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卷一百九十一 志第一百四十四 兵五

Volume 191 Treatises 144: Military 5

Chapter 191 of 宋史 · History of Song
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Chapter 191
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1
Military 5 (Local Troops, Part Two)
2
西西西西
○ Volunteer militia of Hebei, Hedong, and Shaanxi; Shaanxi frontier guards; native levies of the Sichuan gorges; Jinghu volunteer forces and native levies; crossbowmen; volunteer forces and native levies in Kuizhou, Shizhou, Qianzhou, and Sizhou; native levies on Guangnan’s western route; spear men on Guangnan’s eastern route; Zhuang levies in Yong, Qin, and the Xi-dong stream districts; spear-and-staff men in Fujian; spear-and-staff men in western Jiangnan; and tribal troops.
3
西
Hebei, Hedong, and Shaanxi volunteer militia: In Qingli 2 (1042), the court selected robust men in Hebei and Hedong and also impressed commoners, branding their hands and backs, to form these units. Households ranked third class or higher supplied one crossbow, valued at two thousand cash in tax obligation; lower-ranked households received government-issue weapons. Each unit was stationed in its home prefecture and drilled in two annual rotations. Men on active rotation received pay and grain; crimes were punished under garrison-troop law. Off rotation they were governed as robust militia.
4
使 滿
Early in the Xining era, Military Affairs Commissioner Lü Gongbi proposed that from each Hebei volunteer command one hundred young, skilled men be chosen as an upper tier, tattooed with the mark “upper grade” for distinguished training, while skilled men beyond the quota were also registered to fill vacancies as they opened. The court approved it. In the twelfth month, an edict required annual county-level review of Hebei volunteer militia; those reviewed at the prefectural level were to rotate, one contingent per year; dismissals for disaster or injury were subject to imperial approval. Commands divided into rotations were assigned as follows: Daming’s fifty-three units into four rotations; Zhending, Ying, Ming, Xing, Cang, Ding, Ji, En, Zhao, Shen, Ci, Xiang, and Bo—from thirty-nine units down to twelve—into three rotations each; De, Qi, Chan, Di, Ba, Bin, Yongjing, Yongning, Huai, Wei, Qianning, Mo, Bao, and Tongli—from eleven down to four—into two rotations each. Units of nine commands or more subdivided each rotation into three parts, with training from the tenth month through the twelfth. Units of six commands or more split each rotation in two, training from the tenth through the eleventh month and dismissing men after one full month.
5
調 使 使
The emperor once asked Chen Shengzhi, “What do you think of Hou Shuxian’s proposal to put volunteer militia on active rotation?” Wang Anshi replied, “That seems workable, but we should discuss it over the next few years. Chen Shengzhi said, “Recruitment has not yet ended; supporting volunteer militia on active rotation as well would make logistics even harder. Wang Anshi said, “Recruited troops have many drawbacks in theory, but few in practice—because civilians and soldiers follow separate paths. In the twelfth month the emperor said, “We could divide the volunteer militia into four rotations for frontier service. Lü Gongbi said, “We must first cut recruited troops before we can consider this. Wang Anshi said, “Take the annual death toll among recruited troops and replace them with volunteer militia. Chen Shengzhi wanted volunteer militia to garrison nearby prefectures in stages. Wang Anshi said, “If Your Majesty means to reform centuries of recruitment abuse, you must act decisively and draft thorough regulations. Otherwise it will accomplish nothing. The emperor agreed: “We must set the rules in advance, keep them unpublished, and roll them out gradually. The two councils debated active rotation—one month versus one season—and favored nearby garrison duty. Wen Yanbo and others again objected to distant service; Wang Anshi argued forcefully against them.
6
西西
That month the Ministry of War reported volunteer militia strength: Shaanxi’s twenty-six prefectures listed 153,400 on the old register, plus 3,800 frontier guards and archers from Huan, Qing, and Yan, for 156,800 men in 321 commands; Hebei’s thirty-three prefectures had 189,200 on the old register and 186,400 now, in 430 commands; Hedong’s twenty prefectures had totaled 77,000 men in 159 commands since the Qingli era. Altogether the three circuits’ volunteer militia numbered 423,500 men.
7
使 耀 西
In the seventh month of year three, Wang Anshi presented Cai Ting’s proposal to drill volunteer militia in five rotations. The emperor complained that the Bureau of Military Affairs would not act. Wang Anshi said, “If Your Majesty is determined, who can stop it?” That rests with Your Majesty alone. The 15,000 volunteer militia of Jing, Wei, Yi, and Yuan had previously only done local garrison duty. Frontier Commissioner Cai Ting first required men on active rotation to form companies like regular troops under assigned generals. Skilled men were promoted and issued government horses; monthly grain, seasonal cloth, and suburban rewards matched regular troops, and they fought and garrisoned alongside them. Native troops were understrength at the time, so three thousand men were recruited. Cai Ting memorialized that volunteer militia had been registered and tattooed for years and drilled on schedule but never deployed; he proposed reviving the old fubing rotation system to fill native-troop gaps. The court again requested a plan for near and distant rotation assignments. Cai Ting promptly submitted a detailed plan: the four prefectures’ militia would form five rotations of three thousand each; autumn defense duty began on the fifteenth of the eighth month and ended in the tenth; spring defense began on the fifteenth of the first month and ended in the third, in a repeating cycle. The court approved the plan and extended it to all circuits. In the ninth month the Qin-Feng frontier commission reported, “Frontier guards were never tapped to fill volunteer quotas; descendants traded land, split households, and changed surnames, leaving few men on the rolls.” We ask that frontier guards already selected from the adult-male rolls and enrolled as volunteer militia be released from frontier-guard duty. The court approved it. In the tenth month Han Jiang asked that Editorial Assistant Lü Dazhong and others be sent to the Pacification Commission to supervise volunteer militia; the court agreed. That month Han Jiang proposed dividing volunteer militia into seven routes: Yan, Dan, and Fang; Bin, Ning, Huan, and Qing; Jing, Yuan, Yi, and Wei; Qin and Long; Shaan, Jie, Tong, and Hezhong; Jie, Cheng, Feng, and Fengxiang; and Qian, Yao, Hua, and Yongxing. Each year a prefecture’s quota was split into four rotations; the fourteen frontier prefectures in four routes would garrison with one rotation each autumn and winter; the twelve inner prefectures and armies would set rotations likewise but not deploy annually; when regular troops ran short locally, men could be reassigned to the next frontier post. The court approved it. In the eleventh month Guo Kui, acting prefect of Yan, proposed that Shaanxi volunteer militia mobilized for frontier duty hereafter bring one month’s dry rations themselves, charged against household taxes. Those unable to supply their own could draw one month’s rations in advance from the mobilizing prefecture or army. The court approved it.
8
In the twelfth month Sima Guang submitted a memorial:
9
Your unworthy servant concurrently holds command over troops and civilians in the ten prefectures of the Chang’an circuit. Since taking office I have seen orders from the court and pacification offices dividing volunteer militia into four frontier rotations, selecting elite troops and recruiting local ruffians as strike forces, preparing dry rations, parched rice, cloth bags, and supply carts, distributing Zhao Bingchang’s annual tribute gifts to the frontier, and draining inland arsenals to support it all. The Yongxing circuit alone dispatched men and horses with eight thousand suits of armor, ninety thousand strings of cash, twenty-three thousand taels of silver, six thousand silver bowls, and countless other items besides. Every task was driven by military deadlines; officials drove one another faster than spreading fire. Officials were in turmoil and commoners terrified; everyone said the court would next spring launch a major campaign deep into enemy territory to punish Bingchang.
10
使 退 調
Your humble servant was not privy to court deliberations and cannot tell whether this is rumor or reality. Yesterday I received Your Majesty’s command that frontier policy should rely on strict defense alone. If they invade, we fortify and clear the countryside so they gain nothing; when their troops exhaust themselves and supplies run out, we can defeat them without battle. On reflection, Your Majesty’s design is far-sighted and embodies the kingly art of winning distant peoples through kindness—a blessing for the realm. Yet on reaching Guanzhong I found every measure was mobilization for war. I do not know whether officials abroad misunderstood Your Majesty’s intent and caused this panic, or whether Your Majesty is executing a secret design that a humble servant like me is not permitted to know? Your servant is deeply troubled and privately fearful for Your Majesty’s position. Moreover Guanzhong is in famine—nine households in ten are empty—and bandits are already widespread. Government granaries hold almost nothing, yet the court would lightly mobilize great armies and provoke a fierce enemy—this is what I fear most.
11
調
I humbly urge Your Majesty to discern the turning point of safety and danger, quell trouble before it sprouts, and block it before it forms. Issue a clear edict reassuring Guanzhong that the court has no campaign planned; stop rotating volunteer militia to the frontier and stop recruiting strike forces. Halt all supply mobilizations; conserve inland stores to relieve the starving when spring arrives. This would bless not only the people but the dynasty itself. I beg Your Majesty to consider this.
12
He argued again with great force, and the Yongxing circuit alone was exempted.
13
西 西
In the fourth year an edict ended corvée duties for Shaanxi volunteer militia. Another edict abolished Shaanxi’s volunteer-militia overseers and returned drill duties to local prefectures and counties in the usual rotations.
14
In the seventh month of the fifth year Palace Library Compiler Wang Anli was assigned to draft regulations for the three circuits’ volunteer militia. That month the emperor asked Wang Anshi about volunteer militia reform. Wang Anshi said, “We should finish the Hedong circuit first.” Hedong’s old rule required one month of drill yearly; active rotation with circuit inspectors is now half a month or ten days—and everyone approves. Redirect half or two-thirds of the funds spent on ten thousand eastern troops to support these men under the community-defense system, and everyone will welcome it. In the intercalary seventh month the chief ministers presented the Hedong community-defense plan; the Bureau of Military Affairs wanted only volunteer and robust militia, not a separate community-defense label. Wang Anshi said, “That was not Wang Anli’s original proposal. The emperor said, “Three adult males per household serve as volunteer militia and two as robust militia—the three garrison afar and the two rotate locally with inspectors. That is Wang Anli’s plan, merely renaming community militiamen as robust militia. People have long known the term ‘robust militia’; a new name might unsettle them. Wang Anshi said, “Volunteer militia serve without relief unless a household has only one adult male; robust militia are drawn entirely from fifth-rank households. They supply their own crossbows and arrows, stored in government arsenals and issued only at drill. Extending the capital-district community-defense system to Hedong eases their burden—it does not oppress them. The emperor said, “Hedong’s volunteer and robust militia are already well established. You want to send officials to revise volunteer and robust militia regulations and also separately assemble community-defense groups—how would that work? Wang Anshi said, “Verifying volunteer quotas requires a household census; assembling community defense at the same time completes both tasks in one effort. Sending one team to census volunteer militia and another to assemble community defense splits one task in two—the people will surely be harassed. The emperor finally adopted Wang Anshi’s plan. Yanbo asked that Wang Anshi implement the plan solely through the Secretariat. Wang Anshi said, “This began as a community-defense matter, which is why the Secretariat deliberated first.” If you only want volunteer and robust militia, the Bureau of Military Affairs should receive orders and carry it out. The emperor said, “This is a major matter and must be decided collectively. That month Qin-Feng Frontier Commissioner Lü Gongbi asked his commission to select, from the tenth month onward, skilled volunteer militia on active rotation as “upper-tier volunteers,” exempt from fodder-transport duty. Men who raised horses were designated “mounted upper volunteers,” and their households were exempted from transport corvée as well. The court approved it.
15
耀
In the ninth month of the sixth year an edict required that volunteer militia rank vacancies be filled through drill-review promotions. In the tenth month the Xihe frontier commission requested permission for men to enroll as volunteer militia in exchange for land grants and established tax quotas. An edict ordered recruiting archers on government land, allowing nearby robust civilians to claim plots, taxing them as in the interior, and organizing community-defense groups; Those in the volunteer militia who wished to enroll, and common households willing to take land from tribal districts, were also allowed to do so. The frontier commission was to set the acreage allotted according to soil fertility. In the eleventh month an edict directed Yongxing Command, Hezhong, and thirteen other prefectures and garrisons to continue enrolling volunteer militia as before, while Shang, Guo, and Bao'an Army were limited to organizing community-defense groups only. In the seventh year an edict forbade registered volunteer militia from enrolling as tattooed conscripts; those already enrolled had to be replaced by substitutes.
16
滿
In the fourth month of the eighth year the court addressed Han Qi and others: "The Heshuo volunteer militia and local troops have been in place for years. They know the terrain, their officers are well ordered, and their training is solid. Yet organizing community defense across the circuit has been chaotic. Seven in ten of the veteran volunteer militia have been removed—some folded into community defense, some sent back to farm—winning only the hollow credit of higher headcounts while breaking a system that worked; this again needlessly alarms the Khitan. In the seventh month an edict provided that when a volunteer-militia household had a member enlist in the regular army and few adult males remained at home, the household could be released from militia obligation and additional members could also enlist. In the tenth month an edict required volunteer militia in the five circuits to drill annually at the prefectural seat and community-defense units at the county seat, from the tenth month through the first month of the next year. Units below ten volunteer-militia commands or ten community-defense companies were to begin drilling in the twelfth month, dividing rotations by headcount and training for one month without breaking apart commands or district companies. Where numbers were small, only one or two rotations were required, without filling the full allotted training months. Men already on active rotation that year trained for only half a month. In the twelfth month an edict ordered volunteer militia in the five circuits, together with community-defense youths, to rotate patrols and inspect for banditry, with violations punished under the community-defense-youth regulations.
17
西便 西
In the first month of the ninth year an edict required annual competitive trials in the martial arts studied by volunteer militia and community defense; each prefecture in the five circuits selected one man in twenty, ranked them in five grades, and forwarded the top grade. In the fourth month an edict ordered Hebei West Circuit volunteer militia and community defense divided into thirty-six rotations, assigned by nearest villages, to report for active rotation under patrol inspectors and county lieutenants, relieving every half month. In slack farming months each year, men on and off rotation alike were to assemble for five days of drill at an open site chosen by their patrol inspector or county lieutenant. That month the Ministry of War reported: "Under the old rule, volunteer militia and community-defense training was apportioned in ten parts: no more than two parts for bow, no more than two for spear and sword combined, with the remainder devoted to crossbow." An edict directed that spearmen continue specialized training as before but that sword-and-shield men also train in the crossbow, with model regulations issued to the five circuits. In the ninth month an edict required Yongxing and Qin-Feng circuit volunteer militia drawn from principal households with three or more adult males, regardless of household rank. That year registered volunteer militia were: Hebei East 36,218; Hebei West 45,766; Yongxing 87,978; Qin-Feng 39,980; Hedong 3,595—for a total of 247,537.
18
西
In the second year of Yuanfeng (1079) the Secretariat and Bureau of Military Affairs requested that Hebei and Shaanxi volunteer militia and community defense recite the same drill-and-review regulations as regular troops. The court approved it. In the third year an edict directed transport and supervisory officials touring the five circuits to inspect volunteer militia and community defense under training and refer those deficient to the judicial-intendancy office for penalties. In the fourth year Pu Zongmeng asked that volunteer militia in the capital prefecture and five circuits all be converted to community defense. Thereafter the change was rolled out circuit by circuit. (Hereafter the volunteer militia became volunteer-militia community defense; see the Treatise on Community Defense.)
19
西
Shaanxi frontier guards: In Qingli 1 (1041) locals who knew the terrain, roads, and tribal borderlands and were skilled mounted archers were recruited, tattooed on the arm, and enrolled. They formed commands of two hundred, furnished their own arms, drilled in their home villages, and assembled quarterly at the prefecture for inspection. In peacetime they were sent home to farm and received monthly allotments of salt and tea. When alarms arose they were called up for defense and then received grain rations, without being sent outside their home circuit.
20
沿使
Sichuan gorge native levies: In Xining 7 (1074) Xiong Ben, commissioner for Luzhou tribal affairs, recruited five thousand native levies, raided forty-six Yi villages along the waterways, pacified 240 li of territory, brought settlers in to farm, and organized Yi dependents into community defense. In Yuanyou 2 (1087) the Southern Luzhou frontier pacification office reported: "We ask that Luzhou men granted official rank for border service who maintain native-levy youths defending their home districts at their own expense receive no further stipends or rewards. If raiders appeared, orders were to be sought on the spot. Those who provoked trouble to claim credit were to be punished severely under law. The court approved it.
21
使
In Zhenghe 6 (1116) Luzhou pacification commissioner Sun Xisou reported: "Frontier settlers who illegally bought Yi land had it confiscated by law, and native-levy youths were recruited and stationed there. More than 2,400 have been recruited; we ask that they be put on active rotation." The court approved it.
22
In Xuanhe 4 (1122) an edict stated: "Native-levy youths under Maozhou and Shiquan Army who rotate duty on guard posts are not skilled in archery. Select fifty skilled archers each from Shizhou and Qianzhou and assign them to train the youths in turn, sending them home when proficiency is achieved.
23
使使使使使 西
When Jinghu volunteer forces, native levies, and crossbowmen were first established is unclear; they were set up in Chen and Li on the north route and in Quan, Shao, Dao, and Yong on the south. Stream-gorge tribes held rugged strongpoints and shifted between rebellion and submission, so control required locals—hence these forces. All were drawn from household registers, exempted from corvée and levies, and rotated through stockade garrisons. Accustomed to the local climate, they rarely suffered from miasma. Knowing the country, they could check tribal cunning. Their ranks ran from commander-in-chief and vice commander-in-chief through commanders, company chiefs, squad leaders, section heads, reconnaissance-and-pacification leaders, ten-man leaders, and rank officers—all promoted by merit and organized for joint command. Deployed in the southwest, they effectively stood in for imperial troops, providing frontier defense without the burden of long supply lines. Later they were also established in Jingnan, Gui, Shen, Ding, Chen, Heng, and Guiyang.
24
使綿使使綿
In Qingli 2 (1042) the north route totaled 19,400 men and the south route 5,150. Stockade rotations ran yearly, quarterly, or monthly. Men on active rotation received grain rations and were promoted for merit. Commanders-in-chief and their deputies received annual padded robes and monthly food money; commanders received food money; vice commanders received purple silk padded robes; company chiefs and above generally drew grain rations.
25
使
In Xining 1 (1068) Jinghu South and North volunteer forces were registered at 15,000 men, with military administration unchanged. In the sixth year, as community defense spread circuit-wide, the Ministry of Revenue asked that in Quan and Shao native levies, crossbowmen, and crossbow companies join local villagers in community-defense units, with commanders serving as district chiefs, company chiefs as company heads, and rank officers as junior company heads. On active rotation the post's native levies, crossbowmen, and crossbow companies formed one company; where ridges kept groups below five large companies, each cluster also appointed one district chief.
26
In Yuanyou 7 (1092) middle- and lower-ranked households in Shaoyang, Wugang, Xinhua, and other Shaozhou counties were drafted as native levies and crossbowmen, exempted from tax and corvée, and rotated every seven years. Officer ranks were filled regardless of rotation year; men were split into two rotations for frontier-stockade defense, and hiring substitutes was forbidden. On active rotation they drilled in martial arts and specialized in wooden crossbows under palace-army standards. Private corvée service was punished under the edict governing palace-army corvée abuse.
27
In Shaosheng 2 (1095) the Bureau of Military Affairs reported: "Jinghu South pacification, transport, judicial, and ever-normal offices asked to station 1,400 crossbowmen at Shaozhou frontier forts, following the sixth year of Yuanfeng edict to rotate duty among five-ranked households every half year. If a man on rotation could not serve, a skilled young relative could substitute. The court approved it.
28
使
In Chongning 2 (1103) Jinghu South pacification commissioner Li Hong reported: "Recovering Shangbaoli in Suining and Linkou Stockade requires 1,000 frontier crossbowmen; we ask to draft middle- and lower-ranked households in Shaoyang and Wugang, Shaozhou, for half-year rotations; on active rotation they would receive monthly cash and grain; ranks from chief commissioner down to squad chiefs would remain seven grades as before; they would be split into two rotations under departmental command, with Shaozhou issuing warrants." The court approved it.
29
In Zhenghe 7 (1117), because rotating native levies in Chen, Yuan, and Li overlapped in name with garrison-farm native levies, levies recruited by the military controller's office were redesignated garrison-farm sword-and-crossbowmen of the Ding and Li circuits.
30
In Chonghe 1 (1118) Chenzhou recruited 2,100 sword-and-crossbowmen; responsible officials were promoted with varying reductions in merit-review time. In Xuanhe 4 (1122) a frontier alarm in Tongdao County, Jingzhou, prompted an edict adding 2,000 sword-and-crossbowmen.
31
使 綿 綿
Kuizhou volunteer forces, native levies, and robust militia were drawn from registered tax households or men who submitted from stream-gorge districts. Assigned to frontier stockades and trained in local terrain, they raided when tribes attacked while regular troops held strongpoints and coordinated support. Commander titles varied by prefecture and county and were not uniform. Rank officers and above received winter padded robes and monthly food, salt, grain, and iron cash; the next rank received purple silk padded robes and monthly salt and grain; below that, only monthly grain and salt; merit brought promotion in turn.
32
使 西殿使使 使使 使
Volunteer forces and native levies in Shizhou, Qianzhou, and Sizhou all fell under the chief patrol-inspector's office. Shizhou stockades had volunteer-force commanders, interception officers, and stockade officers, with 1,281 native levies and 669 robust militia. There were also western-route frontier patrol attendants who doubled as volunteer-force commanders-in-chief, commanders, company chiefs, ten-man leaders, rotation supervisors, and stockade officers. Qianzhou stockades had volunteer-force chiefs and deputies, horse-and-arms officers, company chiefs, stockade officers, and interception officers, with 1,625 robust militia in all. Sizhou, Hongdu, and Pengshui had volunteer-force commanders, patrol officers, stockade officers, clerks, flank heads, interception officers, and departmental commanders, with 1,422 robust militia in all.
33
調 使
Yuzhou and Huaihua Army. In Qinzhou, Jiangjin, and Bazhou, patrol-interception officers were all assigned by prefectural and county authorities. Their households typically included sons and client laborers; in an alarm the principal household was held responsible for furnishing them all. Patrol and interception officers received annual provisions and salt; padded jackets came only after three years without raids in their district, with increases for merit. Prefectures and counties registered native-levy youths and weapons and assigned them to garrison by district.
34
綿
During Jiayou, Yi of Binhua County, Fuzhou, were appointed volunteer-force company chiefs, interception officers, ten-man leaders, and junior rank officers, paid salt monthly and promoted for merit; after three years without Yi raids, chiefs received a purple silk padded robe. In Fuling and Wulong one patrol-interception officer per stockade was drawn from wealthy households and exempted from corvée. Volunteer forces and native levies were registered annually and reported to the Bureau of Military Affairs.
35
西
Guangnan West native levies: In Jiayou 7 (1062) one adult male in five was drafted from tax households beyond their regular corvée obligations. The total came to 39,800 men. They were organized into squads and formations, trained in spear and dart arrays, and assembled at the prefecture for inspection each early winter. Thereafter prefectures and counties took turns drilling them annually and inspecting arms. To avoid harvest season, training was moved to the eleventh month and lasted one month.
36
便
In Xining 7 (1074) Liu Yi, prefect of Gui, said: "Under the old system, native levies in Yi, Rong, Gui, Yong, and Qin—all adult males—were registered. Living on the tribal frontier, they feared raids and defended and reinforced without needing to be driven. But the recent rule drafted one in three principal households ranked fourth class or higher as native levies. Yet frontier districts mostly lacked fourth-class households; registering one in three adult males would cut the old levy rolls by seven-tenths. The remaining three in ten became community-defense men, mostly posted inland; once they grew more skilled at arms, they would be removed from the native-levy rolls. Fearing gaps in frontier defense, he asked to keep the old system in place. The court approved the memorial.
37
西使
In the sixth year of Yuanfeng (1083) Xiong Ben, Guangxi pacification commissioner, said: "Yi Prefecture has over seven thousand native levies available when needed." He wanted subordinates to organize them into districts; besides anti-theft duty, they could assemble for joint pursuit when the border raised an alarm. The court approved it.
38
西
In Yuanfu 2 (1099) the Guangxi inspection office said: "Gui, Yi, Rong, and other prefectures use native levies on frontier patrol, but the draft has reached sole-adult households. We ask to limit it to households with at least two adult males." The court approved it.
39
Guangnan East spear men: In Jiayou 6 (1061) Guang, Hui, Mei, Chao, and Xun set them up by household register; ranks third and above were exempt from personal corvée and ranks fourth and below from household corvée; they assembled at the county for drill each year on the first day of the tenth month. In Zhiping 1 (1064) an edict ordered local officials to inspect them for one month; vacancies were filled by recruitment, and if still short, men with martial skills from the township were chosen.
40
西西
In Xining 1 (1068) one-third of Guangzhou spear men were ordered trained as crossbowmen. That year six prefectures' spear men were organized into forty-one commands totaling over 14,700 men. In the third year Wang Jing, Guangzhou prefect, said: "Eastern Route spear men have been on the native-levy rolls since Zhihe; one month's training in the farming slack season follows the ancient policy of soldier-farmers." But training and reward rules were incomplete; he asked to submit regulations modeled on the three-circuit volunteer militia system. " In the fourth year Fengzhou prefect Deng Zhongli asked to establish spear men in counties that lacked them, following the five-prefecture model of Guang and Hui. The court approved the memorial. In the sixth year Guangdong garrison commander Yang Congxian said: "This circuit has fourteen thousand spear men; under community defense, one in two adult males yields 250,000 men and one in three yields 130,000." Even by the lower figure, that is still ten times the spear men. He asked that two circuit patrol-inspectors be assigned to oversee drilling separately. " The Ministry of Revenue was ordered to set regulations and report back. Thereafter households ranked fourth class or higher contributed one man per three adult males; every hundred formed a company and five companies a command. From the eleventh month through the second, one rotation drilled each month; trials were held every three days and the best were deployed first. In the seventh year old spear-man and native-levy households in Guangnan East and West were ordered to follow the Hebei-Shaanxi volunteer militia rule of one in three; prefectures without spear men or native levies were not to create them. In the ninth year the Ministry of War said: "For spear men in Guang, Hui, Xun, Chao, and Nan'en, register robust militia from fourth-class principal households up to the old quota of fourteen thousand; the rest shall serve in community defense." The court approved the memorial.
41
西
In the second year of Yuanfeng (1079) an edict held that Guang, Hui, Chao, Feng, Kang, Duan, and Nan'en all lie on the frontier against tribal marches and should train in arms under the western-route community-defense system. At the same time Qianzhou spear-and-staff men were fixed at 1,500 and Fuzhou and Jianchang Army district militia, pass troops, and spear-and-staff men each at 1,700. Overseers inspected arms during farming slack, following the Guangdong model.
42
西 使使
Yong and Qin stream-gorge Zhuang levies: In Zhiping 2 (1065) the Guangnan West pacification office gathered forty-five gorge prefects and generals from the left and right rivers; each covered neighboring districts for mutual relief, registered robust militia, appointed junior officers, and issued flags and insignia. Gorges formed platoons of thirty with rank officers; five platoons had a company chief, ten a commander, and fifty a chief commander—44,500 men in total as the fixed quota. Each was equipped with arms; they were summoned when raids threatened, inspected every two years, and their equipment examined. Aged or ill men and equipment gaps were filled with the young and robust, with reports every three years.
43
使 祿使 西
During Xining Wang Anshi said: "Recruited troops cannot all be disbanded yet, but militia can be restored gradually—and in the two Guang regions this cannot wait." Forbidden Troops recruited inland and sent south die in large numbers, which harms humane government. If Your Majesty shifted even a tenth or two of military office rewards to inspire local heroes to take arms, the task would be easy. Su Jian then asked to train gorge levies in both Guang regions. Under the old rules they trained two months a year. Wang Anshi said: "Training should organize them in squads of five and ten, promoting skilled fighters as squad and company leaders." Leaders downward should be rewarded with pay and benefits so they drill themselves; skills, organization, and readiness would follow. In the sixth year Guangnan West pacification commissioner Shen Qi said: "Yongzhou has 45,200 gorge levies across fifty-one prefectures. He asked to implement community defense, issue arms, and teach formations. Men of outstanding skill would receive appointments by the metropolitan frontier precedent. The court approved the memorial.
44
使 使 西
In the ninth year, on leave before campaigning against Jiaozhi, Zhao Xu was told: "To use gorge levies you must first offer real rewards—only then can you command them." Fine words alone cannot make them risk their lives. When you gathered tribal troops at Yan'an, you controlled them so petty crimes could be judged and grave ones punished by death. Defying Western Xia meant distant punishment; defying you meant swift punishment—matching the maxim to make them fear their commander, not the enemy—and that is how you secured their service. As the army marches south, raise several thousand elite troops under bold generals to intimidate the gorges: say the main force is coming, reward those who join you, and exterminate clans that refuse. Once your force is formidable, intimidate the right river first; when it submits, move on the left—both rivers secured, every tribe will follow. Then striking Liu Ji's base in Jiaozhi would not be hard. Guo Kui is miserly—tell him the court will spend whatever military funds are needed. He is aloof and out of touch, and his staff dare not speak; when you arrive, relay my words to him.
45
In the tenth year the Bureau of Military Affairs asked that Yong and Qin gorge levies be supervised by the pacification office and patrol-inspectors, who would handle all training duties by delegation. At year-end the best were reported and rewarded by rank together with their chiefs. Five men formed a company and five companies a squad. They were ranked in three grades: upper for outstanding merit and arms, with corvée remitted; middle for agile talent, with tax assessments remitted; the rest as lower. When border raiders struck, chiefs warned one another and led their clans to fight. In the twelfth month robust men in Yong and Qin were ordered to supply their own arms; the poor could borrow state funds; drums, flags, and banners were issued by the state; a grand review was held every other year and equipment stored afterward.
46
西 便 使 使 使
In the first year of Yuanfeng (1078) the pacification office asked to organize both rivers' gorge levies into commands and provisionally appoint officers. The court approved the memorial. In the second year the Guangxi pacification office said: "Yong and Qin gorge levies were organized into 175 commands, with 13,607 men of upper martial rank on the rolls." Ministers were ordered to propose plans for gorge levies; Zeng Bu was to refine them into detailed, workable regulations. Zeng Bu asked stockade supervisors, chiefs, armory officers, and patrol-inspectors to divide control over prefectural gorges and set rewards and punishments. Two chief patrol-inspectors were added to supervise separately. More chiefs and robust men were added, reviewed yearly; unmatched fighters were reported up and appointed by merit. Two chief patrol-inspectors were ordered added; Xiong Ben was to implement the rest as he saw fit.
47
In the fifth year an edict said Guangnan community-defense units, like those in Rong and Lu, would train with blunt spears, bamboo dart arrays, wooden bows, and reed arrows; government arms would be issued only when pursuing bandits.
48
西 西
In the sixth year the Bureau of Military Affairs was ordered to adapt Guangxi gorge levies to the Kaifeng community-defense group-drill model. That year Guangxi judicial intendant Peng Ciyun said: "Yong suffers severe miasma; keep only a measured troop rotation and replace the rest with gorge levies on seasonal monthly shifts at Forbidden Troop pay." Xu Yanxian was ordered to assess the plan; he replied that replacing all regular troops with gorge levies might harm agriculture. He proposed replacing one-third of the garrison with gorge levies and rotating two thousand seasonally to Yongzhou for training. The court approved it.
49
西
In Daguan 2 (1108) an edict recalled that in Xining over 100,000 left- and right-river gorge levies were organized and that the region west of Guang depended on them for defense. Now another 200,000 have submitted. Zhang Zhuang has been ordered to survey them on the left- and right-river model and report. Fearing negligent implementation, the revised regulations were promulgated and entered into the statutes for the Xining River, Lan-Huang, and Qin-Feng circuits.
50
使 使
Fujian spear-and-staff men: In the first year of Yuanfeng (1078) transport commissioner Jian Zhoufu said that after spear-and-staff men killed the bandit Liao En, impostors used the title to terrorize villages worse than Liao En had. Offenders were ordered especially tattooed and exiled. Zhoufu asked to fix spear-and-staff quotas and hold yearly reviews. His memorial was referred to the Ministry of War. The Ministry of War proposed reorganizing them under community-defense law, abolishing the old system and placing them under judicial intendants. Five neighbors formed a small company with a chief; five small companies a large company chief; ten large companies a district chief and deputy. Orders on drilling, catching bandits, rations, and the like were issued. The total exceeded 10,200; during farming slack circuit envoys inspected them and rewarded them by the crossbowmen precedent. In the second year the law allowed men to store privately owned arms with the government and receive them only for bandit hunts; excess arms were treated as private weapons.
51
滿
In Yuanyou 1 (1086) censor Shangguan Jun said that Fujian had recruited spear men against bandits in hundreds, never fewer than one or two hundred. Overseers came yearly to test and reward them, but seven or eight in ten proved old, weak, or unskilled. Overseers mostly summoned men before arriving. When they arrived, substitutes often filled the rolls for rewards, giving the appearance of assembly without real testing. He asked for a fresh audit without filling old quotas so the rolls would reflect reality.
52
In Jingkang 1 (1126) a memorial said Fujian spear-and-staff men were the finest infantry in the empire—light and agile, and one trained man could match ten. He asked that officials be sent to recruit them. The court approved it.
53
西
Western Jiangnan spear-and-staff men: In Xining 7 (1074) Gan, Ting, and Zhang district militia and spear men were registered because bandit-suppression officials said those border prefectures' people smuggled salt and robbed, and only locals could control them.
54
西使
In the second year of Yuanfeng (1079) Qianzhou spear-and-staff men were fixed at 1,536 and Fuzhou and Jianchang Army district militia, pass troops, and spear-and-staff men each at 1,778. Each year during farming slack overseers and promotion-office officials took turns inspecting their arms against banditry. This was per the request of former Jiangxi transport vice-commissioner Jiang Zhiqi.
55
西
In Xuanhe 3 (1121) the Ministry of War said: "Jiangxi transport officials recently reported that this circuit's spear-and-staff quota was set at 8,035 in the seventh year of Yuanfeng (1084); Yuanyou cuts removed 7,142; Yuanfu increases still left the roll seven-tenths below the original quota." They asked that circuit overseers and commanders restore the original quotas under the Xining rules. The court approved it.
56
西 西 使使使使殿 綿
Frontier tribal troops were registered tribes within the passes, organized as a defensive screen. Northwestern Qiang and Rong clans were not unified; those holding the passes were called acculturated households and the rest raw households. In Shaanxi they were in Qin-Feng, Jingyuan, Huanqing, and Fuyan; in Hedong in Shi, Xi, Lin, and Fu prefectures. Great chiefs were army commanders-in-chief; chiefs of a hundred tents or more were army chiefs; below them were vice chiefs, chief adjutants, commanders, and vice cavalry officers; merit appointments ran from prefect and guards general through bureau commissioners, vice commissioners, draft makers, honored-rank attendants, and palace attendants down to hall servitors. Tribal patrol inspectors drew full regular salaries plus 15,000 cash monthly supplements, with grain, flour, attendants, and horses scaled by rank. Prefects and guards generals were paid on the same scale as frontier officials. Chiefs given military posts drew monthly salaries from 3,000 down to 300 cash and yearly winter cotton robes in seven grades plus three grades of purple damask. Squad leaders and below all received farmland grants.
57
西使 西 使
Early in Qingding (1040–1041) Zhao Yuanhao rebelled, first taking Jinming Fort and killing Li Shibin and his son. After tribal forces collapsed he took Saimen and Anyuan forts and besieged Yan Prefecture. In year 2 (1042) Shaanxi investigation commissioner Wang Yaochan said: "Jingyuan's acculturated households numbered over 10,470 tents, each chief with an official title." When Cao Wei commanded the circuit his authority was clear and he had used them to pacify the Western Qiang. Later garrison commanders lost control and the tribes grew arrogant and unruly. Since Yuanhao's revolt Zhenrong Army and the country outside Weizhou's mountains had been raided, and nearby acculturated households were killed and plundered as well. Tribes valued rewards above all; rousing them through their grievances could make them useful again. He asked to recruit willing chiefs and register their names and troop counts. At a thousand men they could choose bold leaders, give them company or patrol ranks, and send them across the border. Booty from raids on raw households would not be inventoried by the state. Heads and wounds earned rewards, with promotion and higher pay by tribal rank. The court approved as requested.
58
使 使 使 西 便
In Qingli 2 (1042) Qingjian intendant Zhong Shihang proposed recruiting 5,000 tribal troops, branding "Loyal and Brave" on the right hand, and assigning them to the Zhema Shan tribe. Critics then proposed recruiting acculturated households at palace-army pay to garrison the border. All regular troops would be abolished. Four-circuit pacification commissioners were consulted; Fan Zhongyan of Huanqing said acculturated households clung to their fields, protected families and herds, and fought hard when attacked—they could shield Han settlers but not serve as regular troops. Tribes were generally cunning, fearing the strong and bullying the weak; restrained they would serve, but as regular troops they would grow arrogant. Today tribal chief adjutants through vice cavalry officers drew only 700 cash without clothing rations; imperial-guard pay for rank-and-file would make tribal officers demand the same. Enemies appeared rarely in any case—why pay rations year-round? Money paid to acculturated households also let tribes buy livestock and green salt for trade into Hexi—another bad policy. When alarms came, recruiting the bold with gold and silk would be better. The proposal was dropped.
59
西 使調
In Zhiping 2 (1065) an edict put Qin-Feng's Liang Shi, Jingyuan's Li Ruoyu, Huanqing's Wang Zhaoming, and Fuyan's Han Zeshun in charge of tribal affairs on their circuits, mustering strong men and horses and planning refuges for the aged and weak when raiders came. Shi and the others were told to visit tribal camps, hear petitions, redress grievances, watch wavering groups, and prevent suspicion from breeding conflict. Shi and the others summoned tribal chiefs, announced imperial rewards, and brought gold and silk; registered fort garrisons by clan standing, formed companies, issued banners, and had each fort repaired and armed for mobilization. They also ruled that escort chiefs who failed to muster their men would face military punishment. After Zhiping 4 (1067) tribal accounts multiplied and control grew tighter, so the details are appended below:
60
西
Qin-Feng Circuit: thirteen forts, 41,194 strong men, and 7,991 sturdy horses. (Sanyang Fort: eighteen gates, thirty-four major sections, forty-three surnames, 180 clans—3,467 troops and horses total. Longcheng Fort: five gates, five major sections, thirty-four minor clans and surnames—2,054 troops and horses. Gongmen Fort: two great gates, seventeen sections, seventeen surnames and minor clans—1,704 troops and horses. Zhifang Fort: two great gates, two major sections, nine surnames and minor sections—360 troops and horses. Guirang Fort: two great gates, two major sections, eleven surnames and minor clans—1,800 troops and horses. Jingrong Fort: three gates, ten major sections, six surnames, sixteen minor clans—625 troops and horses. Dingxi Fort: four gates, four major sections, sixteen surnames, twenty-eight clans—600 troops and horses. Fuqiang Fort: two gates, two major sections, thirty-two surnames, thirty-three minor sections—1,992 troops and horses. Anyuan Fort: twenty-three gates and major sections, 126 surnames and minor clans—5,350 troops and horses. Laiyuan Fort: eight gates and major sections, nineteen surnames and minor clans—1,574 troops and horses. Ningyuan Fort: four gates and major sections, thirty-six surnames and minor clans—7,480 troops and horses. Guwei Fort: 172 gates, 171 surnames, twelve major sections, 16,970 minor tents—7,700 troops and 1,490 horses.)
61
西 西
Fuyan Circuit: ten garrisons—14,595 tribal troops, 2,382 official horses, 6,548 strong men, and 810 sturdy horses. (Yongping Fort: eight clans under the Eastern Route chief patrol inspector—1,754 troops, 409 horses. Qingjian City: two clans—4,510 troops, 734 horses. Long'an Fort: nine clans including Gui Kui—599 troops, 129 horses. Western Route Dejing Fort: eight clans including the Jie under the co-chief patrol inspector—1,114 troops, 150 horses. Anding Fort: sixteen clans under the Eastern Route chief patrol inspector—1,989 troops, 460 horses. Bao'an Army: two clans—361 troops, 50 horses. Dejing: twenty clans under the Western Route co-chief patrol inspector—7,805 troops, 877 horses. Also nineteen clans including Xiao Hu—6,956 troops, 725 horses. Bao'an Army: nine clans including Jue Qi under the Northern Route patrol inspector—1,441 troops, 167 horses. Yuanlin Fort: two clans—822 troops, 93 horses. Surong Army: eight clans including Bian Yi—748 troops, 123 horses.)
62
西 耀
Jingyuan Circuit: twenty-one posts—12,466 strong men, 4,586 sturdy horses, in 110 companies totaling 505 teams. (Xincheng Town: four clans—341 troops and horses in sixteen teams. Jieyuan Fort: six clans—596 troops and horses in six companies and twenty teams. Ping'an Fort: eleven clans—2,384 troops and horses in ten companies and forty-six teams. Kaibian Fort: eighteen clans—1,254 troops and horses in nine companies and forty-four teams. Xinmen Fort: twelve clans—1,073 troops and horses in three companies and twenty-eight teams. Xihao Fort: three clans—454 troops and horses in four companies and twenty teams. Liuquan Town: twelve clans—986 troops and horses in seven companies and thirty-one teams. Suining and Haining forts: four clans—788 troops and horses in forty companies and thirty-two teams. Jing'an Fort: four clans—1,982 troops and horses in four companies and fifty-nine teams. Wating Fort: four clans—591 troops and horses in four companies and nineteen teams. Anguo Town: five clans—634 troops and horses in five companies and twenty-two teams. Yaowu Town: one clan—32 troops and horses in one team. Xin Fort: two clans—109 troops and horses. Dongshan Fort: four clans—202 troops and horses in four companies and nine teams. Pengyang City: three clans—184 troops and horses in six companies and twelve teams. Deshun Army: 3,676 strong men and 2,485 sturdy horses in thirty-six companies and 135 teams. Its twenty-one clans—2,502 troops and horses in thirty-six teams. Longde Fort: seven clans—256 troops and horses in seventeen companies and nineteen teams. Jingbian Fort: twenty-four clans—1,807 troops and horses in thirty-six teams. Shuiluo City: nineteen clans—1,354 troops and horses in nineteen companies and thirty-eight teams. Tongbian Fort: five clans—176 troops and horses in three teams.)
63
西
Huanqing Circuit: twenty-eight posts—31,723 strong men, 3,495 sturdy horses, 1,182 teams in all. (An'sai Fort: four clans—351 strong men, 30 sturdy horses, sixteen teams. Hongde Fort: two clans—273 strong men, 52 sturdy horses, ten teams. Suyuan Fort: three clans—1,559 strong men, 263 sturdy horses, sixty teams. Wulun Fort: one clan—684 strong men, 118 sturdy horses, twenty-six teams. Yonghe Fort: the Pang clan in six banners—1,255 strong men, 202 sturdy horses, forty-four teams. Pingyuan Fort: six clans—540 strong men, 87 sturdy horses, twenty-seven teams. Anyuan Fort: six clans—748 strong men, 116 sturdy horses, thirty teams. Hedao Town: fourteen clans—1,565 strong men, 183 sturdy horses, fifty-seven teams. Mubo Town: fourteen clans—2,169 strong men, 195 sturdy horses, sixty-one teams. Shichang Town: two clans—462 strong men, 34 sturdy horses, seventeen teams. Maling Town: four clans—1,016 strong men, 80 sturdy horses, twenty-four teams. Tuanbao Fort: two clans—1,022 strong men, 111 sturdy horses, twenty-four teams. Liyuan Fort: thirteen clans—2,221 strong men, 394 sturdy horses, eighty-two teams. Dashun City: twenty-three clans—3,491 strong men, 314 sturdy horses, 141 teams. Rouyuan Fort: twelve clans—3,381 strong men, 1,000 sturdy horses, ninety teams. Donggu Fort: sixteen clans—459 strong men, 56 sturdy horses, fourteen teams. Xigu Fort: ten clans—1,794 strong men, 140 sturdy horses, sixty-five teams. Huai'an Town: twenty-seven clans—4,368 strong men, 321 sturdy horses, 170 teams. Pingrong Town: eight clans—1,085 strong men, 171 sturdy horses, forty-one teams. Wujiao Town: ten clans—1,107 strong men, 73 sturdy horses, forty-nine teams. Heshui Town: four clans—631 strong men, 95 sturdy horses, twenty-four teams. Fengchuan Town: twenty-three clans—875 strong men, 143 sturdy horses, twenty teams. Huachi Town: three clans—262 strong men, 38 sturdy horses, twelve teams. Yele Town: seventeen clans—1,172 strong men, 64 sturdy horses, forty-six teams. Fucheng Fort: one clan—233 strong men, 5 sturdy horses, seven teams.)
64
使
In Zhiping 4 (1067) Guo Kui said the Qingji River tribes in Qin wished to cede land and asked for a stockade at Mougu Pass south of the river with recruited bowmen to link Qin and Deshun and block invasion routes. In the intercalary third month they enrolled 381 tribal officials from Yuan's nine forts—229 clans, 7,736 tents, 10,000 tribal troops, and 1,000 horses. That year the court removed eunuch overseers of tribal affairs on all four circuits and appointed court envoys versed in frontier tribal affairs on each route.
65
In Xining 1 (1068) memorialists argued:
66
使 西 殿使 使 調使
Acculturated Qiang were the Tangtang people once governed by the Tang's three commissioners. After Western Xia rebelled, clans broke away and settled on both sides of the border. Chiefs passed from father to son and brother to brother; without a direct heir the clan would elevate a strong collateral—sometimes numbering hundreds. Even a young head obeyed the women of his line, so the state codified their custom. Great chiefs from prefect down to hall attendant served as tribal patrol inspectors; lesser chiefs became army chiefs and commanders down to squad leader, each paid by rank. Over time host and client clan rolls grew hopelessly confused. During Qingding (1040–1041) Jiang Jie had once been sent to register them. Thirty years on, host lines often lost hereditary titles through repeated demotions while clients won commissioner posts by merit and outranked the host families. In mobilizations officials issued orders by title alone, but the men, seeing no true host line, refused to follow.
67
歿 使殿歿使殿
They asked that when a frontier official died, high-ranking heirs step down by precedent to tribal patrol inspector; border defenders who repel raiders receive pay, distant posts keep the old term limits; those already demoted or third-rank envoys and hall attendants with nowhere left to fall would not demote their heirs; heirs serving as army chief or commander would become hall attendants. Thus the host tribe's frontier titles would always endure. Followers who earned office by merit but were not direct kin could not become tribal patrol inspector, only receive higher pay; army chiefs through squad leaders whose forebears held clan tents and cavalry would inherit those posts for a fixed term of rations; those who won merit on their own would be exempt. Then acculturated Qiang would know their heirs would keep hereditary posts and serve the dynasty for generations.
68
使 使殿使殿殿殿使殿 使
The Bureau of Military Affairs then ruled: on Hedong, tribal succession did not reduce rank; on Qin-Feng ranks fell two grades; on Jingyuan retiring frontier officials' in-gate successors kept rank; on Fuyan and Huanqing commissioner posts were granted by analogy. No memorials had arrived for vice cavalry officers and above; an edict for Fuyan and Huanqing held that host-chief heirs below army commander-in-chief would not demote; envoys' and hall attendants' heirs would fill army commander-in-chief; borrowed- and presentation-rank heirs would fill hall attendant; palace-gate and palace-attendant heirs would fill envoy and hall attendant; heirs of commissioners and below would fill borrowed and presentation rank; heirs of vice commissioners and above would receive two grades more favor than Han officials' death memorials. The memorial was approved.
69
In the second month Qingjian intendant Liu Fu said: "The eight commands of Surrender-and-Illumination signal-arrow bowmen under my jurisdiction—more than 3,400 men and 900 horses—have suffered successive crop failures and seek relief grain from Danzhou stores." The court sent his memorial to the transport commissioner for action.
70
In year 2 (1070) Guo Kui memorialized: "Tribal troops must have men to lead them. Drive them only with harsh punishment and they will flee to the hills, to the regular army's harm. Six methods should govern their use: distant scouting, choosing ground, using their strengths, setting aside their weaknesses, winning hearts with profit, and aiding them in battle. That is how to employ tribal troops." The court approved.
71
使
In year 3 (1071) pacification commissioner Han Jiang said: "Having received the imperial message in person—that many young tribal heirs cannot command their people—we should choose kinsmen the masses trust to lead in their stead. The sage calculation is profound; this truly grasps the heart of frontier defense. I ask that circuit commanders carry out the edict."
72
殿使殿使
In year 4 (1072) an edict said: "Frontier hall attendants and third-rank envoys appointed to office, or promoted from hall attendant to envoy after twelve years, or who have served as patrol inspector, managed tribal affairs, commanded frontier troops, or held border defense—the overseer shall report them for special promotion.
73
沿西
In year 5 (1073) Wang Shao recruited frontier tribes from west of Tao, He, and Wusheng Army to Lanzhou, Maji Mountain, and Tao, Min, Dang, and Die—932 frontier officials and chiefs appointed, 472 drawing banquet money or salaries at over 480 strings a month, yielding 30,000 regular troops and thousands of clan tents.
74
西 使
In year 6 (1074) the emperor told his chief ministers: "At Xiangzi City in western Tao, imperial troops greedy for merit beheaded tribal soldiers of Ba Zhanjiao's division for head-count credit—the people were outraged." Li Jing once kept Han and tribal troops in separate companies and did not mingle them in disorder." Wang Anshi replied: "Li Jing had never won tribes by kindness, so of course he trained troops that way. Now that Hexi River tribes serve us, we should gradually govern them by Han law until they and Han troops are one. King Wu employed the Wei, Lu, Peng, and Pu peoples under a single law. We should make tribal troops more like Han and unlike tribal enemies—first recruit their bold leaders and gradually transform them. That is the art of transforming barbarians through Chinese ways. The emperor then ordered Wang Shao to draft the regulations.
75
西 西 使西 使 西 使 調 使使
The emperor said: "Min and He River tribal rolls are vast; if soothed and controlled they could pin down Western Xia from our seats—using barbarians to fight barbarians. Shaanxi is the outer frontier; mass training there to threaten the enemy will force them to gather troops in reply. Year after year they will wear themselves down. That is what the canon calls making the rested weary." Wang Anshi replied: "The court should first make itself unconquerable—gather grain, amass wealth, and train troops, nothing more. For newly attached Qiang, lavish rank and reward, gather bold leaders, grant sturdy armor and sharp weapons to stir their zeal so every man burns to advance; when we are strong and full, beating the drum westward nothing will be impossible. Feng Jing and Wang Gui said: "If we follow the sage strategy and mislead them on many fronts, once they weary of musters while we make no real attack, in time they will stop responding. Then when we march it will be as if treading empty ground. The emperor said: "That is exactly how Jin took Wu. To manage the four quarters, nothing should come first. The emperor once said: "Tribal forces have never been battle-tested; I fear they submit in name only and will fail when needed. Wang Anshi replied: "Overcoming by force and by gentleness—each has its place. Wang Shao would first win them with grace and trust and strike down only the stubborn. Broadly, tribes face whichever of Western Xia or China is stronger. If China grows strong and siding with China pays, they will cling without coercion. Tribes honor noble blood and cleave to strong states; employing Muzheng and two other noble lines and winning more tribes with grace and trust will strengthen China—perhaps without bloodshed the attached tribes can be controlled. The emperor agreed. By then Wang Shao had extended Hexi River territory twelve hundred li and attached more than three hundred thousand people. Wang Anshi memorialized: "With three hundred thousand people, gradually extending civil law will soon change their barbarian ways. Yet Shao's nine hundred-odd bold recruits farm one hundred qing and run thirty-odd workshops. Tribes having become Han yet valuing goods over land, Han can trade goods for tribal fields; both sides gain, fields are reclaimed, commerce flows, Han and tribal merge, and control grows easy. Let Shao lend money at interest as other circuits do, donate more than a million strings to raise horses among tribes, muster the people in fives and tens, encourage martial arts until people are rich and horses strong—then rouse them and they will win wherever sent. Tribes newly attached are like men of primordial chaos—only as we govern them."
76
西
In year 7 (1075) Shao said: "After pacifying Hezhou rebels and opening broad lands, bowmen are stationed and the remainder recruits tribal bowmen—three to five commands per fort, 250 men per command, 100 mu per man, 200 for lesser frontier officials, 300 for great ones—with Han bowmen as squad leaders who, as numbers grow, become officers sharing tribal command with frontier officials. Tribal bowmen would brand "Tribal Troops" on the left ear to stop Han soldiers killing them for head credit. " The court approved as requested. In the eleventh month Wang Zhongzheng organized tribes west of Tao and He on the Hexi frontier—3,086 regular troops, sixty regular and vice squad leaders, and 15,430 dependents.
77
西 使使使使使使使使使使使使 使
In the fifth month of year 8 (1078) an edict ordered Li Chengzhi to help draft tribal military law. In the eleventh month an edict said: "Select strong households among Shaanxi tribal troops—from nine males take five, from six take four, from five take three, from three take two, from two take one, all aged twenty or above, brand the back of the hand, no more than five males per household. Every ten men get a squad leader; fifty a vice cavalry officer; one hundred an army chief and vice cavalry officer; two hundred an army chief and three vice cavalry officers; at four hundred add an army chief and vice cavalry officer; at five hundred add a commander and vice cavalry officer; beyond five hundred add an army chief and vice cavalry officer per hundred; even a clan of thirty or more gets a vice cavalry officer; fewer than twenty get only a squad leader. They draw monthly salary plus added cash—commanders 1,500 cash down to squad leaders by gradation.
78
西
In year 10 (1080) the Bureau of Military Affairs said: "Shaanxi and Hedong propose a law for organizing tribal forces as memorialized. " The emperor wrote in his own hand: "What makes the Xia strong is only the tens of thousands in the mountain-border tribes. By their own geographies the court already holds half. In their hands small bands merge to overwhelm large ones and go where they will. In ours we can only soothe and fatten them, never win their utmost loyalty—not only failing to use them but fearing they will become a menace." When they showed slight defiance, officials could only coax them with rewards; everyone learned to fear them, let them roam freely, and discipline was lost for good. The new surrender rules may not be enforced reliably, yet in principle both sides have their own people while their interests remain far apart. If we merely follow border opinion and tweak the old law in one or two places, everyone will see through it and gains will likely match past failures. That would only stir confusion and accomplish nothing. Have Lü Huiqing deliberate further and report back.
79
使使 使 使 便 使
In the sixth year of Yuanfeng (1083) an edict declared, “Tribal officials, even at ambassador rank, still ranked below junior Han officials. The court promotes merit to encourage service—yet if they are held so low, who will value promotion? Fix the precedence of Han and tribal officials.” ” Later the Hedong frontier commission argued, “Tribal officers leading stockade troops into battle are often directed by Han officers—they should not rank alongside Han officials. ” The Ministry of War proposed ranking Han and tribal officials by office only when not in command relations; the court approved. Xihe-Lanzhou Frontier Commissioner Li Xian said, “Governing tribal troops requires commanders; regulations should be simple to enforce yet detailed enough to deter violation. I now draft laws suited to tribal conditions: each of the five Xihe-Lanzhou prefectures will have two co-commanders of tribal troops; when local clans campaign, ten commissioners each will oversee tribal troops and supply horses. Tribal troops of the five prefectures form one command; regular troops follow in battle under the same banner colors. Tribal troops are ranked in four grades by skill and merit; tribal chiefs are promoted by the same rule.” In the eighth month Li Xian added, “Mixing Han and tribal cavalry in one army hinders communication and makes quarters and rations inconvenient. Li Jing once kept tribal forces as a separate formation; I have made tribal troops a separate command, dividing Han and tribal into two armies that coordinate orders as missions require.
80
In the seventh year the southern Luzhou frontier commission reported, “Eight clans on the Luoshi Dangsheng border wish to follow the seven- and nineteen-clan model, enroll as tattooed volunteer militia, and form thirty-one commands totaling 15,660 men.” The court approved it.
81
便 調便 便使
In Yuanyou 1 (1086) officials said, “Jingyuan’s tribal forces are numerous; mixing them with regular troops in battle is impractical.” The court referred the memorial to the four frontier overall commanders. Fan Chunli of Huanqing argued, “Han and tribal forces should not be mixed; each command should appoint one honest, brave officer who understands tribal affairs to train tribal troops in peacetime and lead them when mobilized. He added, “The Ministry of War recently proposed that tribal and Han officials not in command relations rank by office alone; tribal officers administering stockades should remain under local Han officers as before. The court approved his request. Moreover tribal officials on every circuit, whatever their rank, routinely ranked below Han officials—honoring the empire and controlling distant peoples. After long practice, a sudden change ranking them with unrelated officials by grade would place eight or nine frontier envoys and capital officials in ten below tribal officers—unbearable to human sentiment. Tribal groups are fierce and arrogant—how can we lightly encourage this? Restore the old system and rank them all below Han officials. The court approved it.
82
西便使 西
In the third month of Yuanfu 2 (1099) the Jingyuan frontier commission asked to abolish the eastern and western tribal commanders, attach troops to nearby stockades under regular commanders, and alternate duties with Han troops. The Qin-Feng circuit followed suit. In the fourth month the Huanqing frontier commission reported, “Many Xia tribes have defected to the new Dingbian City; hereafter surrendering people should be settled and given land there, and two chief and deputy commanders of tribal troops should be appointed.” The court approved it.
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