinds of grain. Those lacking seed for millet, wheat, panicled millet, or beans were to be supplied from prefectures north of the River; the prefectures north of the River were likewise ordered to plant polished rice widely along waterways, all exempt from rent. In the fifth year of Chunhua a cattle plague struck several prefectures including Song and Bo; more than half the cattle died, and the government lent money for the people to buy cattle along the Yangtze and Huai. Before the cattle arrived timely rains had soaked the fields, and the emperor feared the planting season would be missed. Righteous Middle Director Wu Yuncheng presented the tread-plow, powered by human labor, and the emperor immediately ordered Secretariat Director Chen Yaosou and others to each prefecture to manufacture them according to the model and distribute them to the people.
10
On all idle land in prefectures and counties the people were permitted to apply for tenancy as permanent property, with three years' rent remitted and, after three years, one-third of the normal rent paid. Officials who urged the people to open fields recorded every case on stamped documents to await commendation. In the second year of Zhidao, Grandee of Ceremonies and Straight Historian Chen Jing submitted a memorial:
11
"The former kings, wishing to enrich the people, put nothing ahead of storing grain and devoting themselves to agriculture; monopoly over salt, iron, and wine was the inferior branch. Surveying the realm's land: except for the distant circuits of Jiang-Huai, Hunan, the two Zhe, Long-Shu, and Hedong, where the terrain lay far away, even with added encouragement profit was not quickly obtained. But the metropolitan circuit now encircled twenty-three prefectures across thousands of li: only two or three tenths of the land was under cultivation, and only five or six tenths of the expected tax revenue came in. Some hid in other lodgings while claiming to have fled; others abandoned farming for idleness. The tax quota shrank year by year, and state revenue fell short.
12
調
Edicts were issued repeatedly permitting the people to resume their occupations, remitting their rent and levies, and allowing years of grace. Yet districts and counties harassed them: each household that resumed its occupation was reported to the authorities. In the morning they might till a patch of field; by evening they were entered in corvée registers. Tax runners pursued them with demands in endless succession. Though the regular rent was remitted, it truly did nothing to relieve their destitution. Moreover, the people's wandering began in poverty—some fleeing private debt, others public taxes. Once they had fled, the village inspected their property—houses, utensils, mulberry trees, timber—all was appraised. Village officers might use it to pay taxes, or creditors might seize it to repay debts; their livelihood was utterly destroyed and they had nowhere to return. Thus adrift, they entirely gave up any thought of returning to the plow.
13
便 使
If they were granted idle vacant fields, if the idle were widely recruited and enticed to plow and open land—before any tax was calculated, if they were permitted separate registration and allowed to act as circumstances required, if officials weighed the people's strength, rich or poor, and the fertility or barrenness of the fields, evenly assigning supervision so they would not be worn down, and if fleeing people resuming their occupations received fields according to household size, with all troublesome details referred to the Grand Minister of Agriculture for decision, and beyond plowing and mulberry they were ordered additionally to plant miscellaneous trees, fruits, and vegetables and to raise sheep, dogs, chickens, and pigs, then the people might truly be enriched. they should be granted mulberry land, the well-field system quietly taken as a model, dwellings built, and mutual-security groups of five households established; provisions for daily living and for funerals, and funds for congratulations, mourning visits, and gifts of condolence should all be governed by fixed regulations. after three to five years, once their livelihoods were secure, households would be assessed, levies fixed, and fields measured for tax payment. where the people lacked means, the government should lend money for grain, whether to buy provisions or to secure farming implements. all such grants would be handled by the Director of Agriculture; at harvest they would be repaid at current market rates, and the yield reported to the Revenue Bureau.
14
The Emperor read the memorial with pleasure and ordered Chen Jing to set out its provisions in detail and report them.
15
Chen Jing further proposed: "Fugitives returning to their occupations and itinerant tenants seeking land should be assigned to agricultural officials for inspection and allotment of fields, enrolled on the household registers, and exempt from corvée assessments by prefectures and counties; those who lacked seed grain or draft oxen should receive loans of official funds from the Director of Agriculture. fields were to be classed in three grades: fertile, well-watered land free from flood or drought counted as upper grade; fertile land subject to flood or drought, or thin soil without such risk, counted as middle grade; land that was both poor and prone to flood or drought counted as lower grade. on upper-grade land each person received one hundred mu; on middle-grade land, one hundred fifty mu; on lower-grade land, two hundred mu. After five years rent would be collected, but only one hundred mu would be assessed, at a rate of three parts in ten. a household with three adult males could request additional allotments; households of five followed the rule for three; those of seven received the allotment for five; those of ten received that for seven; for households of twenty or thirty adult males, the allotment was capped at that for ten. where land was plentiful in sparsely settled districts, agricultural officials were to measure and assign fields as they saw fit. for homesteads, vegetable plots, and land for mulberry, jujube, elm, and willow, households of ten adult males received one hundred fifty mu; of seven, one hundred mu; of five, seventy mu; of three, fifty mu; and fewer than three, thirty mu. only mulberry dues would be assessed after five years; all other levies on such land would be remitted.
16
使 西使祿
Chief Councilor Lü Duan said that Chen Jing's proposed field system altered too much of the old law and would cost far too much; the memorial was referred to the responsible agencies. The court ordered Salt and Iron Commissioner Chen Shu and others to deliberate jointly and recommended adopting Chen Jing's proposal. Chen Jing was then appointed Commissioner for Encouraging Agriculture in the Western Capital circuit and sent to inspect Chen, Xu, Cai, Ying, Xiang, Deng, Tang, Ru, and other prefectures to urge reclamation, assisted by Huangfu Xuan of the Court of Revision and He Liang of the Court of Imperial Entertainments. Huangfu Xuan and He Liang reported that the project could not succeed and asked that it be abandoned. The Emperor, determined to encourage farming, still ordered Chen Jing to continue planning the effort. Before long the Three Departments objected that too much official money was being spent and that, should flood or drought strike, the funds might be lost; the project was then abandoned.
17
使 使 使使使
Early in the Jingde era under Zhenzong, an edict directed every prefecture to recruit resident and tenant farmers to cultivate idle land unsuited for horse pasture, following the service-field precedent, with rent assessed in three grades according to soil fertility. After the Khitan raids in the Hebei region, farming implements were scarce and many draft oxen had died of starvation. In the second year the court issued a design for a tread-plow and ordered the Hebei transport commissioner to inquire among the people; if it proved useful, the government would manufacture and distribute it; and also ordered the relevant agencies to consider purchasing oxen and shipping them to Hebei. As warfare subsided and the people turned again to farming and making tools, the temporary ban on shipping raw and wrought iron across the Yellow River was lifted. That year Acting Commissioner of the Three Departments Ding Wei was ordered, together with Salt and Iron Vice Commissioner Zhang Ruogu, Revenue Vice Commissioner Wang Zeng, and others, to compile household-tax statutes and memorials on agricultural policy into the five-scroll 《Jingde Farmland Edict》, which was presented in the first month of the third year. Ding Wei and his colleagues also drew on Yuwen Rong's Kaiyuan proposal to appoint agriculture commissioners to inspect household registers and expose fraudulent land claims; fearing that new offices would only add harassment, they proposed instead that existing officials take on agricultural duties: Junior Chamberlains and Directors serving as prefects, Gate Commanders and higher ranks administering prefectures, vice-prefects, and circuit transport commissioners and their deputies should all concurrently serve as agriculture commissioners for their jurisdictions. The edict approved.
18
宿使 使 使 殿
In the fourth year of Dazhong Xiangfu an edict declared: "The ban on slash-and-burn cultivation is set forth in the 《Book of Rites》; in mountains and forests one must observe the seasons. If insects have not yet gone into dormancy and vegetation is still flourishing, yet one recklessly sets the hills ablaze, living things will be harmed. Slash-and-burn farming in every prefecture and county should follow local custom; all other burning of wild grass was permitted only after the tenth month. Travelers camping along the roads were to be inspected everywhere so that fires would not spread. "The Emperor, noting that in the Jiang-Huai and two Zhe regions even a slight drought caused paddy crops to fail, sent envoys to Fujian to obtain thirty thousand hu of Champa rice, distributed the seed among three circuits, and had it planted on the higher fields of the people—it was early-season rice. The court issued planting instructions and ordered transport commissioners to post them publicly for the people. Later the rice was planted again in the Jade Sovereign Hall, and the Emperor viewed it together with his close ministers; and after the harvest, palace attendants were sent to display the crop in the court hall for all officials to see. Compared with native strains, its ears were longer and awnless, the grains somewhat smaller, and it grew without regard to soil quality. In the sixth year taxes on farming implements were remitted throughout the circuits. The following year, when ox pestilence struck the prefectures, another edict exempted the people's trade in draft oxen from commercial tax; and the Directorate of Herds was then ordered to select ancient prescriptions for treating cattle and distribute them empire-wide.
19
Early in the Tianxi era an edict required every circuit to report a bountiful harvest only after crops had fully ripened; if a bountiful harvest had already been reported but untimely disaster then struck, immediate notice was required, with severe penalties for violation. Previously, when commoners reported flood or drought damage, summer claims were accepted through the fourth month and autumn claims through the seventh; in Jing-Hu, Huainan, Jiang-Zhe, Sichuan Gorges, and Guangnan, paddy-field claims could not be filed late, and clerks were forbidden to accept overdue petitions; magistrates and aides who received petitions immediately sent officers to inspect on site, reported to the prefecture for a follow-up inspection, and the Three Departments determined the proportion of tax to be remitted; sometimes the court specially increased the remission or allowed deferred payment according to quota; in the metropolitan region officials were specially dispatched for reinspection. Under Taizu officials were sometimes sent to outlying prefectures to inspect damage, but this was not a standing practice; where damage was especially severe, reinspection was sometimes waived. Now, because reinspection had become burdensome, officials were sent only to the fields themselves to assess damage and fix the remission on the spot. Hunting excursions had long been suspended; the Kaifeng prefecture was ordered to inform the people that within the capital's forbidden grass ramparts on all four sides they were permitted to farm and graze livestock. In the third year an edict directed that commoners noted for filial piety, fraternal duty, diligence in farming, and annual savings should receive doubled care from their magistrates.
20
使使使 殿
At first the court had adopted the title of agriculture commissioner, but no dedicated agency existed. In the fourth year an edict first appointed circuit judicial-intendant court officials as agriculture commissioners and commissioners as deputies; wherever they went they examined household registers and graded obligations, punishing and correcting any that fell short of the standard; they were to encourage and care for farmers, ensure timely cultivation, gather fugitives and the displaced, recover concealed taxes, and oversee all agricultural affairs. Bureaus were established for them and official seals cast and issued. Whenever officials who governed the people were recommended for promotion, they were required to set forth their record in encouraging agriculture as the basis for performance ranking and appointment or dismissal.
21
宿 便
From the Jingde era onward the realm was at peace, the people prosperous, the population growing, and farmland steadily expanding. Renzong succeeded him and devoted himself still more to personal restraint and care for the people. Early in his reign he issued an edict: "Winter wheat has now been harvested and autumn crops are thriving; let prefectures and counties instruct the people to store their grain carefully and spend nothing wastefully. "Memorialists complained that tax and corvée burdens were unequal and that no land system had been established. The court therefore decreed field limits: officials from grand councilors down might hold no more than thirty qing; yamen officers liable for corvée, no more than fifteen qing, all within a single prefecture. Holdings beyond these limits were to be prosecuted under the statute on violating regulations, with the informer's reward paid in land. Soon afterward the Three Departments reported that because landholdings were limited to one prefecture, families planning burials, constrained by geomantic doctrine, were afraid even to proceed with funerals. They were therefore allowed five additional qing beyond the quota for burial land. But those charged with enforcement ultimately found the land limits impracticable, and before long the measure was abandoned.
22
殿
At the same time close ministers were forbidden to establish separate estates in the capital, and temples and monasteries were forbidden to purchase farmland. When Zhenzong died, the palace had first sent eunuchs with gold for the Jade Spring Mountain monastery to purchase land, saying it was to plant merit for the late emperor, but later edicts declared this should not become a precedent. Nevertheless temples and monasteries gradually expanded their land purchases. In the second year of Mingdao, Palace Attendant Censor Duan Shaolian memorialized: "In recent years eunuchs have gone to Lianshui Army, claiming imperial orders to buy commoners' land for monasteries, which is not the established practice. "An edict ordered the land returned to the people and the purchase price recovered for the state. As peace endured, powerful officials and wealthy families came to hold land without limit, through merger and fraudulent claims, until the practice hardened into custom that even stern prohibitions could not halt.
23
The Emperor honored the agricultural foundation of the state, issued repeated edicts of encouragement, and went out to the suburbs to inspect the crops once or twice each year; he also personally plowed the ceremonial field to set an example for the realm. Early in the Jingyou era, troubled that too many commoners were leaving farming for military service, he ordered senior ministers to submit detailed assessments of the army and agriculture systems and to propose reforms. He dispatched Shen Houzai of the Ministry of Works to Huai, Wei, Ci, Xiang, Xing, Ming, Zhen, Zhao, and other prefectures to teach the people to cultivate paddy fields. The Eastern Capital transport commission also reported: "Between Ji and Yan there is much idle land, and Qingzhou Military Horse Supervisor Hao Renyu is skilled in agriculture; we ask that he be appointed to plan irrigation works and recruit farmers for reclamation. "Approved. That autumn an edict declared: "Years of famine have left many people without livelihood. Now that the autumn harvest has just begun and gathering is under way, prefectures and counties must not harass the people and thereby obstruct the farming season. Criminal cases requiring witnesses or detention should be decided quickly.
24
使 殿
The Emperor constantly worried over flood and drought; early in the Baoyuan era an edict required every prefecture to report rainfall and snowfall every ten days, and this was made a standing regulation. In the third year of Qingli an edict provided that offenders deserving compassion might redeem their penalties under a separate statute: villagers with grain or wheat, townspeople with cash or cloth. The reasoning was that because the people valued grain and cloth, exempting them from corporal punishment would encourage farming and sericulture, but in the end the measure was never implemented. Participating Councilor Fan Zhongyan said: "In antiquity the Three Dukes held the duties of the Six Ministers; in Tang, chancellors were assigned to oversee the Six Ministries or concurrently served as circuit salt, iron, or transport commissioners. I ask that the most important of these duties be selected and assigned to senior ministers as concurrent responsibilities. "Jia Changchao was accordingly placed in charge of agriculture, but before anything could be done Fan Zhongyan was dismissed and the plan came to nothing. During the Huangyou era the Precious Mound Hall was built within the imperial park, and each year senior ministers were summoned to watch the harvest of grain and wheat; thereafter the Emperor rarely went out to the suburbs.
25
The Emperor learned that much land throughout the realm still lay fallow, that few commoners were permanently settled, and that some abandoned their fields and drifted about as idlers. Early in the Tiansheng era an edict provided that where people had been absent for ten years, others might cultivate their land; after three years tax would be collected at half the former rate; a later edict extended the same tax relief to fugitives who returned on their own. still later a deadline was imposed: fugitives who resumed their occupations within a hundred days were exempted from levies and corvée and enjoyed an eighty-percent reduction of the old tax for five years; if they failed to return when the term expired, others were permitted to cultivate the land. By this time every amnesty edict routinely called for gathering fugitives and recruiting people to open new land. For commoners who fled because of disaster, remissions were renewed and deadlines extended to encourage their return. An edict promised rewards for prefectural administrators, magistrates, and aides who urged the people to restore long-abandoned dikes, ponds, and canals, or who opened wasteland and increased tax receipts by two hundred thousand cash or more; and supervisory commissioners who oversaw and directed their subordinates in such projects were to receive comparable rewards.
26
西 使 滿
In time the population grew ever larger and cultivated land steadily expanded throughout the realm. Only in the western capital circuit between Tang and Deng did much land still lie vacant; eight or nine tenths of it had reverted to scrub and bramble. Some officials proposed relocating households to populate it, others urged establishing army farm colonies, and still others wanted to abolish Tang Prefecture entirely and reduce it to a county. During the Jiayou era, Zhao Shangkuan, prefect of Tang, argued that the vacant soil could be reclaimed, scattered people could be drawn in, and the prefecture ought not to be abolished. He located the remains of the reservoir and canal works of the Han official Shao Xinchen and restored them, lending oxen, plows, and seed grain to draw farmers back, while both urging the field tax and welcoming new settlers. After little more than a year, refugees were returning on their own, and settlers from Huainan and Hubei added more than twenty households; He led water to irrigate nearly tens of thousands of mu of fields, turning thin, stony ground into rich farmland. The circuit inspectors memorialized his results, and the Fiscal Commissioner Bao Zheng spoke in his favor as well, so the court kept him in office for a second term. During Zhiping his term expired and he was due to leave office. Emperor Ying commended his diligence and, counting on him to restore the region, specially promoted him one rank, granted him two hundred thousand cash, and again kept him in office for another term. The court was then concerned that local administrators changed too frequently; an edict ordered that officials with proven administrative records be promoted and retained, and Shangkuan answered the summons and became a model for the entire realm. Later Grand Prefect Gao Fu succeeded him; he too was rewarded for effective promotion of agriculture and was kept on for a second term.
27
Nationwide cultivated land: in the Jingde era, Ding Wei recorded in the 《Accounting Records》 a total of a little more than 1.86 million qing. Counted against that year's more than 7.22 million households, this meant four households per qing of farmland--evidence of how much land throughout the realm went unreported. In Sichuan, the gorge regions, and Guangnan moreover, acreage figures were incomplete and fields were reckoned only by rough five-fold tax equivalents. By Tiansheng the National History stated: at the end of Kaibao, cultivated land stood at 2,953,232 qing and 60 mu; in the second year of Zhidao, 3,125,251 qing and 25 mu; and in the fifth year of Tianxi, 5,247,584 qing and 32 mu. Yet the Kaibao tally was double the Jingde figure, so what passed for an official record clearly did not reflect reality. In Huangyou and Zhiping the Fiscal Commission likewise kept the 《Accounting Records》; Huangyou reported a little more than 2.28 million qing of cultivated land and Zhiping a little more than 4.4 million--less than twenty years apart, yet the recorded acreage had doubled. Compared with Tianxi, the Zhiping figure still fell short; compilers of the 《Zhiping Record》 explained that it counted only taxed acreage, while seven tenths of cultivated land escaped the tax rolls. Extrapolated, nationwide cultivated land would be on the order of more than 30 million qing. Successive reigns had been reluctant to disturb the people and had never conducted a thorough survey, so the true total remained unknown; even so, abandoned fields still listed in the registers amounted to 480,000 qing.
28
In the fourth year of Zhiping an edict declared: "Harvests have failed year after year; now timely spring rains have come. Sericulture, grain, and wheat demand the farmers' utmost labor--the whole year's work turns on this season. The Pacification and Transport commissioners were to admonish prefectural and county officials to lighten their burdens and avoid seizing the farmers' season. "Throughout the circuits, on abandoned land, tax reductions were set: fourteen parts remitted after thirty years; after forty years, fifteen parts; after fifty years, six tenths; after a hundred years, seven tenths; for tenants who had cultivated land ten years, tax was set at five tenths; at twenty years, seven tenths--enacted as permanent statute.
29
西使 便
In the first year of Shenzong's Xining reign, Zhu Hong, magistrate of Yicheng in Xiang Prefecture, restored the irrigation channel and watered six thousand qing of fields; the court promoted him one rank. Acting Transport Commissioner for the western capital circuit Xie Jingwen memorialized: "Under law, tenants who petitioned for fields are exempt from all corvee levies for five years. In the four counties of Run Prefecture, newcomers were within a year or two seized by established households for mutual corvee imposition and subjected to the same labor obligations, whereupon they fled again and the land reverted to waste. He asked to establish a reclamation bureau with dedicated officials, register all abandoned land in the four counties, and invite people to petition for allotments. Tenant households would not be entered on county registers until after five years, so no levies or corvee would fall on them during that period. Recruiting a thousand households or more would earn special rewards. The court declined to create the bureau but approved the rest of his proposal.
30
使
The following year the court dispatched Ever-Normal Granary agents on each circuit to take charge of farming and irrigation. Officials and commoners who understood crop methods or the advantages and drawbacks of reservoirs, polders, dikes, and canals could all submit proposals; successful projects would be rewarded in proportion to their benefit. Those who reclaimed abandoned land or resumed farming had to provide mutual guarantees, and guarantors were liable for any tax evasion. In counties under the new laws, outgoing magistrates and assistants had to transfer tallies of reclaimed acreage and of streams, harbors, and reservoirs to their successors, who could take office only after verifying the records.
31
The Secretariat debated measures to encourage mulberry planting. The Emperor said: "Farming and sericulture are the foundation of clothing and food. The people dare not plant more because prefectures and counties count it as wealth and raise their household grades accordingly. The prohibitions should be reiterated clearly. Thereupon the Directorate of Agriculture drafted regulations, piloted them in Kaifeng, and when they proved workable issued them nationwide. Planting mulberry and paper-mulberry would not increase a household's tax assessment. In Ansu, Guangxin, Shun'an Army, and Bao Prefecture, people were ordered to plant mulberry, elm, or locally suitable trees to obstruct enemy cavalry. Officials tallied surviving growth and granted proportional rent reductions; those falling short were fined and ordered to replant.
32
西 使
Waterworks carried out from the third through the ninth year of Xining reached 10,793 projects in the capital district and on the circuits, irrigating 361,178 qing and a fraction of farmland. In Shenzong's first Yuanfeng year an edict promoted opening waste land and building irrigation; where peasants could not bear corvee, Ever-Normal funds and grain were lent, and on the southwestern capital circuit refugees buying draft oxen were exempted from tax. In the fifth year Director of Waterways Fan Sanyuan reported: "From Daming to Qianning, across fifteen prefectures, river shifts had left some seven thousand qing of land; I ask permission to recruit cultivators. The request was approved.
33
使
When Emperor Zhezong ascended the throne, Empress Dowager Xuanren regented and first recalled Sima Guang as Vice Director of the Secretariat, entrusting him with affairs of state. An edict allowed officials and commoners throughout the realm to submit sealed memorials describing popular hardships. Guang submitted a forthright memorial: "Of the four orders of society, farmers suffer most--plowing in cold and hoeing in heat, bodies drenched and feet mired, laboring from sunup and resting only after the stars appear; women tend cocoons, hemp, and weaving, thread by thread and inch by inch--their labor is beyond measure. Then flood, drought, frost, hail, and locusts strike in turn; even when there is a harvest, public and private creditors seize what they can. Before grain leaves the threshing floor or silk leaves the loom, it is no longer theirs; they eat chaff and still go hungry, they wear coarse cloth and still go threadbare. They know only the plow and have no other way to live. Meanwhile revenue officials, beyond rent and tax, contrive a hundred exactions to win merit and rewards. The Green Sprouts policy forced heavy disbursements and collected repayment in fresh grain; the Service Exemption system gouged the poor while enrolling idlers; Baojia conscription diverted labor to non-farming work; and the Horse Breeding policy burdened them with useless expense--can this be ignored? Now Your Majesty has issued a benevolent edict, allowing farmers to submit sealed memorials. Though their language is rough, they speak from real suffering and offer honest testimony that must not be dismissed.
34
仿 便 退
In the sixth year of Xining a law had urged mulberry planting, fining those who lagged on the model of house-grain and lane-cloth levies. Yet local administrators failed to implement the court's intent, and the people found the policy burdensome. Then Hu Chang of Chuqiu and others protested its hardships; the court abolished the policy and remitted outstanding fines. Xingping County had seized farmland for pasture; when the people appealed, an edict ordered the land fully restored. In the fourth year of Yuanyou an edict declared: "Along the Yellow River, standing water was drowning fields. Officials who planned drainage and restored good fields in amounts from one hundred to one thousand qing would be rewarded by rank.
35
使
During Chongning, Wang Jue, transport intendant for Guangdong and southern Guangnan, was promoted one rank for reclaiming nearly ten thousand qing of waste land. Thereafter prefects and circuit commissioners who effectively promoted mulberry and jujube planting were routinely advanced in rank. In the sixth year of Zhenghe regulations were set for officials in charge of polder and ring dikes; after three years without collapse, damage, or silting they were rewarded. Wang Ben, judicial intendant for the capital region, reported: "As Ever-Normal intendant I had inventoried more than twelve thousand qing of abandoned barren and saline land in the counties for the rice-field office; more than five thousand three hundred qing were already tenanted, yet I still feared magistrates would not press the work. The court ordered rewards under the standard for reclaiming saline-alkali land. Pingjiang Prefecture developed more than two thousand qing of ring dikes; magistrates and subordinates received reductions in merit-review years by rank.
36
使
In the eighth year Acting Commissioner for Transport and Supply Ren Liang reported: "Gaoyou Army has 446 qing of abandoned land, Chuzhou 974, Taizhou 572, Pingjiang 497; across the six circuits the total is incalculable. I ask that each county appoint a dedicated officer to audit the registers. The court assigned abandoned land to assistant magistrates, or to other officials where no assistant existed, and approved the remainder of his plan.
37
In the second year of Xuanhe a courtier memorialized: "Circuit commissioners, prefects, and magistrates hold the charge of promoting agriculture yet fall short of the throne's intent; I propose four proofs: traces of reclaiming waste land, household registers showing rising or falling yields, market prices of grain, and records of rent surplus or deficit. When all four proofs align, performance will be plain. The Secretariat was ordered to deliberate and report for imperial decision. In the fifth year an edict stated: "Jiangdong Transport inventoried 160 qing and 16 mu of abandoned land; the two Zhe circuits 456 qing; tenants were sought, with rents devoted solely to added garrison clothing and grain this year. Initially, during Zhenghe, field limits were set for ranked officials: first rank one hundred qing, decreasing by grade to ten mu for the ninth rank; holdings above the limit were taxed like ordinary households. In the seventh year another edict capped endowment fields for palace and temple establishments at fifty qing in the capital and thirty outside, without exemption from levies, corvee, or transport surcharges. Even imperial brush edicts could be memorialized against and refused.
38
仿使 使 綿綿 綿
In the fifth month of the first Jianyan year, when Gaozong took the throne, he ordered officials to entice farmers back; returnees received relief loans, rent arrears were remitted, and plow-ox tax was waived. In the third year Lin Xun, professor at the Guangzhou prefectural school, submitted thirteen chapters of the 《Basic Policies》, arguing in outline that "the dynasty's civil-military policy largely followed late Tang conditions. Farmers are now poor and many lack livelihood; soldiers are insubordinate and unusable; hungry peasants and deserters alike turn to banditry. He proposed reviving the well-field model, allotting fifty mu per adult male; households with surplus land must not buy more; the landless and idle would become dependent farmers working surplus holdings. Miscellaneous bolted payments in money and grain would constitute the tithe. The dynasty's two-tax burden is seven times that of Tang. Under his system, sixteen adult males would form one well; within a hundred-li demesne would be 3,400 wells, yielding 51,000 hu of rice and twelve thousand strings of cash in tax. Each well would support two soldiers and one horse in tax, totaling 6,800 soldiers and 3,400 horses. (Tax yields of a hundred-li county under this scheme.) — end of section note.〉 One-fifth of the levy each year would fund the upper rotation for campaigns; in peacetime it would split into four rotations to staff offices and guards. The people would thus serve one full cycle only once every thirty-five years. At full levy, annual consumption would exceed 19,000 hu of rice and 3,600 strings of cash; in peacetime three-fourths would be cut, all from one uniform land tax. Each wife would owe three chi of silk and one liang of cotton; a hundred-li county would gather more than 4,000 bolts of silk and 3,400 jin of cotton yearly; non-sericulture districts would owe six chi of cloth and two liang of hemp, with collections twice the silk and cotton totals. After ten years, poll taxes, wine monopolies, and monopolies on tea, salt, incense, and alum could all be lifted for the people. Closing quotation mark. His argument was remarkably thorough. Lin Xun was soon made secretary on the Guizhou military commission staff.
39
西
Since Jianyan, war at home and abroad had left many fields abandoned or forfeited. In the fourth month of Shaoxing 2, an edict had the Two Zhe circuits buy oxen and tools and lend them to eastern Huai households. In the seventh month an edict promoted Wang, prefect of Xingguo Army, and Chen Sheng, magistrate of Yongxing County, one rank each for leading the effort to entice reclamation. In the ninth month of year 3 the Ministry of Revenue said: "Abandoned holdings may after two years be applied for by others; within ten years, even fields already applied for or assigned as official duty land must allow return to the original holders. Orphans and relatives with property claims were to have prefects and magistrates verify and restore holdings; unlawful seizure would be prosecuted. Prefectures and counties that failed to enforce this diligently would face investigation by circuit commissioners. Closing quotation mark. The court approved. (Earlier officials had said: "A recent edict made prefectures and counties register taxes of people captured by the enemy, but harsh clerks failed to verify facts. Some had parents captured while children remained; some escaped en route; some had whole families captured while a relative later returned — yet all were registered and confiscated alike, stirring public alarm. Closing quotation mark. Hence this order.) — end of section note.〉 In the tenth month the court recruited tenants for idle Jiang fields, with three rent grades: top fields one dou five sheng per mu, middle one dou, lower seven sheng. In year 4 the court lent Luzhou ten thousand strings of cash to buy plow oxen.
40
殿
In the fifth month of year 5 the court established the 《Standings for Ranking Prefects and Magistrates by Reclaimed Farmland》, (In devastated prefectures and counties, a one-tenth increase in reclaimed land advanced the prefect three places in quarterly ranking; a nine-tenth increase earned a one-rank promotion; a one-tenth shortfall dropped him three places; a nine-tenth shortfall cost one rank. Magistrates were judged on a reduced scale. Full ten-tenth increase or shortfall went to the throne for reward or punishment. Later, as people on the Two Huai and Jinghu circuits gradually returned while land still lay idle, the ministry proposed: each prefecture gaining one thousand qing of reclaimed land, half that for counties, with prefect and magistrate each promoted one rank; a prefecture short five hundred qing or a county one-fifth of that had merit review extended. An edict promulgated this on all circuits. "Increase" meant wasteland newly opened; "shortfall" meant fertile fields abandoned without disaster or injury.) — end of section note.〉 Counties were to report monthly returnee numbers and reclaimed acreage to prefectures; prefectures quarterly to transport commissioners; commissioners yearly to the ministry, which kept assessment registers. In the seventh month the supreme commandery said: "Returnees in Tan, Ding, Yue, Li, and Jingnan whose former fields are tenanted should receive nearby idle land with three years' rent and tax waived; those without holdings who want idle fields should also receive them. The emperor told his ministers: "Refugees from north of the Huai are arriving with infants on their backs; they too should receive fields, to broaden recruitment.
41
使 滿 便
In year 6 tax quotas on abandoned fields in Jiangdong circuits were reduced. Pingjiang prefect Zhang Yi said: "What most afflicts the people is lawless collection and uneven tax and corvee. Powerful clans own vast fields yet pay little tax, driving humble households to ruin. I ask that one vice-prefect be assigned to equalize levies and corvee. In year 9 Imperial Clan vice director Fang Tingshi said: "Central Plains refugees have been in the south fourteen years; some exceed the ten-year limit or are too remote to return. I hope offices will set a separate limit. The ministry proposed: "From the latest amnesty, after five more years, if no claim is made, the current tenant may continue. Central Plains refugees in the southeast often have graves registered by officials or seized by others; these should be returned immediately. The court approved. In year 11 oxen were again bought and lent to Huainan farmers.
42
椿 椿 椿使 椿 簿簿 椿 椿
In year 12 left office vice director Li Chunnian listed ten harms of incorrect boundaries and said: "Pingjiang once took in over 700,000, but though the register shows 390,000 hu, actual collection is only 200,000. Locals say it is all concealment. I hope for verification beginning in Pingjiang and then the realm, so boundaries are correct and humane government can proceed. The emperor told his ministers: "Chunnian's argument is quite orderly. Qin Hui also said the plan was simple and feasible. Cheng Kejun said: "People flee corvee because boundaries are wrong. Doing this will benefit both state and people. Chunnian was made Two Zhe transport vice commissioner to arrange boundaries. Chunnian asked to begin in Pingjiang counties, then other prefectures, seeking fairness, removing harm, and not raising quotas. In year 13 Hu Si, promoter of Hongzhou's Yulong Abbey, and Xu Lin, who obstructed boundary work, were demoted and exiled. Private fields not on tax registers were confiscated; officials with careless registers were punished. Those with inaccurate surveys could face penal servitude or exile. Jiangshan assistant magistrate Wang Dayou told Chunnian: "The law is harsh and people do not understand; some have little land but heavy obligations. Allow self-reporting to correct this. Chunnian lightened penalties and cut costs greatly.
43
椿 使 使 椿
In year 14 Chunnian was made acting revenue vice minister for boundary work. He soon left for mourning; Two Zhe transport vice commissioner Wang Yue replaced him as acting revenue vice minister. In year 15 an edict ordered the ministry and its agents to arrange matters carefully so levies were equal and people undisturbed. Because Xingguo Army official Song Shi spoke up, an edict said late returnees whose fields were tenanted or sold by the state should receive cultivable official fields. In year 16 Wang Yue resigned for illness. In year 17 Li Chunnian again became acting revenue vice minister for boundary work. Earlier, after Zhenzhou's war damage, prefect Hong Xingzu twice asked two-year rent remissions; refugees gradually returned. In year 18 wasteland reclaimed exceeded seventy thousand mu.
44
殿椿 椿 便 椿
In year 19 an edict ordered Statutes Revision Office official Zheng Ke to carry out the Sichuan boundary law. Ke was harsh toward prefectures and counties; even vegetables and mulberry on "provincial estate fields" were taxed, and Qiong-Shu common fields were taxed up to half. Jiazhou vice prefect Yang Cheng said: "Benevolent policy enforced as cruelty violates the law's intent. Obey orders above without disturbing people below — then benevolent government is achieved. He summoned magistrates and said: "Be accessible to the people; lasting success takes time — act carefully. If your conscience is clear, what is there to fear? When finished, his prefecture ranked first. Later, when people complained of inequality, palace censor Cao Jun impeached Chunnian and he was removed. The emperor told Qin Hui: "If poor fields bear heavy tax, people cannot pay. Qin Hui said: "I have told Vice Minister Song Bian to correct inequalities at once. In year 20 an edict said Two Huai fertile land suits grain; a strong-farming category was created to recruit cultivators and expand official estates. Zizhou prefect Yang Shixi said offices enforced this wrongly, not distinguishing fertile from poor and taxing market gaps measured in inches. A lowered edict said: "Chunnian sought boundaries to remove ten harms; now the original intent is being lost. What benefits the people should stand; what harms them should be corrected. In the fourth month of year 21 Song Bian was dismissed. In the first month of year 26 the emperor told ministers: "Li Chunnian directed boundaries; done properly it would not be bad. Now circuits often stop midway; I want someone versed in boundaries to discuss it carefully. Tongchuan transport vice judge Wang Zhiwang submitted a detailed memorial on Shu boundaries. The next year he was made judicial intendant and finished boundary work.
45
西 滿 便 西
In the third month the ministry said: "Shu is crowded while western capital and Huainan still have idle fertile official land; people may lease it with official oxen and seed loans, repaid in eight years. Border districts would be rent-free ten years, next-tier border half that, and after three years the holding would be theirs. Willing migrants would receive transit documents. The emperor said: "Good." But poor people applying for wasteland cannot at once get oxen and seed. Without official loans it is empty policy; direct appropriate supply. In the fourth month Anfeng vice prefect Wang Shisheng said: "Huainan soil is fertile, yet land stays unopened because powerful households falsely occupy good fields without strength to farm them all; refugees arrive with infants yet find no land to open. I hope all wasteland may be cleared by whoever will cultivate it. The ministry set a two-year deadline; unreclaimed land would follow the proposal; the western capital circuit would follow the same rule. An edict made Shisheng a director in the Ministry of Agriculture. In the tenth month, following Censor-in-Chief Tang Pengju, persons detached from the army were granted one qing each of Yangtze-Huai and Hunan wasteland as hereditary holdings. The host prefecture would devote one year's tax receipts to oxen and seed, while still granting ten years' exemption from rent and tax and twenty years' exemption from corvee.
46
In the twenty-eighth year Wang Zhiwang reported: "Last year the court sent officials to counties with unequal field boundaries to correct them, and that work is now finished. If officials or locals still stir up doubts among the people hereafter, I ask that they be punished to the full extent of the law. The memorial was approved. In the twenty-ninth year Tanzhou prefect Wei Liangchen said: "Returnees in this prefecture are reporting fertile fields as wasteland and paying no rent. Issue household registers for tax payment beginning next year; if the report is false, allow informers to claim the land as reward. The Ministry of Revenue ruled: "If the deadline exceeds one hundred days, apply the law on concealed taxes. The court approved the proposal. In the thirtieth year the court first required the people of Pingjiang County, Chunzhou, to pay tax on actual acreage, at two sheng four ge of rice per mu.
47
西
In the second month of the sixth year an edict declared: "I have deeply considered why rule does not improve and seek a way to set its foundations right. I now intend to equalize corvee obligations, enforce field limits, restrain idlers, and promote farming and sericulture. For each of these tasks, let you two or three senior ministers take charge on my behalf. In the twelfth month Li Jie of the Memorial Reception Bureau submitted the 《Three Proposals on Governing Fields》: first, secure the fundamentals; second, pool labor; third, follow the seasons. In summary he argued: "Western Zhejiang's low fields depend on dikes for protection; if the banks are raised high and thick, floodwater cannot enter. He asked that at critical paddy and pond sites in Su, Hu, Chang, and Xiu the state lend money and grain to landowners, use the farming slack season to build and heighten weirs, and so complete the dikes so water would no longer threaten the fields. In the present famine, let the people live by their labor and turn the work to their own advantage. In the dry autumn and winter season, when canals run low, repairing fields by cart-drawn ditches is especially economical of labor. The court ordered Hu Jianchang to survey the proposal and report back. Later the Ministry of Revenue judged the three proposals sound but the labor enormous, and proposed notifying landowners to contribute money and grain by local acre measure to their tenants for joint repairs, so the state would bear no cost and the people would not be overburdened. Approved.
48
沿 西西
In the second month of the seventh year Yangzhou prefect Chao Gongwu submitted: "Because the Huai borderlands have long lain waste, the court has not yet levied rent and tax. Returnees and new households may fill the fields as far as one can see, yet only two or three in ten are reported to officials, for all fear heavier taxes to come. In late Tang, when the people turned to farming, rents were raised, and sowing declined; In Wu and Yue the people opened wasteland without added tax, and no land lay idle. I ask that an edict declare the Two Huai circuits will levy no further increases, so the people may be encouraged to cultivate. The court approved the memorial. In the tenth month Sima Ji asked the court to urge wheat planting as preparation for the coming spring. The court then ordered the Jiangdong, Jiangxi, Hunan, Hubei, Huaidong, and Huaixi commanders and transport officials to lend seed on the state's behalf and urge great families to lend to farmers for wider planting, grant rewards under relief regulations, and report planted acreage for reward and punishment. In the ninth year Wang Zhiqi proposed raising the fixed rewards for steadfast farming, recruiting cultivators for wasteland, providing official appointment documents and silk paper for records, and allocating one hundred thousand strings from the treasury for farm tools and related expenses. When seed grain proved insufficient, the court further ordered the Huaidong regional headquarters to lend thirty thousand shi of rice.
49
西
In the fifth year of Chunxi an edict declared: "Hubei tenants who reclaim wasteland shall pay only the former tax rate. Those who claim acreage but do not fully cultivate it are given two years from the edict's promulgation; land not fully worked is taken as state fields, and orders for higher tax or eviction shall not apply. In the fifth month of the sixth year Yan Shilu, western Zhejiang intendant for Ever-Normal tea and salt, wrote: "The encouragement laws were meant to promote farming, sericulture, and wider planting. Villagers are now diligently reclaiming adjoining idle and stony ground into fields and gardens. Yet some are denounced and punished for illicit cultivation because they failed to register the new land for tax--how can this encourage diligent farming? Tax should be levied only on actual acreage; this would curb malicious suits and show that the age truly values agriculture. The court approved the proposal. In the eleventh month officials reported: "The court recently ordered circuit commanders and transport commissioners to supervise local officials in urging wheat planting and to report annual increases in acreage. Yet soil varies in suitability: in Hunan only Heng, Yong, and a few other prefectures are fit for wheat, while the rest produce only paper reports. I ask that the court simply urge timely sowing and waive the annual quota for added planting, so the encouragement policy may have real effect.
50
西
In the seventh year the court again ordered the Liang-Zhe, Jiang, Huai, Hunan, and Jingxi commanders and transport officials to supervise local authorities in urging wheat planting and to seek real expansion. Thereafter the order was repeated every year. In the fifth month of the eighth year an edict declared: "Heaven has lately favored the season and both silkworms and wheat have been harvested, yet when the nearby countryside was inspected the grain ears were short and the cocoons thin--has encouragement of planting and local custom not yet done its work? I shall review diligence and neglect and issue rewards and punishments accordingly. That year unbroken rain inundated the low fields, and the court ordered the Zhejiang prefectures and Ever-Normal offices to lend seed again to poorer households for planting so the season would not be lost. In the eleventh month the chief ministers reported: "Tian Shixiong said that many households have plowed wheat fields but no seed; if seed were lent to the poor, spring wheat could still be sown. Other officials added that in Jiang and Zhe the dry fields, though plowed, also lack wheat seed. The court then ordered all circuit commanders, transport officials, and Ever-Normal offices to lend wheat from the Ever-Normal stores.
51
滿
Earlier Yangzhou prefect Zheng Liangsi reported: "Across the Two Huai, people have widely claimed fields, and most remain unassessed for tax. The court has repeatedly extended the deadlines, but the term has now expired amid drought; I ask for one more year. The court granted the request. In the ninth year archival compiler Yuan Shu returned from inspecting the Two Huai and reported: "The people hold land in untold amounts; the two taxes are already waived, and they pay only grain-and-cloth levies. When they lack strength to farm it, the land is left waste; when others seek to rent it, boundary disputes are raised as pretexts, and officials have no way to verify the claims. Hence the wasteland is not opened, households do not grow, and prefectural and county revenues grow ever tighter. I ask that prefectures and counties demarcate boundaries and issue deeds, and raise taxes by the mu for those who hold much land but pay little; and assign remaining idle land to tenants, so refugees may have fields to work and the countryside may not lie largely fallow.
52
簿
In the first year of Shaoxi, Zhu Xi had earlier served as Tong'an registrar in Quan and knew the harm when field boundaries were not enforced in the region. By then he was prefect of Zhangzhou. When officials asked to implement field boundaries in Fujian, the court ordered supervisory commissioners to draft plans and referred the matter to the prefectures. Zhu Xi investigated the subject thoroughly, leaving no detail unattended. He then submitted: "Field boundaries are the greatest benefit the people can receive. Where they were implemented in the Shaoxing era both state and people profited, yet only Quan, Zhang, and Ting have not done so. I dare not put my own comfort before the prefecture's welfare and personally pledge that the measure can be made to work. Yet officials must be carefully chosen and given clear responsibility; fields must be measured in precise paces and mu; maps and registers prepared at state expense; taxes assessed by yield, with special permission to average burdens across townships and counties so that within a hundred li the burdens may be equal. I propose setting yield money for each mu by the nine land grades, combining the prefecture's rent and tax totals in money and grain, using yield money as the basis to calculate rice and cash per wen, and collecting payment at a single granary and treasury. After collection, the amounts would be divided according to the original quotas among provincial revenue, official fields, school grain, and Ever-Normal stores and transferred to the appropriate warehouses. Once the land registers are fixed, the people's holdings will have a secure foundation. Yet in carrying out this law, the poor and lower households would deeply welcome it but cannot make their wishes heard; wealthy families and corrupt clerks are truly displeased and are adept at persuasive talk to mislead the crowd; and worthy gentlemen who prefer quiet and dislike disturbance may fail to look closely and shrink at rumor--on this I cannot be without concern. The chief ministers asked that the measure be carried out in Zhangzhou. The following spring the court ordered transport commissioner Chen Gongliang to work with Zhu Xi in implementing the plan. Farming was then at its height, so Zhu Xi studied the plan further, hoping to put it into effect the next year. Ordinary people, seeing that the reform would not harass them and would serve their interests, were elated; but powerful families that held land, concealed taxes, and preyed on the poor all raised objections to shake the project, and the earlier edict was set aside. Zhu Xi asked leave to a temple post and withdrew. In the fifth year the court remitted thirty-two thousand one hundred shi of rice seed lent to drought victims in Luzhou.
53
使 使 使
In the second month of the first year of Qingyuan, because the harvest failed and the people suffered hunger and sickness, an edict declared: "My virtue is slight; famine follows famine and the people stand at death's door. Day and night I am anguished--how dare I lay the blame on my officials? Yet the envoys, prefects, and magistrates share my trust and my cares; since spring I have heard that in one or two prefectures the old and young lack food, abandon their fields, and fall into the ditches--where does the fault lie? Is relief failing to reach the people? Are those who receive grain not always the hungry, and the hungry not always those who receive it? Is grain hoarded nearby and not shared evenly? Do officials treat the work as done and fail to examine themselves? Let each of you plan diligently, see that real benefit is not blocked, and not deceive the throne with empty reports--then I shall commend you.
54
綿 便 使
In the first year of Kaixi under Emperor Ningzong, Kuizhou vice transport commissioner Fan Sun reported: "In this circuit prefectures such as Shi and Qian lie remote among the mountains, with broad land and few people. Large landowners need cultivators, yet wealthy families entice tenant clients to move away with their entire households. I ask that the Huangyou law on flight of official-estate clients be revised: clients may be required to labor in person, but not with their entire families; those who sell fields or houses may leave the land and not be forced into tenancy as clients; loans shall be repaid only according to written agreements, without coercion into land tenancy; when a client dies or his wife remarries, they shall be free to do as they wish, and daughters free to marry as they choose. So that the people of remote mountain valleys may live in security. The Ministry of Justice ruled that the old Huangyou law on client flight was balanced and durable, whereas the Chunxi analogy to abduction law was too severe; henceforth all suits involving official-estate clients would follow the Huangyou statute. Approved.
55
使便 西
In the eighth year of Jiading Left Secretariat remonstrator Huang Xu reported: "Rain has failed to come on time and much land lies fallow. Yuhang magistrate Zhao Shishu proposed urging the people to plant mixed crops such as hemp, millet, beans, and wheat, noting that rice costs little labor for great return whereas mixed crops cost much labor for little gain. He feared that at harvest landlords would demand a share and officials would levy taxes, so the effort would bring no benefit; but if people were allowed to plant mixed crops freely and keep the whole yield, they would work diligently without urging and hunger could be avoided. He asked that, as proposed, edicts go out to the Two Zhe, Two Huai, and Jiangdong and Jiangxi circuits ordering mixed planting wherever the season had been missed, with landlords barred from taking a share of the yield and officials barred from seizing the autumn crop, so peasants could keep eating and the state could avoid relief costs. The court approved.
56
{}{} 簿簿簿
Zhao Yuxin, prefect of Wuzhou, conducted a well-ordered land-boundary survey in his jurisdiction, but Yuxin was then recalled from office. Local elites and commoners petitioned the court together, and Zhao Shiyan was appointed to continue the work. Two years later Wei Baowen succeeded Shiyan as prefect and pushed the project harder still. Households that had been registered as wealthy were reclassified as poor or lower-status, and fields that had been hidden as abandoned were brought plainly to light. They compiled more than 239,000 household registers, property rolls, population lists, fish-scale maps, and clan records, built vaults to store them, and reported the results to court only after three years.
57
In the ninth month of Chunyou 2 an edict declared: "Sichuan has been ravaged again and again by war. People fled their livelihoods for safety. Officials put idle land under temporary garrison cultivation to feed the armies; when the people came back, that land was held and not returned. From now on, wherever commoners hold contracts with clear boundaries, any land listed under prefectural or county garrison offices must be returned immediately. Violators may be appealed against directly to higher authority, and shall be punished severely.
58
殿
In year 6 Palace Attendant remonstrator and imperial lecturer Xie Fangshu said:
59
"The plague of powerful landlords swallowing fields has reached its peak. Nothing less than a ceiling on household landholding will do—and even that is only a small emergency measure to shore up the moral order. The dynasty has made its seat at Qiantang for more than a hundred and twenty years. Frontier lands waste away while the population inside grows; powerful families rise, annexation spreads, the people grow poorer, and the regulatory framework rots. Court and country are squeezed as though nothing can be done. When the rich who control the levers of power are no longer fully at the ruler's command, thoughtful men grow afraid. Millions depend for their living on grain, and grain comes from the fields. Today the best farmland belongs to the great and powerful, and some landlords collect rent of a million shi of grain; smallholders with a hundred mu face corvee year after year and endless official exactions; with no way out, they surrender their land to great estates to escape service. Smallholders lose land daily yet corvee never stops; great landlords add land daily yet corvee never touches them. The weak are devoured by the strong, annexation spreads, and commoners can no longer survive. At such a moment, can the state afford not to set a firm regulatory fence?
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Last year remonstrators proposed land limits, but the court let the matter drift. They fail to see that state revenue and frontier rations now depend entirely on government grain purchase. Yet great landlords with vast holdings escape both purchase quotas and corvee. Enemies press from outside and bandits wait within. In such a time, why cling to broad estates and heavy wealth that cannot last, when donating gold to the state would relieve the immediate crisis for everyone? What is needed is to turn their minds and lead them toward it. I ask that the chief ministers be told to collect officials' proposals and put them into practice, fixing the regulatory system, blocking annexation, strengthening the throne, and easing the treasury. Let Your Majesty not let the counsel of the powerful at court shake your first resolve; let the chief ministers not abandon a sound policy for fear of enemies—then the realm will be greatly blessed. The court approved.
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In the ninth month of year 11 an edict declared: "Circuit and prefectural officials must not illegally appraise and seize civilian property. The ban is strict, yet greedy and brutal officers often ignore the severity of the offense, disregard jointly held family estates, seize everything alike, and ruin ordinary people. Sometimes extinct households are denied lawful heirs; sometimes restitution is promised after appeal, only for funds to be disbursed under another name and embezzled; sometimes mortgaged property cannot be redeemed, leaving innocent owners destitute. Officials who violate this shall face the full weight of the law. That year Xinzhou, Changzhou, Raozhou, and Jiaxing carried out land-boundary surveys.
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便 使 便 便
In Xianchun 1 Supervising Censor Zhao Shunsun said: "Land-boundary registration is meant to help the people. The poorest households want it deeply, but great clans may not welcome it at all. Unless they are truly won over, how can their goodwill be fully secured? Moreover, today's "pushed reassessment" is not the old "self-reporting." With pushed reassessment, entrust the work to village chiefs and it is swift and easy; with self-reporting, burden each household and the effort is scattered and hard to complete. The Jiading survey is recent: officials hold the main register, village chiefs hold copies, and household divisions are all on file. Chiefs need only update the owner's name on existing documents. The Shaoxing survey lies far in the past, and few registers survive. Rebuilding from fish-scale maps one by one, ten by ten, a thousand by a thousand, checking acreage and boundaries and fixing owners and tenants—nothing is easier than working through the village chiefs. That is why Zhu Xi favored land-boundary registration and opposed self-reporting. If prefectures and counties enforce the court's charge to village chiefs and adapt methods to local conditions, the people will be won over and the work will go forward without coercion. The court approved.
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In year 3 Minister of Agriculture and acting Revenue Vice Minister Li Yong said: "Land-boundary reform has been debated many times, yet never fully carried out; self-reporting was once ordered, yet never finished. Is it not because superiors shun the label of "managing finances," while local interests that oppose success cry that the people are being harassed. They would rather watch local government rot than confront corrupt clerks and cheating landowners; rather squeeze poor households than provoke great clans. The old boundary law demands armies of officials, full musters of militia units, surveys of every path, measurement of every field, grading of every plot, and tangled accounting—fraud flourishes and the work never ends. Pushed reassessment simply lets the county supervise districts and districts supervise militia units, appoints capable and fair men, fixes acreage and tax grades, records them in registers, and gives every household fixed property, fixed tax, and fixed registration—that is all. In my tenure at the Wu prefecture I have seen it work. Shaoxing is reportedly nearing completion, and the Hunan transport commissioner says his entire circuit is done. I believe the southeastern prefectures are all carrying it out diligently. Where acreage is wrong, the village office should correct it; where maps and registers are incomplete, the county office should press for completion. Prefects must watch counties for delay, intendants must watch prefectures for slackness, orders must be strict and rewards and punishments reliable, autumn and winter set as the deadline, and yearly harvest as the test of completion—just as the 《Zhou Offices》 uses daily results, monthly reports, and yearly reckoning for oversight. An edict then ordered every circuit's transport and military commissioners to carry it out.
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After the southward relocation, paddy-field yields in the south surpassed those of the north, and hydraulic works flourished. Yet tenants on confiscated land still paid old private-rent rates that were often too high, and at collection time public and private rules diverged sharply. Private rents were high on paper but light in collection, so tenants could still manage; public rents were high on paper and heavy in collection, and tenants could not endure them. Prefectural clerks and granary staff alike found ways to squeeze the cultivators. In the dynasty's final decades the Jurchens swung between peace and war. War brought vast military costs; peace brought heavy annual tribute. The treasury was often empty, so because people groaned under official rents, the state ordered official fields catalogued and sold to meet expenses. At first labor duties were eased to entice buyers; in the end purchasers could not escape forced quotas—such were the abuses of official land sales. After Jiading came so-called frontier-pacification office land, whose rents helped pay annual tribute. Near the dynasty's fall, household land limits were imposed again and excess holdings were bought up as "public fields." The plan was meant to reduce government grain purchase and ease the people, but abuses multiplied and rents were especially crushing; and after the Song fell the harm did not end. The laws governing paddy land, official fields, and public fields recorded in history are gathered here from beginning to end—material well worth heeding.
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In Shaoxing 1 an edict ordered the prefects of Xuanzhou and Taiping to repair the dikes. In year 2 dike-repair funds, grain, and seed loans were all drawn from Xuanzhou's ever-normal and righteous-granary stocks. In year 3 rent quotas on dike fields were fixed to supply military stores. The Yongfeng dike in Jianchang prefecture was assessed 30,000 shi of rent grain per year. The dike stretched fifty or sixty li on each side and held more than 950 qing of land, though recent reclamation had reached less than a third of that. Only then was the quota set.
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西
In year 5 Jiangdong military commissioner Li Guang said: "In Ming and Yue there are reservoir lakes everywhere. As a rule the lake lies above the fields, and the fields above the rivers and sea. In drought the lakes irrigate the fields; in flood the fields drain into the sea. That is why the region once knew neither flood nor drought. Under our dynasty, in the Qingli and Jiayou eras, people first began encroaching on lakes for farmland, and the ban was strict. From the Zhenghe era onward, tribute agencies were set up and lakes were turned into fields. Since then the people of both prefectures have suffered floods and droughts every year. Yuyao and Shangyu each collect only a few thousand hu in rent, while the regular taxes lost from ruined farmland run to tens of thousands. The best course is to abolish the lake fields in those two counties first. Mirror Lake at Kuaiji, Guangde Lake in Yin, Xiang Lake in Xiaoshan, and others still remain in large numbers. I ask that the transport commissioner abolish them all. For dike fields in Jiangdong and Jiangxi and embanked fields in Suzhou and Xiuzhou, circuit intendants and prefects should submit detailed reports. An edict then ordered transport commissioners in every circuit to deliberate. Later deliberations favored abolition, but in the end the old arrangements remained.
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西 西
Early in the Five Dynasties the Ma clan, twenty li east of Tanzhou, dammed mountain springs into a reservoir called Turtle Pond that irrigated ten thousand qing. Later the dike failed; in drought years the people starved. In year 7 the prefect Lü Yihao first recruited labor to repair it and expand cultivation. In year 16 Yuanzhou prefect Zhang Chengji said: "In Jiangxi good farmland often lies on hillsides. I ask that prefects and magistrates be ordered to promote reservoir irrigation. Later Review Bureau vice director Li Hu said that old reservoirs on the Huaixi highlands should receive funds and grain for timely repair. Jiangyin commander Jiang Jizu also asked to dredge the army's Five Discharge Ditch for drainage and restore branch channels of the Horizontal River to irrigate dry fields. All were ordered carried out by the circuits' ever-normal offices, with quarterly progress reports.
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In year 23 Remonstrance Doctor Shi Cai said: "In western Zhe the people's fields are vast, and in ordinary times they suffer little harm because of Tai Lake. In recent years lakeshore land has mostly been seized by soldiers, who piled earth into long dikes called dam fields. In drought they use it to irrigate while ordinary fields receive no benefit; In flood season waters spread everywhere and cannot drain into the lake, and the people's fields are wholly inundated. I ask that Tai Lake be fully restored to its former bounds, so soldiers and civilians alike may live in peace and the fields share the benefit equally. The court adopted his proposal. In year 24 Dali Temple Vice Director Zhou Huan said: "In Lin'an, Pingjiang, Huzhou, and Xiuzhou the low-lying fields are largely submerged by standing water. The hill streams all converge on Tai Lake, which then divides into two branches: the southeastern branch flows to the sea through Songjiang, and the northeastern branch is discharged into the Yangzi through various water mouths. Of Songjiang's outlets for draining the lake, the Baimao sluice alone is the largest. Silt has now choked them shut. The old sluice channels should be reopened so the water may divide and run freely—a benefit to the four prefectures without end. An edict ordered the Two Zhe transport commissioners to inspect the situation.
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使 便
In year 28 Two Zhe Transport Vice Commissioner Zhao Zishe and Pingjiang Prefect Jiang Can said: "Tai Lake is the great reservoir of several prefectures, yet it drains through Songjiang alone—small wonder its force cannot keep up. For this reason men of old opened twenty-four sluices north of Changshu, dredged them, and led the water to the Yangzi; and east of Kunshan opened twelve more, dividing the flow and discharging it into the sea. The thirty-six sluices were later choked by tidal sand, and the river-opening corps was disbanded as well, so the people's fields came under threat of flooding. During the Tiansheng era Transport Commissioner Zhang Lun once opened many sluices at Changshu and Kunshan; in the Jingyou era Prefect Fan Zhongyan went in person to the coastal outlets and dredged open five rivers; and in the Zhenghe era Intendant Zhao Lin undertook dredging once again. Today the sluices are choked shut and the situation is worse than ever. The work is estimated at more than 3.3 million labor units, 330,000 strings of cash, and 100,000 bushels of grain. An edict then ordered Investigating Censor Ren Gu to inspect the project again. Ren Gu soon reached Pingjiang and reported: "Opening the five Changshu sluices into the Yangzi is genuinely advantageous; if the request is followed, five thousand labor units should finish the work in little more than a month. An edict supplied the Stimulation Reward Treasury funds and Pingjiang tribute grain in the amounts requested. In year 29 Zishe again said: "Local elders report that Fushan Pond and Dingjing lie at the same elevation; unless Fushan Pond is dredged, water will backflow into Dingjing. Both were ordered dredged together.
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In the eighth month of Longxing 2 an edict declared: "Water conservancy in Jiangsu and Zhejiang has long been neglected; powerful families' polder reclamations choke the waterways. Let prefects in every prefecture inspect on site and report. Thereupon Huzhou Prefect Zheng Zuosu, Xuanzhou Prefect Xu Yin, Xiuzhou Prefect Yao Xian, and Changzhou Prefect Liu Tangji all petitioned to break open encircled fields and dredge harbors and canals. An edict assigned Huzhou to Zhu Xiaqing, Xiuzhou to Zeng Chi, Pingjiang to Chen Mizuo, Changzhou and Jiangyin to Ye Qianheng, and Xuanzhou and Taiping to Shen Shu to take charge. In the ninth month Vice Minister of Justice Wu Bi said: "When I governed Shaoxing I once petitioned to reopen 270 qing of abandoned fields on Mirror Lake and restore the lake to its former extent; flooding ceased, and more than 9,000 qing of fields doubled their yield. More than 20,000 mu of low fields that were once lakebed remain; tenants pay only two or three strings per mu. I propose that the state pay half the value, abolish the fields entirely, and remit their rent. The Ministry of Revenue asked the Eastern Zhe ever-normal office and the Shaoxing prefect to examine the plan carefully and mark the land for restoration. The court approved.
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西 西 使便 使 西
In the fourth month of Qiandao 2 an edict ordered Transport Commissioner Wang Yan to break open newly reclaimed polders of powerful families in western Zhe—reed flats, lotus flats, water-chestnut flats, and any pond, lake, stream, or harbor margin where dikes had been thrown up for cultivation—with local prefects and magistrates to act jointly. Once the encircled fields were opened, Yan memorialized for the remission of all tenant debts for seed grain owed to landlord households. In the sixth month Xiuzhou Prefect Sun Daya, on returning from his post, said: "The prefecture has Zhe Lake, Dianshan Lake, Dang Lake, and Chen Lake, linked by branch channels that reach the Yangzi to the northwest and the sea to the southeast. Coastal farmers build dams to hold back brackish tides, which may benefit one district but in truth harm neighboring prefectures with flooding; yet if drainage is opened, the coastal fields themselves suffer harm. If sluice gates were installed at the harbors and outlets to regulate flow, floodwater could be discharged and drought would also bring benefit. Yet the labor is considerable; he proposed that wealthy clans supply funds and common households labor, repairing in the agricultural off-season. Two Zhe Transport Vice Commissioner Jiang Shen then inspected with local officials and, with Xiuzhou, Changzhou, Pingjiang, and Jiangyin, submitted plans for each site. An edict ordered repairs at Xiuzhou Huating's Zhangjing sluice and shallow reaches northeast of Dianshan linking Pogang Harbor, to begin that November; Jiangyin and Changzhou's Caijing sluice and Shen Harbor the following spring; Ligang after one year's corvée exemption; Pingjiang deferred for the present. In the third month of year 3 Shen reported: "Dredging is complete, stored water released, and long-flooded fields have re-emerged. He had urged the people to plant in season. Fearing poor households lacked seed and good land would lie fallow again, he asked the Western Zhe ever-normal office to lend seed grain. Rewards in merit review were also granted to supervisors including Jiangyin Prefect Xu Zang.
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In year 4 Pengzhou official Liang Jie restored more than ten barrages in three counties, benefiting neighboring prefectures; he was advanced to Secretariat Drafter and Liang Road transport vice commissioner. In year 7 Wang Yan said: "Xingyuan's Mountain River Barrage is traditionally attributed to the Han ministers Xiao and Cao. In the Jiayou era Intendant Shi Zhao submitted barrage regulations and received an edict carved in stone at the site. Since Shaoxing the population has declined and the works decayed; Xingyuan Prefect Wu Gong was ordered to restore them with ten thousand laborers. Pacification offices spent 31,000-odd strings; six barrages and sixty-five li of canals were repaired, irrigating 233,000-odd mu in Nanzheng and Baocheng. An edict praised Wu Gong.
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使 西 西使 使
In year 8 Vice Minister Ye Heng reported verification of polders in Ningguo and Taiping: Ningguo's Huimin and Huacheng old polders exceeded forty li, with nine-odd li newly built; Taiping's Fuding polder at Huangchi, fifty-four polders including Tingfu, and Wuhu and Dangtu polders totaling 480-odd li. All were high, broad, and solid, with elms and willows along the water to break wind and waves; farmers confirmed lasting benefit. Prince Wei Wang Kai, overseer of Ningguo, was praised: "Along the great river, polders turn floodlands into fertile fields when water is properly stored and released. Yet water and earth always contend, and works decay. You have tended farming policy well; great dikes stand firm; your diligence wins Our deep praise." In the eighth month of year 9 officials said Jiangxi had suffered drought for years without preparing waterworks. An edict followed: "Drought and flood afflicted even Yao and Tang at their height. Where the people do not suffer, preparations are already made. In Yuzhang, only fields near water bear full grain; on high ground, untimely rain withers the crop. Is this because waterworks lie neglected and drought preparation is lacking?" In Tang, Wei Dan as Jiangxi observation commissioner repaired 598 ponds and barrages, irrigating 12,000 qing. That was one circuit alone; how much greater the realm. Agriculture is the root of life; irrigation nurtures the five grains. Many rivers remain unused while the people do not know their benefit. Opening canals and storing marshes—is this not the duty of intendants and prefects?" Let officials survey terrain, encourage farming, use the land fully, manage corvée and waterworks, and keep to the seasons. Then even in lean years farmers need not sit idle in ruin—this is Heaven and man in harmony." We shall soon reward diligence and punish neglect."
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西 便使
In Chunxi 2 Two Zhe Transport Vice Commissioner Chen Xian reported: "Having toured Pingjiang, Changzhou, and Jiangyin to open Ligang and other works, all are complete. The state had planned tens of thousands in cash and grain yearly; instead the people rallied and finished the work themselves. Changshu Magistrate Liu Ying was specially advanced one rank; others received rewards in varying degrees. In year 3 an edict to Prince Wei Wang Kai, imperial prince overseeing Mingzhou, read: "The benefit of ponds, lakes, streams, and marshes—whether they flow freely or lie choked—depends on those who tend them. Siming Prefecture is in fact administered from Yin; Yin has fourteen townships east and west, and the waters of Qian Lake irrigate seven of those to the east. Officials grew negligent; duckweed and weeds choked the lake; its benefit dwindled from what it had been, and farmers suffered. You govern this prefecture and have sought out what was advantageous and dredged the lake, so that the fields of the seven lakeside townships no longer suffer drought as in former times. The blessing you have conferred is no small one. Your memorial has reached Us, and Our praise and admiration remain with you.
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In year 10 Dali Temple Vice Director Zhang Yi said: "Ponds, marshes, lakes, and pools serve to store and release water in flood and to irrigate in drought. Recently powerful clans in western Zhe, whenever drought comes, seize lakes for fields, build long dikes planted with elm and willow within and rushes and reeds without, so that fields that were once fields now block the movement of water altogether. Suzhou, Huzhou, Changzhou, and Xiuzhou once suffered from flood; now they suffer chiefly from drought—and the cause lies here. I ask that magistrates be forbidden to issue land certificates, assistant magistrates charged to warn and arrest offenders, and circuit intendants to investigate. whoever encircles land for reclamation shall be prosecuted for violating regulations; and those who issue certificates or fail in oversight shall be punished as well. Transport Commissioner Qian Chongzhi then petitioned that a marker stone be set up at each encircled field—1,489 sites in all—and ordered every prefecture to enforce the rule.
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滿 西 簿 使
In Shaoxi 2 an edict required that six months after taking office prefects and magistrates report all choked water sources that should be opened or repaired; and on completing their terms submit maps of waterworks undertaken, with rewards for those whose achievements were outstanding. In Qingyuan 2 Minister of Revenue Yuan Shuoyou and others said: "In western Zhe encircled fields stretch from horizon to horizon, each hundreds or thousands of mu; ponds and canals have all been turned to farmland—when rain comes there is nowhere to store it, and in drought there is no water to draw. Unless this is strictly forbidden, the damage will only worsen and good harvest years will cease. In Jiatai 1 Dali Bureau Direct Clerk Liu Youxian and Imperial Clan Court Registrar Li Cheng were assigned to take charge; since the marker stones were set up in Chunxi 11, every encircled field, official or private, was broken open. Magistrates were also required to add "Inspector of Encircled Field Affairs" to their titles; each year in the third and fourth months they were to join assistant magistrates in inspecting for illegal encirclements and report to the prefecture, which reported to court. Every three years officials were dispatched to review the work, and censor-remonstrators were charged with oversight. In the second month of year 2 Youxian and Cheng returned and memorialized for the cancellation of original tenancy certificates issued to those who had opened encircled fields in Lin'an, Pingjiang, Jiaxing, Huzhou, and Changzhou. In the third month Right Remonstrance Shi Kangnian said: "Recently imperial kinsmen have shown no regard for the throne's care for the people, pursuing private gain for their households alone and openly filing petitions to obstruct established law. I beg that a warning be issued: from this day forward, whoever petitions on such matters shall be impeached by name and punished without mercy.
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西 西
In Kaixi 2, because displaced farmers from the Huai region had no land to cultivate, an edict allowed Two Zhe prefectures and counties to let original owners re-encircle fields that had been opened and to lease them exclusively to Huai refugees for cultivation. In Jiading 3 officials reported: "We hear that wealthy clans and great estates collude in fraud, double their polder reclamations, and covertly seize water flats, obstructing irrigation for common farmers." An edict then ordered the Western Zhe intendant office to wait until the agricultural off-season and reopen the encircled fields. In year 7 Lin'an Prefecture's West Lake was restored to its former bounds, and all added annual rent was remitted in full. In year 17 officials said: "Mirror Lake in Yue irrigates nearly half of Kuaiji; Mulan Barrage in Xinghua waters ten thousand qing of farmland, and each year the people depend on its bounty." Now officials and the powerful have encroached upon them; silt has filled them in and they grow ever narrower. Responsible offices should be warned to inspect yearly, deepen storage, clear silt, forbid encroachment, and keep irrigation unimpeded. The court adopted these measures in sequence.
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西 殿
In Baoqing 1, on the memorial of Right Remonstrance Grandee Zhu Duanchang, rent on western Zhe polders opened in the Jiatai era was abolished, because tax quotas still stood and local officials forced the people to pay cash directly. In Baoyou 1, Hanlin Reviser Huang Guomian addressed the throne: "Polder fields marked with boundary stones since Chunxi 11 should be preserved; re-enclosures should be judged by their harm and benefit; rents may go to the General Office, the Border Pacification Office, or be divided among prefectures." The emperor said: "Fields of the Border Pacification Office have lately been returned to their original jurisdictions." Guo memorialized further: "Since the dingwei year, new polders began when the Palace Service offered reed flats and officials sought merit; every drought-prone tract was enclosed—little gain, much harm. They should be broken open to restore waterways." The emperor approved. In Xianchun 10, because Jiangdong suffered flood damage, rent on year 9 polder fields was remitted by four-tenths.
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西 殿 西
In Shaoxing 27 Zhao Zishe was ordered to arrange Zhenjiang sand fields, intending to set light rents and let current tenants farm on the spot; if powerful families hoarded land, prior rents and profits were to be recovered. An edict ordered such fields seized and arranged at once, with fraudulent tenancy rent remitted. In the first month of year 28 an edict ordered Ministry of Revenue Vice Director Mo Hong, together with western Zhe, Jiangdong, and Huainan transport commissioners Zhao Zishe, Deng Gen, and Sun Jin, to inspect sand fields and reed flats on every circuit. Earlier memorializers had said sand fields and reed flats along the Yangzi and Huai were widely fraudulently occupied, costing the state vast revenue yearly; hence Hong and others were appointed. Soon after Palace Attendant Censor Ye Yiwen said: "Those executing the order spare no thought for the people. Called a land survey, it in truth forces county officials to bind figures to maps, seeking only higher numbers for promotion." Powerful households were untouched at first; poor households and the lowest ranks already bore the harm. Harassing them for petty gain will surely drive people to flee and tax quotas will be lost. He argued the point at length. In the second month an edict declared: "Sand fields and reed flats exist chiefly for powerful families' false claims; third-rank households and below are not to be surveyed by precedent." In the sixth month Sun Jin was dismissed for slipshod handling of sand fields. An edict said: "For sand fields and reed flats in western Zhe and Jiangdong, official households of ten qing and common households of twenty qing and above shall pay increased rent; the rest remain as before." A Directorate for Overseeing Official Fields was established to manage them, outside the Ministry of Revenue. In year 29 Mo Hong was demoted to supervise Jingde Town tax in Raozhou for an untrue survey of sand fields and reed flats, and an edict abolished all increased rent.
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In the ninth month of year 32 Zhao Zishe said: "Sand fields in western Zhe, Jiangdong, and Huaidong—in prior surveys some tracts were not fully or accurately measured and remain occupied by households." They may report themselves by this winter, receive title as their own property, and have half their rent and tax remitted; after the deadline informers may report them and receive the entire offending household's rented fields as reward. Reed flats shall bear light rent according to their capacity. An edict ordered Feng Fang to take charge. In the eleventh month Fang Zi submitted a lengthy memorial on sand fields. The emperor asked: "Some say sand fields may be exploited; others that they should be abandoned." Chen Kangbo and others memorialized: "Gentlemen and petty men each follow their kind." Petty men delight in stirring up affairs and do not shrink from heaping resentment on the state; gentlemen strive to preserve the larger design and fear harming humane government—hence they differ. The emperor approved and ordered the prior edict withdrawn.
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簿 貿 便
In year 21, on Dali Temple Registrar Ding Zhongjing's memorial, wherever school lands were encroached by powerful families, education officials were ordered to investigate. Monasteries' permanent heirless estates were also ordered allocated to support schools. The Ministry of Revenue proposed also allocating unchartered hermitage and cloister lands; the court approved. Initially Fujian divided the eight prefectures' fields into three grades: fertile land went to temples and abbeys; middling and lower grades to natives and migrants. From Liu Kui's term as Fuzhou prefect, the fields began to be traded for cash. When Zhang Shou took command in Fujian—in autumn of Shaoxing 2. The emperor relied on him to revive a devastated region; more than forty upper-grade monasteries were reserved for eminent monks; the rest were sold to the people, yielding seventy or eighty thousand strings yearly for military supplies while easing miscellaneous levies—the people welcomed it.
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In year 26, proceeds from selling official fields on all circuits were split: seven-tenths submitted, three-tenths reserved for ever-normal grain purchases. When full sale of official fields was first proposed, critics feared tenants would lose livelihood and unsold tracts would lose rent. Attendant Censor Ye Yiwen said: "If all such fields are sold and regular tax established, land returns to the people and revenue to the state—concealment ends and corvée can be equalized." Eastern Zhe Penal Commissioner Shao Dashou also asked that purchasers of official fields be exempt from property levies for three to ten years. Below 1,000 strings, three years; 1,000 strings and above, five years; 5,000 strings and above, ten years. An edict ordered all ever-normal confiscated and heirless official fields—tenanted or not, with added rent or without—to be sold. In year 29 the Two Zhe transport office held more than 42,000 mu of official estate fields, yielding more than 48,000 bushels of rice and wheat yearly; military colony fields exceeded 926,000 mu, yielding more than 167,000 bushels yearly for the capital's horse fodder and grain purchases. In the fourth month an edict ordered their sale. In the seventh month an edict ordered ever-normal intendants on all circuits to investigate fraud and enforce rewards and punishments. Fenshui Magistrate Zhang Shengzuo and Yixing Magistrate Chen Qian were demoted and dismissed for irregularities in the land sale. In the ninth month Eastern Zhe Ever-normal Intendant Du Jie was advanced one rank for selling the most fields. In year 30 purchasers of waste land were granted three years' rent exemption.
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西 西 簿 西西
In Qiandao 2 Vice Minister of Revenue Zeng Huai said: "Jiangxi military colony fields exceed 4,000 qing; 1,900-odd qing are tenanted, yielding 50,500-odd strings in rent—sale could bring 67,000-odd strings; together with more than 900,000 mu of tenanted fields tallied by the Two Zhe transport office—the total is vast." We propose following the original edict: current tenants who wish to buy receive a twenty-percent reduction." An edict placed Zeng Huai and others in charge of the sale; proceeds were deposited in a separate vault of the Left Treasury. In the fourth month of year 4 Jiangdong military colony fields were likewise offered to current tenants at reduced price, with three months to complete sales and sales ending in the eighth month; unsold military colony fields on all circuits were to remain under transport office rent collection. In year 7 Western Zhe Ever-normal Intendant Li Jie asked to transfer military colony fields under his office and manage them with ever-normal lands in official manors. Liang Kejia memorialized: "Ministry sales of military colony fields go chiefly to the powerful at low prices, with meager revenue. Official manors would yield five hundred thousand bushels yearly." In year 8 Dali Temple Registrar Xue Jixuan established twenty-two official manors at Huanggang and Macheng. In year 9 Agriculture Director Ye Yu sold official fields in eastern and western Zhe; Imperial Supplications Reviewer Zhang Xiaoben sold Jiangdong and Jiangxi official fields; Bureau Director Xue Yuanding collected more than four million strings from official land sales in Jiangsu, Zhe, Fujian, and Guang.
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In Chunxi 1 officials said: "Selling official fields for two years has overwhelmed the Three Departments and Ministry of Revenue with paperwork and exhausted circuit and local officials." Supervision was relentless: first one season, then one year—yet only thirteen parts were sold and only twelve paid in. Those buying were invariably great clans. At valuation, top-grade plots were priced low; after posting, great clans bid first; middling and lower plots drew no bidders, and prices were wildly uneven. Better to let original tenants farm and pay rent—yielding several hundred thousand bushels still." The court approved. In year 6 an edict ordered all circuits' transport and ever-normal offices to tally and sell confiscated official fields, military colonies, sand fields, and sand flats. In Shaoxi 4 sales were halted on officials' memorial. In the eighth month of Qingyuan 1 Jiangdong transport and ever-normal offices, for confiscated fields accruing after Shaoxi 4, again sold at village prices for ever-normal grain funds. In the eleventh month Yu Duanli and Zheng Qiao said: "Fujian is crowded on little land; families cannot support themselves and many abandon infants." Fujian Intendant Song Zhirui asked to halt sale of confiscated fields in Jian, Jianning, Ting, and Shaowu and use their rent to aid child-rearing; the court agreed. In year 4 an edict ordered circuits to cut prices on unsold summoned-sale fields and exclude barren sand and gravel tracts.
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In Kaixi 3, after Han Tuozhou was executed, the Jin negotiated peace. The next year, on court advice, the Border Pacification Office was established; confiscated lands of Tuozhou and other favorites, and state polder and lake fields, were placed under it. It yielded 722,700-odd bushels of rice and 1,315,000-odd strings, supplying envoys' gold and silk expenses. When relations with the north broke off, border and military expenses were regularly drawn from it.
86
殿西 西 西西
In Jingding 4 Palace Attendant Censor Chen Yaodao, Right Remonstrance Cao Xiaoqing, and Supervising Censors Yu Chunxi and Zhang Xiyan denounced abuses in granary troops, harmonized purchases, and note issue: "We ask to follow the ancestral limit-field plan—buy one-third of excess holdings in western Zhe and Jiangdong for public fields." Ten million mu would yield six or seven million bushels yearly to feed troops, end harmonized purchases, strengthen notes, stabilize prices, and secure prosperity—five gains at once." The throne approved. Dissenting officials were answered by Chancellor Jia Sidao: "To save paper notes, halt new issue; to halt issue, end harmonized purchase; to end harmonized purchase, buy over-limit fields." He denounced dissenters at length. The emperor said: "Execute it resolutely." Western Zhe Pacification Commissioner Wei Keyu said: "Buying back excess fields in four circuits to end harmonized purchase and fill state granaries seemed to dissenters a loyal public service." Yet benefit is nowhere seen while harm is plain. Recently Attendant Gentleman Xu Jingsun wrote the chancellor detailing abuses in Jiangxi; western Zhe's abuses exceed his account." He listed eight harms in sequence; the memorial went unheeded.
87
滿
In six prefectures' public-field buyback, rent of a full shi per mu paid 200 strings; nine dou, 180; eight dou, 160; seven dou, 140; six dou, 120. For 5,000 mu and above: half silver, five-tenths office patents, three-tenths ordination certificates, two and a half-tenths treasury notes; below 5,000 mu: half silver, three-tenths patents, two-tenths certificates, three and a half-tenths notes; below 1,000 mu, certificates and notes half each; from 500 mu to 300 mu, notes only. That year the buyback was completed; payment was forty strings per shi, half in patents and certificates that people could not sell; all six prefectures were in uproar. The envoys Liu Lianggui, Chen Shi, Zhao Yushi, Liao Bangjie, Cheng Gongce, and others were promoted and rewarded in varying degrees. While Liao Bangjie held office in Changzhou he oppressed the people with particular severity. Some who had owned no land at all were driven by forced consolidation and purchase to take their own lives. Separate estate managers were installed to collect rents, and prefectures and counties were ordered to see that those managers turned in and forwarded the revenue promptly.
88
In the fifth year officials were chosen as branch supervisors of the public-field office: one for Pingjiang, one for Jiaxing, one for Anji, and one shared by Changzhou, Jiangyin, and Zhenjiang. All matters concerning public fields were placed in their charge. In the seventh month of that year a comet appeared in the eastern sky. The court issued an edict calling for counsel, and capital students such as Xiao Gui and Ye Li from the three academies and six halls all submitted sealed memorials; the former Secretariat Director Gao Side likewise answered the summons, sending a sealed memorial by express relay in which he argued forcefully that the land purchases had alienated the people and provoked heaven's warnings; Xie Fangde, who graded examination papers for the Jiangdong transport commission, and Fang Shanqing, who graded papers for the National University, both set forth the policy's faults and merits. Before long Xiao Gui and his fellows were actually sentenced to facial tattooing and penal servitude; Fangde and Shanqing were impeached one after another; and though Side was granted a prefecture, he was soon removed.
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