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卷71 魏紀三

Volume 71 Wei Records 3

Chapter 71 of 資治通鑑 · Comprehensive Mirror in Aid of Governance
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Chapter 71
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1
==
Wei Records 3
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Spanning from the year Zhuyong Tantan through Shangzhang Yanmao—a period of three years.
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Emperor Ming the Illustrious Ancestor, Part One (conclusion)
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1
1. In spring, during the first month, Sima Yi besieged Xincheng; within sixteen days he captured it and executed Meng Da. Shen Yi had long served in Weixing, where he had taken it upon himself to cut seals and issue credentials on his own authority, handing out many illicit commissions. Sima Yi summoned him, placed him under arrest, and sent him back to Luoyang.
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2西( ) ) 西使
2. Earlier, Western Campaigning General Xiahou Yuan's clansman's ( son's) son's)1 “From youth Emperor Wen had been close to him; when he came to the throne he made him General Who Stabilizes the West, superintendent of Guanzhong, with his seat at Chang'an, to inherit Xiahou Yuan's command.”2
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婿 西
Zhuge Liang was preparing a northern campaign and discussed plans with his staff. Chief Minister's Marshal Wei Yan said, "I hear that Xiahou Mao—the emperor's son-in-law—is timid and short on strategy. Give me five thousand elite troops and rations for five thousand men. I would march straight from Baozhong, follow the Qin Mountains east, then turn north at Ziwu Pass—in under ten days I could be at Chang'an. When Mao heard that I had come upon him unawares, he would surely abandon the city and flee. Chang'an would hold nothing but the imperial censor and the Administrator of Jingzhao. The grain in the Heng Gate granaries and among the common people would be enough to supply us for weeks. Before eastern reinforcements could gather and arrive, there would still be some twenty days to spare—and when you came up through the Xie Valley, that would be ample time as well. In this way we could secure everything west of Xianyang in a single stroke." Liang judged this a reckless gamble. Better to take the open road, seize Longyou by steady pressure, and win a sure, complete victory without risk—so he rejected Yan's proposal.
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使 西
Liang let it be known that he would take Mei by way of the Xie Valley. He sent General Who Stabilizes the East Zhao Yun and General Who Displays Martial Might Deng Zhi with a diversionary force to hold Jigu Pass. The emperor dispatched Cao Zhen to command all forces west of the Pass. Liang himself led the main army against Qishan; the ranks were orderly and discipline severe. At first Wei, believing that with Emperor Zhaolie's death the realm had lain quiet for years, had made almost no preparations. Then word came that Liang had marched out, and court and countryside alike were stricken with fear. Tianshui, Nan'an, and Anding all rose and went over to Liang; Guanzhong trembled at the news, and the court could not settle on a plan. The emperor said, "Liang has been hiding behind the mountains; now he has come out on his own. That is exactly what the military classics call drawing the enemy in—we shall surely break him." He mustered fifty thousand foot and horse, placed Right General Zhang He in command, and sent them west to meet Liang. On dingwei the emperor marched toward Chang'an.
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Earlier, Yuexi Administrator Ma Su had shown unusual ability and loved to discourse on strategy; Zhuge Liang had singled him out for special regard. On his deathbed Emperor Zhaolie told Liang, "Ma Su's words outrun his deeds; do not give him weighty command—watch him closely!" Liang still disagreed, made Su a staff officer, and would summon him for talks that ran from dawn till night. When the army marched on Qishan, Liang passed over veteran commanders such as Wei Yan and Wu Yi for the vanguard and put Su in charge of the forward divisions; he met Zhang He at Jieting.
9
西
Su defied Liang's orders, fussed over every detail, left the waterline to camp on the heights, and would not descend to hold the town. Zhang He cut off his water, attacked, and shattered his force; the troops scattered. With no footing for advance, Liang withdrew more than a thousand households from Xixian and retreated to Hanzhong. He arrested Su, imprisoned him, and had him executed. Liang conducted the mourning in person, wept for him, comforted his orphaned children, and treated them with the same kindness as before. Jiang Wan said to Liang, "When Chu put Dechen to death, Duke Wen of Jin could hardly have been more pleased. The realm is still unsettled, and you execute a man of strategy—is that not a loss to mourn?" Liang said through tears, "Sun Wu prevailed because his law was clear. When Yang Gan broke discipline, Wei Jiang executed his servant. The realm is split and war has only begun—if we set the law aside, how can we hope to defeat the enemy?"
10
西
Before the defeat, Lieutenant General Wang Ping of Baxi had urged Su again and again, but Su would not listen. When defeat came the army scattered; only Ping's thousand men beat drums and held formation. Zhang He suspected an ambush and held back, and Ping was able to gather the stragglers from the camps and lead his men home. After Liang executed Ma Su and General Li Sheng and stripped Huang Xi and others of command, Ping alone was singled out for honor: he was made staff officer, given command of five divisions and camp duties, promoted to General Who Punishes Bandits, and enfeoffed as a district marquis. Liang memorialized to demote himself three ranks; the Han ruler named him Right General with authority to act as chancellor.
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退退 使
Meanwhile Zhao Yun and Deng Zhi were also beaten at Jigu; Yun rallied his men and held fast, so casualties stayed light, but he too was demoted to General Who Stabilizes the Army. Liang asked Deng Zhi, "At Jieting the retreating troops could not keep formation, yet at Jigu they never lost contact—why?" Zhi said, "Zhao Yun covered the rear in person; stores and equipment were scarcely abandoned, so the ranks never broke apart." Yun still held surplus silk from the campaign stores; Liang ordered it distributed among the troops. Yun said, "The campaign brought no gain—why distribute rewards? Put it all in the Chibi storehouse and issue it in the tenth month as the winter allowance." Liang was deeply pleased.
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Some urged Liang to march again. He said, "At Qishan and Jigu our forces outnumbered the enemy, yet we failed to beat them and were beaten instead—the fault lies not in numbers but in one man. I mean to trim the army, clarify discipline, reflect on our errors, and work out better methods for what lies ahead. If we cannot, more troops will do no good. From now on, whoever is loyal to the state should press hard on my faults; then the cause can be settled, the enemy destroyed, and success won in a single stride." He then reviewed minor services, honored the brave, took blame on himself, published his failures throughout the realm, drilled the army, and planned ahead; the troops were honed and the people soon forgot the defeat.
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使
When Liang marched on Qishan, Tianshui staff officer Jiang Wei came over to him. Liang admired Wei's courage and wit, made him Registrar of the Granary Bureau, and put him in charge of military affairs.
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使
Cao Zhen subdued Anding and the other two commanderies and restored order. Zhen expected that Liang, stung by Qishan, would next strike through Chencang; he sent Hao Zhao and others to hold the place and repair its walls.
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3
3. In summer, the fourth month, on dingyou the emperor returned to Luoyang.
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4 ( ) ) 使
4. The emperor appointed Xu Miao of Yan province Inspector of Liang. Miao promoted farming and grain reserves, founded schools and clear instruction, advanced the worthy and removed the wicked, worked with the Qiang and Hu, and overlooked petty faults. For grave offenses he first informed the [tribal] [ capital] chieftain) capital] chieftain)3 chieftain: emended per Zhang's collation and the Biography of Xu Miao in the History of Wei. Let the chieftain know who deserved death, and only then executed the offender as a public warning. They submitted to his authority, and the province was brought to order.
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5
5. In the fifth month there was a severe drought.
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6使 使
6. The King of Wu had Poyang Administrator Zhou Fang secretly recruit mountain clan leaders whose names were known in the north, to lure and provoke Yang Province Governor Cao Xiu. Fang said, "These local chiefs are small fry—not fit for the task; word might leak and we would fail to draw Xiu out. Send my kinsman Ji Jian to bait Xiu—say I have been censured and fear death, wish to surrender the commandery to Wei, and need troops to receive me." The King of Wu agreed. Court envoys kept coming to question Fang; he went to the commandery gate and issued a letter of apology. When Xiu heard, he led one hundred thousand foot and horse toward Wan to answer Fang. The emperor also sent Sima Yi toward Jiangling and Jia Kui toward Dong Pass—the three columns advanced together.
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便
In autumn, the eighth month, the King of Wu reached Wan, made Lu Xun supreme commander with the golden axe, and received him in person with whip in hand. He made Zhu Huan and Quan Cong left and right commanders, each with thirty thousand men to strike Xiu. Xiu knew he had been tricked, but trusting his numbers he meant to fight Wu anyway. Zhu Huan told the king, "Xiu holds command only through kinship—he is no master of strategy or valor. Fight now and he will lose; lose and he will flee—and his retreat must pass Jia Rock and Gua Cart. Both passes are narrow and deadly; block them with ten thousand men and we can destroy his army and take Xiu alive. Let me take my command and seal the passes—if Heaven favors us and we capture Xiu, we can drive on to Shouchun, seize Huainan, and threaten Xu and Luoyang. Such a chance comes once in an age—we must not miss it!" Sun Quan asked Lu Xun, who advised against it, and the plan was dropped.
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滿退
Minister Jiang Ji memorialized, "Xiu has marched deep into enemy ground to face Sun Quan's elite, while Zhu Ran and others wait upstream to strike his rear—I see no advantage in this." Forward General Man Chong wrote, "Cao Xiu is capable but rarely campaigns; his route runs with a lake behind and a river beside—easy to enter, hard to leave. That is what the classics call entangling ground. If he advances without securing his line of retreat, I shall make every preparation against him!" Before a reply came, Xiu met Lu Xun at Shiting. Xun held the center with Zhu Huan and Quan Cong on the wings; all three columns struck together, broke Xiu's ambush, and routed him. They pursued to Jia Rock, killing or capturing more than ten thousand men and seizing ten thousand teams of draft animals with wagons; arms and supplies were nearly all lost.
21
退
Earlier Xiu had asked leave to advance deep to answer Zhou Fang; the emperor ordered Jia Kui east to join him. Kui said, "The enemy has left Dong Pass unguarded—they will mass at Wan. Xiu has marched deep to fight them and will surely lose." He deployed his generals and advanced by land and water. After two hundred li they captured a Wu soldier who reported Xiu's defeat and that Wu had left troops to block Jia Rock. The generals were at a loss; some wanted to wait for reinforcements. Kui said, "Xiu is beaten in the field and his retreat is cut—he cannot fight forward or withdraw. The crisis will not wait a day. They came because they thought we had no reserves. March hard now and take them unawares—that is seizing the initiative. When they see us they will run. Wait for reinforcements and they will already hold the passes—then numbers will do no good!" He then marched by parallel routes, raising many banners and drums as a show of force. When the Wu soldiers saw Kui's army they fled in alarm, and Xiu was able to get home. Kui held Jia Rock and sent Xiu provisions and reinforcements, and Xiu's army recovered. Kui and Xiu had never been close, but when Xiu was beaten he owed his escape to Kui.
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7
7. In the ninth month, on the day Yiyou, the emperor made his son Prince Mu prince of Fanyang.
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8 滿
8. Cao Xiu, Marquis Zhuang of Changping, submitted a letter of apology; the emperor did not pursue the matter, treating him as kin. Shamed and embittered, Xiu developed a festering sore on his back and died on the day Gengzi. The emperor put Man Chong in charge of Yang Province in his place.
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9
9. Tian Yu, Colonel Protecting the Wuhuan, attacked the Xianbei leader Yuzhujian. Yuzhujian's father-in-law Kebineng came to the rescue with thirty thousand horsemen and besieged Yu at Machecheng. Yan Zhi, Administrator of Shanggu and Yan Rou's younger brother, was trusted by the Xianbei; he went to persuade them, and they raised the siege and left.
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10
10. In winter, the eleventh month, Wang Lang, Marquis of Lanling, died.
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11 西 滿使 彿 西
11. Zhuge Liang heard that Cao Xiu had been beaten, that Wei was sending troops east, and that Guanzhong was weak. He wanted to march against Wei, but most of the court was skeptical. Liang wrote the Han emperor: "The late Emperor deeply considered that Han and the rebels cannot both endure, that an empire cannot rest in half a kingdom, and therefore entrusted me with punishing the rebels. The late Emperor knew my limits: in attacking the rebels my strength was weak and the enemy's was great; yet if we do not attack them the enterprise will fail all the same. Is it better to sit and wait for ruin, or to fight? That is why he entrusted me without hesitation. From the day I took up this charge I could not sleep or eat in peace. A northern campaign required securing the south first, so in the fifth month I crossed the Lu River and marched deep into unclaimed wilderness. I did not fail to value my own life, but the enterprise could not be secured from Chengdu alone, so I braved hardship to carry out the late Emperor's intent—and critics called it folly. Now the enemy is worn down in the west and tied down in the east. Strategy says strike a weary foe—this is the moment to advance. I respectfully lay out my case: Emperor Gao's wisdom was matchless and his advisers unmatched in depth, yet he still risked wounds in battle and found safety only through danger. Your Majesty has not Gao's gifts, nor advisers like Zhang Liang and Chen Ping, yet you would win by patient strategy and settle the realm without stirring. That is my first puzzle. Liu Yao and Wang Lang held their provinces, talked endlessly of strategy, cited sages at every turn, and filled their councils with doubt. Year after year without fighting let Sun Ce grow mighty until he held all east of the Yangzi. That is my second puzzle. Cao Cao's genius was beyond compare; in war he seemed to follow Sun Wu—yet he was trapped at Nanyang, endangered at Wuchao, imperiled at Qilian, pressed at Liyang, nearly defeated at Bowang, nearly killed at Tong Pass, and only then won a temporary hold on power; How then can I, whose talent is feeble, hope to settle things without risk? That is my third puzzle. Cao Cao attacked Chang Ba five times without success, crossed Chao Lake four times without result, trusted Li Fu who turned on him, and relied on Xiahou who was routed and lost; The late Emperor praised Cao's ability, yet even he suffered such reverses—how can I, slow and weak, guarantee victory? That is my fourth puzzle. In barely a year since I reached Hanzhong we have lost Zhao Yun, Yang Qun, Ma Yu, Yan Zhi, Ding Li, Bai Shou, Liu He, Deng Tong, and more than seventy company and garrison leaders, and over a thousand of our best shock troops, vanguard fighters, Cong levies, Qingqiang horsemen, and guard cavalry—elite men gathered from across the realm over decades, not the product of one province alone; Wait a few more years and we will lose two-thirds of them—how then can we face the enemy? That is my fifth puzzle. The people are drained and the army worn, yet the task cannot pause. If it cannot pause, staying put costs as much as marching, yet critics would idly wait while we try to sustain a long war against the enemy from one province alone. That is my sixth puzzle. Success is never assured. When the late Emperor lost at Chu, Cao Cao clapped his hands and said the realm was won. Then the late Emperor allied with Wu and Yue in the east, took Ba and Shu in the west, marched north, and Xiahou lost his head—Cao's mistake, and Han's cause nearly fulfilled. Then Wu broke faith again, Guan Yu was destroyed, we stumbled at Zigui, and Cao Pi declared himself emperor. All affairs are like this—outcomes cannot be foreseen. I will bend every effort until death; success or failure lies beyond what I can foretell."
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使 便 使 便 穿
In the twelfth month Liang marched through San Pass and besieged Chencang, but the city was ready and he could not take it. Liang sent Hao Zhao's fellow townsman Jin Xin to reason with him from outside the walls. Zhao answered from the tower: "You know Wei's military code; you know what sort of man I am. I owe the state much and my family stands high—I have nothing to hear from you, only death to give. Go back and tell Zhuge he may attack whenever he likes." “End of editorial note.”4 Zhao told Xin, "My mind is made up. I know you—but my arrows do not." Xin withdrew. Liang thought he had tens of thousands against Zhao's thousand-odd men, and that eastern relief could not arrive in time, so he pressed the attack with cloud ladders and battering rams. Zhao fired flaming arrows at the ladders; they caught fire and the men on them burned to death; Zhao also dropped millstones on ropes to smash the battering rams. Liang built hundred-foot siege towers to shoot into the city, filled the moat with earth, and tried to scale the walls directly; Zhao built inner walls within the city. Liang dug tunnels to burst into the city; Zhao dug counter-tunnels to cut them off. For more than twenty days they fought day and night.
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耀 使
Cao Zhen sent General Fei Yao and others to the rescue. The emperor summoned Zhang He at Fangcheng and ordered him to attack Liang. The emperor went in person to Henancheng, held a farewell feast for He, and asked: "If you arrive late, will Liang already have taken Chencang? He, knowing Liang had marched deep with no supplies, counted on his fingers and said, "By the time I arrive Liang will already have gone. He marched day and night, but before he arrived Liang's supplies ran out and he withdrew. General Wang Shuang pursued him; Liang attacked and killed Shuang. An edict made Hao Zhao Marquis within the Passes.
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12
12. Earlier Gongsun Kang died; his sons Huang and Yuan were still young, and his officials made his younger brother Gong ruler. Gong was weak and could not rule; when Yuan came of age he forced Gong aside, seized power, and reported the matter to the court. Attendant Liu Ye said, "The Gongsuns have held hereditary office since Han times; by sea they reach the ocean, by land mountains block the way, and they border barbarian lands—remote and hard to control. Their power has lasted generations; if we do not act now, trouble will follow. Wait until they turn disloyal and raise troops, and punishment becomes far harder. Better strike while the regime is new and factions and grudges still divide them—surprise them with troops and offer rewards, and the region can be settled without a long campaign." The emperor refused and made Yuan General Who Displays Martial Might and Administrator of Liaodong.
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13 使 簿使 簿
13. Sun Quan appointed Lu Fan, Governor of Yang Province, Grand Marshal, but Fan died before the seal arrived. Earlier Sun Ce had put Fan in charge of finances. Sun Quan was then young and often made private requests; Fan always reported them and never granted them on his own, and was respected for it. When Sun Quan was magistrate of Yangxian he spent public funds privately; if Sun Ce audited the books, Chief Clerk Zhou Gu falsified the ledgers to avoid trouble, and Sun Quan was pleased at the time. Later, when he took power, he trusted Fan deeply for his loyalty but dismissed Gu for his talent at falsifying accounts.
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1( ) ) 退
1. In spring Zhuge Liang sent his general Chen [Shi]( Jie) Jie)5 the attack on Wudu and Yinping emended according to the Biography of the Later Lord in the History of Shu. [End editorial note.] Guo Huai, Inspector of Yong Province, marched to the rescue. Liang marched out to Jianwei in person; Huai withdrew, and Liang took both commanderies and returned; the Han emperor again appointed Liang chancellor by decree.
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2 使
2. In summer, the fourth month, on the day Bingshen, Sun Quan declared himself emperor, proclaimed a general amnesty, and changed the era name to Huanglong. All officials assembled, and Sun Quan credited Zhou Yu with the achievement. General Zhang Zhao raised his tablet to praise Sun Quan's merit, but before he could speak Sun Quan said, "By your plan, Master Zhang, we would now be begging for food. Zhao was deeply ashamed and prostrated himself, drenched in sweat. End of editorial note;6 honored his elder brother Sun Ce as Prince Huan of Changsha, made his son Sun Deng crown prince, and enfeoffed Sun Ce's son Shao as Marquis of Wu. He made Zhuge Ke left assistant to the crown prince, Zhang Xiu right assistant, Gu Tan assistant rectifier and Chen Biao wing rectifier commandant, while Xie Jing, Fan Shen, Yang Tong, and others served as guests of the heir, and the Eastern Palace was said to abound in talent. The crown prince had Attendant Hu Zong compose a Catalogue of Guests and Friends, saying: "For outstanding talent surpassing all peers, there is Zhuge Ke; for keen insight into the times and mastery of hidden depths, there is Gu Tan; for concentrated eloquence, broad understanding, and speech that resolves knots, there is Xie Jing; for exhaustive study and refined discernment, equal to Ziyou and Zixia, there is Fan Shen." Yang Tong privately rebutted Zong: "Yuansun is talented but careless; Zimo is keen but harsh; Shufa is eloquent but shallow; Xiaojing is deep but narrow. Tong was hated by Ke and the others for this; afterward all four fell from grace, just as he had predicted.
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使 使 忿 滿 西 使
Sun Quan sent envoys to Han with the proposal that both states honor each other as imperial equals. Han officials thought alliance brought no gain and the ritual order was violated; they argued that righteousness should be declared and the alliance severed. Chancellor Zhuge Liang said, "Sun Quan has long harbored rebellious intent; we overlook his offense only to gain an ally who can strike from another angle. Break openly with him now and his hatred will deepen; we would have to shift troops east to fight him, and only after conquering his lands could we turn to the Central Plains. They still have many able men, and their generals and ministers work in harmony—it cannot be settled quickly. To halt our armies in stalemate and grow old waiting while the northern enemy profits is no wise strategy. Emperor Xiaowen once spoke humbly to the Xiongnu, and the late Emperor bowed to alliance with Wu—both adapted to circumstance for long-term gain, not from petty anger. Critics say that with power divided three ways Sun Quan cannot combine strength with us, and that his ambition is already fulfilled with no wish to cross north—push that reasoning and it sounds plausible but is wrong. How so? Their wit and strength do not match ours, so they hold to the south of the river for self-preservation. Sun Quan's inability to cross the Yangzi is like the Wei enemy's inability to cross the Han—not because their strength is surplus, but because the advantage does not warrant the move. If a great army marched against them, their leaders would carve up territory for future advantage and their subordinates would raid the people to expand their borders and show martial prowess at home—they would not sit idle. If we accept their restraint and treat them as allies, our northern campaigns need fear no threat from the east, and the armies of Henan could not all be sent west—the gain would already be great. Sun Quan's crime of usurpation and rebellion should not yet be proclaimed openly." The court then sent Chen Zhen, Minister of Guard, as envoy to Wu to congratulate Sun Quan on his imperial title. Sun Quan allied with Han, agreeing to divide the realm: Yu, Qing, Xu, and You would belong to Wu; Yan, Ji, Bing, and Liang to Han; and the territory of Sizhou would be bounded by Hangu Pass.
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使使 使
Zhang Zhao, pleading old age and illness, returned his office and command; he was reappointed General Who Assists Wu, ranked just below the Three Excellencies, re-enfeoffed as Marquis of Lou with a fief of ten thousand households. Whenever Zhang Zhao attended court his speech was forceful and righteous indignation showed on his face; once, after blunt words against the imperial will, he was for a time barred from audience. Later a Han envoy came praising Han's virtue, and none of the ministers could refute him. Sun Quan sighed: "If Elder Zhang were here, they would either be refuted or silenced—how could they boast again!" The next day he sent a palace messenger to console him and asked to see Zhang Zhao. Zhao left his seat to apologize; Sun Quan knelt to stop him. Once seated, Zhang Zhao looked up and said: "Formerly the Queen Dowager and King Huan did not entrust me to Your Majesty, but entrusted Your Majesty to me—therefore I mean to exhaust my loyalty to repay this great kindness; yet my thoughts are shallow, and I have violated Your Majesty's august intent. Yet the heart with which I serve the state aims only at loyal service unto death; If I were to change my heart and alter my purpose to steal glory and win favor—that I cannot do!" Sun Quan apologized to him.
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3
3. Prince Ai of Yuancheng, Li, died.
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4
4. In the sixth month, on the day Guimao, Prince Mu of Fanyang died.
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5
5. On the day Wushen, the Emperor posthumously honored Grand Director of Palace Attendants the High Ancestor as Emperor Gao, and Lady Wu as Empress Gao.
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6 使殿
6. In autumn, the seventh month, an edict said: "By ritual, when a queen has no heir, a collateral son is chosen to continue the major line—then one ought to succeed the orthodox succession and uphold public duty; how can one again attend to private kinship! Emperor Xuan of Han succeeded after Emperor Zhao and added the posthumous title of Emperor to his father, the late Zhao; Emperor Ai was raised from an outer fief, and Dong Hong and his allies cited the fallen Qin and misled the age; they honored the Respectful Emperor, built a temple in the capital, and promoted a fief concubine to rank with the Empress Dowager of Changxin, arranging ancestral order in the front hall and placing four seats in the Eastern Palace—usurpation beyond measure, unblessed by gods and men; yet they blamed not Shi Dan's loyal remonstrance, and thus brought the disaster in which the Ding and Fu clans burned like tinder. From then on, rulers one after another did the same. Formerly Duke Wen of Lu violated ritual sacrifice—the fault lay with Xia Fu; Song's improper measures drew censure upon Hua Yuan. Let the ministers and officials take past conduct as a deep warning; if a successor should ever enter from among the feudal lords to receive the great succession, then the meaning of becoming someone's heir ought to be made clear; Whoever dares to be sycophantic and flatter the ruler of the time, rashly establishing illegitimate titles to impinge on the orthodox succession—calling one's father 'emperor' and one's mother 'empress'—the chief ministers shall execute them without pardon. Let this be written on a golden covenant, stored in the ancestral temple, and recorded in the statutes!"
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7使
7. In the ninth month, Sun Quan moved the capital to Jianye, using the former offices without further additions or changes. He left Crown Prince Deng and the nine directors of the Masters of Writing at Wuchang, appointing Grand General Lu Xun to assist the Crown Prince and jointly manage Jing and Yuzhang, supervising military and state affairs.
40
Liu Yi of Nanyang once wrote "On Punishment Before Ritual"; Xie Jing of the same commandery praised it to Lu Xun. Lu Xun rebuked Jing, saying: "Ritual has long surpassed punishment; Liu Yi uses petty argument to distort the teaching of the sages. You now attend the Eastern Palace and ought to follow benevolence and righteousness to manifest virtuous instruction—talk like his need not be discussed!"
41
西使
The Crown Prince wrote to Bu Zhi, Grand Administrator of Xiling, asking to meet him for instruction. Bu Zhi thereupon listed current affairs within Jing province and the conduct and ability of the various officials and staff to report to him, and submitted a memorial of encouragement, saying: "I have heard that a ruler does not personally attend to small matters but lets the hundred officials and functionaries each perform their duties—thus when Shun appointed the nine worthies, he had no need to apply his mind; without leaving the ancestral hall, the realm was governed. Where worthy men are stationed, they repel the enemy a thousand li away—they are truly the sharp weapon of the state, the source of rise and fall. I wish that the enlightened Crown Prince would greatly weigh these principles—then the realm would be greatly blessed!"
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Zhang Hong was returning to Wu to fetch his family when he fell ill on the road and died. [End editorial note.] "Since ancient times every ruler of state or clan has wished to cultivate virtue to match a golden age; yet most found their rule lacked luster—not from want of loyal ministers, but because the ruler could not master his passions and would not heed them.7 Human nature fears difficulty and seeks ease, likes agreement and hates difference—opposite to the way of governance. The Commentary says, 'Following good is like climbing; following evil is like collapsing'—such is the difficulty of doing good. A ruler inherits a foundation passed through generations, holds a position of natural advantage, wields supreme authority, delights in the ease of agreement, and need fear no one—while loyal ministers carry methods hard to advance and speak words grating to the ear; that they do not accord—is this not fitting! Separation brings breach; clever argument follows the gap; dazzled by petty loyalty, attached to favor and affection, worthy and foolish are mixed, dismissal and promotion lose order—the source of this is the disorder of passion. Therefore the enlightened ruler awakens to this, seeks the worthy as if hungry and thirsty, receives remonstrance without weariness, restrains passion and reduces desire, and cuts affection by righteousness—then above there are no partial or mistaken appointments, and below there are no hopes of favor!" When Sun Quan read the letter, he wept.
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8
8. In winter, the tenth month, Pingwang Watchtower was renamed Tingchong Watchtower. The Emperor often said: "Prisons are the life-blood of the realm." Whenever he decided a major case, he would go to the watchtower to hear it in person. Earlier, Li Kui, teacher of Marquis Wen of Wei, wrote the six chapters of the Classic of Law; Lord Shang received it and became chancellor of Qin. Xiao He fixed the Han Code at nine chapters; later it gradually increased to sixty. There were also more than three hundred chapters of Ordinances and nine hundred six volumes of Precedents for Judgment; through the ages additions and deletions were made, mixed without fixed order, and later scholars each wrote commentaries—more than ten schools among the Ru of Ma and Zheng, down to Wei. What was to be applied totaled twenty-six thousand two hundred seventy-two articles and more than seven million seven hundred thirty thousand words—ever harder for readers to master. The Emperor then decreed that only the Zheng school commentaries be used. Minister of Works Wei Gui memorialized, saying: "Penal law is what the state holds in high esteem yet private discussion holds in low contempt; Prison officials are upon whom the common people hang their lives, yet those who select them hold them in low esteem. The defects of royal governance may well arise from this. I request that Doctor of Law posts be established." The Emperor assented. He also decreed that Chen Qun, Minister of Works, Liu Shao, Regular Palace Attendant, and the like abridge and reduce the Han code, drafting eighteen chapters of the New Code, forty-five chapters of Commandery and Prefecture Ordinances, and more than one hundred eighty chapters combined of Ordinances for Masters of Writing and Ordinances for the Army—increasing upon the nine chapters of the Main Code and reducing the supplementary chapters and ordinances.
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9
9. In the eleventh month, the Luoyang temple was completed; the spirit tablets of the four ancestors Gao, Tai, Wu, and Wen were brought from Ye.
45
10
10. In the twelfth month, Prince Zhi of Yongqiu was transferred and enfeoffed as Prince of Donghe.
46
11
11. Han Chancellor Zhuge Liang moved his headquarters camp to the plain below the southern mountains, built Hancheng at Mianyang, and built Lecheng at Chenggu.
47
1使
[End editorial note.] Sun Quan sent Generals Wei Wen and Zhuge Zhi with ten thousand armored men to sail the sea in search of Yizhou and Danzhou, intending to seize their people to augment his forces.8 Lu Xun and Quan Cong both remonstrated, saying: "King Huan laid the foundation with not even a full brigade. Now the forces visible in Jiangdong are sufficient to pursue our plans—we ought not to venture far across barren seas ten thousand li to raid others, with winds and waves impossible to predict. Moreover the people easily fall ill from change of climate and water, surely bringing pestilence—seeking increase yet suffering loss, seeking profit yet meeting harm. Moreover their people are like birds and beasts—gaining them would not suffice to accomplish the task, and lacking them would not diminish our forces." Sun Quan would not listen.
48
2
2. Zhuge Dan of Langye, Minister of Works, Deng Yang of Nanyang, Palace Secretariat Gentleman, and their allies formed a clique, praising one another in turn, calling the four Regular Palace Attendants including Xiahou Xuan the Four Keen, and the eight of Dan's faction the Eight Reach. Xuan was the son of Xiahou Shang. Liu Fang's son Xi, Supervisor of the Palace Secretariat, Sun Zi's son Mi, Director of the Palace Secretariat, and Wei Zhen's son Lie, Minister of Personnel—the three were not comparable to the others, yet because their fathers held power and position, they were tolerated as the Three At Ease.
49
調 使 退
Dong Zhao, acting as Minister over the Masses, submitted a memorial, saying: "All who possess the realm honor plain, honest, and faithful men, and deeply hate false and insincere men—because they destroy teaching and disorder governance, ruin custom and harm transformation. Recently Wei Feng was executed at the end of the Jian'an era, and Cao Wei was beheaded at the beginning of the Huangchu era. I respectfully consider that former and latter sacred edicts deeply hated superficial falsity and wished to break up wicked cliques, often speaking with clenched teeth; Yet the officials who enforce the law all fear their power and influence and none can investigate and expose them—custom is ruined and encroachment grows ever worse. I have privately observed that the young of today no longer take learning as their foundation but devote themselves instead to socializing; Men of the realm do not put filial piety, brotherly duty, and pure conduct first, but rather rush after power and chase profit. They form cliques and link groups, praising one another; they treat slander as punishment and use clique praise as rank and reward—those who attach to them receive overflowing praise, and those who do not are given faults and breaches. They even say to one another: 'In this age what worry is there of not passing? One need only not be diligent in the way of men and cast a wide net—that is all; What worry has a man that others do not know him? One need only swallow it with medicine and soften and adjust.' Moreover I have heard that some make their slaves and retainers falsely register as active household members, impersonating them to come and go, passing in and out of forbidden precincts, exchanging letters and documents, and making inquiries. All such matters are what the law does not accept and punishment does not pardon—even the crimes of Feng and Wei could add nothing more!" The Emperor approved his words. In the second month, on the day Renwu, an edict said: 'The substance and ornament of the age change with teaching. Since the military chaos, classical learning has been abandoned; the young pursue interests not guided by the canonical plans. Is it that instruction and guidance have not pervaded, and those advanced and employed are not distinguished by virtue! Let palace gentlemen who have mastered one classic and whose talent fits governing the people be examined by the Doctors; select those of highest rank and employ them promptly; Those who are superficial and do not attend to the root of the Way—dismiss them!" Thereupon Dan, Yang, and the like were removed from office.
50
3
3. In summer, the fourth month, Marquis Cheng of Dingling, Zhong Yao, died.
51
4
4. In the sixth month, on the day Wuzi, Grand Empress Dowager Lady Bian died. In autumn, the seventh month, Empress Wu Xuan was buried.
52
5( ) ) 西( ) ) 退 便
5. Grand Minister of War Cao Zhen, citing "Shu ( Han) Han)9 Editorial note: In the phrase 'troops repeatedly raiding,' Sima Guang's original reading used 'Shu' rather than 'Han'; this has been emended according to the Biography of Cao Zhen in the Records of Wei. [End editorial note.]" he requested to attack by way of Xiegu. With several generals advancing on parallel routes, a crushing victory could be won." The Emperor agreed and ordered Grand General Sima Yi to ascend the Han River and enter by Xicheng, to rendezvous with Zhen at Hanzhong, while other generals were to move either through Ziwu Valley or through [Jian] ( Wu) Wu)10 Wei) to enter—the reading Jianwei is emended according to Hu Zan's commentary. End of editorial note. Director of Works Chen Qun remonstrated: "When the Grand Ancestor marched on Yangping to attack Zhang Lu, he requisitioned beans and wheat to fill the army's granaries—yet before Lu fell, provisions were already running short. Now we have no such base to draw on, and Xiegu is steep and treacherous—hard to advance and harder to retreat. Convoys will be cut off; garrison too many choke points and you strip the fighting line. This cannot be weighed too carefully." The Emperor accepted Qun's counsel. Zhen memorialized again, insisting on the Ziwu route; Qun again laid out the route's drawbacks and spelled out the cost of the campaign. The court forwarded Qun's objections to Zhen; Zhen held to his plan and marched anyway.
53
6
6. In the eighth month, on the day Xinsi, the Emperor set out on an eastern tour; On the day Yiwei, he reached Xuchang.
54
7 使
7. When Chancellor Zhuge Liang learned that Wei forces were approaching, he halted at Chiban in Chenggu to await them. He summoned Li Yan with twenty thousand men to reinforce Hanzhong and memorialized to make Yan's son Feng inspector of Jiangzhou, to command troops and manage affairs in Yan's absence.
55
使
Heavy rain fell for more than thirty days and the plank roads were washed out. Grand Commandant Hua Xin memorialized the throne: "Your Majesty's sage virtue matches the golden age of Kings Cheng and Kang. I beg you to fix your mind first on good government and leave campaigns for later. A state rests on its people; the people rest on food and clothing. If the heartland knows neither hunger nor cold, and the people never turn from their sovereign, the two rebels' openings will come to you while you sit at ease!" The Emperor answered: "The rebels hide behind mountains and rivers. Our two imperial forefathers strained themselves in earlier reigns and still could not finish them—how dare I boast that they must be destroyed! My generals argue that without some probing thrust the enemy will never wear themselves down—so we parade the army to test where they are vulnerable. If Heaven's season has not arrived, recall how King Wu of Zhou turned his army back—that is the lesson of history, and I do not forget the warning."
56
便 退 使退
Minor Treasurer Yang Fu memorialized the throne: "When King Wu's white fish leapt into the boat, lord and ministers turned pale. Though every omen he met was auspicious, he still feared what might come—how much more should we tremble at war when Heaven sends calamity after calamity! Wu and Shu are still unconquered, yet Heaven keeps sending portents. The armies had barely marched when the rains struck; hemmed in by mountain passes, they have been stalled for days on end. The labor of convoys and porters has already cost dearly. Without a clean decision now, the original design of the campaign will be lost. The Documents say: 'Advance when you see your opening; withdraw when you know the difficulty—that is sound military policy.' To leave the Six Armies penned in the mountains—nothing to take if they advance, no road if they retreat—is not the way of a royal army."
57
宿
Attendant Cavalier Wang Su memorialized the throne: "The old books say, 'Supply grain from a thousand li away and your soldiers go hungry; woodcutters gather fuel only after the cooks have finished, and the army never sleeps on a full belly'—and that is for armies marching on level roads. How much worse when you drive deep into broken country and cut your way forward—the strain must be a hundred times greater. Add unending rain, planks slick on the cliffs, troops packed too tight to maneuver, and grain lines stretched too far to sustain—this is the gravest taboo for any army on the march. I hear Cao Zhen has been on the road more than a month and has barely crossed half a valley—every fighting man is still building the road. That lets the enemy wait fresh while our men wear themselves out—the very thing every strategist dreads. Look to antiquity: King Wu marched against Zhou, passed out of the Pass, and turned back; Look to recent times: Emperors Wu and Wen campaigned against Sun Quan, reached the river, and did not cross. Is that not what it means to follow Heaven, read the season, and know when to bend? Let the people see that their sage ruler, because rain and flood have made the road impossible, gives them rest. When the next opening comes, seize it—and then you will have what the books call men who delight in hardship and forget death." Su was the son of Wang Lang.
58
In the ninth month, an edict recalled Cao Zhen and his army.
59
8
8. In winter, the tenth month, on the day Yimao, the Emperor returned to Luoyang. Left Vice Director Xu Xuan had been left in charge of the capital. When the Emperor returned, the clerks brought forward the accumulated papers. The Emperor said, "What difference is there between my review and the Vice Director's?" In the end he did not look at them.
60
9
[End editorial note.] Empress Wen Zhao was reburied at Chaoyang Tomb.11
61
10滿退 退
10. Sun Quan gave out that he meant to march on Hefei. Man Chong, General Who Subdues the East, memorialized to muster the armies of Yan and Yu. Wu soon withdrew, and an edict stood the troops down. Chong argued: "The enemy came in force and is withdrawing—that is not their real intent. They mean to feign retreat, get our troops dismissed, then wheel about and strike where we are unprepared." He memorialized against standing the troops down. More than ten days later Wu returned as he had predicted. They reached Hefei but could not take it and withdrew.
62
11
11. Chancellor Zhuge Liang appointed Jiang Wan chief clerk. Whenever Liang took the field, Wan kept the army fed and the supply lines running. Liang often said, "Gongyan's heart is loyal and steady. He is the man to help me sustain the royal enterprise."
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12 使 使
12. Yin Fan of Qing Province fled to Wu and memorialized Sun Quan: "I have heard that when Zhou lost the Way, Weizi left first; Emperor Gaozu was magnanimous and clear-sighted, and Chen Ping came over first. I am twenty-two. I abandoned my domain and submitted to a ruler who holds the Way. By Heaven's grace I have come through whole. I have been here only a few days, yet the officials treat me like any other defector and never look closely enough for my finer points to reach you. Three times I have sighed in frustration—when will it end! I respectfully come to the palace gate with this memorial and beg for an audience." Sun Quan summoned him at once. Fan entered to give thanks, answered questions, and spoke on current affairs with impressive eloquence and bearing. Attendant-in-Ordinary and Right Leader of the Guards Hu Zong sat with him. Sun Quan asked, "What do you think?" Zong answered, "In his memorial Fan's grand phrases recall Dongfang Shuo, and his quick, devious wit recalls Mi Heng—but in talent he falls short of both." Sun Quan asked again, "What office could he fill?" Zong answered, "He is not yet fit to govern the people. Try him first in some minor post at court." Because Fan spoke impressively on criminal matters, Sun Quan made him supervisor of the Court of Justice. Left General Zhu Ju and Court of Justice Director Hao Pu repeatedly praised Fan as a man with king-making talent. Pu was especially close to him and often lamented that his gifts were wasted. Soon chariots and horses crowded Fan's gate and guests filled his hall. From General of the Guard Quan Cong on down, men vied to receive him. Only Yang Tong and Palace Edict Officer Yang Di of Yuzhang refused to have anything to do with him. Pan Jun's son Xu also kept company with Fan and sent him gifts of food. Jun heard of it and was furious. In a memorial he rebuked Xu: "I owe the state a deep debt and mean to repay it with my life. You who are in the capital should be respectful, keep company with the worthy, and admire what is good. Why do you keep company with a surrendered captive and feed him! Hearing this from afar, my heart trembles and my face burns. I have brooded over it for days on end. When this memorial arrives, go at once and have the bearer beaten a hundred strokes, and demand back everything you sent!" People at the time all thought it strange. Before long Fan plotted rebellion in Wu. The plot was discovered; he fled, was captured, and executed. Sun Quan sharply rebuked Hao Pu. Terrified, Pu killed himself. Zhu Ju was placed under house arrest and was not released until a full year had passed.
64
13
13. The tribal peoples of the Five Streams in Wuling rebelled against Wu. Because the south was now quiet, Sun Quan recalled Lü Dai, inspector of Jiaozhou, to encamp at Oukou in Changsha.
65
==
= Collation Note = (editorial references section for variant readings and source citations in this volume)

Footnotes

  1. son Mao had married the Grand Ancestor's daughter, Princess Qinghe
  2. Mao married the Grand Ancestor's daughter Princess Qinghe. Note: According to the Biographies of the Xiahous and Caos in the History of Wei, Xiahou Mao was Xiahou Dun's son and thus Xiahou Yuan's clansman-son; the text emends zhi to zu
  3. chieftain
  4. Xin told Liang what Zhao had said; Liang sent him again to urge Zhao, saying, "You are outmatched—[do not] destroy yourselves in vain
  5. to attack Wudu and Yinping
  6. Sun Quan posthumously honored his father Sun Jian as Emperor Wulie, [temple name Shizu]
  7. On his deathbed he left his son Jing a note saying
  8. In spring, the first month
  9. troops repeatedly raiding
  10. Wei) to enter. Note: Or by [Jian] (
  11. In the twelfth month, on the day Xinwei
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