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卷五十七 列傳第十七 蔡廓

Volume 57 Biographies 17: Cai Kuo

Chapter 57 of 宋書 · Book of Song
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Chapter 57
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1
Biography 17: Cai Kuo and his son Cai Xingzong.
2
西 使
Cai Kuo, whose style name was Zidu, came from Kaocheng in Jiyang commandery. His great-grandfather Cai Mo had served as Grand Tutor of Jin. His grandfather Cai Xi had been secretary to the expeditionary army commander. His father Cai Shen had held a secretariat post under the Grand Tutor. Kuo had read widely, and in speech and conduct he adhered strictly to propriety. He entered office as an assistant in the imperial archives. While Huan Xuan dominated the Jin court, a proposal was put forward to restore mutilation penalties. Kuo submitted a memorial that began: "To establish feudal order and legislate, to govern broadly and foster transformation, institutions must be tailored to their era, with moral suasion and penal sanctions employed together. Integrity restrains wicked impulses; instruction and prohibition curb arrogance. Like heavy dew, clemency nourishes the people; like bitter frost, severity awes them. Those who feel the gentle breeze are shaped toward harmony and live at ease; those who fear the law hear the statutes and are moved to caution. Though the outward forms of governance changed from age to age, this underlying principle never changed. Corporal punishment was first instituted by the sage kings of antiquity. In those earlier ages customs were pure and the people for the most part honest and cautious. Once the penal images were displayed, scheming minds fell silent; when branded convicts walked the roads, men did not dare change their ways. That was how the state could overcome cruelty, abolish killing, and bring about a flourishing age of effortless governance. By the late age customs had turned shallow and false, and the legal net grew ever tighter. Hearts bent on profit and cunning multiplied day by day, while shame and fear dwindled. Lifelong hard labor could not stop their wickedness—how could branding and mutilation restore them to goodness? They produced only cries of bitter suffering, with no benefit to good governance. As for the statute prescribing execution at the marketplace, the offense was not one beyond all pardon; when a man had not killed with his own hand, the law still treated the case the same. Light and heavy offenses received the same sentence, and the path to reduction or commutation was blocked. Zhong Yao and Chen Qun protested on principle, and Emperor Yuan of Jin showed compassion for that reason. Now worthy ministers flank the throne, and the governance aspires to the stature of Yi Yin and the Duke of Zhou. Though the age of obstruction is just beginning to lift, the hardships left by a distant legacy have not yet ended. It is truly fitting to use punishments with clarity and caution, to cherish the people and nurture them broadly, to extend compassion and pity in order to curb excess, to replace capital punishment with mutilation of the limbs, to preserve what is most precious in human life, and to restore growth and repose for generations to come. Let those whose limbs were about to be severed instead regain their wholeness in the spring; let the proud men of the age, seeing the autumn wind, learn fear. When awe and kindness are both made manifest, when gratitude and fear are instilled together, the preservation of life and deliverance from violence will be achieved—this is the way."
3
簿殿 使
He rose through the posts of registrar in the Grand Tutor's office, palace attendant in the revenue section of the Secretariat, direct communication gentleman, staff officer to the Grand Marshal under Emperor Wu of Song, secretariat aide to the Grand Tutor, and gentleman of the Central Secretariat and Yellow Gate. His upright character and plain, unadorned manner won the notice of Emperor Wu. When Emperor Wu took charge of Yan Province, Kuo served as registrar aide and was entrusted with the full administration of the province. He was soon appointed consulting staff officer in the central army and attendant in the Grand Marshal's office. Before he could assume the post, his mother died. By nature he was profoundly filial; for the full three-year mourning period he neither combed his hair nor bathed, and he nearly succumbed to grief. When his mourning ended, the chancellor's office reappointed him attendant and placed him in charge of the records office. When the Song regime was established, he became palace attendant and proposed: "In criminal interrogations, descendants should not be required to submit written statements explicitly naming the crimes of their fathers and grandfathers. Nothing does greater harm to moral instruction and human feeling. Henceforth let family members meet the prisoner without petitions for re-interrogation, so that guilt may be established clearly enough, without requiring relatives to submit written statements." The court unanimously approved, and the measure was adopted.
4
殿 西 便 西 西 便
Xie Lingyun, commander of the heir apparent's left guard, killed a man on his own authority. Censor-in-chief Wang Zhunzhi was dismissed for failing to impeach him. Emperor Wu, knowing Kuo's upright and unyielding character and his intolerance of wrongdoing, appointed Kuo censor-in-chief in his place. He impeached many officials, and the entire bureaucracy was awed into discipline. At the time Fu Liang, director of the Central Secretariat, held great authority and his learning surpassed that of his contemporaries. Court ritual and protocol were all settled by Liang, who consulted Kuo before implementing them. When Liang's view differed, Kuo never yielded. At the time there was uncertainty about the court seating order of Prince Yizhen of Luling, governor of Yang Province. Liang wrote to Kuo: "As governor of Yang Province, he should of course wear the robes of a provincial governor. But in seating order for court sessions, he should rank above the other officials in the hall and should not take his seat according to ordinary official precedence. Please look into the precedents again. The Preface to the Book of Odes states: "When a king's daughter marries down to a feudal lord, her dress and ritual rank are not bound to her husband's; she ranks one grade below the queen." By that analogy, an imperial prince plainly ranks above kings and dukes. Lu Ji's Court Diary records that at the assembly in Shiqian Hall, all imperial princes were seated above the Three Excellencies. I enclose a copy of the relevant passage separately. Moreover, in the amnesty proclamation when Emperor Haixi ascended the throne, Grand Preceptor Prince Wuling was listed first, General Who Pacifies the Army Prince of Kuaiji second, and Grand Marshal third. The Grand Marshal held the highest position and also commanded all military forces—yet he was listed below the two princes. Does this not show that he ranked below imperial princes? That document still survives in full. In the Yonghe era, Duke Cai served as Grand Tutor while Sima Jianwen opened an office as General Who Pacifies the Army; they jointly oversaw court affairs. Cai held the regular chief office and should not have ranked below a ceremonial equal—yet at that time the Prince of Xiang was seated ahead and Duke Cai second. There are many such precedents, which I cannot list in full here. Yet the governor of Yang Province ranks below you and the lord—this may be a breach of ritual. Should it be changed?" Kuo replied: "That the governor of Yang Province ranks below you and the lord has always troubled me as well. Yet the court orders precedence by actual office, not by original enfeoffment, and there is no explicit statute granting imperial princes special ceremonial rank. Prince Xian of Qi was Rapid Cavalry General. When Sun Xiu surrendered, Emperor Wu wished to honor him specially: he made Xiu Rapid Cavalry General and transferred the Prince of Qi to Pacifying Army General, ranking above the Rapid Cavalry post. If, as you say, an imperial prince by nature ranks above dukes, then the Prince of Qi's standing was already honorable—why transfer him to Pacifying Army General and place him above Rapid Cavalry? Clearly the court knowingly followed actual office for precedence. Again, when the Prince of Qi was Minister of Works and Jia Chong was Grand Marshal, both recording Secretariat affairs, the prince consistently ranked behind Chong. When Pan Zhengshu presented a matter on the Gongyang Commentary, among the three recorders Prince Rong of Liang, as Defender General, signed below Grand Marshal Prince Tai of Longxi and Grand Tutor Wang Xuanchong. Recently, at the beginning of the Taiyuan era, when celebrations for the new palace were held, Sima the Grand Preceptor was central army commander, yet Prince Rouzhi of Qi was made head of the ceremony. When Emperor An was installed as heir apparent and the ascending rites were performed, Xu Miao was a gentleman, and in seating order the Grand Preceptor too was placed below the princes; again, when paying homage to Empress Dowager Li, the order from the Minister of the Imperial Clan and the Secretariat placed the Prince of Gaomi first, at a time when Wang Dongting was vice director. Wang and Xu were both recent authorities who knew past and present precedent. You cite the assembly at Shiqian Hall—I do not think that can serve as evidence. It says the emperor went out to Shiqian and summoned palace attendant Prince Zhi of Pengcheng, Xun Zu, Pan Yue, Ji Shao, and Du Bin—then lists the four princes you cited, above the Three Excellencies yet below yellow gate gentlemen. What sense does that make? Below the four princes, the roster lists Great General Prince Rong of Liang and Chariots-and-Cavalry Prince Lun of Zhao first—only then does it mention Grand Tutor Wang Rong. The princes of Liang and Zhao were also imperial princes of comparable rank, yet placed below Prince Changshi of Yuzhang—again inconsistent. Historians merely record current affairs in summary and need not preserve seating order; Shiqian was also a private banquet, different from a formal court session. As in the western hall of Hanzhang today, you rank below the vice director, and the palace attendant below the director of the Secretariat. Your letter also states that my great-grandfather jointly recorded affairs with Emperor Jianwen and ranked below him. Our family's established practice was otherwise; I enclose the record separately. A king's daughter holds no noble rank in her own person, so she need not follow her husband's rank and may be honored as the king's daughter. When an imperial prince takes office he holds a post; holding a post, he follows court precedence and is seated accordingly. Only your citation of the Taihe amnesty can somewhat support your case. Yet amnesty proclamations before and after that also vary inconsistently. The Grand Preceptor, as senior lord, should naturally precede the Grand Marshal. Although Jianwen was General Who Pacifies the Army, he had already been granted the chancellor's special honors and also commanded all military forces—thus his original office determined his precedence, not the fact that he commanded all forces. Today the Protector of the Army commands the regional governors, yet his rank still falls below a commissioner with the staff of authority—please reconsider."
5
使
He was promoted to chief clerk on the left in the Grand Tutor's office, served as governor of Yuzhang, and was summoned to be director of the Ministry of Personnel. Kuo sent Fu Long of Beidi to ask Liang: "If you entrust the whole of selection affairs to me, I have no objection; but otherwise I cannot take the post." Liang told Recorder of the Secretariat Xu Xianzhi, who said: "From yellow gate gentleman downward, entrust everything to Cai; we need no longer concern ourselves; from that rank upward, we should jointly deliberate." Kuo said: "I will not countersign the yellow paper at the bottom for Xu Ganmu." He therefore declined the appointment. "Ganmu" was the childhood name of Xu Xianzhi. Selection cases used yellow paper on which the Recorder of the Secretariat and the Director of Personnel signed jointly—hence Kuo's remark about "signing at the paper's end." Xianzhi also, knowing Kuo's upright character, did not wish him to hold a position of power. He was transferred to director of the Ministry of Rites.
6
便
When Emperor Wen entered to receive the imperial succession, Secretariat Director Fu Liang led the officials to welcome him, and Kuo went along as well. At Xunyang he fell ill and could not continue. Liang was about to continue and came to bid Kuo farewell. Kuo said to him: "The Lord of Yingyang is in Wu; he should be generously provided for. If misfortune befalls the Lord of Yingyang, you will bear the name of regicides. Do you think you can still stand honorably in the world?" Liang had already plotted with Xianzhi to harm the young emperor and therefore sent an urgent message to stop it, but when the message arrived it was too late. Xianzhi was furious and said: "When men plot together, how can one suddenly turn about and shift the blame onto others?" When Emperor Wen took the throne, Xie Hui was departing for Jing Province. Bidding Kuo farewell, he dismissed his attendants and asked: "Will I escape harm?" Kuo said: "You received the late emperor's dying charge and were entrusted with the state. Deposing a dim ruler and establishing a bright one—nothing in principle forbids that. But you killed two imperial brothers and yet have them pay homage facing north; you wield the awe of one who terrifies his lord and hold command of the upper Yangzi. Judging the present by antiquity, you will find it hard to escape harm."
7
祿
Though Kuo was young and held modest rank, the leading men of the age esteemed him; at each year's turn they all came to his door in formal dress. He served his elder brother Gui as he would a father; in household matters great and small he consulted Gui before acting; official salary and rewards all went to Gui; whatever he needed he requested from the household steward. When he followed Emperor Wu at Pengcheng, his wife Lady Xi wrote asking for summer garments. Kuo replied: "I know you need summer garments; the household steward should supply them—there is no need to send them separately." At the time Gui was palace attendant. In the second year of Yuanjia (425), Kuo died at the age of forty-seven. Emperor Wu once said: "Yang Hui and Cai Kuo could serve as the Three Excellencies in a peaceful age." His youngest son was named Xingzong.
8
Xingzong lost his father at the age of ten, and his grief and devastation were unlike those of ordinary children. When Kuo left the governorship of Yuzhang and returned home, he built two residences. He first completed the eastern residence and gave it to his brother Gui; Kuo died before the buildings were finished. Gui, returning after leaving the governorship of Changsha, sent five hundred thousand cash to cover the cost of the house. Xingzong, aged ten, told his mother: "Our family has always shared abundance and want alike; we should not accept the price of the house today." His mother was delighted and assented. Gui looked ashamed and said to his son Dan: "I am sixty years old, yet in conduct I fall short of a ten-year-old child." Soon afterward his mother died.
9
In youth he loved learning and won praise for establishing himself through plain, upright conduct. He first served as secretariat aide to Prince Yikang of Pengcheng, gentleman attendant of the heir apparent, staff officer to the champion general under the Prince of Nanping, and governor of Wuchang. He also served as groom of the heir apparent, companion to the Prince of Yiyang, and secretariat gentleman. Central Secretariat Director Prince Hong of Jianping and palace attendant Wang Sengchuo were both on close terms with Xingzong. When the usurper seized the throne by regicide, Sengchuo was executed. The tyrant's power was at its height and kin and friends dared not approach; Xingzong alone came to mourn and wept his full grief. He was sent out as chief clerk to Minister of Works He Shangzhi. He was again promoted to senior attendant of the heir apparent.
10
便
When Emperor Xiaowu took the throne, Xingzong returned to his former post, became governor of Linhai, was summoned as yellow gate gentleman and senior attendant of the heir apparent, transferred to general of roaming attack, and soon promoted to secretariat gentleman in the Ministry of Personnel. At the time Secretariat Director He Yan was ill. The emperor said to Xingzong: "You are well versed in distinguishing the worthy from the unworthy. I now entrust selection affairs to you; take charge openly, with no need to defer." He was transferred to chief clerk on the left in the Grand Tutor's office, again became senior attendant of the heir apparent, took concurrent command as general of the forward army, and was promoted to palace attendant. He always spoke plainly about right and wrong without fear of consequences, and in this way he lost the emperor's favor. Prince Dan of Jingling seized Guangling in rebellion. When the affair was settled, Xingzong was ordered to offer consolation. Provincial registrar Fan Yi had long been on good terms with Xingzong and was executed with others inside the city. Xingzong went to Guangling, personally gathered Fan Yi's remains for burial, and conveyed the coffin back to the old family tomb in Yuzhang. When the emperor heard of it, he was deeply displeased. Zhou Lang, interior secretary of Luling, offended by speaking plainly and was shackled and sent to Ning Province. Kin and old friends dared not go to see him off; On duty at court, Xingzong requested urgent leave and went to bid Zhou Lang farewell. When the emperor learned of it, his anger only grew. He was punished for a prolonged illness and held his post in plain dress. Soon he was demoted to chief clerk under Minister of Works Shen Qingzhi, with acting authority over Yan Province, then returned as director of the Court of Justice.
11
簿
One Xie Shixian came forward to report that Shen Tan had once plotted together with Chancellor Yixuan. Tan was already dead; his son Ling Sun was then serving as governor of Shanyang commandery. Ling Sun turned himself in to the Court of Justice. Xingzong argued: "If Tan had once been the ringleader of the rebellion and were still alive, having passed through repeated amnesties he should still receive pardon. Ling Sun is a close blood relation; by principle one conceals wrongdoing for kin. Moreover, the man is dead and the affair long past; to pursue mutual slander and judge by ritual and statute—in principle this does not apply. If Shixian truly knew of the treasonous plot, he should have reported it at once. He concealed it for years and now brings it forth from private resentment; moreover he speaks of rumors passed along the roads, with no fixed proof—yet he presumptuously deceives and misleads. His crime warrants the extreme penalty." There were also twenty-two litigants, including Yan Dao'en, whose cases had not yet been cleared. An edict ordered them interrogated and provisionally detained in the Imperial Workshop. Xingzong held that litigants come to court seeking justice and therefore should not be shackled; to detain them in the Imperial Workshop would be unduly harsh. Again, the Grand Tutor had earlier impeached and sent eleven officials including Wukang magistrate Xie Shen and district and county assistants, charged with failing to arrest Zhongliang for coining; the case had long been decided. Again nine men including commandery registrar Qiu Yuanjing were sent up; some were on sick leave, some had left office long before. Again he submitted a firm memorial, and the court followed his advice in every matter.
12
He went out as governor of Dongyang, was moved to rear army chief clerk under Prince Zishao of Anlu and interior secretary of Jiangxia, with acting authority over Ying Province. Summoned back, before he could take up appointment he was retained as director of the Left Bureau of the People. Before long he was transferred to head the Ministry of Personnel. At the time the emperor was given to lavish feasting and abused and insulted the officials. From Prince Yigong of Jiangxia downward, all were subjected to foul humiliation; only Xingzong, because of his upright firmness, was feared and not molested. Vice director of the Secretariat Yan Shibo said to review gentleman Wang Danzhi: "Director Cai is always spared intimate jesting; he is truly far removed from ordinary men." Danzhi said: "Cai of Yuzhang, when formerly in the chancellor's office, was also upright and stern and kept his distance. On the days of Emperor Wu's private feasts he was never summoned; whenever officials gambled, he was always among the winning party. Director Cai today may truly be said able to bear the burden."
13
調 殿
At the end of the Daming era, when the Deposed Former Emperor ascended the throne, Xingzong told Grand Preceptor Prince Yigong of Jiangxia that an accession document was required. Yigong said: "We established the heir precisely for this day—what further use is there for such a document?" Xingzong said: "The precedents of successive dynasties have all been the same. Not long ago, at the close of Yongchu, when the Lord of Yingyang took the throne, there was also a written accession document; it is kept today in the Secretariat and may be consulted." Yigong would not agree. Xingzong then personally presented the seal and cord; the new emperor's countenance was at ease, with no trace of mourning. As he went out, Xingzong said to kin and old friends: "Duke Zhao of Lu, while in mourning, wore a pleasant expression; it ended with offense against great ministers, and Zhaozi asked for death. Is the state's calamity to be found here?" At the time Yigong recorded Secretariat affairs, received the dying charge to assist governance, and should have steadied the young emperor—yet he withdrew from affairs, and government fell to close attendants. Colonel of the upland cavalry Dai Faxing and secretariat attendant Chao Shangzhi monopolized court power; their authority reached near and far. Xingzong's office governed the nine classes and bore the weight of evaluation. At each court session he would speak with the recorder of the Secretariat and those below, stating his intent to elevate the worthy and advance scholars, and also admonish on right and wrong, broadly discussing court affairs. Yigong was by nature timid and weak, fawning on Faxing and always fearing to lose imperial favor. Hearing Xingzong's words, he would tremble in fear, utterly at a loss. In the Daming era that preceded this, extravagance knew no bounds; the court built on every side; levies and taxes grew burdensome and severe; corvée labor was crushing. An edict was now issued abolishing all of it; the north-south imperial avenues of the Ziji Hall and the like were torn down. From Xiaojian to the end of Daming, not one of those institutions survived. At a capital session Xingzong said with feeling to Yan Shibo: "The late emperor, though not a ruler of overflowing virtue, nevertheless saw the Way through from beginning to end. To leave things unchanged for three years—this the classics hold dear. Now the mourning palace has just been cleared and the imperial tomb is not yet distant, yet all institutions and constructions, without regard to right or wrong, are entirely abolished. Even when the mandate passed from one house to another, matters did not go this far. Men of understanding throughout the realm will judge the man by this." Shibo could not bring himself to act.
14
便 使
Whenever Xingzong presented selection matters, Faxing, Shangzhi, and the like would mark and alter them; only a few remained as proposed. Xingzong said in the court hall to Yigong and Shibo: "The emperor is in deep mourning and does not attend to state affairs, yet confidential selection matters are largely deleted and altered—not even in your own hand—and one does not know whose imperial will this is." Wang Jingwen, Xie Zhuang, and others had been transferred and appointed out of order; Xingzong again wished to make worthy selections. At the time Xue Andu was regular attendant of scattered cavalry, general who pacifies the barbarians, and left leader of the heir apparent; Yin Chang was senior attendant of the heir apparent. Xingzong first selected Andu as general of the left guard, with regular attendant unchanged; Yin Chang as yellow gate gentleman, concurrently colonel. The Grand Preceptor thought Andu was given too much and wished to make him only left guard. Xingzong said: "Between leader and guard the distance is only a span. Moreover he has already lost general who pacifies the barbarians—this is not advancement—and to take away regular attendant as well is suddenly a demotion. If one holds that Andu, having risen late from humble origins, ought to be held back so that titles are not lightly bestowed, there should still be a consistent order. I respectfully follow the norms of selection; this is not private favor for Andu." Yigong said: "If palace officials should receive extraordinary promotion, Yin Chang ought to be palace attendant—how can he be only yellow gate gentleman?" Xingzong added: "Between senior attendant and palace attendant the distance is truly great. Andu has led for ten years; Yin Heng has been senior attendant for a hundred days; now he also holds colonel—surely that is no small matter." He had selection clerks Yan Yizhi, Xue Qingxian, and others debate back and forth; only then did Yigong sign the document.
15
祿便 祿 退 便
When an imperial order then made Andu right guard and added attendant to the affairs of the masters, Xingzong thereby greatly offended Yigong, Faxing, and the rest, and was sent out as governor of Wu commandery. He firmly declined the commandery; the ruling faction grew angrier and transferred him to pacifying army marshal under Prince Ziluan of Xin'an, aid-the-state general, and governor of Southern Donghai, with acting authority over Southern Xuzhou. He again refused the appointment and pressed urgently for Yi Province. Yigong was then furious and submitted a memorial, saying: "Your servant has heard that one must be careful in speech; the Book of Changes has regulations on this. In ordering the nine classes, one should not take arbitrary judgment. If men form factions and link groups, slander and accusations rise against one another, and street talk disregards what reaches the throne, this is truly the great pest that law and institutions ought to forbid. Palace attendant and director of the Secretariat Yu submitted that his father was ill and he must attend him. The imperial edict showed compassion and granted his request, changing his appointment to a chief aide in your servant's office, concurrently holding army and commandery posts. Although your servant is mediocre, the prince's establishment is not a light post; measured against predecessors, one should not be placed lower. The capital commandery was originally for salary, without regard to the number of households; when a vacancy arose it was filled, unrelated to rank high or low. Pacifying army chief clerk Zhuang lingered in the establishment for many reigns, repeatedly stating hardship; holding inner office and outer governorship, he said he could not bear both. Only Wang Qiu in former times was granted generous maintenance; the grace shown was far from meager. The former newly appointed governor of Wu Xingzong, when previously in the selection office, was often unfair; the court included him in pardon, forgiving his lack of skill, and changed him to a great commandery with favor equal to a chief aide—yet he still urgently requested Yi Province, plainly defying the settled command. Reflecting on Governor of Yangzhou Zishang and Governor of Wuxing Xiuruo, both eminent kin of the state, like Lu and Wei still present, yet they govern the eastern regions with full sincerity—while he picks and chooses to suit his mood, rising from the common clans, reaching to aide the northern frontier, especially without joyful acceptance. Censor-in-chief Yong had remaining faults from former years yet is appointed by grace today; minister of the imperial household Chen Yan, though called a replacement minister, has been repeatedly demoted; later merit not yet shown—on what basis should he advance? Chief clerk on the left in the Grand Tutor's office Kong Gu, previously appointed right guard and soon moved to the present post—the fitness of the exchange is not that he received too little. Privately it is said Yu and the rest all lost proper measure; I also hear Xingzong personally resentful, writing to vice director of the Secretariat Shibo with very bitter wording. Your servant has not seen it himself, but what is reported is not false. Your servant, with ordinary talent, should not handle urgent affairs; wrongly favored by chance, entrusted across three reigns, advancing without the ancients' beauty of raising the worthy, retreating without subordinates' record of offering corrections—bringing on this turmoil, I prostrate myself in increased shame and fear. Yet unless this source is stopped and this wind changed, the correct Way will be impaired and the great design befouled. I humbly look to Your sacred virtue and beg that You deign to examine the matter. An imperial edict responded: "The Grand Preceptor's memorial is as stated above; upon reviewing it I am deeply troubled. I respectfully inherit the great succession and mean to spread our glorious achievements, yet disorderly rivalry at court drives faction until it becomes the prevailing wind—how then can I extol the virtue of our forebears and bring about the highest transformation? Your Grace's concern for the state runs deep, and the charge of safeguarding and ordering the realm is entrusted to you; let this be referred outward for detailed deliberation."
16
使 使 使便
Yigong thereupon had the Minister of the Secretariat Liu Yuanjing submit a memorial saying: "Your servant Yigong's memorial and the edict are as at right. The acting bureau investigated and verified Minister Yuan Minsun's report: 'On the seventeenth of this month I went to Vice Director Yan Shibo; in conversation the matter arose of Minister Cai Xingzong's letter firmly declining the present appointment, and he produced the memorial for me to see—several sheets—and I did not expect everything he was saying; because of this the talk turned to court officials.' In this sagely age, one must not let people think the appointments are too few. The report follows. Counting them, the court's handling was in fact appropriate; we also consider ourselves to have obtained our share—Chang Duo is often at the gate, and Yuan Minsun had nothing further to add—but my humble intent is to submit a request to reconsider what is appropriate for appointments from within, offering a crude and narrow view in hope that it will be heard and understood. The selection clerks spread confidential matters, and so I attach this for transmission upward; outsiders speak of this as well. Xue Qingxian now states: 'On the eighteenth of this month I went to Minister Yuan Minsun to discuss selection affairs.' Minsun said that yesterday he called on Vice Director Yan, who showed him Minister Cai's memorial; the language was very bitter. He also complained that what he obtained was likewise too little. The sovereign has only just ascended the throne; men of this caliber are scarce at court, and public opinion holds they ought to be well employed—yet he complained all the more that there were too few, and had the advisory office immediately submit a record to the Duke. He also said that Xie Zhuang, though not yet old, had an illness that was turning for the better, and that holding this post was again unsuitable; he held that a man of talent and standing ought to serve as Director of the Secretariat. He also observed that Kong Gu, a fine man of the south, had already held many posts; recently, after repeated appointments he was transferred once more—a logical injustice—and with no one in the Secretariat, this was a notable selection. He also argued that Zhang Yong's personal standing was worth considering; his offense of last year, though rebellious, was not a grave crime, and by his standing he should again receive one post in the Secretariat. He said Zhang Yan once had the honor of going south and shared in weal and woe; though he had repeatedly been punished and demoted, that was long ago, and Yan ought to be made Director of the Secretariat for Compilation. Enclosed were several sheets in Cai Xingzong's own hand; the writing was clear and the evidence plain, with no need for further verification. Minsun holds a ministerial post and his duty is to judge selection; if something is not acceptable, he ought to speak openly, yet he privately gave approval and made mutual appointments, claiming public opinion—only to produce falsehood in the end, hiding the source while the tail appeared, and thus creating contradiction. Your servant has heard that when the Nine Ministers yielded their posts to one another, the virtue of Yu became the standard, and that to slander one's lord and resent the times was long ago judged a crime under Han law. How much more when righteousness is invoked for private ends, speech slanders the court order, disorderly punishments harm governance, and the great design is befouled—confusion makes error manifest and extends upward to the edict; without a frost-like standard, the norms and statutes will collapse. We ask that Cai Xingzong's newly granted office be removed, that the matter await imperial decision, that he be taken and handed over to the Court of Justice for legal punishment, and that Minsun be dismissed from the office he holds." An edict said: "Cai Xingzong was foremost in disrupting court norms and fully deserves the clear penalty of the law; because he once served in close attendance, We cannot bear to apply the full measure of punishment—let him reflect on his faults from afar in exile. Minsun had privately judged on his own behalf and shifted blame to public opinion; his son may take over the post."
17
姿
Cai Xingzong was made Administrator of Xinchang, a commandery subordinate to Jiaozhou. The whole court sighed in shock. Earlier, Cai Xingzong had taken as a concubine the nun Zhifei of Empress He's temple; her beauty was renowned in the capital. The welcoming carriage had already departed when Yan Shibo secretly sent men to entice her, seized her in secret, and carried her off—Cai Xingzong's welcoming party never noticed. When Cai Xingzong was banished, commentators all attributed it to Yan Shibo, and Shibo was deeply troubled. Faxiang and the others did not wish to be known for banishing a great minister, and Shibo also wanted to quiet public talk; for this reason the transfer was halted. Before long Faxiang was killed, Shangzhi was imprisoned, and Yigong and Shibo were executed; Xingzong was again raised up as Chief Clerk of the Vanguard for Liu Zixu, Prince of Linhai, General Who Supports the State, and Administrator of Nanjun, acting as governor of Jingzhou—but he did not go.
18
西便
At that time the Deposed Former Emperor was violent and cruel; Xingzong's nephew Yuan Yan was Inspector of Yongzhou and urged him to leave, saying: "The situation at court is plain for all to see; the great ministers within cannot be assured of their lives from one morning to the next. Uncle, you would now go out to dwell west of the Shan passes and govern eight provinces; I am at Xiang and Mian, where the terrain is superior and the troops strong, only a short distance from Jiangling, with easy access by land and water. If trouble comes at court, together we could achieve what Duke Huan and Duke Wen achieved—how can that be compared with submitting to a violent madman, with disaster impossible to foretell? If you do not leave the tiger's maw now but remain in this perilous confinement, how will you ever get out later!" Xingzong said: "My family has always advanced by plain merit; I am very distant from the sovereign and am unlikely to meet with trouble. Inside and outside the palace, no one can protect himself; change is sure to come. If internal trouble can be quelled, external disturbances may still be beyond measure. You wish to seek safety abroad; I wish to stay within and avoid disaster—each acting on his own judgment—is that not also well?" The capital was then fearful and alarmed; officials and gentry all wished to flee far away, and afterward they were scattered in external calamity—not one in a hundred survived.
19
殿 使
Once more he was appointed to head the Secretariat for Personnel. Grand Commandant Shen Qingzhi lived in deep fear of disaster and closed his gates to visitors; he once sent his attendant Fan Xian to Xingzong on business. Xingzong said to Fan Xian: "The Duke shuts his gates and turns away guests to avoid idle requests—that is all; I come without a request—why am I refused?" Fan Xian returned to Qingzhi; Qingzhi sent him back with a reply and asked that Xingzong come in person. Xingzong thereupon urged him: "The late Emperor Xiaowu, though he won no great merit for the realm, was yet able to settle and pacify violent rebels; he reigned eleven years and departed in accordance with the Way. The sovereign succeeded him; the four seas were tranquil; at his accession it was merely that his conduct departed from what was fitting—small faults and lapses—and people still thought his years were plentiful and moral progress could be expected. But what he has done of late exhausts every bond of human relations. You alone are what he now fears and dreads; the common people murmur and have no hope of respite; their hopes rest on you alone. If you again sit and watch whether things succeed or fail, not only will personal disaster be impossible to foretell—the heavy responsibility of the realm will fall on someone. Your prestige has stood firm for years and the realm submits to you; now the whole court is alarmed and every man lives in dread—when you give the command, who would not follow with admiration; unless you decide now, disaster will come at any moment. I once served in your noble household and received extraordinary favor; therefore I dare speak plainly and beg you to think and plan accordingly." Qingzhi said: "I too have lately feared I could no longer protect myself, but to serve the state with full loyalty from beginning to end—that is my course; I should simply entrust myself to Heaven and accept my fate. Besides, I am old and retired to my home, and my military strength has suddenly dwindled; though I have the intent, there is no way to act on it." Xingzong said: "Those who now harbor plans and think to rise up do not seek wealth and rank or merit and reward—they each wish only to escape death from one morning to the next. The generals within the palace halls are only waiting for word from outside; if one man takes the lead, the whole affair can be settled in an instant. Moreover your commanding presence was established long ago and you have commanded armies across several reigns; your old retainers are spread through the palace offices—men like Song Yue and Tan Jin came from under your roof and all owe you their lives; Youzhi and Enren are dependents and younger kinsmen of your household—who would dare refuse to follow? Your followers and sworn adherents are all warriors of the Three Wu regions, and the slaves and servants in your residence number in the hundreds. Lu Youzhi is now marching east to attack bandits and has also sent a large shipment of armor and weapons, now at Qingxi and not yet departed. Youzhi is a townsman of your native place, fierce and brave; take his weapons and armor, equip the men under your roof, put Youzhi at their head as vanguard, and the affairs of the realm will be settled. Your servant, in the Secretariat, would lead the hundred officials according to precedents of former ages, select anew the worthy and enlightened, and serve the altars of state. In the past Taijia's crimes did not reach the people, and Changyi's cruelty did not extend to the lower ranks—yet Yi Yin and Huo Guang still accomplished great deeds. How much more now, when the common people are in dire straits and the calamity exceeds anything of former ages? Moreover, for everything the court has done and built, the common people say you had a full hand in it. If you now sink in doubt and do not decide, someone will rise up before you—and you too will not escape the disaster of being forced to follow. The imperial carriage has repeatedly come to your noble residence; he lingers long in drunken revelry, and I have heard that he dismisses his attendants and enters the inner chamber alone—a moment that comes once in ten thousand generations; the opportunity must not be lost. I bear your deep favor and therefore speak words after removing the ladder; you should weigh the blessings and disasters with care." Qingzhi said: "I am deeply moved by your unceasing concern. I consider this matter great and not something your servant can undertake; when the moment comes I shall simply embrace loyalty and perish." Before long Qingzhi indeed met with disaster because he was regarded with suspicion.
20
使 便 輿 婿
At that time Commandant of the Guards Wang Xuanymou was a great general with a formidable reputation; false rumors in the neighborhoods said he had already been executed, and the markets and streets were in an uproar. Xuanymou's registrar Bao Farong was a native of Dongyang and a former subject of Xingzong's commandery; trusted by Xuanymou, he was sent on a visit, and Xingzong thereupon said to him: "The Commandant must be deeply fearful and alarmed." Farong said: "The Commandant of late can scarcely eat; he does not sleep at night and constantly says that arrest is already at the gate and he cannot be assured even for a moment." Xingzong said: "If the Commandant is fearful and alarmed, he ought to devise a plan—how can he sit and wait for disaster to arrive?" Earlier Xuanymou's old retainers still numbered three thousand; the Deposed Former Emperor was quite suspicious of them and reassigned them under overseers. Xuanymou sighed deeply and harbored deep resentment; he requested that five hundred men remain at Yanshan to build his tomb—the work was not yet finished when the Deposed Former Emperor wished to hunt and summoned them all back to the city. The Yanshan troops were in the central hall; Xingzong urged that with this force they rise up, saying: "At present, with the Commandant's formidable reputation, leading these men to initiate action for the court, the matter would be settled at once. Even if the Commandant should again stumble, he could himself mount the imperial carriage and dispose affairs. Disaster is hard to foresee—do not let the opportunity slip. When you return, tell the Commandant as much." Xuanymou sent Farong back with a reply: "This too is not easily feasible; I expect I shall not reveal your words." When Emperor Taizong ascended the throne, Xuanymou reproached his close associates and former clerks Guo Jichan, his son-in-law Wei Xizhen, and others, saying: "In those difficult times, none of my companions said a single word to urge me to act." Jichan said: "What Minister Cai told Bao Farong was not without understanding of the moment, but great affairs are hard to carry out; what use would Jichan's words have been?" Xuanymou looked ashamed.
21
輿 使
General of the Right Guards Liu Daolong was favored and trusted by the emperor and exclusively commanded the palace guard; the imperial carriage once visited at night the residence of Jiang Xiao, aide in the Secretariat for Compilation; Xingzong's carriage passed behind Daolong's escort carriage, and Xingzong said: "Master Liu! Lately I have wished for a quiet word together." Daolong deeply grasped this intent, squeezed Xingzong's hand, and said: "Master Cai! Say no more." At every court banquet the emperor would beat and assault the ministers; from General of Agile Cavalry Liu Xiuren, Prince of Jian'an, down to Palace Attendant Yuan Minsun and others, all were humiliated and dragged about—only Xingzong was spared. Before long Emperor Taizong brought the great affair to its conclusion. That night the Deposed Former Emperor lay dead across the entrance to the Grand Physician's Office; Xingzong said to Vice Director of the Secretariat Wang Jingwen: "Though he was violent and perverse, he was after all sovereign of the realm; the funeral rites ought at least to be roughly adequate. If matters are simply left as they are, all under heaven will surely exploit our disorder."
22
At that time every region was raising troops in rebellion; the state could still hold only a few commanderies of Danyang and Huainan, and among their counties some had already gone over to the rebels. Eastern troops had already reached Yongshi; the palace offices were stricken with fear; the emperor assembled his ministers to weigh success or failure. Xingzong said: "Now under heaven all plot rebellion and men harbor divergent intent; you should calm them with stillness and treat people with utmost sincerity. Lately the kinsmen of rebels are spread through the palace offices; if you bind them with the law, collapse will come at once—you should declare clearly that guilt does not extend to relatives. Once popular sentiment is settled, men will take heart for battle; the Six Armies are elite and brave, armed with sharp weapons and armor, against troops unaccustomed to war—the odds are ten thousand to one. I beg Your Majesty to set your mind at ease." The emperor accepted his counsel.
23
He was promoted to General Who Attacks at Large, but before he could formally assume the title he was made Vice Director of the Left in the Secretariat; he soon added the post of Commandant of the Guard and also served as Grand Rectifier for Yan Province. Emperor Taizong (Liu Yu) said to Cai Xingzong: "The various regions are still unsettled, and Yin Yan has once more thrown in with the rebels. What is the mood of the people these days? Do you think we shall prevail?" Cai Xingzong replied: "Between rebellion and loyalty, I cannot clearly tell which side holds sway. Trade has all but stopped, yet grain is plentiful and cheap; rebels converge from every quarter, yet the people remain remarkably calm. By these signs, I am certain the realm will be pacified. My concern, however, lies after victory—as Yang Hu once observed, it is only once order is restored that Your Majesty's mind will truly be burdened." Minister Chu Yuan rapped Xingzong with his tablet to silence him, but Xingzong would not stop; the emperor said: "You speak truly." After Zheqi fell, Yuan Yan's head arrived in a box; the emperor commanded his attendants to climb the tower of the Southern Side Gate to view it. Xingzong burst into tears, and the emperor took offense. After the rebellion was crushed, Cai Xingzong was created Marquis of Shichang with a fief of five hundred households; He repeatedly refused until the court relented and offered Le'an instead, with three hundred households plus stipend and clerical staff—but he declined even that.
24
使
Yin Yan was then holding Shouyang in rebellion, and the court sent General Liu Mian to invest the city. With the realm largely pacified, Yan still held the walled city; the emperor had the Secretariat draft an edict to win him over. Xingzong urged: "The empire is settled—it is time for Yan to repent. Your Majesty should send him a personal note of a few lines as a private reassurance. A routine Secretariat edict will only make him suspect it is a ruse—that is no way to resolve this lingering crisis quickly." The emperor did not heed him. Yan received the edict and assumed Liu Mian had fabricated it; as expected, he refused to surrender. Fighting dragged on for months before he finally capitulated.
25
使 使 使 殿
Earlier, Xu Province governor Xue Andu had seized Pengcheng and rebelled; he later sent envoys offering submission. In winter of the second year of Taishi, the court dispatched Zhang Yong at the head of an army to receive him. Xingzong said: "Andu's offer of submission through envoys is surely sincere. He should be won over with conciliation—a single envoy and a brief letter would suffice. Sending a large force will only frighten him into suspicion and may provoke the Northern Wei—a disaster whose scale cannot be foreseen. Treasonous ministers deserve execution, yet the amnesty already granted has been generous enough. Andu moreover holds strategic territory on the frontier; from the standpoint of statecraft, he is best handled with restraint and courtesy. Should he turn traitor after all, the court will face sleepless nights of anxiety. Pengcheng is strongly fortified with brave troops and capable generals—difficult to besiege, impossible to storm. The risk to our border defenses is grave on several counts. I fear for the court's sake." By then Zhang Yong was already marching; his counsel went unheeded. Hearing that a large army was crossing the Huai, Andu shut himself in Pengcheng and sought aid from the Northern Wei. Zhang Yong suffered a crushing defeat in bitter snow; eight or nine men in ten perished, and the four provinces north of the Huai were lost. Such had been his foresight. When word of Zhang Yong's defeat first arrived, the emperor was in the Qianming Hall. He summoned Minister Liu Xiuren, Prince of Jian'an, then called in Xingzong and told Xiuren: "I owe Vice Director Cai an apology." He showed Xingzong the defeat report and said: "I was wrong to ignore you."
26
使西 西
In spring of the third year he was posted out as military governor and Governor of Ying Province, with the title General Who Pacifies the West. He was punished for pressing the Secretariat to appoint He Shizhen as Advising Commander—first overruled, then insisting again until the emperor grew angry and reduced his title to General Who Pacifies the West, though it was soon restored. Qiu Zhensun of Wuxing had long been verbally aggressive toward Cai Xingzong. Zhensun's son Jingxian was an exceptionally talented young man, and Xingzong cultivated his friendship. When Jingxian was serving in Poyang, Liu Zilun, Prince of Jin'an, rose in rebellion; Jingxian was transferred to Jingling, where Wu Xi killed him. His aged mother and young daughter were left stranded and destitute at Xiakou. Upon reaching his post at Ying Province, Xingzong went in person to mourn, arranged the return of the coffin and the bereaved family, and saw them safely back east. After three years he was promoted to General Who Guards the East and Governor of Kuaiji, with the added title Regular Attendant of the Fast Horse; he soon received military staff and authority over five commanderies—Kuaiji, Dongyang, Xin'an, Yongjia, and Linhai—and was granted an honorary guard of horns and drums. Kuaiji was home to many powerful clans who flouted imperial law. Imperial favorites and court intimates, who thronged the palace bureaucracy, had seized mountains and lakes to the people's detriment. Xingzong held them all accountable under the law. Kuaiji was fertile and prosperous, and princes, nobles, and imperial in-laws built mansion upon mansion. Their ceaseless encroachments and ever-multiplying demands tormented the common people. Xingzong petitioned to have them all abolished. He also secured remission of unpaid levies and the release of miscellaneous conscript labor—all of which the court approved. The Three Wu had once maintained the village archery ceremony, long neglected; Xingzong revived it with exemplary propriety. In the Yuanjia era, Yang Xuanbao as governor had likewise held the village archery rite.
27
使西 便 使祿
When Emperor Taizong died, Xingzong was named to the regency council alongside Director Yuan Can, Vice Director Chu Yuan, Commandant Liu Mian, and General Shen Youzhi. Xingzong was made military governor of eight western provinces with the title General Who Conquers the West and Grand Master of the First Order, Governor of Jing Province, attended by twenty sword-bearing guards, retaining his post as Regular Attendant. He was recalled to the capital. Wang Daolong, General of the Right Guards, then wielded enormous power in court affairs. He crept forward on tiptoe, dared not sit down, lingered awkwardly, and finally left—never once invited to take a seat. Early in the Yuanjia era, Palace Secretary Qiu Dang called on Grand Tutor Wang Tanshou and did not dare to sit. Later, Palace Secretary Wang Hong won Emperor Taizu's favor. The emperor told him: "If you wish to be accepted as a gentleman, try sitting with Wang Qiu—that would mark a genuine rise in standing. The Yin and Liu clans are vulgar company—they would not understand such things. If you visit Qiu, cite my words as authorization and take a seat." Wang Qiu lifted his fan and said: "That will not do." Hong returned and reported what had happened; the emperor said: "Well, then I cannot force the matter." In the span of fifty years, only these three such incidents occurred. Daolong and his faction, wary of the upright and unyielding Xingzong commanding troops upriver, reassigned him to Director of the Secretariat and Grand Master of Splendor on the Left with the honors of the Three Excellencies—but Xingzong firmly refused the appointment.
28
Xingzong displayed moral resolve from youth. His household conduct was exemplary: he cared for his paternal aunt, tended his widowed sister-in-law, and raised his orphaned nephew—winning widespread renown. Fan, wife of the Heir's Left Commander Wang Xi, was a brilliant woman of learning. In a letter reproaching Wang Xi's brother Sengda, she wrote: "Grand Tutor Xie once treated his sister-in-law Lady Wang as a mother would; today Cai Xingzong is likewise praised for his respectful tenderness toward kin." Such was the esteem in which he was held. His wife Lady Liu died young, leaving a small daughter; his nephew Yuan Yan's son Tan was newborn when Lady Liu passed as well. Xingzong's elder sister—Yuan Yan's mother—raised grandson and nephew side by side, nearly of an age, and whenever she saw Xingzong she pressed her wish to unite them in marriage.
29
Early in the Daming reign, an edict betrothed Xingzong's daughter to Prince Jingyou of Nanping. Citing his sister's lifelong wish, Xingzong memorialized repeatedly—but Emperor Xiaowu replied: "If everyone insists on their private wishes, how is the throne to arrange marriages at all? And is a sister's dying wish not something that ought to be honored?" With that original plan undone, Tan married someone else. Tan's marriage ended unhappily; Yuan Yan met disaster and ruin; Tan and his kin fell into utter destitution—as though fate had exhausted every allowance for their line. After Jingyou was killed, Xingzong's widowed and childless daughter drew offers from many eminent families; Emperor Ming himself ordered a match with the Xie clan—but Xingzong refused them all and gave her to Tan. Fu Long of Beidi had been close to Cai Kuo; Xingzong honored him as his father's friend.
30
Jingxuan inherited his father's distinguished bearing and held the posts of Secretariat Gentleman, Governor of Jinling, and Aide to the Grand Commandant. He died late in the Shengming era.
31
The Historian writes: In an age that prized refined discourse and plain principle, Cai Kuo's conduct and integrity were surpassing—yet because his years and rank had not risen high, the era's celebrated ministers all fell short of his stature. When he steadfastly refused the post of personnel selection, refusing to bend his principles—did he not know that the selector and the selected are one enterprise, and impartiality is the very duty of the office? In truth, the sovereign was obscured and the times perilous—he would not accept an office where one must decide who passes and who is blocked. How remote such integrity now seems!
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