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卷八十五 谷永杜鄴傳

Volume 85: Gu Yong and Du Ye

Chapter 96 of 漢書 · Book of Han
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1
Volume 85, the fifty-fifth biography: Gu Yong and Du Ye.
2
使
Gu Yong, styled Ziyun, was a native of Chang'an. His father Ji served as guard marshal on the mission to escort Zhizhi's heir and died at Zhizhi's hands, as told in the biography of Chen Tang. He began as a petty clerk in Chang'an, then immersed himself in the canon. Under Jianzhao, Imperial Counselor Fan Yanshou, hearing of his ability, took him on staff, nominated him aide to the chamberlain of ceremonials, and Yong repeatedly memorialized on policy.
3
使
In the third year of Jianshi, winter brought a solar eclipse and an earthquake on the same day. The throne called for blunt critics; Liu Qingji, Marquis of Yangcheng and chamberlain of ceremonials, nominated Gu Yong to the waiting roster at the public carriage office. He answered: Your Majesty bears pure sage virtue, fears Heaven's warnings, reforms government, questions the ministers, and summons blunt counsel at leisure to seek your faults, so that we may reach this court and answer your inquiry. I am worn out and shallow, unskilled in statecraft. I have heard that a wise king on taking the throne rectifies the five affairs and establishes the Great Mean to receive Heaven's heart, so omens fall into order below and sun and moon are regulated above; but if a ruler drowns in the harem and roams in sport, the five affairs fail in his person, the Great Mean collapses, blame signs descend, and the six extremes arrive. Every portent images a fault and warns men by kind. On the first day of the twelfth month, day wushen, an eclipse struck the Maiden asterism and an earthquake shook within the palace walls—both on the same day, admonishing you that the fault is near and you should search deeply within yourself. Could your heart rest in the inner chambers while you neglect government, act carelessly, and repeatedly miss the mean? Could inner favor swell, women abandon the Way, jealousy monopolize the throne, and heirs be blocked? Ancient kings who abandoned the five affairs, lost the bond of husband and wife, let consorts have their way, let petitions run inside and power outside, overturned states or disordered yin and yang. Bao Si once wielded the state and the Zhou house fell; Lady Yan grew arrogant and fanned disorder, and each day grew worse. Such were the results. The canon says: "The royal extreme—the king establishes his extreme." The commentary says: "When the royal extreme is not established, sun and moon run in disorder."
4
You occupy the throne and bear the charge of shepherding every life; whether the realm stands firm or falters rests in your hands alone. Set your heart on self-correction and resolute action: trim private revelry to labor for the state, cast off sensual excess, send singers and jesters home, end neglect of sacrifice, curb the dangers of the hunt, keep regular hours, act only by ritual, take the reins of government yourself, and never tire of right conduct until it becomes second nature. The canon warns future kings: "No drunkenness, no heedless sport in the field—only upright service." When the ruler's person is straight, the ministers do not go crooked.
5
The bond between sovereign and consort is the backbone of kingship and the hinge of fortune; the sage kings weighed it with utmost care. Shun disciplined his two royal brides to perfect his virtue; King Zhuang of Chu renounced his favorite Dan Ji to win hegemony; King You drowned in Bao Si and the Zhou mandate collapsed; Duke Huan of Lu let a princess of Qi overawe him and lost his state. Reform the harem: fix precedence so favorites cannot monopolize favor or breed arrogance; check the chaos of Bao Si and Zhao Feiyan; let humble consorts rise in due order, each to her station, to widen the chance of heirs and still the jealousies sung in the "White Flowers"; enrich in-laws with gold but bar them from office like the royal fathers of old, and clip the power of consort clans—when the inner quarters are ordered, the realm does not fall into chaos.
6
使
Rule the distant by ordering what is near; cultivate virtue first among those at your elbow. When Long held the office of remonstrance, the sovereign's word was true; With the four counselors in place, the young King Cheng never stumbled. Command every awe-struck attendant who bears the golden marten and holds a chief counselor's post to study the Way of the ancients and the duty between ruler and minister; let them stand grave and trustworthy, with no room for swagger or caprice—then your entourage grows disciplined, the bureaucracy takes its cue, and civilizing influence spreads to the four quarters. The text says, "It is upright men who steady those at your side." When those at your side are straight, the bureaucracy does not go awry.
7
Honor talent and judge by results, and the realm is governed; slight the worthy and ignore performance, and it slides into chaos. Think hard how to govern men, delight in winning true talent, match candidates to posts, and test them in office; use clear standards to measure ability and real deeds to judge character; spurn hollow praise from cabals and ignore drip-by-drip slander—then diligent officials need not fear being ruined in secret, sycophants cannot worm into power, the mean fade away, and the worthy rise. The canon runs: "Review performance every three years; after three reviews, promote the bright and dismiss the dim." It adds, "When the nine virtues are all at work, the finest men fill the government." Reward merit first, spread able men through the bureaucracy, and the state cannot fail to be well governed.
8
退使
Under Yao the world was shattered by flood and carved into twelve regions; control of the periphery grew weak, yet the people did not revolt—such was the depth of his virtue that none nursed a grudge. Qin ruled level ground, yet a single cry brought the empire down—because its laws were savage and its clerks predatory. Nothing turns Heaven and the people against the throne faster than brutal magistrates. Truly dismiss and retire every cruel, predatory, harsh, and violent official, bar them forever from office, and select more gentle men of high virtue to draw close to the myriad households. Make punishments fair, release the wronged, and order the people’s lives; reduce corvée so as not to steal the farming seasons, and lighten taxes so as not to exhaust the people’s wealth. Then the common people throughout the realm will settle their households and delight in their work, not suffering from labor that runs past the proper season, not fearing harsh and violent government, and not hating cruel officials; even if there were a disaster as great as Yao’s flood, the people would have no heart to leave their ruler. The classic says: "Cherish and protect the petty people; show grace to widowers and widows." When the sovereign is benevolent and his magistrates honest, the people do not rise in revolt.
9
I have heard that omens are Heaven's way of rebuking a sovereign's faults, as a strict father warns a son. Dread them and mend your ways, and disaster yields to blessing; treat them lightly, and guilt and punishment never lift. The classic says: "With the five blessings feast; with the six extremes fear." The tradition says: "When the six disorders appear as portents, if they are not resisted together, the six punishments have already encroached and the six extremes descend below." In three years omens have flared without cease, great and small alike; your conduct has failed to honor High Heaven, and Heaven's displeasure blazes plain for all to see. Without searching your own heart there can be no reform; though counsel pours in from every side, you ignore it—thus you persist in refusing Heaven's sacrifice and never truly repent, and Heaven's rebuke deepens. These five points are the pillars of kingship. They are the urgent business of the throne; I beg you to weigh them with care.
10
The emperor was struck by the memorial and summoned Gu Yong for a private audience.
11
使滿
That summer every candidate of square integrity was examined in debate; the details appear in Du Qin's biography. When he had finished, Yong added: "I was once allowed to set forth how portents foretell disaster—matters that touched your sacred ear. The writing was set before you, but Your Majesty cast it aside and did not accept it; instead you again had upright men answer policy questions, turning your back on terrifying great anomalies and asking about ordinary arguments that were not urgent, discarding the utmost words that receive Heaven’s charge and competing in useless empty rhetoric. You wished to minimize and kill off the disasters and anomalies, fully deceiving and slandering Heaven; therefore High Heaven burst out in anger, and between the jia and ji days violent winds came three times, uprooting trees and snapping timber. This is the clearest proof that Heaven cannot be deceived." The emperor specially again questioned Yong; Yong replied, saying: "Solar eclipse and earthquake are caused by the empress and honored concubines' exclusive favor." The particulars are recorded in the Treatise on the Five Phases.
12
The emperor had just succeeded and had handed power to his uncle, Grand General Wang Feng; many blamed the omens on him. Knowing Feng was ascendant, Yong sought quietly to win his favor and added:
13
The barbarians are all tributary; the north holds no Xiongnu threat like Modun's day, the south no rebellion like Zhao Tuo or Lu Jia; the frontiers are calm and no call to arms sounds. Even the largest feudal lords feed on a few counties only, while Han officials hold their levers of power—nowhere is there strength like old Wu, Chu, Yan, or Liang. The bureaucracy is a web of kin and stranger, yet your kinsmen-ministers show the loyalty of Shen Bo—solemn, cautious, nothing like the Chonge, Huo, or Han clique rebellions. On these three counts the maternal kin are blameless as a hair's weight. To blame the chancellor and his son, the inner secretariat, or eunuchs for administrative slips, or to fence off great portents with petty excuses, is to lie to Heaven. I fear you may ignore your own clear faults, spurn Heaven's plain warnings, heed shadowy slander, punish the innocent, read strange meanings into routine policy, and doubly forfeit the Mandate—that would be intolerable.
14
使 使
Since your accession you have followed established usage in appointments; you have not misgoverned. In your first year, first month, a white aura rose in the east; by the fourth month yellow murk choked the capital, followed by flood and by earthquake and eclipse—each omen matching the other. They answer one another as inner and outer signs; no official can tell where to stand—is this not strange to you alone? White vapor in the east foretells the rise of commoners to power; yellow haze over the capital answers to a royal Way grown faint to the breaking point. Low-born power rising while the capital's virtue fails—the two omens compound an ill augury. If you heed this counsel, dread Heaven's signs, think long on the ancestral shrines, mend past errors, shake off sensual obsession and lopsided favor, show the firmness of the sovereign's will, and spread your favor evenly so every consort may in turn attend you—even that would not suffice: you must urgently take in more women likely to bear sons, without regard to looks, taboo homonyms, or age. By every principle of state, an heir born to a humble mother would prove a blessing. Once there is an heir, the mother's low rank ceases to matter. Send trustworthy women of the harem to search widely among humble families for matches Heaven favors, ease the empress dowager's anxiety, and appease divine anger—then heirs will multiply and the omens will cease. If you ignore this counsel and slight Heaven's warning, the root of evil remains—flood and strange stones will soon follow; once they break, calamity will be complete and Heaven's shape fixed—though I would give my life to counsel you, it would be too late.
15
使
A humble subject who dares speak Heaven's mind aloud, who mocks what passes within the bed-curtains and would part the empress from a powerful favorite, knows his words grate and invite the cauldron. Only because Heaven guards the house of Han do I dare speak so plainly. I had to submit three sealed memorials before I was summoned; then waited ten days on the roster before I gained an audience. For a nobody to win a hearing for utmost loyalty is bitter work; for the Son of Heaven to heed Heaven's voice is harder still. These things cannot be spoken in the open: let me set them down in writing for a chamber attendant to present to you and to your closest ministers. If those ministers judge my words false to Heaven's mind, I will accept death for reckless speech; if they agree it is Heaven's truth, how can you ignore the foundation of the dynasty and choose desire over the Mandate! I beg you to reflect long and hard for the sake of the ancestral temple.
16
Of the dozens who responded, Gu Yong and Du Qin ranked highest. The emperor had his memorials circulated in the harem. Later the emperor sent Empress Xu a letter borrowing Yong's phrases to chastise her, as told among the consort kin biographies.
17
祿
Having quietly pleaded Wang Feng's cause, Yong was judged the ablest candidate and was raised to grand counselor of the palace. He wrote Wang Feng: "I am a trifling talent, shallow and ill-read, a stranger to you without introduction, yet you welcomed my blunt words, raised me from a petty clerk to the ranks of remonstrators, and refused both whispered slander and shallow complaint. Not even Duke Huan of Qi or Lord Wen of Jin treated their men with such care—no fond father or elder brother could do more. Yurang disfigured himself with charcoal for his lord; a Qi retainer dashed out his brains at the gate to repay a kindness. Even the houses of Zhi Bo and Lord Mengchang kept men willing to die—how much more may your own gate command such loyalty!" Feng thereafter treated him with great favor.
18
Several years later he was sent out as governor of Anding. At that time the emperor's maternal uncles all studied the classics and held government posts. Marquis of Ping'a Tan, next in line to succeed Grand General Wang Feng, was especially close to Yong. During Yangshuo, Wang Feng died. On his deathbed Feng recommended his younger cousin, Imperial Counselor Wang Yin, to succeed him. The emperor agreed, making Yin grand marshal and general of chariots and cavalry with charge of masters-of-writing affairs, while Marquis of Ping'a Tan held special advancement and commanded the gate troops. Yong wrote to Tan: "You bear the virtue of the Duke of Zhou and Duke of Shao and the conduct of Guan Zhong and Yan Ying, honoring worthies and delighting in good without weariness—you should long have stood among the chief generals. While the grand general lived you were kept at home and could not vent your grievance. Now the grand general has died young; weighing kinship and ability, the post ought to be yours. On appointment day the capital's scholar-officials were despondent and disappointed. This is because men like me are too foolish to praise you as you deserve. I hear you now hold special advancement and command the gate troops—so the general of chariots and cavalry rules at ease within while the nearest kin and worthy uncle holds the keys without. I cannot rejoice for you in this. You ought deeply to decline, saying yourself too shallow to secure the gates, take Taibo's example of yielding, keep to humility, shut your gates and rest easy, and be foremost among the wise. Consult the broadly learned; I write this for your peace." Tan, deeply moved, declined and refused command of the gate troops. From this Tan and Yin grew mutually resentful.
19
滿
When Yong was posted as a commandery clerk, he feared Wang Yin would harm him and pleaded illness for three months until he was released. Yin asked to appoint him camp marshal; Yong repeatedly begged off in self-defense and was instead made chief clerk.
20
西 使
When Yin came to power through a maternal uncle and his authority fell short of Wang Feng's, Yong urged him: "You hold a marshal's rank, feed on the richest commanderies, bear the burden of the Zhou dukes, and turn the empire's hinge—you have reached the peak of wealth and power, yet blame now converges from every quarter. How will you bear it? Labor day and night in the stern virtue of yiyin day: keep your charge, aid the throne, punish evil without sparing kin, promote good without shunning enemies—only thus can you show perfect fairness and win trust across the realm. Faithfully do these three, and you may long bear heavy office and long keep supreme favor. Venus rose in the west for sixty days—by rule it should have climbed the zenith, yet it lingers low in the sky, faint and slow, small and dim: a weakened star. Mars blazes angry and bright, retrograde, lodged in the Tail constellation. Retrograde motion is common enough; to halt at the Tail is the omen of crisis. Does it mean you have forgotten how power seeps like water—yielding everywhere, holding your course weakly, failing to employ men broadly, still nursing likes and dislikes—so that your broad virtue is not pure and the first rift opens between you and the great ministers of state? Why, the moment you took the title of marshal, should Venus and Mars together show such a change? High Heaven does not warn without cause. Dread these signs, search your heart, mend your course, and answer Heaven's will." Yin, still resentful, had Yong appointed commissioner of the imperial hunting park.
21
使 使
When Wang Yin died, Marquis of Chengdu Shang succeeded him as grand marshal and general of the guards, and Gu Yong was made inspector of Liang province. After reporting in the capital and before taking up his post, a black dragon appeared in Donglai. The emperor sent the masters of writing to question Yong and hear him out. Yong answered: "If warnings of ruin always reached the throne, Shang and Zhou would not have fallen in succession, nor would the three calendar beginnings have turned over as they did." As Xia and Shang neared collapse, common gossip knew the truth, yet the courts lounged as if the sun would never set—evil spread unseen until the Mandate broke and they still did not stir. The "Changes" teaches: "He who senses danger keeps his peace; he who knows doom may yet preserve life." Grant a candid hearing, punish no man for plain speech, and let the humblest clerk speak his mind without fear—then worthies will flock from every quarter, and that is both the ministers' dearest hope and the lasting good of the altars.
22
使
The Han house follows the Xia calendar, whose color is black; the black dragon is an emblem of the imperial Liu clan. The dragon is yang virtue, growing from small to great, and thus a king's auspicious sign. I cannot tell whether some Liu clansmen, seeing the court without an heir and full of peril, mean to raise arms in disorder? Or whether ambitious men like the princes of Guangling and Changyi stir their hearts to seize succession? I cannot judge. In the ninth month of the first year a black dragon appeared; on the last day of the month there was an eclipse. This year stars fell on the night of jiwei in the second month, and on day yiyou there was an eclipse. Within the sixth month four great prodigies broke out, two in the same month—never seen even at the ends of the Three Dynasties or the chaos of the Spring and Autumn. I have heard that the Three Dynasties lost their altars because of women and villainous men drowning in wine. The Documents say: "Then he used women's words and cut himself off from Heaven;" "Fugitives from the four quarters are many in guilt. These are the clan elders, these are the trusted envoys." The "Odes" say: "The blaze is rising—could it yet be quenched? Majestic Zhou—Bao Si destroyed it!" The "Changes" say: "Soaking the head—sincerity loses its aim." Qin perished in the sixteenth year of the Second Emperor because life was nurtured with excessive luxury and funerals with excessive pomp. Your Majesty has both of these faults; let me briefly show their effects. The "Changes" says a woman's place is "the inner kettle"—she must not meddle in state business. The "Odes" cries: "That clever woman—owl and kite"; "It did not fall from Heaven—it rose from the women's quarters." Under Jianshi and Heping the houses of Xu and Ban dazzled the court, burned through the empire, poured out limitless gifts until the privy purse ran dry—feminine favor had climbed as high as it could; today's favorites, whom Heaven does not bless, outdo them tenfold. They scrap the late emperor's laws, obey their whisperers, muddle official rank, waive capital crimes, puff up their kin and lend them power, and throw the government into chaos while no inspector dares enforce the code. They turned the harem jail into a torture pit worse than the burning-pillar punishment, traded lives for Zhao and Li family vendettas, framed the innocent, extorted confessions, and invented debts to pocket bribes. The tally of those who walked in living and came out dead is beyond counting. Hence Heaven twice blotted out the sun to publish their guilt.
23
宿
A king must first forfeit the Way himself before Heaven forfeits him. You abandon imperial dignity for the pleasures of the street, spurn your rightful style for a low nickname, pack your retinue with riffraff, slip the palace night and day, carouse in commoners' houses, sit in disheveled company, smear your face in debauch, and spend your nights on the road like a vagabond. Your guards stand at empty gates while the high ministers have no idea where you are—and this has gone on for years.
24
使
The throne rests on the people, the people on their livelihood; drain their wealth and they revolt; revolt ends the dynasty. The wise king husbands the people's strength as if preparing the grand sacrifice—never squeezing them dry. You heed evil counsel, abandon the first mausoleum site, waste a decade of labor to raise Changling against nature—piling hills, dragging conscripts from town to town, throwing up palaces, doubling taxes, drafting men like rain until the burden recalls King Chu's Qianxi or the First Emperor's Lishan—exhausting the empire, and after five fruitless years you fell back to the old plan. You widen the boundary, break open graves, scatter bones and coffins in the sun until the people are beggared and heartsick—Heaven answers with omens and repeated famine. Refugees starve by the hundred thousand along the roads. The treasury holds less than a year's grain, the common folk less than ten days' food—court and country are broke together. The "Odes" says Yin's lesson lies close at hand in the fall of Xia. Look back at how Xia, Shang, Zhou, and Qin fell, and hold that mirror to your own acts. If I am wrong, I will accept death for reckless counsel.
25
退使祿
For nine generations and nearly two hundred years Han has known seven succession emperors who kept Heaven's Way and ancestral law—some restoring order, some ruling in peace. You alone defy the Way and follow appetite; in your prime you lack an heir and court disaster; your lapses as sovereign have mounted until they no longer match Heaven's mind. You are heir to a great house—can you betray that charge without shame? At present, the turning point for the altars of state and ancestral temples, for disaster or blessing, safety or danger, lies with Your Majesty. If Your Majesty will truly bring forth enlightened and sagely virtue, awaken clearly from afar, fear Heaven's anger, deeply dread the signs of peril and ruin, wash away perverse intentions, govern with concentrated vigor, turn wholly back to the Way, cut off the private retainers among petty men, revoke improper appointments, strip the Northern Palace of its private slaves, carriages, horses, and outing equipment, restrain yourself and return to ritual, and end the repeated fault of going out incognito to drink, then urgent disaster may be prevented. Ponder deeply the meaning of the two total solar eclipses, curb the harem's lavish favor, refuse palace petitions, clear out the disorderly cases in the Yeeting, remove the burning-pillar torture pits, execute corrupt favorites and those around you who serve you by heterodox arts, suspend the initial mausoleum works, stop palace repairs, reduce taxes and corvee, rest the laboring people, aid the poor, honor the loyal and upright, dismiss the cruel, and do not let idle officials long hold rich salaries. Carry these out in order, hold firmly to them without deviation, inspect yourself day and night without slackening, correct all old faults, let new virtue shine, and allow no tiny perversity to lodge again in your heart. Then the great anomalies may perhaps be dispelled, Heaven's Mandate may perhaps return, and the altars of state and ancestral temples may perhaps be preserved. I beg you to turn these words over in your mind again and again. I am only a frontier officer who does not know court secrets; if I have touched taboo, I deserve death ten thousand times.
26
使 使 祿
Emperor Cheng was mild and loved letters, long lacked an heir, often slipped out among petty favorites, while Zhao Feiyan and Li Ping from humble rank seized his love—the empress dowager and her brothers lost sleep over it. Kin could not speak plainly, so they pushed Gu Yong and others to use celestial portents as a lever for blunt advice the emperor might accept. Yong knew he had backers at court and never pulled his punches; each memorial won a polite hearing. When this memorial arrived, the emperor flew into a rage. General Wang Shang secretly told Yong to flee. He sent censors after Yong but ordered the relay post not to give fresh mounts; they failed to overtake him, and the emperor's anger cooled into regret. The next year Yong was recalled as grandee of the palace, then promoted to grand counselor of the palace with concurrent palace attendant.
27
使 退 使
In the first year of Yuanyan he became governor of Beidi. Portents were especially frequent; as Yong was about to take office, the emperor sent Commandant of the Guards Chunyu Chang to hear him out. Yong answered: "I am a worn-out man raised to grandee of the palace, a minor remonstrator who neither advances good counsel nor wins glory in arms; your grace in making me governor of Beidi is more than I deserve." Even to die in the fields would not repay one fraction of your grace. Your kindness does not forget the humble: like King Wen you listen even to woodcutters, and you ordered the commandant of the guards to hear me out. They say remonstrators owe full loyalty and office-holders owe diligent service. I am no longer chief remonstrator but a line officer—I should devote myself to the people and not debate policy. A loyal minister never abandons his lord alive or dead, and never forgets the state. Shi Yu, dying with counsel unheard, had his coffin wheeled into the inner room so his corpse could speak; Ji An, though outwardly aloof, nursed grief for the state and left his last plea with Li Xi. The canon says, "Though your body be far off, your heart never leaves the royal house." Though three years a palace attendant and now a frontier guard, my heart stayed at the palace gate—so I overstep my rank to voice years of worry.
28
耀 西
Heaven made the people and gave them kings to rule—not for the king's private glory but for the people's good. He sets the three cosmic threads and three calendar beginnings, casts out the wicked and welcomes virtue, favors no single clan, and shows that All-under-Heaven belongs to All-under-Heaven, not to one man alone. When the king personally practices virtue and the Way, receives and follows Heaven and Earth, loves broadly with humane forgiveness, and extends grace even to the reeds by the road; when taxes taken from the people do not exceed the regular law, palaces, chambers, chariots, and clothing do not overstep the institutions, affairs are ordered, wealth is sufficient, and the common people are harmonious, then the hexagram vapors align and respond, the five signs keep their seasons, the people live to old age, plants flourish, and tallies and auspicious signs descend together to display protection and aid. When he loses the Way and acts recklessly, goes against Heaven and brutalizes living things, exhausts extravagance and desire, sinks into dissipation and excess, follows women's words, executes and banishes humane worthies, estranges his own flesh and blood, lets petty men handle affairs, and imposes harsh punishments and heavy levies so that the people are sorrowful and resentful, then the hexagram vapors turn perverse and disordered, signs of blame appear in the post stations, High Heaven burns with anger, portents repeatedly descend, the sun and moon are eclipsed, the five planets lose their courses, mountains collapse, rivers burst, springs gush upward, prodigies appear together, strange stars shine, famine comes again and again, the people die young, and the myriad things are cut short. If he will not wake until evil is complete, Heaven ceases to warn and hands the Mandate to another. The "Odes" say the king looked to the west and knew the realm was his house.
29
Casting off the wicked and transferring the mandate to the worthy is Heaven and Earth's constant norm, shared by every dynasty. Merit may be great or slight, allotted spans long or short, eras have their middle and late seasons, and Heaven's Way has its rise and decline. Your Majesty inherits eight generations of achievement, stands at the yang number's marked season, crosses the three-seven node, meets the hexagram Wu Wang, and faces the hundred-six calamity pass. Three kinds of hardship differ in kind yet meet together. From Jianshi through twenty years, disasters and great prodigies have crossed and flashed up, more than the Spring and Autumn records. Eight generations of records stand unsealed; this year on the new moon of jihai in the first month came an eclipse at the three-court assembly; on dingyou in the fourth month stars fell in broad daylight; on xinwei in the seventh month a comet stretched across the sky. At the juncture of three hardships, with many stored prodigies, famine follows and want joins on. The comet is an extreme prodigy born of earth essence; falling stars follow hunger's change—military disorder is arising, its term not long; lofty virtue and accumulated good may not suffice. Within, the deep palace will breed arrogant ministers and fierce consorts, drunken madness and sudden ruin—in Beigong park, lanes, servants' houses, and secluded places—the disorder of Zheng Shu and Cui Zhu; Without, the realm will face the calamity of Fan Bing, Su Ling, Chen Sheng, and Xiang Liang raising their arms. Inner disorder morning and evening, daily warning the realm—arms will rise when the Fire Horn comes due. The boundary of safety and danger, the altars' utmost worry—this is why I have shattered gall and chilled heart, warning of it for years. Sprouts appear below before changes show above—can you not be most careful!
30
Disaster begins in trifles; treason sprouts where guard is slack. Set right the relation of lord and minister, and never again carouse in lewd company with petty men; Expel every arrogant palace attendant who has broken court etiquette in his cups. Strengthen the three bonds, order the harem, curb jealous favorites, cherish the gentle, comfort the slighted, and soothe bitter hearts. Guard your majesty: issue your commands before the chariot rolls, clear the streets before you ride, and never again slip out alone to sup in servants' houses. Remove these three evils and the inner court is sealed against chaos.
31
宿 使
Rebellion in the heartland begins when famine goes unrelieved, taxes crush the poor, and the throne never hears their rage. The "Changes" warns: hoard the people's fat for small gain and you may survive a little probe, but the great cast is ill omened. Tradition says: "Hungry yet not reducing—this is called ease; its calamity water; its blame loss." The "Yaoci" says when the pass bolts fly the ruler has lost the Way and ministers plot usurpation. In famine a king who enriches himself instead of cutting expenses courts ill fortune; when the people cannot meet your exactions, grief turns to flood; the city gate is the state's lock—when bolts fly, the lock is going. Last year twenty-one commanderies drowned; no grain was gathered. This year silk and wheat alike failed. Streams boil over, rivers burst their banks, and flood has swamped more than fifteen commanderies. Harvests fail year on year; the season passes with no winter wheat in the bin. The people are jobless and drift; mobs block the passes. With omens so plain and the people so ruined, this is the moment to cut taxes—yet offices ask to raise them, a gross breach of the classics and an invitation to revolt. The flying gate-bolts surely answer to this policy. The ancients cut court meals when crops failed, wore plain cloth when omens piled up, and in famine years did not plaster the roads. The "Odes" bid the ruler help the people in mourning. The "Analects" asks: when the people are empty, what can fill the throne? Reject higher taxes; slash spending on kitchens, workshops, the inner treasury, and imperial manufactories, and shift the savings to the minister of finance. Open the roads, admit refugees, and spend freely to meet the crisis. At spring's start send inspectors to tour the realm, aid widows and orphans, urge the governors to farming, and never steal the plowing season—thus you calm the people and choke rebellion before it rises.
32
姿
The finest ruler can be led toward good, never toward evil; the basest the reverse. Your natural gifts are quick and clear—you have the makings of a supreme ruler. Heed my three warnings, dread the omens, set your heart on reform, shed old vices, and govern with utmost sincerity toward Heaven—then portents will fade above and rebellion sink below. I fear your public resolve still wavers, private tastes linger, and you still cling to petty men and will not act! The emperor was deeply moved by the memorial.
33
Gu Yong's learning was broad but shallow compared with Du Qin, Du Ye, or the depth of Liu Xiang and his son and Yang Xiong. He mastered astronomy and Jing Fang's "Changes," so his forty-odd memorials on omens harped on the emperor and the harem. He leaned on the Wangs; the emperor knew it and kept him at arm's length.
34
After more than a year as governor of Beidi, General Wang Shang died; Marquis of Quyang Wang Gen became general of agile cavalry, recommended Yong, and he was summoned in as minister of grand granaries. More than a year later Yong fell ill; after three months the responsible offices memorialized requesting dismissal. By precedent, when grandees fell ill they were granted leave; only Yong was dismissed at once. Several months later he died at home. His original name was Bing; because of Fan Bing's rebellion at Weishi he changed his name to Yong.
35
Du Ye, styled Zixia, was originally from Fanyang in Wei commandery. His grandfather and father rose on merit to grand warden and were moved to Maoling under Emperor Wu. Ye lost his father young; his mother was a daughter of Zhang Chang. Du Ye. As a grown man he studied under Zhang Ji and inherited the Zhang family library. Filial-incorrupt nomination made him a gentleman-attendant.
36
簿
He was on good terms with General of Chariots and Cavalry Wang Yin. Marquis of Ping'a Tan refused the gate command; after he died the emperor regretted it and made Tan's younger brother Marquis of Chengdu Shang special advancement commanding gate troops, with power to recommend clerks like a general's headquarters. Ye saw Yin's old rift with Ping'a and urged him: "I have heard that deep grace calls for careful nurture and great love calls for thorough scrutiny. Kin who are not shown distinction—who can be without resentment? That is why the odes "Tangdi" and "Horn Bow" were written. Duke Mu of Qin had a state of a thousand chariots yet could not accommodate his younger brother; the Spring and Autumn recorded and mocked this. The Duke of Zhou and Duke of Shao were not so—loyal in mutual aid, righteous in mutual correction, treating kin as themselves and honor as their own, not monopolizing state favor, not as elders monopolizing glory, apportioning duties at Shan, both serving as assistants and guides. Therefore within there was no resentment, without no shame of insult; both enjoyed Heaven's blessing and bore lofty names—for this reason. I see Marquis of Chengdu holding special advancement and commanding gate troops, with an edict allowing recommendation of clerks like the five ministries—this is what the clear edict means to favor. General, you ought to follow the sage intent and treat him with more distinction than before; in every discussion involve him, making it appear sincere and issuing from you—then who would dare not be pleased? Duke Wen of Wei woke to the gift of a great goose and father and son grew closer; Chen Ping shared one basket of rice and chancellor and general grew joyful—though contact was only at pillars and ritual vessels, how far was it not for breaking enemy strength and quelling hardship! I admire the righteousness of Cang Tang and Master Lu; in what I report here, may you deeply examine it." Yin greatly approved his words; from this he grew intimate with Marquis of Chengdu Shang, and both men valued Ye. Later he left the gentleman-attendant post on account of illness. When Shang became grand marshal and general of the guards, he appointed Ye chief clerk as trusted inner counsel and recommended him as attendant censor. When Emperor Ai took the throne, Ye was transferred to be inspector of Liang province. Ye in office was easy and relaxed, with little severity; several years later he was dismissed on account of illness. At the time, the emperor's grandmother, Empress Dowager Fu of Dingtao, bore the title Grand Empress Dowager, while his mother, Lady Ding, was titled Empress Dowager. The empress herself was the daughter of a younger male cousin of Empress Dowager Fu. Three of the Fu clan were made marquises; two of the Ding clan. Fu Empress Dowager's younger cousin by the same mother Zheng Ye was also enfeoffed as Marquis of Yangxin. Fu Empress Dowager especially joined in government and monopolized power. On the new moon of the first month of Yuanshou, the emperor made the empress's father Marquis of Kongxiang Fu Yan grand marshal and general of the guards, and the emperor's uncle Marquis of Yang'an Ding Ming grand marshal and general of agile cavalry. As they were about to be appointed, an eclipse occurred; an edict ordered recommendation of blunt critics. Marquis of Fuyang Wei Yu recommended Ye as a blunt critic; Ye answered: Qinxi broke his head for the state and felt no regret;
37
Bian He offered the jade though it cost him his feet; I am summoned to speak plainly without facing their fate—how can I hold back? Yang is high and yin low; the low follows the high—that is Heaven's Way. Thus the man, though humble, is the yang of his house; the woman, though exalted, remains the yin of the state. Rite therefore binds even a woman of Tai Si's virtue to her son's line. The "Spring and Autumn" omits the mother of the marquis of Ji because a woman's power must not eclipse the yin role. Duke Zhuang of Zheng indulged his mother and reaped Shu Duan's revolt; King Xiang of Zhou, squeezed by palace strife, fell into danger as a guest of Zheng. When Han first rose, Empress Dowager Lü wielded power for her private relatives and also made a maternal grandson the successor to Emperor Xiaohui. At that time the line of succession was unclear and all affairs were largely dark; changes such as daytime gloom and thunder in winter were too many to record. I see you govern even-handedly, live frugally, and never act without ritual—you mean to reform yourself and begin anew with the realm. Yet no blessed omens answer; instead come eclipse and earthquake while the people whisper of divining rods and panic spreads. The "Spring and Autumn" reads each portent as a pointed image—one type unlocks the whole lesson. An eclipse means yin has veiled yang—Kun mounting Li, the "Brightness Wounded" sign. Kun stands for earth, the mother principle, whose virtue is stillness. The earthquake shows that yin is failing to function properly. The reading is plain—I must speak plainly!
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退 使 忿
When Zengzi asked about blind obedience, Confucius cried, "What talk is that!" He praised Min Ziqian for keeping ritual: whatever his parents did stayed within reason, so no wedge could enter. Wang Mang of Xindu once retired to his brother's house until an edict sent him back to his fief. Marquis Hong of Gaochang quit his fief yet kept his title. Wang Qian was cashiered for sycophancy, recalled within the month, never sent home despite ministers' protests, and ended with added titles and missions—more honored than before. Marquis Ye of Yangxin likewise rode private favor to power beyond what merit allows. Every in-law brother, worthy or not, sits by the throne, fills every post, commands troops or camps—favor heaps on one clan as seldom seen in history. It went so far as twin offices of Grand Marshal and general. The Huang and Three Huan never matched this: even Lu's triple host was a lesser climb. The day of the appointments the sun went dark. The eclipse fell on the very day of the promotions—Heaven shows you take counsel from every voice, grant every wish, spare the guilty, and ennoble the useless until corruption pools; the omen points straight at this, begging the court to wake. The poets mocked it and the "Spring and Autumn" condemned the like—Heaven points here, nowhere else. Men hate past favorites yet never hold a mirror to their own acts—thinking themselves blameless is the true error. A humble outsider may see one-sidedly, yet I suspect the inner court harbors the same disease. Heaven does not warn in vain; it guards the sovereign so faithfully—how can you not answer!
39
祿
When wild pheasants foretold the Shang restoration, Gaozong took fright; when the gale tore the mulberry grove, King Cheng trembled. Add utmost sincerity, think back to your first intent, test policy against the classics, and win the people's hearts—then the spirits will lay aside wrath and blessings will return without stint.
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Du Ye died of illness before he could take office. Du Ye on the rod divinations and Gu Yong on the emperor's private land, comets, meteors, and flying gate-bolts are recorded in the Treatise on the Five Phases.
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Ye had studied under Zhang Ji; Ji's orphaned son Song studied under Ye in turn and won fame, especially in philology. His son Du Lin loved antiquity and had talent; under Guangwu he rose to Grand Minister of Works. He surpassed father and master in textual criticism, so later scholars trace philology to the Du house.
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The summation: Chengdi handed the realm to in-laws whose grip exceeded the Ding and Fu clans under Aidi. So Du Ye could mock the Ding and Fu, while Du Qin and Gu Yong kept silent on the Wangs—such was the force of circumstance. When Du Qin tried to check Wang Feng, Du Ye curried Wang Yin and Wang Shang instead. Gu Yong's "three-seven" warning was true loyalty; yet he cited Shen Bo to flatter Wang Feng, sowed strife with Ping'e, and read Venus and Mars to suit his patrons—candor thin, words many. Confucius called "friends much hearing"—these three men neared it.
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