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卷九十八 志第四十六: 兵一

Volume 98 Treatises 51: Military 1

Chapter 98 of 元史 · History of Yuan
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Chapter 98
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1
Warfare is what the sage kings of old employed to overawe the realm, to subdue treachery and villainy, and to quell rebellion and disorder. The military institutions of the Three Dynasties lie far in the past; from the Han and Tang dynasties onward, regulations changed repeatedly and without fixed pattern. When military power is applied rightly, forces grow plentiful and the state grows strong; when it is misapplied, forces are drained and the state grows weak. Thus the soundness of military institutions and the rise or fall of national power are inseparably linked.
2
宿使
At the founding of the dynasty, military commanders were ranked by the size of the forces they led: commanders of ten thousand men held the title Commander of Ten Thousand Households; those of a thousand, Commander of a Thousand Households; those of a hundred, Commander of a Hundred Households. Under Emperor Shizu, the government substantially reorganized its institutions: five palace guards were established within the capital to command all imperial guard forces, each guard headed by a commander-in-chief of personal troops; in the field, chief administrators served under commanders of ten thousand households, chief captains under commanders of a thousand, and suppressors under commanders of a hundred; a Bureau of Military Affairs was created to supervise the whole system. When a frontier emergency arose, a traveling Bureau of Military Affairs was set up; once the crisis passed it was dissolved, and the Metropolitan Pacification Commission was placed under the traveling Secretariat. Commanders of ten thousand, a thousand, and a hundred households were each ranked in upper, middle, and lower grades. Commanders of ten thousand households carried golden tiger tallies: the base was shaped as a crouching tiger, the head bore a luminous pearl, and grades were distinguished by three, two, or one pearl. Commanders of a thousand households carried gold tallies; commanders of a hundred households carried silver tallies. When commanders of ten thousand or a thousand households fell in battle, their descendants inherited the rank; death from illness reduced the rank by one grade. Chief captains and commanders of a hundred households who died of old age, and commanders of ten thousand households who were transferred to other posts, could not pass their offices to heirs. This law was soon abandoned; thereafter offices at every rank became hereditary, except when an incumbent was removed for a crime.
3
禿
As for the soldiery, the dynasty initially fielded Mongol armies and tamachi cavalry. The Mongol armies were drawn from the ruling people; the tamachi from the various tribal confederations. Under this system, every household with males between fifteen and seventy was conscripted in full, regardless of how many sons it had. Ten men formed a platoon under a platoon head: mounted, they stood ready for combat; dismounted, they camped together to herd and raise livestock. As boys grew older they were registered again as gradually-maturing troops. After the conquest of China proper, Chinese subjects were drafted as soldiers—these were the Han armies. Households were sometimes graded by wealth: a single household supplying one soldier was a sole-household levy; when two or three households together supplied one man, one became the principal military household and the others supplementary military households. Sometimes the levy was calculated by adult males: originally one soldier per twenty males; in the seventh year of the Zhiyuan era, one per ten. Sometimes one soldier was levied from every twenty households, limited to men aged twenty or older. Soldier households that were wealthy merchants supplied an additional man as a surplus-male soldier, exempted after fifteen years of service. Artisans were sometimes conscripted as artisan soldiers. Sons and younger brothers of princely commanders were sometimes conscripted as hostage troops, also known as tulughachi troops. All of these were expedients of a turbulent age, not enduring institutions.
4
便
Once the realm was pacified, former soldiers were entered permanently in military household registers and platoon tallies and could not be reassigned. Anyone who fraudulently altered the count of males or property was, when discovered, re-registered according to the true figures and marked with an official seal. If a soldier died of illness at a garrison, the next adult male in the household took his place after a hundred days. If he fell in battle, the household received a year's reprieve before the next male was called up. Households too poor to furnish a soldier were consolidated into one levy, called consolidation. The destitute and the elderly without sons were removed from the military register. When a military household died out, ordinary civilians were assigned to replace it. Slaves granted personal freedom were required to serve as supplementary soldiers for their former masters. Fugitive households that returned were granted three years' reprieve; a second flight brought corporal punishment; those who had taken up other labor service were restored to the military register. Song troops who submitted later were called the newly-submitted armies. In Liaodong there were Jiu, Khitan, Jurchen, and Korean troops; in Yunnan the Cunbai; in Fujian the She—all local forces that did not serve garrisons elsewhere, essentially militia. Others were named for specialized skills: artillery troops, crossbow troops, and naval troops. Volunteers who answered the call to arms were called darqan troops.
5
Their rolls included the register of the second year of Emperor Xianzong, those of the eighth and eleventh years of the Zhiyuan era under Emperor Shizu, and for the newly-submitted armies a register of the twenty-seventh year. Because military registers touched vital state secrets, Han officials were not permitted to review the troop counts. Even among the Bureau of Military Affairs' inner circle, whose sole charge was the armies, only one or two senior officials knew the true numbers. Thus for a century of rule, no one outside a tiny circle knew how large or small the dynasty's forces truly were.
6
宿
The surviving records are organized under military institutions, palace guard, and frontier garrisons; horse administration, military colonies, relay stations, archers, express couriers, and falconry hunting—matters not strictly military yet bound to it—are appended by category in these Military Treatises. ○ Military Institutions
7
西西殿西
In the seventh month of the seventh year, artisans from the circuits of Xuande, Western Capital, Pingyang, Taiyuan, and Shaanxi were drafted as soldiers. Local artisan overseers were ordered to register all Muslim, Hexi, and Han craftsmen, together with darughachi, zhalughachi, and farmers—excluding weavers and those building palaces at Karakorum—and to levy one soldier from every twenty adult males.
8
In the seventh month of the eighth year, an edict declared: "In Baozhou and elsewhere in the Yanjing Circuit, levy one soldier from every twenty households and place them under Tabuyir's command for campaign. In the circuits of Zhending, Hejian, Xingzhou, Daming, Taiyuan, and others, apart from men already conscripted, levy one soldier from every twenty adult males among the 372,972 persons in the new civilian register of the judicial officer Huduhu, and assign them likewise to Tabuyir's command."
9
In the eighth month of the thirteenth year, Chief Administrator Commander Liu Heima was instructed that, per Xielie's memorial, Huduhu had originally registered 1,004,656 civilian households across the circuits; excluding fugitives, 723,910 remained. A total of 105,471 soldiers were conscripted, but muster rolls showed only 97,575 present—the rest, worn down by recent locust plagues and drought, had fled. The throne ordered that henceforth conscription would be based only on households actually present, and fugitives who returned to farming would be exempt from military service for three years.
10
<> 西
In the third month of the third year, an edict declared: "In Zhending, Zhangde, Xingzhou, Luoci, Dongping, Daming, Pingyang, Taiyuan, Weihui, Huaimeng, and other circuits, tamachi soldiers formerly under commanders such as Anzar, Boluo, Xiaonaijiao, Kuokuobuhua, and Bulihebaduer had been registered as civilians in the yimao year; some had also been drafted as soldiers. Those entered in the registers from the renyin and jiayin conscriptions should march under their respective commanders of ten thousand households as before; those who have never served, and any counted within Mongol or Han civilian households, are all to be conscripted." In the sixth month, because many soldiers petitioned about poverty, the court ordered that rich and poor households share the burden of service, and those genuinely unable to support themselves received three years' relief. In the tenth month, the Eastern Shandong Pacification Commission was told: "Artisan soldiers of the Yidu Circuit previously drafted as platoon heads should follow other circuits' precedent and be required to serve on campaign." Military-colony troops of Fengxiang Prefecture were counted toward Pingyang's quota but were to remain at Fengxiang on colony duty and not be sent on campaign. The 915 men doubly conscripted under Diao Guoqi were immediately discharged and restored to civilian status. The Shaanxi Branch Secretariat reported: "The soldiers garrisoning Jinchuan—their home ordu have already served; they are now doubly overburdened." An edict ordered the arrangement discontinued. Newly conscripted wall-defense garrisons in Shandong, Daming, Henan, and other circuits were also abolished.
11
禿 禿 禿 禿 禿 禿 便調
In the second month of the fourth year, an edict declared: "The Army Command and all commanders of ten thousand and a thousand households shall follow the Grand Ancestor's institution and send their sons and younger brothers to court as tulughachi hostages." The regulations: each commander of ten thousand households supplied one tulughachi, ten horses, two teams of oxen, and four farmers. A commander of a thousand households with five hundred or more troops under him supplied one tulughachi, six horses, one team of oxen, and two farmers. Even commanders with fewer than five hundred troops, if their families were wealthy and their sons robust, also supplied one tulughachi with the same horses, oxen, and farmers. Sons serving as tulughachi brought their wives and children; attendants were unlimited; horses and oxen beyond the stipulated quota were permitted. If a family could not afford the equipment, others in the same command of ten thousand households who were not required to supply tulughachi were to assist them—but no levy could be imposed on the rank and file. Commanders without sons, or whose sons were still minors, sent younger brothers or nephews in their place; when a son reached fifteen, the exchange was made. Those who concealed a son and sent a substitute, falsely claimed poverty when able-bodied, or arrived unfit for service—all were to be punished. That month the Emperor restored Taizong's practice of separate offices for military and civilian administration. Later, amid constant emergencies, the distinction lapsed; Ahai was appointed Grand Marshal to command troops in the circuits of Northern Capital, Eastern Capital, Pingluan, Yizhou, and Gaizhou alone, with no authority over civilian affairs. In the fifth month the Bureau of Military Affairs was established; all Mongol and Han forces came under its authority. The Army Command and Grand Marshal's headquarters could act on their own only in frontier emergencies; all other military business required approval from above. Ordu officials were to be established under the Bureau of Military Affairs. In the seventh month, an edict exempted 3,441 Henan baojia and shooting-troop households from miscellaneous levies, assigning them solely to garrison and patrol duty. In the eighth month, the traveling Bureau at Chengdu was told: "Many soldiers have fled or died in recent years; each ordu should make up the full quota from those entered in the military register in the yimao year and send them to the armies." In the eleventh month, Jurchen, Suichen, and Qiliebin territories jointly conscripted garrison troops; Yilibuhua was ordered to draft three thousand men for Taxialai to command; sons of darughachi officials and other leading households were also conscripted, all under Yilibuhua's authority.
12
西西 便
In the eighth month of the second year of Zhiyuan, the Branch Secretariat for Shaanxi's five circuits and Western Shu and Sichuan reported: "The seven thousand newly conscripted soldiers—if we levy civilian households, we fear widespread disruption. Gongchang already has three thousand veteran troops and the circuits two thousand; the remaining two thousand need not come from civilians but should be filled as circumstances permit." The court approved. In the eleventh month, provincial and central officials decided that 3,804 persons caught smuggling horses along secret routes and crossing the southern border would all be conscripted—1,978 to the Shandong Army Command, 1,000 to the Caizhou commander of ten thousand households; the remaining 826 households were ordered kept in military service.
13
In the seventh month of the third year, patrol forces were expanded: in the provinces one man of middle means was selected per hundred households, with other households paying his taxes; four hundred Martial Guard troops were added in the capital.
14
西西 宿
In the first month of the fourth year, Mongol troops were conscripted: households with two or three adult males supplied one soldier; with four or five, two; with six or seven, three. In the second month, officials were sent to draft soldiers from Pingyang and Taiyuan. Exempt were military, relay, monastic, Nestorian, Muslim, and Confucian households; from government, appanage, transport, artisan, hunting, mining, and similar households—regardless of category—two thousand men were selected from middle households with the most able-bodied sons, organized under commanders of a hundred households and platoon heads, and sent to campaign in Eastern Chuan under the Shaanxi-Sichuan Branch Secretariat. Another thousand were drafted from the Jingzhao and Yan'an circuits on the same terms as Pingyang and Taiyuan. In the fifth month, an edict declared: "In the Henan Circuit, select 420 soldiers from middle households with the most able-bodied sons, assign them to the Bureau of Military Affairs for campaign, and restore their corvée obligations. In the Nanjing Circuit, excluding Pizhou and Nansuzhou, levy 2,580 soldiers from households designated by the Secretariat, verified by adult male count, and lead them on campaign." In the twelfth month, three thousand Jurchen and Suichen troops were conscripted.
15
禿退禿 沿
In the intercalary first month of the fifth year, an edict ordered that Li Tan's originally conscripted Yidu troops continue serving at their former strength. In the second month, an edict placed all circuit ordu under separate chief-guard offices answerable to the Bureau of Military Affairs, not to general administrations. In the sixth month, provincial ministers recommended: "Among tulughachi previously conscripted, many officers have been transferred, died, or dismissed, leaving poor Mongols in hardship. Only darughachi, chief administrators, and commanders of ten thousand households should remain obliged; other officials' tulughachi should be released, though those who wish to stay as hostages may do so." In the tenth month, officers were forbidden to exploit their soldiers; violators were prosecuted. In the eleventh month, frontier civilian households in Shandong and Henan were conscripted: on campaign, wealthy households marched with the original Han frontier garrisons; poor households garrisoned the walls and worked military colonies in their place.
16
In the second month of the sixth year, soldiers were drafted from households with many sons in the Huaimeng and Weihui circuits; ten thousand men were raised from Li Zhen's old Deng and Laizhou troops under Yidu and Zilai, and officials were sent to lead them on campaign. In Zibo, Laizhou, and elsewhere in the Zilai Circuit outside Li Zhen's former command, 526 men were drafted; other households of every category were likewise to furnish soldiers according to their adult male count and send them to the front. In the tenth month, following the Shandong Army Command's recommendation, fugitives not yet captured were replaced by the next closest adult male relative; dead soldiers were likewise replaced by relatives, or by young bonded servants if no relatives were available.
17
便
In the third month of the seventh year, military ranks were fixed: commanders of ten thousand, a thousand, and a hundred households and chief captains were graded by the number of troops under their command. In the sixth month, Chengdu Prefecture registered 31,075 civilian households and drafted 8,067 volunteer soldiers. In the seventh month, artillery soldiers from the various circuits were sorted and reassigned. When the Grand Ancestor and Taizong first campaigned, artillerymen were levied from each circuit; captured towns supplied ironworkers, carpenters, metallurgists, and pyrotechnicians who marched with the armies. In the renyi year all were registered as artillery households. In the fourth year of Zhongtong the rolls were fixed: apart from principal military households on active duty, the rest bore corvée like ordinary civilians. Later, because principal campaign households found the burden onerous, in the fourth year of Zhiyuan subsidies were drawn from former artillery households; since some were skilled and others not, and false registration caused trouble, they were now sorted and reassigned.
18
In the second month of the eighth year, three hundred falconry keepers from Guazhou and Shazhou were conscripted as soldiers.
19
便 滿
In the first month of the ninth year, Henan Province requested reinforcements; thirty thousand soldiers were conscripted from the circuits, and the Marshal's headquarters, Army Command, and commanders of ten thousand households were ordered to verify the military registers. In the second month, Aju was placed in command of the Branch Secretariat's Mongol forces, and Liu Zheng and Alihaiya in command of the Han forces. In the fourth month, an edict declared: "Bonded servants of military households in the various circuits, except those who obtained freedom and entered civilian registers before the sixth year of Zhiyuan, shall bear corvée. After the seventh year, those who obtained freedom with documents permitting civilian status were treated the same way. The rest, even if freed, were still required to support their original households' military obligations." In the seventh month, tamachi household registers in the Great Capital, Jingzhao, and elsewhere were reviewed. In the ninth month, the Bureau of Military Affairs was ordered: "Principal and supplementary military households, and relatives, servants, and slaves on the same register, of serviceable age, who evaded duty under princely protection—all are to be returned to the armies; only those with exceptional artisan skill may be reported by name." In the twelfth month, darughachi and civil administrators at prefectural and county level were ordered, without neglecting their regular duties, to oversee military ordu as well. Darughachi and chief administrators of circuit general administrations received separate imperial appointment seals; prefectural and county darughachi received seals only; on completing their terms they filed discharge documents with the Bureau of Military Affairs.
20
西 西
In the first month of the tenth year, Hela proposed two garrisons at Yunmen Mountain north of the Qu River and Hutou Mountain on the Jialing's west bank, submitted his map, and requested twenty thousand reinforcements; five thousand newly conscripted soldiers from Jingzhao were ordered as reinforcement. From roughly sixty thousand households of every category in the Jingzhao, Yan'an, and Fengxiang circuits, six thousand soldiers were drafted. In the fifth month, freebooting was forbidden; those willing to enlist were organized into platoons under commanders of ten thousand and a thousand households and marched with the main armies. In the eighth month, military officers were forbidden to lend money at usurious rates to their men, weakening the forces; violators were prosecuted. In the ninth month, Xiangyang life-certificate troops reached the capital, were disarmed and spared execution, allowed to form their own units for the Japan campaign, with Mongol and Han officers selected to lead them.
21
便
In the first month of the eleventh year, regulations were first established for promoting military officers to honorary ranks according to merit. In the fifth month, the Convenient Grand Marshal's headquarters reported: "Over forty years our circuit's troops have died or fled; without sons we cannot fill the ranks, and our forces are thin. We ask to assess fitness, release poor households without sons, and select replacements from civilian relay households." The court approved. An edict ordered that farming White Tatar households in Yan'an, Shajing, Jingzhou, and elsewhere who were fit for service be drafted and sent on campaign. In the sixth month, Li Xun, chief of the Yingzhou military colony, reported: "Because of recent conscription, we ask to follow the Xu and Pizhou precedent: of every three adult males, one garrisons the walls and two pay grain tax. We can draft over seven hundred able-bodied men plus the assigned baojia men, place them under my command to garrison Yingzhou, replace present colony grain payments, and supply war horses separately." The court approved.
22
調 西 使 西 便
In the third month of the twelfth year, officials were sent to Liaodong to draft the sons and younger brothers of Mongol darughachi, thousand-household commanders, hundred-household commanders, and other officers. An edict ordered that Xiangyang life-certificate soldiers farming throughout the realm who wished to enlist report their numbers. In the fifth month, Liu Fuheng, the Zhengyang commander of ten thousand households, reported: "Over thirty newly taken Jiangnan cities are all under garrison. With north-of-the-River, Huainan, Runzhou, and Yangzhou still unredeemed, our forces are spread thin and supplies cannot keep pace, and Zhenchao Army and Chuzhou have rebelled again. We ask to draft households from Hexi and elsewhere as soldiers, combine forces to wipe them out, and forestall further trouble." The throne ordered the Suzhou darughachi and envoys to inspect households of every category, assess their means, and draft the wealthy. In the sixth month, younger brothers and sons of darughachi in the Pingyang, Xijing, Yan'an, and other circuits were drafted. Wang Zhen and other Laizhou wine-tax officials memorialized: "The state campaigned against the remnant Song to punish wrongdoing—never to chase bribes and profit. Petty men who betray the enterprise, greedy for gain, raid under the name of freebooting captors and sell every captive for wine and food. Victory brings the court no benefit; defeat brings real disgrace upon the realm. The freebooters under the Pacification Commission should all be disbanded, ranked, registered as regular soldiers, and placed under commanders of ten thousand households for campaign—both to make them useful and to restore the royal army's name as a punitive force. The benefit would be real." The court approved.
23
西
In the first month of the fourteenth year, an edict ordered two thousand able-bodied soldiers drafted from registered civilian and hunting households in the Shangdu, Longxing, Xijing, and Bejing circuits to garrison Shangdu. The Secretariat proposed drafting one soldier from every twenty-five households across the circuits, selecting skilled riders and archers, granting one ingot of Zhongtong paper money for travel, requiring them to furnish saddles, horses, gear, and arms, organizing them into platoons under appointed officers, and sending them to serve. In the twelfth month, officials of the Bureau of Military Affairs reported: "In newly taken former Song cities, grain-requisition troops, interpreter cavalry, and others have scattered because officers failed to care for them. We ask permission to recruit them back." Left Assistant Director Chen Yan and others were ordered to sort out those fit for service, enroll them as soldiers, and pay monthly stipends and grain as before. Life-certificate holders unfit for military duty were given oxen, tools, and grain by the state and assigned to military-colony farming.
24
In the first month of the fifteenth year, regulations governing hereditary succession for military officers were established. Meritorious officers were promoted in rank, but their original posts went to other men of merit; sons and nephews could not succeed them. Hereditary succession was granted only to those killed in battle; death from illness reduced the inheritable rank by one grade. Platoon leaders and hundred-household commanders who died of old age or illness were not eligible for hereditary succession. Officers wounded in battle or who died of wounds after returning to camp were granted the same hereditary succession as those killed in action. Senior officers who failed to care for their men, and soldiers who deserted to evade service and harassed newly submitted civilians, were all subject to punishment. The Yunnan Branch Secretariat reported: "Very few Mongol troops had been stationed in Yunnan, so gradually maturing men from the Qiedundu and other units were drafted for campaign. Yunnan is vast and remote, with much territory still unredeemed, so troops are essential. Ten thousand Cuan and Bo people have already been drafted, and newly submitted tribes and Hemi people were also ordered to serve. But these people differ from those of the Central Plains; if sent to campaign elsewhere they will surely desert. They should be used against unsubjugated territory near their own homes." In the ninth month, troops were consolidated. Initially, in the ninth year of Zhiyuan thirty thousand soldiers had been drafted, selecting only the elite and young without regard to property and without supplementary household support. Over the years many had fallen into poverty and could not sustain service. Officials of the Bureau of Military Affairs recommended releasing them to civilian status, and the rolls were consolidated to fifteen thousand. Military households who had entered princely service as qielian dependents or artisans, or who registered under other households to evade duty, were returned to military service; skilled artisans were separately exempted. Officials of the Bureau of Military Affairs added: "In the eighth year of Zhiyuan, one hundred forty-three wealthy merchant military households across the circuits each had an additional soldier added, called surplus-adult soldiers. Now the ordu chief administrators of Dongping and other circuits report that deaths and depleted estates often leave households unable to supply two soldiers, and ask that surplus-adult service be waived." The court approved. In the twelfth month, officials of the Bureau of Military Affairs ruled: "Officers on the military registers—except hundred-household commanders and platoon leaders, who provisionally count as fulfilling service—marshals, pacification commissioners, commanders of ten thousand households, chief administrators, thousand-household commanders, and chief officers must each additionally supply one principal soldier."
25
西 西 使使使 西
In the first month of the sixteenth year, the heavy-corvée troops of the five tamachi wings were abolished. In the third month, six hundred newly submitted Two Huai artisans who made Muslim artillery were rounded up, along with Mongols, Muslims, Han, and newly submitted men skilled in artillery-making, and sent to the capital. In the fifth month, Angir of the Huaixi Circuit Pacification Commission asked to recruit former Song interpreter troops and place them under his command. Formerly the fallen Song had widely recruited northern Mongols as interpreter troops, treated them generously, placed them in the front ranks in every battle, and they fought willingly unto death. When the Song fell, they had nowhere to go. The court had planned to enroll them in the registers but had not yet done so; they were all anxious and unsettled. At this point Angir asked to gather them, organize them into ranks, and prepare them for campaign and garrison duty. The court approved. In the ninth month, an edict ordered officials in Hexi not yet drafted and prosperous households with means to supply six hundred soldiers. In the tenth month, Li Tiege, Pacification Commissioner of Shouzhou and elsewhere, asked to recruit convicted fugitives as soldiers, saying: "It is better to use a man's fault than his merit. Before the Southern Song was pacified, Mongols and men of every category who had offended fled north to join them. Now the realm is settled, yet they still hide in the wilds. If their crimes are pardoned and they are put to use, they will serve with all their strength—each worth ten ordinary men." In the eleventh month, newly drafted soldiers from the Taiyuan, Pingyang, Xijing, and Yan'an circuits were released and returned to their home registers.
26
In the seventh month of the seventeenth year, an edict ordered the Jianghuai circuits to gather the darqan troops. When Jiangnan was first pacified, volunteers willing to die for the cause were recruited as darqan and placed under Commander Liu of ten thousand households. Once north and south were unified, they were dispersed again; with nowhere to go, they banded together to plunder. At this point the circuits were ordered to gather them; Wan Nu was to lead them as before, under the supervision of Left Assistant Director Fan and Li Badu.
27
In the second month of the eighteenth year, thirty thousand impoverished military households were consolidated to fifteen thousand, with supplementary households subsidizing principal soldiers on active duty. In the fourth month, chief administrators were appointed for the Mongol, Han, and newly submitted armies. In the sixth month, the Bureau of Military Affairs ruled: "Where principal soldiers are poor and without sons, prosperous supplementary households with many adult males may provisionally serve in their place; the principal soldier's property is assessed and used to subsidize the supplementary household, while the principal soldier remains the military head. Where a principal soldier truly has only one adult male, he may hire a trained substitute; those with many sons may not hire substitutes, and officers may not use relatives or followers in their place."
28
使便
In the second month of the nineteenth year, Prince Ajiji reported through envoys: "Tamachi troops have campaigned in nine places, yet each ordu still levies miscellaneous corvée—this is burdensome." An edict granted the exemption and ordered officials not to impose heavy corvée on military households. In the sixth month, senior officers were forbidden to press soldiers into private service. The Dinghai darqan troops were dispersed to their camps and returned to garrison duty in cities and towns. In the tenth month, gradually maturing adult males were drafted for military service. Under the old regulations, single-son households did not count; households with two to five or six adult males kept one son at home and drafted the rest.
29
In the second month of the twentieth year, regional bureaus of military affairs were ordered to compile registers of newly submitted troops. In the sixth month, following Chancellor Bayan's proposal, eighty-three thousand six hundred rounded-up Song hand-marked troops were organized into platoons under appointed officers. In the tenth month, penalties for desertion on campaign were fixed: ringleaders were beheaded, the rest had their death sentences reduced by one grade.
30
使便
In the eighth month of the twenty-first year, Ma Fengxun, Commissioner of the Jiangdong Circuit, reported: "Commander Liu's freebooting troops band together, draw bows, and sometimes pose as envoys. They should be dispersed among the wings, commanders of ten thousand, thousand, and hundred households, and platoons for proper control." Provincial and bureau officials reported this; the throne ordered the troops asked: "Do you wish to follow Toghon on campaign to plunder? Or do you wish to be dispersed and sent home for now?" They reported back: "The troops say that since the siege of Xiangyang and Fan and the crossing of the River they have served the state faithfully and ask to be sent home for a brief rest." The court approved. The former Song hand-record troops were registered. Under the Song this corps existed; when a soldier died, a brother or son took his place. An edict ordered them registered under Han army regulations, without hand-tattooing.
31
宿西 使
In the first month of the twenty-second year, a regional bureau of military affairs was established in the three Jiangnan provinces, and all troops under the branch secretariats were placed under its command. In the ninth month, an edict ordered that among the Fujian Huang Hua She troops, those with fixed property be released to civilian status, and those without property, together with their wives and children, be enrolled as wall-garrison troops. For the Jiaozhi campaign there were five hundred Mongol and two thousand Han troops; one hundred Mongols and four hundred Han were kept as personal guards for Prince of Zhennan Toghon, the rest were sent home, and Jianghuai regional bureau Mongol troops were posted to garrison Jiangxi. In the tenth month, following Yede Shi's proposal, seven hundred freebooting troops were registered, organized into platoons, and assigned to officers who had no troops under command. In the eleventh month, Censorate officials reported: "The Song once made unmarried strong men into salt troops; when they first submitted there were five thousand; excluding those who died transporting grain on the Champa campaign, one thousand one hundred twenty-two remain. These men are habitually violent and brutal, and the people suffer under them. They should be given clothing and rations and put on garrison farms to support themselves, so as to end their harassment." The court approved. In the twelfth month, at the Bureau of Military Affairs' request, strict military register regulations were enacted, and strong men and wealthy households were selected for conscription. Under the old system, households with strong adult males supplied soldiers while weaker ones paid subsidies, producing registers of principal military households and supplementary military households. After long enforcement, the strong had weakened and the weak grown strong, yet the registers were left unchanged. Household members who lived apart privately arranged fixed terms of rotation, so the elderly and young were conscripted while able-bodied men stayed home—this was now abolished. The Jiangzhe Branch Secretariat recruited salt convicts as soldiers, mustering four thousand seven hundred sixty-six men, and assigned officers who had no troops under command to supervise them jointly for garrison duty throughout the province.
32
In the intercalary second month of the twenty-fourth year, Bureau of Military Affairs officials reported: "Among supplementary military households, some principal soldiers are dead, some serve as artisans, some were released to civilian status, and some were appanage households returned to the rolls—altogether one thousand three hundred forty idle households. We ask that officials be sent to sort them by wealth and fix supplementary and principal household assignments." The court approved.
33
In the eighth month of the twenty-sixth year, the Bureau of Military Affairs ruled: "Officers from commanders of ten thousand households down to commanders of a hundred households who govern troops well, garrison without incident, keep arms in good order, distribute duties fairly, and suffer no desertions may be recommended by their superiors for exceptional promotion. Head clerks of military units must not leave their posts without orders from a superior. Senior officers and Mongol and Han troops alike must not speak recklessly about frontier affairs."
34
調
In the twelfth month of the second year of Dade under Emperor Chengzong, regulations were set for provincial officials authorized to dispatch and command troops. Attendant soldiers were limited to thirty for Mongol senior officials, twenty for deputy officials, and ten for Han officials; commanders of ten thousand, thousand, and hundred households alike were forbidden to press them into private service. Branch secretariat pacification commissioners, apart from scouts and listeners, were likewise forbidden to press soldiers into excess private service.
35
西西便
In the fourth month of the eleventh year, an edict returned the Lidian garrison to the Tufan Pacification Commission. Originally the tamachi troops under Yesudiar, Anzhunu, Temür, and others in Western Sichuan had been registered to Lidian in the renzi year and placed under the prince-chancellor's office. After that office was abolished they passed to the Shaanxi Branch Secretariat; Sangge then proposed assigning them to the Tufan Pacification Commission, which all regarded as unsuitable. In the tenth year of Dade an order restored the renzi registration; now they were reassigned once again.
36
使調使 調
In the first month of the first year of Zhida under Emperor Wuzong, the nine hundred twenty grain-transport troops under Tonghui Canal commander of a thousand households Liu Can were transferred to the military register of commander of ten thousand households Chiyin Temür. In the twelfth month, Chancellor Sanbaonu and others reported: "By national law, branch secretariat deputies and pacification commissioners may not dispatch and command troops. Arin Temür, the remotely commissioned grand councillor and Yangzhou pacification commissioner, had been allowed to do so only because he shared a wet nurse with Chengzong—it was not regular practice. Shadi has now been appointed in his place; national law should be followed, and he must not be allowed to dispatch and command troops." The court approved.
37
調 調
In the third month of the first year of Huangqing under Emperor Renzong, Central Secretariat officials memorialized that the four hundred households of Limaoge and others be restored to civilian status. Originally the four hundred households of Limaoge and others had belonged to Prince Toto; in the yimi year they were registered as civilians, but during the Koryo Lin Yan and Nayan rebellions they had all been conscripted. In the eighth year of Zhiyuan, when military registers were established, Limaoge and others were excluded from the military quota drawn from the seven hundred twenty thousand registered households and again made civilians. In the fourth year of Zhida the Bureau of Military Affairs again memorialized to conscript them. On this occasion provincial officials raised the issue, and an order directed that the register fixed in the yimi year be followed. The Bureau of Military Affairs memorialized again later, and they were ultimately registered as military households. In the twelfth month, provincial officials reported: "The Bureau of Military Affairs had earlier been approved in ruling that Yunnan should follow other provinces' regulations: its two senior officials might wear tiger tallies and dispatch and command troops, while deputies might not participate; all tiger tallies already issued were to be collected. The Yunnan Branch Secretariat now replied that the province relied on registered soldiers to collect revenue and grain, and that when troops were dispatched provincial officials personally led them into the field; under the old system even civil administrators had worn tiger tallies and commanded military affairs, making Yunnan unlike other provinces. We recommend that those who already hold tiger tallies retain them under precedent, and that those who do not should be issued them." The court approved.
38
In the first month of the second year, an edict ordered: "The Yunnan Branch Secretariat guards a distant frontier and handles border affairs; all military matters, from the grand councillor down to the staff, require joint signature and seal; its two senior officials are also granted qabichi status."
39
調調
In the second month of the first year of Yanyou, with military officer vacancies in the Sichuan Branch Secretariat, an edict ordered: "Following the transfer system for civilian officials, envoys are to be dispatched to select and appoint candidates jointly with the province's troop-dispatch officials and the surveillance censor."
40
調 <>
In the third month of the third year, the Bayan Chief Commander of Ten Thousand Households Office and the Hongpang'ao Marshal's Headquarters were each ordered to mobilize nine thousand five hundred troops to the princes' posts to relieve border garrisons on rotation. Troops from the chief commander of ten thousand households office were to supply one soldier and three horses each; those from the marshal's headquarters, one soldier and two horses each. Each man was to equip himself; those too poor to do so were to be assisted by squad leaders and commanders of a hundred and a thousand households. Only elite troops trained in mounted archery were sent. For every hundred soldiers there was to be one commander of a hundred households; for every five hundred, one commander of a thousand households. Buyiju and Nangjiadai were appointed to command the left and right divisions respectively.
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